Vault-13

INVESCO EXCH TRADED FD TR II KBWD

KBW HIG DV YLD · ETP · CUSIP 46138E610

73 institutional holders +6 vs Q1 2024
4,376,1424.4m shares reported held*
$65.9mreported value*
13 new 16 added 28 reduced 9 sold out net sold ≈ $29.9m (-2.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $15.05. Options: 1 managers hold calls ($124.8k notional), 1 hold puts ($324.9k).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 72Q4 22: 74Q1 23: 71Q2 23: 72Q3 23: 73Q4 23: 73Q1 24: 67Q2 24: 7373Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202272
Q4 202274
Q1 202371
Q2 202372
Q3 202373
Q4 202373
Q1 202467
Q2 202473

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 34 bought or addedQ4 22: 36 cut or sold outQ4 22Q1 23: 41 bought or addedQ1 23: 30 cut or sold outQ2 23: 41 bought or addedQ2 23: 25 cut or sold outQ2 23Q3 23: 28 bought or addedQ3 23: 36 cut or sold outQ4 23: 35 bought or addedQ4 23: 33 cut or sold outQ4 23Q1 24: 27 bought or addedQ1 24: 41 cut or sold outQ2 24: 29 bought or addedQ2 24: 37 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20223436
Q1 20234130
Q2 20234125
Q3 20232836
Q4 20233533
Q1 20242741
Q2 20242937

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $52.3kQ4 23 puts: $82.5kQ4 23P/C 1.58Q1 24 calls: $100.7kQ1 24 puts: $4.0mQ1 24P/C 39.75Q2 24 calls: $124.8kQ2 24 puts: $324.9kQ2 24P/C 2.60
Numbers
QuarterCallsPutsP/C
Q3 2023$0$0—
Q4 2023$52.3k$82.5k1.58
Q1 2024$100.7k$4.0m39.75
Q2 2024$124.8k$324.9k2.60

Biggest buyers

LPL Financial LLC Added +112,891+112.9k
Gradient Investments LLC Added +61,271+61.3k
Thrive Capital Management, LLC New +36,460+36.5k
WELLS FARGO & COMPANY/MN Added +22,450+22.4k
TWO SIGMA INVESTMENTS, LP New +22,000+22.0k
Kovack Advisors, Inc. New +15,680+15.7k
BANK OF AMERICA CORP /DE/ Added +14,046+14.0k
Farther Finance Advisors, LLC New +7,336+7.3k
Equitable Holdings, Inc. Added +7,029+7.0k
COMMONWEALTH EQUITY SERVICES, LLC Added +6,378+6.4k

Biggest sellers

MORGAN STANLEY Reduced -1,720,257-1.7m
AE Wealth Management LLC Reduced -220,685-220.7k
Strategies Wealth Advisors, LLC Sold out -110,144-110.1k
CWM, LLC Reduced -46,826-46.8k
Janney Montgomery Scott LLC Sold out -33,952-34.0k
Waterloo Capital, L.P. Reduced -30,809-30.8k
OSAIC HOLDINGS, INC. Reduced -26,202-26.2k
CreativeOne Wealth, LLC Sold out -18,593-18.6k
RAYMOND JAMES & ASSOCIATES Reduced -16,392-16.4k
CITADEL ADVISORS LLC Sold out -15,130-15.1k

Biggest calls

CITADEL ADVISORS LLC Added $124.8k8.3k shares

Biggest puts

CITADEL ADVISORS LLC Added $324.9k21.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 860,979861.0k $12.9m $12.9m 0.00% Reduced -1.7m -1,720,257
2 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 770,001770.0k $11.6m $11.6m 0.01% Added +112.9k +112,891
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 423,877423.9k $6.4m $6.4m 0.00% Added +14.0k +14,046
4 Gradient Investments LLC 0.13% of their portfolio ARDEN HILLS, MN 394,431394.4k $5.9m $5.9m 0.13% Added +61.3k +61,271
5 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 336,965337.0k $5.1m $5.1m 0.00% Added +22.4k +22,450
6 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 155,598155.6k $2.3m $2.3m 0.00% Reduced -12.8k -12,759
7 U.S. Capital Wealth Advisors, LLC 0.07% of their portfolio AUSTIN, TX 128,175128.2k $1.9m $1.9m 0.07% Reduced -3.1k -3,125
8 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 102,385102.4k $1.5m $1.5m 0.02% Reduced -220.7k -220,685
9 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 92,66292.7k $1.4m $1.4m 0.01% Reduced -4.9k -4,862
10 Cullen/Frost Bankers, Inc. 0.02% of their portfolio San Antonio, TX 90,30790.3k $1.4m $1.4m 0.02% Reduced -14.1k -14,142
11 INDEPENDENT FINANCIAL GROUP, LLC 0.04% of their portfolio SAN DIEGO, CA 70,35870.4k $1.1m $1.1m 0.04% Reduced -1.3k -1,283
12 CHOREO, LLC 0.02% of their portfolio ROCKFORD, IL 66,94866.9k $998.9k $998.9k 0.02% Reduced -801 -801
13 Harvest Investment Services, LLC 0.39% of their portfolio Oakbrook Terrace, IL 65,65965.7k $987.5k $987.5k 0.39% Reduced -289 -289
14 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 61,36161.4k $923.0k $923.0k 0.00% Added +6.4k +6,378
15 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 60,49460.5k $909.8k $909.8k 0.01% Added +7.0k +7,029
16 Brookstone Capital Management 0.02% of their portfolio WHEATON, IL 58,89958.9k $957.7k $957.7k 0.02% Reduced -6.9k -6,905
17 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 45,17945.2k $679.5k $679.5k 0.01% Reduced -1.5k -1,466
18 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 42,18342.2k $634.5k $634.5k 0.00% Reduced -26.2k -26,202
19 Thrive Capital Management, LLC 0.25% of their portfolio FORT WASHINGTON, PA 36,46036.5k $548.4k $548.4k 0.25% New
20 Waterloo Capital, L.P. 0.07% of their portfolio AUSTIN, TX 36,07436.1k $542.6k $542.6k 0.07% Reduced -30.8k -30,809
21 Endowment Wealth Management, Inc. 0.39% of their portfolio APPLETON, WI 35,74235.7k $537.6k $537.6k 0.39% Added +3.3k +3,321
22 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 35,49835.5k $534.0k $534.0k 0.00% Reduced -2.0k -2,027
23 CWM, LLC 0.00% of their portfolio OMAHA, NE 28,27428.3k $425.0k $425.0k 0.00% Reduced -46.8k -46,826
24 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 27,92827.9k $420.0k $420.0k 0.00% Added +3.5k +3,518
25 UBS Group AG 0.00% of their portfolio ZURICH, V8 25,70925.7k $386.7k $386.7k 0.00% Reduced -9.5k -9,510
26 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 24,22324.2k $364.3k $364.3k 0.00% Added +4.3k +4,275
27 Mariner, LLC 0.00% of their portfolio Overland Park, KS 22,54922.5k $339.1k $339.1k 0.00% Added +6.3k +6,292
28 Koshinski Asset Management, Inc. 0.03% of their portfolio DECATUR, IL 22,20122.2k $336.1k $336.1k 0.03% Added +2.2k +2,161
29 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 22,06022.1k $331.8k $331.8k 0.00% Reduced -16.4k -16,392
30 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 22,00022.0k $330.9k $330.9k 0.00% New
31 CENTAURUS FINANCIAL, INC. 0.02% of their portfolio ANAHEIM, CA 16,70616.7k $251.0k $251.0k 0.02% Added +500 +500
32 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 16,04216.0k $241.3k $241.3k 0.00% Reduced -490 -490
33 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 15,98916.0k $240.0k $240.0k 0.00% Reduced -2.8k -2,751
34 Kovack Advisors, Inc. 0.03% of their portfolio FT. LAUDERDALE, FL 15,68015.7k $235.8k $235.8k 0.03% New
35 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 14,80314.8k $222.6k $222.6k 0.00% Unchanged
36 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 13,58513.6k $204.3k $204.3k 0.00% Reduced -1.4k -1,450
37 Prairie Wealth Advisors, Inc. 0.10% of their portfolio OMAHA, NE 13,12513.1k $197.4k $197.4k 0.10% Unchanged
38 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 12,75112.8k $191.8k $191.8k 0.00% Reduced -1.6k -1,599
39 MGO ONE SEVEN LLC 0.01% of their portfolio Beachwood, OH 11,85011.8k $178.2k $178.2k 0.01% Unchanged
40 Jaffetilchin Investment Partners, LLC 0.01% of their portfolio TAMPA, FL 11,40211.4k $171.5k $171.5k 0.01% Reduced -3.1k -3,061
41 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 8,6688.7k $130.4k $130.4k 0.01% Added +486 +486
42 Farther Finance Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 7,3367.3k $109.4k $109.4k 0.01% New
43 COMERICA BANK 0.00% of their portfolio DALLAS, TX 6,7686.8k $101.8k $101.8k 0.00% Reduced -4.2k -4,220
44 Founders Financial Alliance, LLC 0.02% of their portfolio RALEIGH, NC 5,5205.5k $83.0k $83.0k 0.02% Added +165 +165
45 AlphaMark Advisors, LLC 0.03% of their portfolio FT. WRIGHT, KY 4,9755.0k $75.0k $75.0k 0.03% Reduced -4.4k -4,375
46 WFA of San Diego, LLC 0.06% of their portfolio SAN DIEGO, CA 4,6254.6k $69.6k $69.6k 0.06% First filing
47 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 4,5274.5k $68.1k $68.1k 0.01% Reduced -1.6k -1,613
48 ORG Partners LLC 0.01% of their portfolio ROANOKE, IN 4,4094.4k $66.3k $66.3k 0.01% New
49 Mattson Financial Services, LLC 0.02% of their portfolio KENTWOOD, MI 2,9593.0k $44.5k $44.5k 0.02% First filing
50 RFP Financial Group LLC 0.01% of their portfolio ATLANTA, GA 2,6552.7k $39.9k $39.9k 0.01% Unchanged
51 Castleview Partners, LLC 0.02% of their portfolio DALLAS, TX 2,5032.5k $37.6k $37.6k 0.02% Unchanged
52 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 2,0002.0k $30.1k $30.1k 0.00% Unchanged
53 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 1,7931.8k $27.0k $27.0k 0.00% Reduced -1.5k -1,547
54 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 1,4531.5k $21.9k $21.9k 0.00% New
55 TSFG, LLC 0.00% of their portfolio LAKE FOREST, IL 1,2001.2k $18.0k $18.0k 0.00% Unchanged
56 BNP PARIBAS 0.00% of their portfolio NEW YORK, NY 1,0001.0k $14.9k $14.9k 0.00% New
57 KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 0.00% of their portfolio LOS ANGELES, CA 850850 $12.8k $12.8k 0.00% New
58 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 800800 $12.0k $12.0k 0.00% New
59 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 651651 $9.8k $9.8k 0.00% Unchanged
60 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 644644 $9.7k $9.7k 0.00% Added +20 +20
61 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 590590 $9.4k $9.4k 0.00% Added +200 +200
62 Brown Financial Advisors 0.00% of their portfolio MILFORD, OH 553553 $8.3k $8.3k 0.00% First filing
63 Realta Investment Advisors 0.00% of their portfolio WILMINGTON, DE 500500 $7.5k $7.5k 0.00% Unchanged
64 MGB Wealth Management, LLC 0.00% of their portfolio ADDISON, TX 450450 $7.1k $7.1k 0.00% Unchanged
65 OLIVER LAGORE VANVALIN INVESTMENT GROUP 0.00% of their portfolio FLINT, MI 400400 $6.0k $6.0k 0.00% New
66 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 310310 $4.7k $4.7k 0.00% Unchanged
67 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 310310 $4.7k $4.7k 0.00% Unchanged
68 Triad Wealth Partners, LLC 0.00% of their portfolio LAWRENCE, KS 310310 $4.7k $4.7k 0.00% New
69 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 138138 $2.1k $2.1k 0.00% Reduced -134 -134
70 GHP Investment Advisors, Inc. 0.00% of their portfolio Denver, CO 102102 $1.5k $1.5k 0.00% New
71 DHJJ Financial Advisors, Ltd. 0.00% of their portfolio NAPERVILLE, IL 2323 $346 $346 0.00% Unchanged
72 FMR LLC 0.00% of their portfolio BOSTON, MA 44 $53 $53 0.00% Reduced -277 -277
73 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 44 $60 $60 0.00% New