Vault-13

INVESCO EXCH TRADED FD TR II RWJ

S&P SMALLCAP 600 · ETP · CUSIP 46138G664

144 institutional holders +6 vs Q1 2023
6,212,5246.2m shares reported held*
$693.5mreported value*
17 new 58 added 43 reduced 16 sold out net bought ≈ $29.7m (+334.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($581.4k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $111.63. Options: 0 managers hold calls (— notional), 1 hold puts ($1.7m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 130Q4 22: 136Q1 23: 138Q2 23: 144144Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022130
Q4 2022136
Q1 2023138
Q2 2023144

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 76 bought or addedQ4 22: 43 cut or sold outQ4 22Q1 23: 83 bought or addedQ1 23: 40 cut or sold outQ1 23Q2 23: 75 bought or addedQ2 23: 59 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227643
Q1 20238340
Q2 20237559

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $246.7kQ1 23P/C —Q2 23 calls: $0Q2 23 puts: $1.7mQ2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$0$0—
Q1 2023$0$246.7k—
Q2 2023$0$1.7m—

Biggest buyers

LPL Financial LLC Added +172,751+172.8k
Destiny Wealth Partners, LLC Added +68,178+68.2k
CPC Advisors, LLC Added +61,338+61.3k
STIFEL FINANCIAL CORP Added +54,225+54.2k
WADE G W & INC Added +34,643+34.6k
IFP Advisors, Inc Added +29,078+29.1k
WFA Asset Management Corp Added +26,184+26.2k
TWO SIGMA INVESTMENTS, LP New +20,200+20.2k
MORGAN STANLEY Added +17,499+17.5k
PARK AVENUE SECURITIES LLC New +17,403+17.4k

Biggest sellers

Onyx Bridge Wealth Group LLC Reduced -76,457-76.5k
AMERIPRISE FINANCIAL INC Reduced -59,541-59.5k
Fulcrum Equity Management Sold out -31,328-31.3k
JANE STREET GROUP, LLC Sold out -28,661-28.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -25,766-25.8k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -23,588-23.6k
Private Advisory Group LLC Sold out -22,668-22.7k
Mariner, LLC Reduced -14,508-14.5k
Raymond James Financial Services Advisors, Inc. Reduced -13,564-13.6k
Fermata Advisors, LLC Sold out -13,252-13.3k

Biggest calls

None

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.7m15.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.07% of their portfolio FORT MILL, SC 886,915886.9k $100.6m $100.6m 0.07% Added +172.8k +172,751
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 623,773623.8k $70.7m $70.7m 0.01% Added +17.5k +17,499
3 Fusion Family Wealth, LLC 5.41% of their portfolio WOODBURY, NY 397,469397.5k $45.1m $45.1m 5.41% Added +11.2k +11,163
4 COMMONWEALTH EQUITY SERVICES, LLC 0.09% of their portfolio WALTHAM, MA 394,636394.6k $44.8m $44.8m 0.09% Reduced -23.6k -23,588
5 Raymond James Financial Services Advisors, Inc. 0.07% of their portfolio ST. PETERSBURG, FL 374,271374.3k $42.4m $42.4m 0.07% Reduced -13.6k -13,564
6 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 325,715325.7k $36.9m $36.9m 0.01% Reduced -59.5k -59,541
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 320,576320.6k $36.4m $36.4m 0.00% Added +9.5k +9,514
8 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 268,337268.3k $30.5m $30.5m 0.05% Added +3.4k +3,384
9 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 221,424221.4k $25.1m $25.1m 0.01% Added +15.1k +15,064
10 UBS Group AG 0.01% of their portfolio ZURICH, V8 193,289193.3k $21.9m $21.9m 0.01% Added +1.4k +1,386
11 Private Advisor Group, LLC 0.12% of their portfolio MORRISTOWN, NJ 125,734125.7k $14.3m $14.3m 0.12% Added +1.3k +1,259
12 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 110,516110.5k $12.5m $12.5m 0.02% Added +54.2k +54,225
13 Ancora Advisors LLC 0.31% of their portfolio Cleveland, OH 103,050103.0k $11.7m $11.7m 0.31% Reduced -248 -248
14 CPC Advisors, LLC 2.40% of their portfolio Atlanta, GA 100,538100.5k $11.4m $11.4m 2.40% Added +61.3k +61,338
15 Destiny Wealth Partners, LLC 0.76% of their portfolio TAVARES, FL 100,324100.3k $4.0m $4.0m 0.76% Added +68.2k +68,178
16 Hyperion Partners, LLC 9.16% of their portfolio BERWYN, PA 95,77495.8k $10.9m $10.9m 9.16% Added +3.3k +3,333
17 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 93,72993.7k $10.6m $10.6m 0.01% Reduced -302 -302
18 WFA Asset Management Corp 5.90% of their portfolio WHITEFISH BAY, WI 87,78587.8k $10.0m $10.0m 5.90% Added +26.2k +26,184
19 Mariner, LLC 0.03% of their portfolio Overland Park, KS 87,72887.7k $9.9m $9.9m 0.03% Reduced -14.5k -14,508
20 NEIRG Wealth Management, LLC 1.52% of their portfolio NORTH ANDOVER, MA 72,60072.6k $8.2m $8.2m 1.52% Reduced -4.9k -4,938
21 Cetera Advisor Networks LLC 0.05% of their portfolio EL SEGUNDO, CA 68,67568.7k $7.8m $7.8m 0.05% Reduced -11.8k -11,848
22 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 50,64550.6k $5.7m $5.7m 0.03% Added +13.8k +13,784
23 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 49,19149.2k $5.6m $5.6m 0.00% Added +994 +994
24 JAMES INVESTMENT RESEARCH, INC. 0.70% of their portfolio ALPHA, OH 48,03348.0k $5.4m $5.4m 0.70% Added +14.1k +14,145
25 IFP Advisors, Inc 0.09% of their portfolio TAMPA, FL 44,61044.6k $3.9m $3.9m 0.09% Added +29.1k +29,078
26 WADE G W & INC 0.18% of their portfolio Wellesley, MA 43,95044.0k $5.0m $5.0m 0.18% Added +34.6k +34,643
27 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 41,69241.7k $4.7m $4.7m 0.00% Added +16.7k +16,744
28 HARBOUR INVESTMENTS, INC. 0.23% of their portfolio MADISON, WI 40,30740.3k $4.6m $4.6m 0.23% Added +11.8k +11,814
29 Gladstone Institutional Advisory LLC 0.23% of their portfolio Bedminster, NJ 32,74132.7k $3.7m $3.7m 0.23% Reduced -2.5k -2,541
30 ICA Group Wealth Management, LLC 0.83% of their portfolio DENVER, CO 29,12429.1k $3.3m $3.3m 0.83% Added +1.4k +1,416
31 Atria Investments, Inc 0.06% of their portfolio Charlotte, NC 27,49527.5k $3.1m $3.1m 0.06% Added +1.0k +1,021
32 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 26,73926.7k $3.0m $3.0m 0.03% Added +4.3k +4,300
33 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 26,68926.7k $1.0m $1.0m 0.00% Unchanged
34 OneAscent Financial Services LLC 1.34% of their portfolio BIRMINGHAM, AL 26,60426.6k $3.0m $3.0m 1.34% Added +352 +352
35 NewEdge Advisors, LLC 0.03% of their portfolio NEW ORLEANS, LA 25,60325.6k $2.9m $2.9m 0.03% Reduced -1.1k -1,119
36 Sigma Planning Corp 0.09% of their portfolio ANN ARBOR, MI 21,96722.0k $2.5m $2.5m 0.09% Reduced -3.7k -3,708
37 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 21,96522.0k $2.5m $2.5m 0.01% Added +8.3k +8,319
38 Masso Torrence Wealth Management Inc. 1.70% of their portfolio MARLTON, NJ 20,73720.7k $2.4m $2.4m 1.70% Reduced -3.2k -3,233
39 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 20,20020.2k $2.3m $2.3m 0.01% New
40 IFG Advisory, LLC 0.20% of their portfolio ATLANTA, GA 19,87419.9k $2.3m $2.3m 0.20% Reduced -948 -948
41 TITLEIST ASSET MANAGEMENT, LLC 0.50% of their portfolio SAN ANTONIO, TX 19,81419.8k $2.2m $2.2m 0.50% Added +16.3k +16,288
42 Stratos Wealth Partners, LTD. 0.05% of their portfolio BEACHWOOD, OH 18,95119.0k $2.1m $2.1m 0.05% Added +609 +609
43 PARK AVENUE SECURITIES LLC 0.03% of their portfolio NEW YORK, NY 17,40317.4k $2.0m $2.0m 0.03% New
44 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 17,35417.4k $2.0m $2.0m 0.00% Reduced -3.8k -3,781
45 J.P. Morgan Private Wealth Advisors LLC 0.01% of their portfolio SAN FRANCISCO, CA 15,92915.9k $1.8m $1.8m 0.01% Reduced -1.6k -1,571
46 USAdvisors Wealth Management, LLC 0.83% of their portfolio EDEN PRAIRIE, MN 15,34015.3k $1.8m $1.8m 0.83% New
47 VICUS CAPITAL 0.17% of their portfolio STATE COLLEGE, PA 14,51314.5k $1.6m $1.6m 0.17% Added +506 +506
48 Pacific Sun Financial Corp 1.03% of their portfolio LOS ANGELES, CA 13,76313.8k $1.5m $1.5m 1.03% First filing
49 Financial Advocates Investment Management 0.11% of their portfolio OLYMPIA, WA 13,32013.3k $1.5m $1.5m 0.11% Reduced -153 -153
50 Kistler-Tiffany Companies, LLC 0.23% of their portfolio BERWYN, PA 12,52412.5k $1.4m $1.4m 0.23% Reduced -2.8k -2,762
51 Bridge Advisory, LLC 0.51% of their portfolio PASADENA, CA 12,36912.4k $1.4m $1.4m 0.51% Reduced -119 -119
52 SteelPeak Wealth, LLC 0.08% of their portfolio WOODLAND HILLS, CA 12,32912.3k $1.4m $1.4m 0.08% New
53 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 12,11912.1k $1.4m $1.4m 0.02% Reduced -3.7k -3,720
54 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 11,75811.8k $1.3m $1.3m 0.00% Reduced -25.8k -25,766
55 BUCKINGHAM STRATEGIC WEALTH, LLC 0.02% of their portfolio CLAYTON, MO 11,74011.7k $1.3m $1.3m 0.02% Reduced -233 -233
56 THOROUGHBRED FINANCIAL SERVICES, LLC 0.17% of their portfolio BRENTWOOD, TN 11,63511.6k $1.3m $1.3m 0.17% Added +4.2k +4,237
57 GREAT VALLEY ADVISOR GROUP, INC. 0.05% of their portfolio WILMINGTON, DE 11,18611.2k $1.3m $1.3m 0.05% Added +363 +363
58 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 11,17811.2k $1.3m $1.3m 0.00% First filing
59 Ausdal Financial Partners, Inc. 0.17% of their portfolio Davenport, IA 11,15311.2k $1.3m $1.3m 0.17% Added +140 +140
60 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 10,86210.9k $1.2m $1.2m 0.00% Reduced -525 -525
61 FOUNDERS FINANCIAL SECURITIES LLC 0.16% of their portfolio TOWSON, MD 10,47410.5k $1.2m $1.2m 0.16% Added +7.2k +7,231
62 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 10,40010.4k $1.2m $1.2m 0.00% Added +1.5k +1,500
63 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 10,27710.3k $1.2m $1.2m 0.00% Added +1.1k +1,107
64 Klingman & Associates, LLC 0.09% of their portfolio New York, NY 10,03310.0k $1.1m $1.1m 0.09% Added +330 +330
65 WBI INVESTMENTS, LLC 0.20% of their portfolio RED BANK, NJ 9,6449.6k $1.1m $1.1m 0.20% Added +969 +969
66 Prime Capital Investment Advisors, LLC 0.02% of their portfolio OVERLAND PARK, KS 9,3619.4k $1.1m $1.1m 0.02% New
67 Onyx Bridge Wealth Group LLC 0.23% of their portfolio TARRYTOWN, NY 8,6408.6k $979.9k $979.9k 0.23% Reduced -76.5k -76,457
68 Western Wealth Management, LLC 0.08% of their portfolio GOLDEN, CO 8,5268.5k $967.0k $967.0k 0.08% Added +767 +767
69 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.09% of their portfolio CEDAR RAPIDS, IA 7,8777.9k $893.3k $893.3k 0.09% Added +601 +601
70 Bowman & Co S.C. 0.66% of their portfolio Oshkosh, WI 7,6917.7k $872.2k $872.2k 0.66% Reduced -2.6k -2,596
71 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 6,9306.9k $262.0k $262.0k 0.00% New
72 GTS SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 6,8546.9k $777.3k $777.3k 0.02% First filing
73 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 6,8166.8k $766.0k $766.0k 0.00% New
74 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 6,7986.8k $771.0k $771.0k 0.00% Added +699 +699
75 SMITH, MOORE & CO. 0.09% of their portfolio CLAYTON, MO 6,4376.4k $730.0k $730.0k 0.09% Added +19 +19
76 CoreCap Advisors, LLC 0.05% of their portfolio SOUTHFIELD, MI 6,1206.1k $694.1k $694.1k 0.05% First filing
77 CENTAURUS FINANCIAL, INC. 0.06% of their portfolio ANAHEIM, CA 5,9806.0k $678.0k $678.0k 0.06% Added +495 +495
78 Geneos Wealth Management Inc. 0.03% of their portfolio ENGLEWOOD, CO 5,8625.9k $664.8k $664.8k 0.03% Added +114 +114
79 PCG Wealth Advisors, LLC 0.39% of their portfolio OVERLAND PARK, KS 5,5575.6k $630.3k $630.3k 0.39% Reduced -117 -117
80 Claro Advisors Inc. 0.15% of their portfolio BOSTON, MA 5,2385.2k $594.1k $594.1k 0.15% Added +11 +11
81 Vestmark Advisory Solutions, Inc. 0.02% of their portfolio Wakefield, MA 5,1265.1k $581.4k $581.4k 0.02% Reduced -284 -284
82 Ameritas Investment Partners, Inc. 0.02% of their portfolio LINCOLN, NE 4,9965.0k $566.5k $566.5k 0.02% New
83 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 4,9935.0k $566.7k $566.7k 0.00% New
84 Dynamic Advisor Solutions LLC 0.03% of their portfolio PHOENIX, AZ 4,8344.8k $548.2k $548.2k 0.03% Added +266 +266
85 ProVise Management Group, LLC 0.05% of their portfolio CLEARWATER, FL 4,8154.8k $546.1k $546.1k 0.05% Reduced -210 -210
86 Marshall Financial Group, LLC 0.19% of their portfolio Hunt Valley, MD 4,7964.8k $543.9k $543.9k 0.19% Added +10 +10
87 RAYMOND JAMES TRUST N.A. 0.02% of their portfolio ST. PETERSBURG, FL 4,7724.8k $541.0k $541.0k 0.02% Added +1.7k +1,679
88 RFG Advisory, LLC 0.02% of their portfolio BIRMINGHAM, AL 4,7384.7k $537.3k $537.3k 0.02% Added +32 +32
89 CALTON & ASSOCIATES, INC. 0.23% of their portfolio Tampa, FL 4,2824.3k $485.6k $485.6k 0.23% New
90 Hilltop Holdings Inc. 0.06% of their portfolio DALLAS, TX 4,1564.2k $471.3k $471.3k 0.06% Added +772 +772
91 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 4,0124.0k $455.0k $455.0k 0.00% Added +288 +288
92 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 3,7703.8k $427.6k $427.6k 0.01% Reduced -1.1k -1,089
93 CHOREO, LLC 0.01% of their portfolio ROCKFORD, IL 3,4313.4k $389.1k $389.1k 0.01% Added +4 +4
94 Moors & Cabot, Inc. 0.02% of their portfolio BOSTON, MA 3,2483.2k $368.4k $368.4k 0.02% Reduced -28 -28
95 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 3,1463.1k $356.8k $356.8k 0.00% New
96 S.A. Mason LLC 0.23% of their portfolio HOLLAND, MI 2,8852.9k $323.6k $323.6k 0.23% Unchanged
97 IHT Wealth Management, LLC 0.02% of their portfolio Chicago, IL 2,8682.9k $325.3k $325.3k 0.02% Reduced -188 -188
98 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 2,8442.8k $322.5k $322.5k 0.01% Added +470 +470
99 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 2,8262.8k $321.0k $321.0k 0.00% Unchanged
100 Summit Wealth Partners, LLC 0.08% of their portfolio Orlando, FL 2,7052.7k $306.8k $306.8k 0.08% Unchanged