Vault-13

IRON HORSE ACQUISITIONS CORP UCFI

COM · Common Stock · CUSIP 462837105

37 institutional holders +6 vs Q1 2024
5,677,1255.7m shares reported held*
64.0% of all shares outstanding*
$57.1mreported value*
10 new 9 added 3 reduced 4 sold out net bought ≈ $6.8m (+680.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 8.9m as of 2024-08-11, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $10.06.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

02040Q1 24: 31Q2 24: 3737Q1 24Q2 24
Numbers
QuarterHolders
Q1 202431
Q2 202437

Biggest buyers

Karpus Management, Inc. Added +387,325+387.3k
MANGROVE PARTNERS IM, LLC New +339,114+339.1k
BERKLEY W R CORP New +274,239+274.2k
Westchester Capital Management, LLC New +243,606+243.6k
CVI Holdings, LLC New +192,000+192.0k
COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS Added +100,000+100.0k
AQR Arbitrage LLC Added +75,000+75.0k
COWEN AND COMPANY, LLC Added +72,496+72.5k
Centiva Capital, LP New +65,000+65.0k
Tidal Investments LLC New +32,282+32.3k

Biggest sellers

HIGHBRIDGE CAPITAL MANAGEMENT LLC Sold out -470,437-470.4k
Exos Asset Management LLC Sold out -300,000-300.0k
CLEAR STREET LLC Reduced -239,179-239.2k
Shaolin Capital Management LLC Sold out -75,000-75.0k
Crystalline Management Inc. Sold out -60,000-60.0k
Bulldog Investors, LLP Reduced -40,937-40.9k
Schechter Investment Advisors, LLC Reduced -25,695-25.7k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
RIVERNORTH CAPITAL MANAGEMENT, LLC 13G · institution new · filed 2025-08-14 5.6% new 494.3k≈ $2.7m 2025-08-14
METEORA CAPITAL, LLC 13G · institution new · filed 2025-05-15 5.2% new 463.7k≈ $2.6m 2025-05-15

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Karpus Management, Inc. 0.19% of their portfolio Pittsford, NY 658,800658.8k $6.6m $6.6m 0.19% Added +387.3k +387,325
2 AQR Arbitrage LLC 0.14% of their portfolio Greenwich, CT 535,000535.0k $5.4m $5.4m 0.14% Added +75.0k +75,000
3 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.21% of their portfolio WEST PALM BEACH, FL 449,025449.0k $4.5m $4.5m 0.21% Unchanged
4 MANGROVE PARTNERS IM, LLC 0.27% of their portfolio Greenwich, CT 339,114339.1k $3.4m $3.4m 0.27% New
5 BOOTHBAY FUND MANAGEMENT, LLC 0.10% of their portfolio NEW YORK, NY 334,020334.0k $3.4m $3.4m 0.10% Unchanged
6 ATW SPAC MANAGEMENT LLC 4.11% of their portfolio NEW YORK, NY 334,020334.0k $3.4m $3.4m 4.11% Unchanged
7 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 296,000296.0k $3.0m $3.0m 0.00% Unchanged
8 Hudson Bay Capital Management LP 0.02% of their portfolio STAMFORD, CT 275,000275.0k $2.8m $2.8m 0.02% Unchanged
9 BERKLEY W R CORP 0.15% of their portfolio Greenwich, CT 274,239274.2k $2.8m $2.8m 0.15% New
10 Westchester Capital Management, LLC 0.10% of their portfolio VALHALLA, NY 243,606243.6k $2.5m $2.5m 0.10% New
11 CVI Holdings, LLC 1.67% of their portfolio WILMINGTON, DE 192,000192.0k $1.9m $1.9m 1.67% New
12 Bulldog Investors, LLP 0.66% of their portfolio SADDLE BROOK, NJ 174,626174.6k $1.8m $1.8m 0.66% Reduced -40.9k -40,937
13 COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 0.01% of their portfolio HARRISBURG, PA 165,871165.9k $1.7m $1.7m 0.01% Added +100.0k +100,000
14 Verition Fund Management LLC 0.01% of their portfolio GREENWICH, CT 164,085164.1k $1.7m $1.7m 0.01% Added +6.4k +6,383
15 WHITEBOX ADVISORS LLC 0.06% of their portfolio MINNEAPOLIS, MN 150,000150.0k $1.5m $1.5m 0.06% Unchanged
16 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 133,437133.4k $1.3m $1.3m 0.00% Unchanged
17 Periscope Capital Inc. 0.46% of their portfolio Toronto, A6 125,000125.0k $1.3m $1.3m 0.46% Added +25.0k +25,000
18 COWEN AND COMPANY, LLC 0.03% of their portfolio NEW YORK, NY 122,268122.3k $1.2m $1.2m 0.03% Added +72.5k +72,496
19 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 119,035119.0k $1.2m $1.2m 0.00% Unchanged
20 Schechter Investment Advisors, LLC 0.06% of their portfolio BIRMINGHAM, MI 78,89778.9k $793.7k $793.7k 0.06% Reduced -25.7k -25,695
21 Crossingbridge Advisors, LLC 0.45% of their portfolio PLEASANTVILLE, NY 75,00075.0k $754.5k $754.5k 0.45% Added +25.0k +25,000
22 Virtu Financial LLC 0.05% of their portfolio New York, NY 67,55267.6k $680.0k $680.0k 0.05% Added +3.9k +3,944
23 Centiva Capital, LP 0.03% of their portfolio New York, NY 65,00065.0k $654.5k $654.5k 0.03% New
24 ROBINSON CAPITAL MANAGEMENT, LLC 0.18% of their portfolio GROSSE POINTE FARMS, MI 50,53250.5k $508.4k $508.4k 0.18% Added +25.4k +25,383
25 FIR TREE CAPITAL MANAGEMENT LP 0.36% of their portfolio New York, NY 50,00050.0k $503.0k $503.0k 0.36% Unchanged
26 ARISTEIA CAPITAL, L.L.C. 0.02% of their portfolio GREENWICH, CT 50,00050.0k $503.0k $503.0k 0.02% Unchanged
27 Warberg Asset Management LLC 0.09% of their portfolio WINNETKA, IL 33,26733.3k $334.7k $334.7k 0.09% Unchanged
28 Tidal Investments LLC 0.00% of their portfolio Milwaukee, WI 32,28232.3k $324.8k $324.8k 0.00% New
29 CLEAR STREET LLC 0.01% of their portfolio NEW YORK, NY 27,02727.0k $271.9k $271.9k 0.01% Reduced -239.2k -239,179
30 Atlas Merchant Capital LLC 0.13% of their portfolio New York, NY 25,00025.0k $251.5k $251.5k 0.13% Unchanged
31 TrueMark Investments, LLC 0.04% of their portfolio CHICAGO, IL 12,15012.2k $122.2k $122.2k 0.04% Unchanged
32 Dakota Wealth Management 0.00% of their portfolio PALM BEACH GARDENS, FL 10,77510.8k $108.4k $108.4k 0.00% New
33 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 10,00610.0k $100.7k $100.7k 0.00% New
34 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 4,2894.3k $43.1k $43.1k 0.00% New
35 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 200200 $2.0k $2.0k 0.00% New
36 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 22 $20 $20 0.00% Unchanged
37 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged