Vault-13

INVESCO EXCH TRADED FD TR II XSHQ

S&P SMLCAP QTY · ETP · CUSIP 46138G300

48 institutional holders -1 vs Q1 2024
3,023,8103.0m shares reported held*
$117.5mreported value*
6 new 25 added 9 reduced 7 sold out net bought ≈ $9.8m (+251.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $38.87. Options: 2 managers hold calls ($9.0m notional), 0 hold puts (—).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 20Q4 22: 20Q1 23: 19Q2 23: 18Q3 23: 24Q4 23: 37Q1 24: 49Q2 24: 4848Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202220
Q4 202220
Q1 202319
Q2 202318
Q3 202324
Q4 202337
Q1 202449
Q2 202448

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 9 bought or addedQ4 22: 6 cut or sold outQ4 22Q1 23: 8 bought or addedQ1 23: 7 cut or sold outQ2 23: 4 bought or addedQ2 23: 8 cut or sold outQ2 23Q3 23: 15 bought or addedQ3 23: 3 cut or sold outQ4 23: 22 bought or addedQ4 23: 8 cut or sold outQ4 23Q1 24: 33 bought or addedQ1 24: 11 cut or sold outQ2 24: 31 bought or addedQ2 24: 16 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 202296
Q1 202387
Q2 202348
Q3 2023153
Q4 2023228
Q1 20243311
Q2 20243116

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ3 23 calls: $12.3mQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $21.3mQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $15.1mQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $9.0mQ2 24 puts: $0Q2 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2023$12.3m$00.00
Q4 2023$21.3m$00.00
Q1 2024$15.1m$00.00
Q2 2024$9.0m$00.00

Biggest buyers

LPL Financial LLC Added +322,217+322.2k
New York Life Investment Management LLC Added +229,826+229.8k
Intrua Financial, LLC New +62,126+62.1k
Perigon Wealth Management, LLC Added +29,576+29.6k
OSAIC HOLDINGS, INC. Added +24,116+24.1k
DHJJ Financial Advisors, Ltd. Added +17,355+17.4k
BEACON FINANCIAL PLANNING, INC Added +16,447+16.4k
Breakwater Capital Group Added +15,943+15.9k
COMMONWEALTH EQUITY SERVICES, LLC Added +15,523+15.5k
Centennial Bank/AR/ Added +11,264+11.3k

Biggest sellers

MORGAN STANLEY Reduced -410,430-410.4k
WJ Wealth Management, LLC Sold out -68,734-68.7k
Foundry Financial Group, Inc. Reduced -45,108-45.1k
PFG Investments, LLC Sold out -12,120-12.1k
CITADEL ADVISORS LLC Sold out -7,118-7.1k
FLOW TRADERS U.S. LLC Sold out -6,266-6.3k
Synergy Asset Management, LLC Sold out -4,940-4.9k
MATHER GROUP, LLC. Sold out -3,633-3.6k
Schwallier Wealth Management LLC Reduced -2,974-3.0k
Atria Wealth Solutions, Inc. Reduced -1,601-1.6k

Biggest calls

SIMPLEX TRADING, LLC Reduced $9.0m186.2k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 1,101,2601.1m $42.8m $42.8m 0.02% Added +322.2k +322,217
2 New York Life Investment Management LLC 0.20% of their portfolio New York, NY 509,560509.6k $19.8m $19.8m 0.20% Added +229.8k +229,826
3 Breakwater Capital Group 1.36% of their portfolio PARAMUS, NJ 154,389154.4k $6.0m $6.0m 1.36% Added +15.9k +15,943
4 Schwallier Wealth Management LLC 4.76% of their portfolio GRAND RAPIDS, MI 150,793150.8k $5.9m $5.9m 4.76% Reduced -3.0k -2,974
5 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 131,172131.2k $5.1m $5.1m 0.01% Added +15.5k +15,523
6 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 128,805128.8k $5.0m $5.0m 0.00% Reduced -410.4k -410,430
7 Perigon Wealth Management, LLC 0.11% of their portfolio SAN FRANCISCO, CA 95,43795.4k $3.7m $3.7m 0.11% Added +29.6k +29,576
8 Foundry Financial Group, Inc. 2.34% of their portfolio LACONIA, NH 87,21187.2k $3.4m $3.4m 2.34% Reduced -45.1k -45,108
9 Intrua Financial, LLC 0.39% of their portfolio Houston, TX 62,12662.1k $2.4m $2.4m 0.39% New
10 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 54,49954.5k $2.1m $2.1m 0.01% Added +24.1k +24,116
11 DHJJ Financial Advisors, Ltd. 0.77% of their portfolio NAPERVILLE, IL 46,83946.8k $1.8m $1.8m 0.77% Added +17.4k +17,355
12 BEACON FINANCIAL PLANNING, INC 1.20% of their portfolio HYANNIS, MA 45,34845.3k $1.8m $1.8m 1.20% Added +16.4k +16,447
13 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 44,01444.0k $1.7m $1.7m 0.00% Added +1.9k +1,903
14 Centennial Bank/AR/ 0.71% of their portfolio CONWAY, AR 37,52337.5k $1.5m $1.5m 0.71% Added +11.3k +11,264
15 Good Life Advisors, LLC 0.12% of their portfolio READING, PA 37,35837.4k $1.5m $1.5m 0.12% Reduced -672 -672
16 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 37,27137.3k $1.4m $1.4m 0.02% Added +4.8k +4,770
17 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 30,50230.5k $1.2m $1.2m 0.00% Added +2.0k +2,030
18 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 27,52627.5k $1.1m $1.1m 0.00% Added +3.8k +3,773
19 Total Clarity Wealth Management, Inc. 0.29% of their portfolio ST. CHARLES, IL 21,41621.4k $832.4k $832.4k 0.29% Added +7.6k +7,575
20 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 21,01721.0k $816.9k $816.9k 0.01% Reduced -1.6k -1,601
21 THOROUGHBRED FINANCIAL SERVICES, LLC 0.05% of their portfolio BRENTWOOD, TN 20,20820.2k $785.0k $785.0k 0.05% Added +3.0k +2,969
22 Financial Advocates Investment Management 0.04% of their portfolio OLYMPIA, WA 17,49117.5k $679.8k $679.8k 0.04% Added +646 +646
23 GHP Investment Advisors, Inc. 0.03% of their portfolio Denver, CO 17,24617.2k $670.4k $670.4k 0.03% Added +33 +33
24 TWIN PEAKS WEALTH ADVISORS, LLC 0.30% of their portfolio SAN FRANCISCO, CA 15,37215.4k $597.5k $597.5k 0.30% Reduced -383 -383
25 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 15,00215.0k $583.1k $583.1k 0.00% Added +8.9k +8,881
26 Family Manage LLC 0.09% of their portfolio NEW YORK, NY 13,76913.8k $535.2k $535.2k 0.09% Unchanged
27 Fox Financial, Inc 0.49% of their portfolio WYOMISSING, PA 13,73013.7k $533.7k $533.7k 0.49% Added +462 +462
28 Consolidated Portfolio Review Corp 0.11% of their portfolio WOODBURY, NY 12,12212.1k $471.2k $471.2k 0.11% Added +2 +2
29 JT Stratford LLC 0.08% of their portfolio GAINESVILLE, GA 11,07811.1k $430.6k $430.6k 0.08% Added +3.6k +3,568
30 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 10,40510.4k $404.0k $404.0k 0.00% Reduced -527 -527
31 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 10,23010.2k $397.6k $397.6k 0.00% New
32 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 8,7688.8k $340.8k $340.8k 0.00% New
33 SeaCrest Wealth Management, LLC 0.04% of their portfolio PURCHASE, NY 8,1728.2k $317.6k $317.6k 0.04% Added +22 +22
34 ROMAN BUTLER FULLERTON & CO 0.08% of their portfolio ST LOUIS, MO 6,2936.3k $242.8k $242.8k 0.08% New
35 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 5,3285.3k $207.0k $207.0k 0.00% New
36 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 5,1585.2k $200.0k $200.0k 0.00% Added +2.4k +2,360
37 Larson Financial Group LLC 0.01% of their portfolio ST LOUIS, MO 3,2183.2k $125.1k $125.1k 0.01% New
38 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 1,7591.8k $68.4k $68.4k 0.01% Unchanged
39 TD Capital Management LLC 0.01% of their portfolio MEMPHIS, TN 1,6781.7k $65.2k $65.2k 0.01% Reduced -803 -803
40 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 800800 $31.1k $31.1k 0.00% Unchanged
41 COMERICA BANK 0.00% of their portfolio DALLAS, TX 634634 $24.6k $24.6k 0.00% Reduced -680 -680
42 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 550550 $21.4k $21.4k 0.00% Unchanged
43 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 260260 $10.1k $10.1k 0.00% Unchanged
44 Eagle Bay Advisors LLC 0.01% of their portfolio NEW YORK, NY 250250 $9.7k $9.7k 0.01% Unchanged
45 Glass Jacobson Investment Advisors llc 0.00% of their portfolio OWINGS MILLS, MD 111111 $4.3k $4.3k 0.00% Added +1 +1
46 Asset Dedication, LLC 0.00% of their portfolio SAN FRANCISCO, CA 110110 $4.3k $4.3k 0.00% Unchanged
47 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 22 $65 $65 0.00% Added +1 +1
48 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged