Vault-13

INVESCO EXCH TRADED FD TR II QQQM

NASDAQ 100 ETF · ETP · CUSIP 46138G649

302 institutional holders +40 vs Q3 2022
22,185,37122.2m shares reported held*
$2.5bnreported value*
59 new 121 added 76 reduced 31 sold out net bought ≈ $341.1m (+3.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $111.15. Options: 4 managers hold calls ($12.8m notional), 4 hold puts ($4.9m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 262Q4 22: 302302Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022262
Q4 2022302

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ3 22 calls: $12.9mQ3 22 puts: $9.4mQ3 22P/C 0.73Q4 22 calls: $12.8mQ4 22 puts: $4.9mQ4 22P/C 0.38
Numbers
QuarterCallsPutsP/C
Q3 2022$12.9m$9.4m0.73
Q4 2022$12.8m$4.9m0.38

Biggest buyers

Invesco Ltd. Added +725,422+725.4k
MEITAV INVESTMENT HOUSE LTD New +530,830+530.8k
BANK OF MONTREAL /CAN/ Added +345,791+345.8k
LPL Financial LLC Added +340,279+340.3k
JANUS HENDERSON GROUP PLC New +293,073+293.1k
Stratos Wealth Partners, LTD. Added +194,514+194.5k
Arax Advisory Partners Added +192,361+192.4k
Frank, Rimerman Advisors LLC Added +168,370+168.4k
Mariner, LLC New +158,194+158.2k
Gladstone Institutional Advisory LLC New +154,060+154.1k

Biggest sellers

OSAIC HOLDINGS, INC. Reduced -329,714-329.7k
Main Management ETF Advisors, LLC Sold out -243,885-243.9k
MORGAN STANLEY Reduced -166,309-166.3k
IMC-Chicago, LLC Sold out -136,695-136.7k
KENNICOTT CAPITAL MANAGEMENT LLC Sold out -115,740-115.7k
TRUIST FINANCIAL CORP Reduced -80,786-80.8k
Western Wealth Management, LLC Reduced -78,585-78.6k
HOLLENCREST CAPITAL MANAGEMENT Reduced -66,075-66.1k
BANK OF AMERICA CORP /DE/ Reduced -60,544-60.5k
Stockman Wealth Management, Inc. Reduced -58,344-58.3k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $9.6m87.8k shares
CITADEL ADVISORS LLC Added $2.9m26.7k shares
WOLVERINE TRADING, LLC New $252.0k2.3k shares
Cutler Group LLC / CA Added $21.0k49.8k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $3.0m27.4k shares
CITADEL ADVISORS LLC Reduced $1.6m14.6k shares
WOLVERINE TRADING, LLC New $274.0k2.5k shares
Cutler Group LLC / CA Reduced $23.0k5.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Invesco Ltd. 0.09% of their portfolio ATLANTA, GA 2,819,6732.8m $308.8m $308.8m 0.09% Added +725.4k +725,422
2 Mirae Asset Global Investments Co., Ltd. 0.55% of their portfolio SEOUL, M5 1,938,4721.9m $212.3m $212.3m 0.55% Reduced -6.4k -6,389
3 LPL Financial LLC 0.18% of their portfolio FORT MILL, SC 1,900,8861.9m $208.2m $208.2m 0.18% Added +340.3k +340,279
4 PFS INVESTMENTS INC. 2.32% of their portfolio DULUTH, GA 1,133,8991.1m $124.2m $124.2m 2.32% Added +60.5k +60,479
5 AMERIPRISE FINANCIAL INC 0.04% of their portfolio MINNEAPOLIS, MN 977,701977.7k $107.0m $107.0m 0.04% Added +50.4k +50,440
6 Connective Capital Management, LLC 26.66% of their portfolio PALO ALTO, CA 672,760672.8k $73.7m $73.7m 26.66% First filing
7 FMR LLC 0.01% of their portfolio BOSTON, MA 576,177576.2k $63.1m $63.1m 0.01% Added +23.3k +23,298
8 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 546,187546.2k $59.8m $59.8m 0.01% Reduced -166.3k -166,309
9 Raymond James Financial Services Advisors, Inc. 0.12% of their portfolio ST. PETERSBURG, FL 538,881538.9k $59.0m $59.0m 0.12% Added +53.4k +53,417
10 MEITAV INVESTMENT HOUSE LTD 1.00% of their portfolio BENE-BERAQ, L3 530,830530.8k $58.4m $58.4m 1.00% New
11 TAIYO LIFE INSURANCE CO 4.73% of their portfolio CHUO-KU, TOKYO, M0 490,000490.0k $53.7m $53.7m 4.73% Not comparable
12 Gerber Kawasaki Wealth & Investment Management 4.32% of their portfolio SANTA MONICA, CA 444,126444.1k $48.6m $48.6m 4.32% Added +64.1k +64,069
13 Frank, Rimerman Advisors LLC 12.91% of their portfolio Palo Alto, CA 378,534378.5k $41.5m $41.5m 12.91% Added +168.4k +168,370
14 BANK OF MONTREAL /CAN/ 0.02% of their portfolio TORONTO, A6 348,435348.4k $40.9m $40.9m 0.02% Added +345.8k +345,791
15 JANUS HENDERSON GROUP PLC 0.02% of their portfolio LONDON, X0 293,073293.1k $32.1m $32.1m 0.02% New
16 Whelan Financial 15.57% of their portfolio FRESNO, CA 235,537235.5k $25.8m $25.8m 15.57% Added +7.4k +7,388
17 COMMONWEALTH EQUITY SERVICES, LLC 0.06% of their portfolio WALTHAM, MA 234,136234.1k $25.6m $25.6m 0.06% Added +151.5k +151,479
18 PKO Investment Management Joint-Stock Co 3.51% of their portfolio WARSAW, R9 220,000220.0k $24.1m $24.1m 3.51% Unchanged
19 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.03% of their portfolio MILWAUKEE, WI 203,171203.2k $22.3m $22.3m 0.03% Reduced -12.4k -12,432
20 Stratos Wealth Partners, LTD. 0.55% of their portfolio BEACHWOOD, OH 196,899196.9k $21.6m $21.6m 0.55% Added +194.5k +194,514
21 Arax Advisory Partners 2.92% of their portfolio NEW YORK, NY 192,411192.4k $21.1m $21.1m 2.92% Added +192.4k +192,361
22 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 186,107186.1k $20.4m $20.4m 0.00% Reduced -60.5k -60,544
23 Goldstein Advisors, LLC 4.91% of their portfolio Madison, WI 185,310185.3k $20.3m $20.3m 4.91% First filing
24 Union Investments & Development Ltd. 31.89% of their portfolio Tel Aviv, L3 184,285184.3k $54.3m $54.3m 31.89% Reduced -18.8k -18,785
25 WADDELL & ASSOCIATES, LLC 3.36% of their portfolio MEMPHIS, TN 183,069183.1k $20.1m $20.1m 3.36% Added +30.0k +30,014
26 Levy Wealth Management Group, LLC 6.63% of their portfolio PHILADELPHIA, PA 181,032181.0k $19.8m $19.8m 6.63% Added +29.5k +29,465
27 UBS Group AG 0.01% of their portfolio ZURICH, V8 178,139178.1k $19.5m $19.5m 0.01% Added +88.3k +88,256
28 Leith Wheeler Investment Counsel Ltd. 2.69% of their portfolio VANCOUVER, A1 163,624163.6k $17.9m $17.9m 2.69% Added +7.2k +7,211
29 Mariner, LLC 0.06% of their portfolio Overland Park, KS 158,194158.2k $17.3m $17.3m 0.06% New
30 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 158,059158.1k $17.3m $17.3m 0.04% Reduced -329.7k -329,714
31 Gladstone Institutional Advisory LLC 1.19% of their portfolio Bedminster, NJ 154,060154.1k $16.9m $16.9m 1.19% New
32 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 148,434148.4k $16.3m $16.3m 0.01% Added +5.1k +5,124
33 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 148,339148.3k $16.2m $16.2m 0.00% Reduced -13.7k -13,731
34 Syntegra Private Wealth Group, LLC 3.25% of their portfolio Chesterfield, MO 148,191148.2k $16.2m $16.2m 3.25% First filing
35 Verde Capital Management 7.70% of their portfolio CLARKSTON, MI 147,073147.1k $16.1m $16.1m 7.70% Added +8.6k +8,552
36 MML INVESTORS SERVICES, LLC 0.11% of their portfolio SPRINGFIELD, MA 146,407146.4k $16.0m $16.0m 0.11% Added +83.9k +83,859
37 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 145,245145.2k $15.9m $15.9m 0.01% Reduced -6.2k -6,223
38 IEQ CAPITAL, LLC 0.44% of their portfolio Foster City, CA 142,456142.5k $15.6m $15.6m 0.44% Added +15.4k +15,366
39 TOBIAS FINANCIAL ADVISORS, INC. 4.68% of their portfolio Plantation, FL 130,131130.1k $14.3m $14.3m 4.68% Reduced -31.4k -31,368
40 Advance Capital Management, Inc. 1.88% of their portfolio SOUTHFIELD, MI 129,661129.7k $14.2m $14.2m 1.88% New
41 Diversified, LLC 5.21% of their portfolio Wilmington, DE 120,965121.0k $13.2m $13.2m 5.21% Added +55.9k +55,889
42 TruWealth Advisors, LLC 1.25% of their portfolio Metairie, LA 116,938116.9k $12.8m $12.8m 1.25% Added +10.5k +10,469
43 AVANTAX ADVISORY SERVICES, INC. 0.16% of their portfolio DALLAS, TX 111,020111.0k $12.2m $12.2m 0.16% Added +34.6k +34,641
44 Fisher Asset Management, LLC 0.01% of their portfolio PLANO, TX 104,193104.2k $11.4m $11.4m 0.01% Reduced -3.8k -3,766
45 LODESTAR PRIVATE ASSET MANAGEMENT LLC 2.11% of their portfolio ALAMO, CA 100,565100.6k $11.0m $11.0m 2.11% First filing
46 DENVER WEALTH MANAGEMENT, INC. 8.15% of their portfolio DENVER, CO 99,61999.6k $10.9m $10.9m 8.15% Reduced -12.8k -12,782
47 Prism Advisors, Inc. 3.85% of their portfolio STUDIO CITY, CA 95,86495.9k $10.5m $10.5m 3.85% Added +43.0k +42,977
48 Private Advisor Group, LLC 0.11% of their portfolio MORRISTOWN, NJ 94,71794.7k $3.8m $3.8m 0.11% Reduced -33.3k -33,267
49 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 93,61993.6k $10.3m $10.3m 0.05% Added +33.0k +32,958
50 Beacon Capital Management, Inc. 0.37% of their portfolio DAYTON, OH 93,35093.3k $10.2m $10.2m 0.37% Unchanged
51 Main Management LLC 1.18% of their portfolio SAN FRANCISCO, CA 93,16693.2k $10.2m $10.2m 1.18% Added +89.0k +89,009
52 InterOcean Capital Group, LLC 0.37% of their portfolio NASHVILLE, TN 92,37792.4k $10.1m $10.1m 0.37% Reduced -2.3k -2,334
53 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 84,32384.3k $9.2m $9.2m 0.02% Reduced -80.8k -80,786
54 Sterling Investment Counsel, LLC 5.70% of their portfolio Buffalo, NY 84,25584.3k $9.2m $9.2m 5.70% Added +12.7k +12,675
55 LINCOLN NATIONAL CORP 0.20% of their portfolio RADNOR, PA 80,67080.7k $8.8m $8.8m 0.20% Added +21.7k +21,677
56 Cetera Advisors LLC 0.16% of their portfolio DENVER, CO 78,54478.5k $8.6m $8.6m 0.16% Reduced -8.9k -8,921
57 Ancora Advisors LLC 0.25% of their portfolio Cleveland, OH 78,10778.1k $8.6m $8.6m 0.25% Added +1.4k +1,398
58 AAF Wealth Management, LLC 5.26% of their portfolio WESTBOROUGH, MA 67,52667.5k $7.4m $7.4m 5.26% Added +17.9k +17,944
59 VANCE WEALTH, LLC 4.36% of their portfolio SANTA CLARITA, CA 63,86163.9k $7.0m $7.0m 4.36% Added +1.9k +1,922
60 Western Wealth Management, LLC 0.71% of their portfolio GOLDEN, CO 63,64763.6k $7.0m $7.0m 0.71% Reduced -78.6k -78,585
61 Modus Advisors, LLC 3.36% of their portfolio EXCELSIOR, MN 63,32963.3k $6.9m $6.9m 3.36% New
62 Cetera Advisor Networks LLC 0.05% of their portfolio EL SEGUNDO, CA 61,35461.4k $6.7m $6.7m 0.05% Added +55.9k +55,886
63 ARTHUR M. COHEN & ASSOCIATES, LLC 1.77% of their portfolio NORTHBROOK, IL 59,33559.3k $6.5m $6.5m 1.77% Added +6.9k +6,908
64 Integrated Advisors Network LLC 0.41% of their portfolio DALLAS, TX 58,19358.2k $6.4m $6.4m 0.41% Reduced -5.5k -5,507
65 Intrua Financial, LLC 1.53% of their portfolio Houston, TX 58,13558.1k $6.6m $6.6m 1.53% Reduced -7.0k -7,000
66 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 53,17353.2k $5.8m $5.8m 0.01% Added +25.3k +25,296
67 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 51,96752.0k $5.7m $5.7m 0.01% Added +40.9k +40,894
68 Atria Wealth Solutions, Inc. 0.09% of their portfolio NEW YORK, NY 51,62951.6k $5.7m $5.7m 0.09% Added +2.4k +2,430
69 Sharkey, Howes & Javer 1.27% of their portfolio DENVER, CO 50,40450.4k $5.5m $5.5m 1.27% Added +47.8k +47,772
70 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 47,48747.5k $5.2m $5.2m 0.01% Reduced -10.6k -10,561
71 ONE PLUS ONE WEALTH MANAGEMENT, LLC 3.33% of their portfolio JUPITER, FL 43,48843.5k $4.8m $4.8m 3.33% New
72 OneDigital Investment Advisors LLC 0.13% of their portfolio OVERLAND PARK, KS 42,29142.3k $4.6m $4.6m 0.13% Reduced -20.2k -20,186
73 Safeguard Investment Advisory Group, LLC 2.81% of their portfolio Corona, CA 41,66641.7k $4.6m $4.6m 2.81% Added +841 +841
74 SOL Capital Management CO 0.79% of their portfolio ROCKVILLE, MD 40,85940.9k $4.5m $4.5m 0.79% Added +18.5k +18,476
75 THOROUGHBRED FINANCIAL SERVICES, LLC 0.68% of their portfolio BRENTWOOD, TN 38,07538.1k $4.2m $4.2m 0.68% Added +740 +740
76 Rehmann Capital Advisory Group 0.42% of their portfolio LANSING, MI 37,55737.6k $4.1m $4.1m 0.42% Reduced -160 -160
77 Transamerica Financial Advisors, LLC 0.54% of their portfolio CEDAR RAPIDS, IA 34,41934.4k $3.8m $3.8m 0.54% Added +325 +325
78 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 33,98934.0k $3.7m $3.7m 0.03% Added +6.3k +6,257
79 Luken Investment Analytics, LLC 2.32% of their portfolio BRENTWOOD, TN 33,10133.1k $3.6m $3.6m 2.32% First filing
80 Equitable Holdings, Inc. 0.06% of their portfolio NEW YORK, NY 32,75732.8k $3.6m $3.6m 0.06% Added +2.7k +2,738
81 J.P. Morgan Private Wealth Advisors LLC 0.01% of their portfolio SAN FRANCISCO, CA 31,85731.9k $3.5m $3.5m 0.01% Added +13.4k +13,440
82 NATIXIS 0.02% of their portfolio PARIS, I0 31,48231.5k $3.4m $3.4m 0.02% New
83 Apexium Financial, LP 0.35% of their portfolio Dallas, TX 31,21731.2k $3.4m $3.4m 0.35% Added +1.7k +1,691
84 Wealth Enhancement & Preservation of GA, LLC 5.56% of their portfolio ALPHARETTA, GA 31,14831.1k $3.4m $3.4m 5.56% Added +12.2k +12,152
85 Jaffetilchin Investment Partners, LLC 0.41% of their portfolio TAMPA, FL 30,53030.5k $3.3m $3.3m 0.41% Added +23.5k +23,533
86 GPS Wealth Strategies Group, LLC 0.99% of their portfolio CENTENNIAL, CO 30,08930.1k $3.3m $3.3m 0.99% Reduced -27.2k -27,173
87 HOLLENCREST CAPITAL MANAGEMENT 0.41% of their portfolio NEWPORT BEACH, CA 29,98730.0k $3.3m $3.3m 0.41% Reduced -66.1k -66,075
88 GREAT VALLEY ADVISOR GROUP, INC. 0.17% of their portfolio WILMINGTON, DE 29,64629.6k $3.2m $3.2m 0.17% New
89 IFP Advisors, Inc 0.10% of their portfolio TAMPA, FL 29,35929.4k $3.6m $3.6m 0.10% Reduced -2.5k -2,538
90 WC Walker & Associates, Inc. 1.80% of their portfolio FULLERTON, CA 28,10928.1k $3.4m $3.4m 1.80% Added +2.1k +2,099
91 Whitaker-Myers Wealth Managers, LTD. 2.94% of their portfolio Mansfield, OH 27,96828.0k $3.1m $3.1m 2.94% First filing
92 HANTZ FINANCIAL SERVICES, INC. 0.09% of their portfolio SOUTHFIELD, MI 27,43227.4k $3.0m $3.0m 0.09% Reduced -28.1k -28,071
93 Colonial River Investments, LLC 1.81% of their portfolio MIDLOTHIAN, VA 25,87825.9k $2.8m $2.8m 1.81% Reduced -2.0k -2,011
94 HRT FINANCIAL LP 0.04% of their portfolio NEW YORK, NY 25,39025.4k $2.8m $2.8m 0.04% New
95 Hudock, Inc. 0.94% of their portfolio Williamsport, PA 25,13425.1k $2.8m $2.8m 0.94% Added +9.3k +9,323
96 ADAMSBROWN WEALTH CONSULTANTS LLC 1.64% of their portfolio WICHITA, KS 24,64124.6k $2.7m $2.7m 1.64% Added +15.6k +15,556
97 Prosperity Consulting Group, LLC 1.69% of their portfolio OWINGS MILLS, MD 23,12023.1k $2.5m $2.5m 1.69% Added +16.3k +16,280
98 CASTLE WEALTH MANAGEMENT LLC 1.55% of their portfolio BOYNTON BEACH, FL 22,47022.5k $2.5m $2.5m 1.55% Added +992 +992
99 HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC 0.59% of their portfolio PITTSBURGH, PA 22,42422.4k $2.5m $2.5m 0.59% Added +8.2k +8,160
100 V Wealth Advisors LLC 0.49% of their portfolio Overland Park, KS 21,72021.7k $2.4m $2.4m 0.49% Reduced -2.0k -1,963