Vault-13

ISHARES TR OEF

S&P 100 ETF · ETP · CUSIP 464287101

553 institutional holders +37 vs Q1 2023
26,581,60326.6m shares reported held*
$5.5bnreported value*
65 new 120 added 166 reduced 29 sold out net bought ≈ $174.7m (+843.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $206.64. Options: 9 managers hold calls ($59.7m notional), 5 hold puts ($15.8m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 475Q4 22: 504Q1 23: 516Q2 23: 553553Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022475
Q4 2022504
Q1 2023516
Q2 2023553

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 168 bought or addedQ4 22: 204 cut or sold outQ4 22Q1 23: 169 bought or addedQ1 23: 221 cut or sold outQ1 23Q2 23: 185 bought or addedQ2 23: 195 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022168204
Q1 2023169221
Q2 2023185195

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150m$200mQ3 22 calls: $54.9mQ3 22 puts: $7.8mQ3 22P/C 0.14Q4 22 calls: $176.2mQ4 22 puts: $14.5mQ4 22P/C 0.08Q1 23 calls: $90.8mQ1 23 puts: $46.0mQ1 23P/C 0.51Q2 23 calls: $59.7mQ2 23 puts: $15.8mQ2 23P/C 0.26
Numbers
QuarterCallsPutsP/C
Q3 2022$54.9m$7.8m0.14
Q4 2022$176.2m$14.5m0.08
Q1 2023$90.8m$46.0m0.51
Q2 2023$59.7m$15.8m0.26

Biggest buyers

Cresset Asset Management, LLC Added +588,450+588.5k
CM WEALTH ADVISORS LLC New +298,909+298.9k
VICUS CAPITAL New +113,326+113.3k
J.P. Morgan Private Wealth Advisors LLC Added +104,227+104.2k
OLD NATIONAL BANCORP /IN/ Added +94,116+94.1k
Financial Partners Group, Inc Added +89,630+89.6k
Activest Wealth Management New +87,637+87.6k
IFP Advisors, Inc Added +69,038+69.0k
FIFTH THIRD BANCORP Added +66,297+66.3k
BANK OF AMERICA CORP /DE/ Added +64,390+64.4k

Biggest sellers

Relative Value Partners Group, LLC Reduced -424,087-424.1k
JPMORGAN CHASE & CO Reduced -420,972-421.0k
FMR LLC Reduced -164,437-164.4k
JONES FINANCIAL COMPANIES LLLP Reduced -67,836-67.8k
BlackRock Inc. Reduced -62,381-62.4k
United Asset Strategies, Inc. Reduced -51,551-51.6k
OAKWORTH CAPITAL, INC. Reduced -33,964-34.0k
HRT FINANCIAL LP Sold out -31,153-31.2k
Cetera Advisors LLC Reduced -27,756-27.8k
MONEY CONCEPTS CAPITAL CORP Sold out -25,779-25.8k

Biggest calls

Capital Markets Trading UK LLP Reduced $33.7m1.2m shares
SUMMIT SECURITIES GROUP LLC Reduced $17.4m8.4k shares
CITADEL ADVISORS LLC Added $4.0m19.5k shares
JANE STREET GROUP, LLC Reduced $1.8m14.1k shares
Maven Securities LTD Reduced $1.6m7.6k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $828.2k4.0k shares
Belvedere Trading LLC Reduced $207.1k1.0k shares
Cutler Group LLC / CA Added $61.0k6.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUMMIT SECURITIES GROUP LLC Reduced $8.5m4.1k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $3.5m16.9k shares
WELLS FARGO & COMPANY/MN New $2.2m10.5k shares
CITADEL ADVISORS LLC Added $1.6m7.6k shares
Cutler Group LLC / CA Added $4.0k2.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.13% of their portfolio CHARLOTTE, NC 5,308,4375.3m $1.1bn $1.1bn 0.13% Added +64.4k +64,390
2 FIFTH THIRD BANCORP 1.87% of their portfolio CINCINNATI, OH 2,040,9112.0m $422.6m $422.6m 1.87% Added +66.3k +66,297
3 JONES FINANCIAL COMPANIES LLLP 0.66% of their portfolio DES PERES, MO 2,006,3432.0m $415.4m $415.4m 0.66% Reduced -67.8k -67,836
4 JPMORGAN CHASE & CO 0.04% of their portfolio NEW YORK, NY 1,709,2191.7m $353.9m $353.9m 0.04% Reduced -421.0k -420,972
5 Cresset Asset Management, LLC 1.81% of their portfolio Chicago, IL 1,233,1211.2m $255.3m $255.3m 1.81% Added +588.5k +588,450
6 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 1,052,7441.1m $218.0m $218.0m 0.02% Added +30.6k +30,623
7 IEQ CAPITAL, LLC 3.92% of their portfolio Foster City, CA 938,883938.9k $194.4m $194.4m 3.92% Reduced -2.9k -2,863
8 GOLDMAN SACHS GROUP INC 0.05% of their portfolio NEW YORK, NY 903,954904.0k $187.2m $187.2m 0.05% Reduced -6.9k -6,907
9 UBS Group AG 0.06% of their portfolio ZURICH, V8 635,642635.6k $131.6m $131.6m 0.06% Added +7.0k +6,958
10 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 488,456488.5k $101.1m $101.1m 0.03% Added +26.3k +26,306
11 EVOKE WEALTH, LLC 3.38% of their portfolio Los Angeles, CA 470,013470.0k $97.3m $97.3m 3.38% Added +6.7k +6,720
12 BlackRock Inc. 0.00% of their portfolio New York, NY 442,398442.4k $91.6m $91.6m 0.00% Reduced -62.4k -62,381
13 Relative Value Partners Group, LLC 5.50% of their portfolio NORTHBROOK, IL 410,837410.8k $85.1m $85.1m 5.50% Reduced -424.1k -424,087
14 PNC Financial Services Group, Inc. 0.07% of their portfolio Pittsburgh, PA 388,989389.0k $80.5m $80.5m 0.07% Reduced -3.9k -3,947
15 CM WEALTH ADVISORS LLC 20.95% of their portfolio BEACHWOOD, OH 298,909298.9k $63.9m $63.9m 20.95% New
16 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 286,053286.1k $59.2m $59.2m 0.04% Added +44.9k +44,913
17 OAKWORTH CAPITAL, INC. 4.53% of their portfolio BIRMINGHAM, AL 257,652257.7k $53.3m $53.3m 4.53% Reduced -34.0k -33,964
18 J.P. Morgan Private Wealth Advisors LLC 0.24% of their portfolio SAN FRANCISCO, CA 221,803221.8k $45.9m $45.9m 0.24% Added +104.2k +104,227
19 Raymond James Financial Services Advisors, Inc. 0.08% of their portfolio ST. PETERSBURG, FL 212,508212.5k $44.0m $44.0m 0.08% Added +47.2k +47,167
20 AGF MANAGEMENT LTD 0.29% of their portfolio TORONTO, A6 194,560194.6k $40.3m $40.3m 0.29% Reduced -2.4k -2,425
21 SIGNATUREFD, LLC 0.99% of their portfolio ATLANTA, GA 186,734186.7k $38.7m $38.7m 0.99% Reduced -3.1k -3,056
22 OSAIC HOLDINGS, INC. 0.07% of their portfolio SCOTTSDALE, AZ 178,169178.2k $36.9m $36.9m 0.07% Added +17.6k +17,603
23 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 166,855166.9k $34.6m $34.6m 0.01% Reduced -1.7k -1,745
24 FMR LLC 0.00% of their portfolio BOSTON, MA 165,461165.5k $34.3m $34.3m 0.00% Reduced -164.4k -164,437
25 Mariner, LLC 0.08% of their portfolio Overland Park, KS 143,257143.3k $29.7m $29.7m 0.08% Reduced -7.3k -7,267
26 IFP Advisors, Inc 0.50% of their portfolio TAMPA, FL 139,772139.8k $22.9m $22.9m 0.50% Added +69.0k +69,038
27 Bluespring Wealth Management, LLC 3.52% of their portfolio AUSTIN, TX 130,452130.5k $27.0m $27.0m 3.52% Reduced -2.4k -2,427
28 First Pacific Financial 10.96% of their portfolio VANCOUVER, WA 124,757124.8k $25.8m $25.8m 10.96% Reduced -3.6k -3,590
29 Dakota Wealth Management 1.21% of their portfolio PALM BEACH GARDENS, FL 124,163124.2k $25.7m $25.7m 1.21% Added +6.1k +6,108
30 Abbrea Capital, LLC 3.81% of their portfolio Greenbrae, CA 119,683119.7k $24.8m $24.8m 3.81% Reduced -235 -235
31 M&T Bank Corp 0.09% of their portfolio BUFFALO, NY 115,062115.1k $23.8m $23.8m 0.09% Reduced -218 -218
32 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 113,923113.9k $23.6m $23.6m 0.01% Added +519 +519
33 VICUS CAPITAL 2.44% of their portfolio STATE COLLEGE, PA 113,326113.3k $23.5m $23.5m 2.44% New
34 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 109,658109.7k $22.7m $22.7m 0.01% Added +14.6k +14,630
35 Dorsey & Whitney Trust CO LLC 1.87% of their portfolio SIOUX FALLS, SD 109,490109.5k $22.7m $22.7m 1.87% Unchanged
36 Steward Partners Investment Advisory, LLC 0.33% of their portfolio STAMFORD, CT 107,607107.6k $22.3m $22.3m 0.33% Added +34 +34
37 OLD NATIONAL BANCORP /IN/ 0.61% of their portfolio EVANSVILLE, IN 102,268102.3k $21.2m $21.2m 0.61% Added +94.1k +94,116
38 Amplius Wealth Advisors, LLC 2.71% of their portfolio BLUE BELL, PA 97,12597.1k $20.1m $20.1m 2.71% Reduced -172 -172
39 Financial Partners Group, Inc 4.08% of their portfolio Overland Park, KS 96,47296.5k $20.2m $20.2m 4.08% Added +89.6k +89,630
40 Altus Wealth Management, LLC 15.25% of their portfolio FT MITCHELL, KY 93,31393.3k $19.3m $19.3m 15.25% Reduced -7.1k -7,063
41 Fisher Asset Management, LLC 0.01% of their portfolio PLANO, TX 88,39888.4k $18.3m $18.3m 0.01% Reduced -8.7k -8,725
42 Activest Wealth Management 5.46% of their portfolio AVENTURA, FL 87,63787.6k $7.9m $7.9m 5.46% New
43 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 81,46081.5k $16.9m $16.9m 0.03% Added +45.4k +45,366
44 CAPTRUST FINANCIAL ADVISORS 0.06% of their portfolio RALEIGH, NC 76,90476.9k $15.9m $15.9m 0.06% Reduced -751 -751
45 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.08% of their portfolio IRVING, TX 74,05974.1k $15.3m $15.3m 0.08% Reduced -4.1k -4,051
46 FSA WEALTH PARTNERS, INC. 6.21% of their portfolio Rockville, MD 72,50772.5k $15.0m $15.0m 6.21% Added +19.5k +19,481
47 Veritable, L.P. 0.23% of their portfolio Newtown Square, PA 67,25967.3k $13.9m $13.9m 0.23% Reduced -229 -229
48 KEYBANK NATIONAL ASSOCIATION/OH 0.06% of their portfolio BROOKLYN, OH 63,31963.3k $13.1m $13.1m 0.06% Reduced -1.8k -1,816
49 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 62,11162.1k $12.9m $12.9m 0.01% Reduced -4.6k -4,584
50 WJ Wealth Management, LLC 6.08% of their portfolio GLENDALE, AZ 62,07762.1k $12.9m $12.9m 6.08% New
51 BROWN BROTHERS HARRIMAN & CO 0.10% of their portfolio NEW YORK, NY 61,46461.5k $12.7m $12.7m 0.10% Unchanged
52 COUNTRY CLUB BANK 0.88% of their portfolio KANSAS CITY, MO 54,11054.1k $11.1m $11.1m 0.88% Added +1.2k +1,155
53 STOCK YARDS BANK & TRUST CO 0.41% of their portfolio LOUISVILLE, KY 53,84753.8k $11.1m $11.1m 0.41% Reduced -794 -794
54 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 53,22953.2k $11.0m $11.0m 0.00% Reduced -8.8k -8,757
55 Geller Advisors LLC 1.31% of their portfolio New York, NY 50,62250.6k $10.5m $10.5m 1.31% Reduced -15.4k -15,365
56 Bricktown Capital, LLC 1.31% of their portfolio DETROIT, MI 50,00050.0k $10.4m $10.4m 1.31% Unchanged
57 Roof Eidam Maycock Peralta, LLC 3.44% of their portfolio San Francisco, CA 49,63949.6k $10.3m $10.3m 3.44% New
58 OneDigital Investment Advisors LLC 0.23% of their portfolio OVERLAND PARK, KS 49,29149.3k $10.2m $10.2m 0.23% Reduced -26 -26
59 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 48,98449.0k $10.1m $10.1m 0.00% Added +62 +62
60 QUEST INVESTMENT MANAGEMENT LLC 1.33% of their portfolio LAKE OSWEGO, OR 47,03547.0k $9.7m $9.7m 1.33% Added +2.1k +2,071
61 Integrated Wealth Concepts LLC 0.16% of their portfolio WALTHAM, MA 44,84644.8k $9.3m $9.3m 0.16% Reduced -686 -686
62 Financial Enhancement Group LLC 1.72% of their portfolio ANDERSON, IN 44,33644.3k $9.3m $9.3m 1.72% New
63 TWO SIGMA INVESTMENTS, LP 0.02% of their portfolio NEW YORK, NY 44,20044.2k $9.2m $9.2m 0.02% New
64 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 43,25443.3k $9.0m $9.0m 0.01% Added +1.6k +1,599
65 Polianta Ltd 4.01% of their portfolio ST HELIER, Y9 41,80041.8k $8.7m $8.7m 4.01% Reduced -6.8k -6,800
66 Legacy Advisors, LLC 1.23% of their portfolio PLYMOUTH MEETING, PA 40,14140.1k $8.3m $8.3m 1.23% Reduced -15.4k -15,399
67 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 38,69838.7k $8.0m $8.0m 0.01% Added +559 +559
68 Segment Wealth Management, LLC 0.81% of their portfolio HOUSTON, TX 37,82737.8k $7.8m $7.8m 0.81% Reduced -806 -806
69 Waypoint Capital Advisors, LLC 2.44% of their portfolio Minneapolis, MN 37,77137.8k $7.8m $7.8m 2.44% Added +64 +64
70 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 37,42537.4k $7.7m $7.7m 0.02% Reduced -465 -465
71 Investors Research Corp 1.95% of their portfolio ATLANTA, GA 37,39337.4k $7.7m $7.7m 1.95% Added +1.4k +1,383
72 Cerity Partners LLC 0.03% of their portfolio NEW YORK, NY 36,92836.9k $7.6m $7.6m 0.03% Added +3.0k +3,006
73 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 36,42536.4k $7.5m $7.5m 0.01% Added +1.9k +1,855
74 Canal Capital Management, LLC 1.47% of their portfolio Richmond, VA 35,14035.1k $7.3m $7.3m 1.47% Reduced -53 -53
75 PATHSTONE FAMILY OFFICE, LLC 0.10% of their portfolio ENGLEWOOD, NJ 34,87034.9k $7.2m $7.2m 0.10% Reduced -72 -72
76 Aveo Capital Partners, LLC 0.91% of their portfolio ENGLEWOOD, CO 34,80634.8k $7.2m $7.2m 0.91% New
77 ATTICUS WEALTH MANAGEMENT, LLC 2.66% of their portfolio Palm Beach Gardens, FL 34,80034.8k $7.2m $7.2m 2.66% Reduced -1.2k -1,177
78 B. Riley Wealth Advisors, Inc. 0.16% of their portfolio MEMPHIS, TN 33,99534.0k $7.0m $7.0m 0.16% Reduced -2.0k -2,033
79 Roble, Belko & Company, Inc 1.40% of their portfolio SEWICKLEY, PA 33,97834.0k $7.0m $7.0m 1.40% Reduced -3.9k -3,917
80 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 33,85833.9k $7.0m $7.0m 0.01% Reduced -655 -655
81 Lineweaver Wealth Advisors, LLC 2.00% of their portfolio VALLEY VIEW, OH 33,79333.8k $7.0m $7.0m 2.00% Added +1.2k +1,233
82 CARRET ASSET MANAGEMENT, LLC 0.88% of their portfolio NEW YORK, NY 32,04532.0k $6.6m $6.6m 0.88% Reduced -936 -936
83 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 31,13631.1k $6.4m $6.4m 0.03% Reduced -1.5k -1,474
84 Wharton Business Group, LLC 0.42% of their portfolio MALVERN, PA 30,67430.7k $6.4m $6.4m 0.42% Reduced -710 -710
85 Carnegie Investment Counsel 0.23% of their portfolio PEPPER PIKE, OH 29,47529.5k $6.1m $6.1m 0.23% Added +947 +947
86 FULTON BREAKEFIELD BROENNIMAN LLC 0.50% of their portfolio Bethesda, MD 29,10729.1k $6.0m $6.0m 0.50% Reduced -1.5k -1,463
87 Keebeck Wealth Management 0.83% of their portfolio Chicago, IL 29,00629.0k $6.0m $6.0m 0.83% Reduced -1 -1
88 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 28,41328.4k $5.9m $5.9m 0.00% Added +1.4k +1,385
89 MONTAG A & ASSOCIATES INC 0.35% of their portfolio ATLANTA, GA 27,66727.7k $5.7m $5.7m 0.35% Added +26.0k +25,977
90 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 26,38026.4k $5.5m $5.5m 0.00% Unchanged
91 Federation des caisses Desjardins du Quebec 0.05% of their portfolio LEVIS, A8 26,29126.3k $5.4m $5.4m 0.05% Reduced -803 -803
92 W ADVISORS, LLC 4.11% of their portfolio Germantown, TN 25,33825.3k $5.2m $5.2m 4.11% Added +55 +55
93 GenWealth Group, Inc. 1.50% of their portfolio Maplewood, NJ 25,18825.2k $5.2m $5.2m 1.50% Reduced -231 -231
94 TCWP LLC 1.10% of their portfolio Beachwood, OH 24,85324.9k $5.1m $5.1m 1.10% Reduced -468 -468
95 One Capital Management, LLC 0.23% of their portfolio WESTLAKE VILLAGE, CA 24,78624.8k $5.1m $5.1m 0.23% Added +7.7k +7,664
96 D.A. DAVIDSON & CO. 0.05% of their portfolio GREAT FALLS, MT 24,60524.6k $5.1m $5.1m 0.05% Reduced -276 -276
97 SCS Capital Management LLC 0.12% of their portfolio BOSTON, MA 24,52724.5k $5.1m $5.1m 0.12% Added +54 +54
98 BAILARD, INC. 0.18% of their portfolio Foster City, CA 24,37924.4k $5.0m $5.0m 0.18% Unchanged
99 NTV Asset Management LLC 0.88% of their portfolio Charleston, WV 24,26624.3k $5.0m $5.0m 0.88% Reduced -25 -25
100 Capital Advisors, Ltd. LLC 0.75% of their portfolio SHAKER HEIGHTS, OH 24,24924.2k $5.0m $5.0m 0.75% Added +246 +246