Vault-13

INVESCO EXCH TRADED FD TR II BAB

TAXABLE MUN BD · ETP · CUSIP 46138G805

188 institutional holders +6 vs Q1 2023
43,175,00543.2m shares reported held*
$1.1bnreported value*
20 new 56 added 72 reduced 13 sold out net bought ≈ $107.2m (+4.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $26.63. Options: 2 managers hold calls ($454.0k notional), 1 hold puts ($63.7k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 182Q4 22: 178Q1 23: 182Q2 23: 188188Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022182
Q4 2022178
Q1 2023182
Q2 2023188

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 57 bought or addedQ4 22: 99 cut or sold outQ4 22Q1 23: 77 bought or addedQ1 23: 78 cut or sold outQ1 23Q2 23: 76 bought or addedQ2 23: 85 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225799
Q1 20237778
Q2 20237685

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $454.3kQ1 23 puts: $196.2kQ1 23P/C 0.43Q2 23 calls: $454.0kQ2 23 puts: $63.7kQ2 23P/C 0.14
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$0$0—
Q1 2023$454.3k$196.2k0.43
Q2 2023$454.0k$63.7k0.14

Biggest buyers

JANE STREET GROUP, LLC New +4,046,992+4.0m
STATE OF WISCONSIN INVESTMENT BOARD Added +821,000+821.0k
Private Ocean, LLC Added +318,763+318.8k
Onyx Bridge Wealth Group LLC Added +254,629+254.6k
Wealthspire Advisors, LLC Added +236,042+236.0k
Shelter Mutual Insurance Co New +198,589+198.6k
MORGAN STANLEY Added +93,983+94.0k
Qube Research & Technologies Ltd Added +69,800+69.8k
D L CARLSON INVESTMENT GROUP INC New +67,485+67.5k
Raymond James Financial Services Advisors, Inc. Added +65,467+65.5k

Biggest sellers

Haverford Trust Co Reduced -551,752-551.8k
BANK OF AMERICA CORP /DE/ Reduced -517,365-517.4k
Hudson Capital Management LLC Sold out -492,173-492.2k
Tortoise Investment Management, LLC Reduced -229,458-229.5k
Invesco Ltd. Reduced -219,058-219.1k
Tidal Investments LLC Reduced -211,000-211.0k
Treynor Bancshares, Inc. Reduced -89,714-89.7k
DONALDSON CAPITAL MANAGEMENT, LLC Reduced -84,104-84.1k
PETRA FINANCIAL ADVISORS INC Reduced -75,039-75.0k
BNP PARIBAS FINANCIAL MARKETS Reduced -35,986-36.0k

Biggest calls

CITADEL ADVISORS LLC Added $454.0k17.1k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $63.7k2.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Invesco Ltd. 0.07% of their portfolio ATLANTA, GA 10,167,19210.2m $269.9m $269.9m 0.07% Reduced -219.1k -219,058
2 JANE STREET GROUP, LLC 0.15% of their portfolio NEW YORK, NY 4,046,9924.0m $107.4m $107.4m 0.15% New
3 Wealthspire Advisors, LLC 1.12% of their portfolio NEW YORK, NY 2,579,0222.6m $68.5m $68.5m 1.12% Added +236.0k +236,042
4 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,159,8852.2m $57.3m $57.3m 0.01% Reduced -517.4k -517,365
5 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 1,985,8752.0m $52.8m $52.8m 0.02% Added +25.7k +25,698
6 STATE OF WISCONSIN INVESTMENT BOARD 0.13% of their portfolio MADISON, WI 1,768,8001.8m $47.0m $47.0m 0.13% Added +821.0k +821,000
7 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,396,7161.4m $37.1m $37.1m 0.01% Reduced -1.7k -1,704
8 PFS INVESTMENTS INC. 0.55% of their portfolio DULUTH, GA 1,264,8911.3m $33.6m $33.6m 0.55% Added +33.2k +33,182
9 Raymond James Financial Services Advisors, Inc. 0.06% of their portfolio ST. PETERSBURG, FL 1,264,3201.3m $33.6m $33.6m 0.06% Added +65.5k +65,467
10 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,093,8091.1m $29.0m $29.0m 0.01% Reduced -6.2k -6,211
11 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 879,559879.6k $23.4m $23.4m 0.00% Added +94.0k +93,983
12 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 826,774826.8k $21.9m $21.9m 0.04% Added +44.6k +44,576
13 PNC Financial Services Group, Inc. 0.02% of their portfolio Pittsburgh, PA 756,419756.4k $20.1m $20.1m 0.02% Reduced -33.3k -33,284
14 SUMITOMO MITSUI FINANCIAL GROUP, INC. 0.63% of their portfolio TOKYO, M0 748,175748.2k $19.9m $19.9m 0.63% Added +1.9k +1,889
15 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 685,671685.7k $18.2m $18.2m 0.02% Added +39.5k +39,450
16 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 558,007558.0k $14.8m $14.8m 0.01% Added +13.0k +13,016
17 UBS Group AG 0.01% of their portfolio ZURICH, V8 521,168521.2k $13.8m $13.8m 0.01% Added +17.3k +17,270
18 CONNING INC. 0.42% of their portfolio HARTFORD, CT 470,000470.0k $12.5m $12.5m 0.42% Unchanged
19 RATIONAL ADVISORS, INC. 1.01% of their portfolio San Juan, PR 458,861458.9k $12.2m $12.2m 1.01% Reduced -9.3k -9,338
20 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 415,562415.6k $11.1m $11.1m 0.00% Reduced -837 -837
21 Bangor Savings Bank 1.23% of their portfolio BANGOR, ME 409,091409.1k $10.9m $10.9m 1.23% Added +19.8k +19,836
22 Private Ocean, LLC 1.35% of their portfolio SAN RAFAEL, CA 400,735400.7k $10.6m $10.6m 1.35% Added +318.8k +318,763
23 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 391,457391.5k $10.4m $10.4m 0.01% Reduced -8.7k -8,691
24 GOULD ASSET MANAGEMENT LLC /CA/ 2.68% of their portfolio CLAREMONT, CA 362,127362.1k $9.6m $9.6m 2.68% Added +763 +763
25 Tortoise Investment Management, LLC 1.40% of their portfolio WHITE PLAINS, NY 355,419355.4k $9.4m $9.4m 1.40% Reduced -229.5k -229,458
26 DONALDSON CAPITAL MANAGEMENT, LLC 0.40% of their portfolio EVANSVILLE, IN 326,855326.9k $8.7m $8.7m 0.40% Reduced -84.1k -84,104
27 Onyx Bridge Wealth Group LLC 1.99% of their portfolio TARRYTOWN, NY 313,397313.4k $8.3m $8.3m 1.99% Added +254.6k +254,629
28 KEYBANK NATIONAL ASSOCIATION/OH 0.03% of their portfolio BROOKLYN, OH 285,822285.8k $7.6m $7.6m 0.03% Reduced -25.1k -25,131
29 Kingsview Wealth Management, LLC 0.29% of their portfolio GRANTS PASS, OR 275,446275.4k $7.3m $7.3m 0.29% Added +5.9k +5,926
30 Treynor Bancshares, Inc. 4.49% of their portfolio TREYNOR, IA 257,804257.8k $6.8m $6.8m 4.49% Reduced -89.7k -89,714
31 GUGGENHEIM CAPITAL LLC 0.04% of their portfolio CHICAGO, IL 212,459212.5k $5.6m $5.6m 0.04% Reduced -144 -144
32 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 212,446212.4k $5.6m $5.6m 0.01% Reduced -6.8k -6,783
33 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 200,000200.0k $5.3m $5.3m 0.00% Unchanged
34 Shelter Mutual Insurance Co 1.28% of their portfolio COLUMBIA, MO 198,589198.6k $5.3m $5.3m 1.28% New
35 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 189,000189.0k $5.0m $5.0m 0.01% Reduced -42 -42
36 IFG Advisory, LLC 0.42% of their portfolio ATLANTA, GA 180,478180.5k $4.8m $4.8m 0.42% Reduced -696 -696
37 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 179,906179.9k $4.8m $4.8m 0.01% Reduced -36.0k -35,986
38 PROTECTIVE LIFE CORP 3.37% of their portfolio BIRMINGHAM, AL 160,000160.0k $4.2m $4.2m 3.37% Unchanged
39 COUNTRY TRUST BANK 0.10% of their portfolio Bloomington, IL 140,000140.0k $3.7m $3.7m 0.10% Unchanged
40 Accretive Wealth Partners, LLC 2.15% of their portfolio PARSIPPANY, NJ 136,497136.5k $3.6m $3.6m 2.15% Added +1.4k +1,366
41 Smith Salley Wealth Management 0.26% of their portfolio GREENSBORO, NC 134,131134.1k $3.6m $3.6m 0.26% Added +9.7k +9,692
42 Capital Investment Advisory Services, LLC 0.32% of their portfolio RALEIGH, NC 123,288123.3k $3.3m $3.3m 0.32% Reduced -292 -292
43 3D/L Capital Management, LLC 0.83% of their portfolio Hartford, CT 108,236108.2k $2.9m $2.9m 0.83% Added +29.8k +29,812
44 Exchange Capital Management, Inc. 0.53% of their portfolio Ann Arbor, MI 107,623107.6k $2.9m $2.9m 0.53% Added +913 +913
45 Patten Group, Inc. 0.81% of their portfolio CHATTANOOGA, TN 107,275107.3k $2.8m $2.8m 0.81% Reduced -11.5k -11,535
46 MGO ONE SEVEN LLC 0.25% of their portfolio Beachwood, OH 100,977101.0k $2.7m $2.7m 0.25% Added +1.6k +1,643
47 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 96,24096.2k $2.6m $2.6m 0.01% Added +1.7k +1,651
48 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 91,42691.4k $2.4m $2.4m 0.01% Added +13.2k +13,183
49 ANDERSON HOAGLAND & CO 0.29% of their portfolio ST LOUIS, MO 86,20586.2k $2.3m $2.3m 0.29% Added +58.4k +58,384
50 Signature Wealth Management Group 0.98% of their portfolio ATLANTA, GA 79,64779.6k $2.1m $2.1m 0.98% Added +2.3k +2,338
51 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 75,29075.3k $2.0m $2.0m 0.02% Added +15.6k +15,570
52 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 75,13075.1k $2.0m $2.0m 0.00% Reduced -7.6k -7,600
53 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 74,46674.5k $2.0m $2.0m 0.00% Reduced -622 -622
54 Qube Research & Technologies Ltd 0.02% of their portfolio LONDON, X0 74,29474.3k $4.7m $4.7m 0.02% Added +69.8k +69,800
55 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 73,62873.6k $2.0m $2.0m 0.01% Reduced -926 -926
56 MONEY CONCEPTS CAPITAL CORP 0.20% of their portfolio PALM BEACH GARDENS, FL 72,34572.3k $1.9m $1.9m 0.20% Reduced -9.6k -9,566
57 White Pine Investment CO 0.66% of their portfolio LIVONIA, MI 72,10572.1k $1.9m $1.9m 0.66% Added +5.1k +5,061
58 Financial Architects, Inc 0.28% of their portfolio MARLTON, NJ 70,74070.7k $1.9m $1.9m 0.28% Reduced -1.5k -1,515
59 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 68,04568.0k $1.8m $1.8m 0.01% Reduced -8.0k -8,037
60 D L CARLSON INVESTMENT GROUP INC 0.34% of their portfolio CONCORD, NH 67,48567.5k $1.8m $1.8m 0.34% New
61 Advisory Alpha, LLC 0.09% of their portfolio HOLLAND, MI 64,17964.2k $1.7m $1.7m 0.09% Added +854 +854
62 ROBERTS GLORE & CO INC /IL/ 0.53% of their portfolio DEERFIELD, IL 62,50162.5k $1.7m $1.7m 0.53% Reduced -1.6k -1,600
63 United Asset Strategies, Inc. 0.21% of their portfolio GARDEN CITY, NY 62,06162.1k $1.6m $1.6m 0.21% Reduced -1.5k -1,477
64 PETRA FINANCIAL ADVISORS INC 1.47% of their portfolio COLORADO SRPINGS, CO 61,90461.9k $1.6m $1.6m 1.47% Reduced -75.0k -75,039
65 Tidal Investments LLC 0.05% of their portfolio Milwaukee, WI 60,64060.6k $1.6m $1.6m 0.05% Reduced -211.0k -211,000
66 WHITTIER TRUST CO OF NEVADA INC 0.05% of their portfolio RENO, NV 60,31860.3k $1.6m $1.6m 0.05% Reduced -759 -759
67 PFG Investments, LLC 0.28% of their portfolio WOODBURY, NY 59,47259.5k $1.6m $1.6m 0.28% Added +4.6k +4,633
68 KG Capital Management 0.72% of their portfolio ST. FRANCISVILLE, LA 56,87256.9k $1.5m $1.5m 0.72% Added +1.5k +1,537
69 TI-TRUST, INC 1.38% of their portfolio QUINCY, IL 56,45656.5k $1.5m $1.5m 1.38% Unchanged
70 WRAPMANAGER INC 0.45% of their portfolio MILL VALLEY, CA 55,84655.8k $1.5m $1.5m 0.45% Added +1.7k +1,720
71 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 54,82454.8k $1.5m $1.5m 0.00% Reduced -3.7k -3,662
72 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 53,55853.6k $1.4m $1.4m 0.01% Added +2.0k +2,008
73 Biltmore Family Office, LLC 0.29% of their portfolio CHARLOTTE, NC 52,47952.5k $1.4m $1.4m 0.29% Added +9.9k +9,869
74 CreativeOne Wealth, LLC 0.03% of their portfolio OVERLAND PARK, KS 51,11451.1k $1.4m $1.4m 0.03% Added +27.3k +27,297
75 WESPAC Advisors, LLC 1.08% of their portfolio ORINDA, CA 50,99951.0k $1.4m $1.4m 1.08% Reduced -679 -679
76 Proficio Capital Partners LLC 0.18% of their portfolio NEWTON, MA 48,80048.8k $1.3m $1.3m 0.18% Unchanged
77 AXS Investments LLC 0.33% of their portfolio PORT CHESTER, NY 46,00046.0k $1.2m $1.2m 0.33% New
78 Forza Wealth Management, LLC 0.56% of their portfolio SARASOTA, FL 41,79841.8k $1.1m $1.1m 0.56% Unchanged
79 Joseph P. Lucia & Associates, LLC 0.70% of their portfolio Yorktown Heights, NY 39,59739.6k $1.1m $1.1m 0.70% Reduced -5.4k -5,410
80 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 38,68738.7k $1.0m $1.0m 0.02% Reduced -5.9k -5,895
81 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 38,44838.4k $1.0m $1.0m 0.01% Added +2.8k +2,785
82 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 35,48835.5k $942.2k $942.2k 0.00% Added +2.2k +2,180
83 Eagle Bluffs Wealth Management LLC 0.70% of their portfolio COLUMBIA, MO 34,45034.5k $914.6k $914.6k 0.70% Added +9.3k +9,304
84 Sigma Planning Corp 0.03% of their portfolio ANN ARBOR, MI 33,21433.2k $881.9k $881.9k 0.03% Reduced -1.7k -1,729
85 WHITTIER TRUST CO 0.01% of their portfolio SOUTH PASADENA, CA 32,26132.3k $856.2k $856.2k 0.01% Reduced -5.1k -5,075
86 Family Legacy, Inc. 0.33% of their portfolio GREENVILLE, SC 30,44330.4k $808.3k $808.3k 0.33% Reduced -2.0k -2,009
87 IHT Wealth Management, LLC 0.04% of their portfolio Chicago, IL 29,58829.6k $785.6k $785.6k 0.04% Added +1.8k +1,833
88 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 28,41128.4k $754.3k $754.3k 0.01% Added +4.9k +4,907
89 GREAT VALLEY ADVISOR GROUP, INC. 0.03% of their portfolio WILMINGTON, DE 28,27628.3k $750.7k $750.7k 0.03% Added +6.4k +6,432
90 Ancora Advisors LLC 0.02% of their portfolio Cleveland, OH 27,71727.7k $735.9k $735.9k 0.02% Reduced -169 -169
91 Arete Wealth Advisors, LLC 0.06% of their portfolio CHICAGO, IL 24,37024.4k $647.0k $647.0k 0.06% New
92 Glassy Mountain Advisors, Inc. 0.29% of their portfolio BETHESDA, MD 24,27024.3k $644.4k $644.4k 0.29% New
93 Alterity Financial Group, LLC 0.91% of their portfolio BANGOR, ME 23,68423.7k $628.8k $628.8k 0.91% Reduced -110 -110
94 Kingfisher Capital LLC 0.16% of their portfolio CHARLOTTE, NC 23,41923.4k $622.0k $622.0k 0.16% Reduced -2.0k -1,973
95 Samalin Investment Counsel, LLC 0.33% of their portfolio CHAPPAQUA, NY 22,69722.7k $602.6k $602.6k 0.33% Reduced -3.3k -3,262
96 FAGAN ASSOCIATES, INC. 0.14% of their portfolio TROY, NY 21,92321.9k $582.1k $582.1k 0.14% Reduced -495 -495
97 ANCHOR CAPITAL ADVISORS LLC 0.01% of their portfolio Boston, MA 21,56021.6k $572.4k $572.4k 0.01% Unchanged
98 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 20,32320.3k $539.6k $539.6k 0.01% New
99 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 20,32320.3k $539.6k $539.6k 0.01% New
100 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 20,30020.3k $539.0k $539.0k 0.00% Reduced -14.2k -14,200