Vault-13

INVESCO EXCH TRADED FD TR II KBWY

KBW PREM YIELD · ETP · CUSIP 46138E594

46 institutional holders -7 vs Q1 2024
1,699,7591.7m shares reported held*
$30.3mreported value*
9 new 12 added 15 reduced 15 sold out net sold ≈ $10.4m (-582.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $17.83.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 62Q4 22: 67Q1 23: 58Q2 23: 58Q3 23: 56Q4 23: 57Q1 24: 53Q2 24: 4646Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202262
Q4 202267
Q1 202358
Q2 202358
Q3 202356
Q4 202357
Q1 202453
Q2 202446

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 28 bought or addedQ4 22: 33 cut or sold outQ4 22Q1 23: 24 bought or addedQ1 23: 31 cut or sold outQ2 23: 28 bought or addedQ2 23: 21 cut or sold outQ2 23Q3 23: 19 bought or addedQ3 23: 29 cut or sold outQ4 23: 16 bought or addedQ4 23: 32 cut or sold outQ4 23Q1 24: 26 bought or addedQ1 24: 22 cut or sold outQ2 24: 21 bought or addedQ2 24: 30 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222833
Q1 20232431
Q2 20232821
Q3 20231929
Q4 20231632
Q1 20242622
Q2 20242130

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ3 23 calls: $275.9kQ3 23 puts: $17.5kQ3 23P/C 0.06Q4 23 calls: $282.5kQ4 23 puts: $8.1kQ4 23P/C 0.03Q1 24 calls: $101.1kQ1 24 puts: $34.3kQ1 24P/C 0.34Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —
Numbers
QuarterCallsPutsP/C
Q3 2023$275.9k$17.5k0.06
Q4 2023$282.5k$8.1k0.03
Q1 2024$101.1k$34.3k0.34
Q2 2024$0$0—

Biggest buyers

Fifth Third Securities, Inc. New +130,880+130.9k
D. E. Shaw & Co., Inc. Added +31,586+31.6k
LPL Financial LLC Added +24,898+24.9k
TAP Consulting, LLC Added +21,974+22.0k
WELLS FARGO & COMPANY/MN Added +17,989+18.0k
LMCG INVESTMENTS, LLC Added +3,897+3.9k
ENVESTNET ASSET MANAGEMENT INC Added +2,922+2.9k
BANK OF AMERICA CORP /DE/ Added +1,934+1.9k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO New +1,359+1.4k
Sandbox Financial Partners, LLC Added +1,143+1.1k

Biggest sellers

MORGAN STANLEY Reduced -375,625-375.6k
Strategies Wealth Advisors, LLC Sold out -129,587-129.6k
Anfield Capital Management, LLC Sold out -56,370-56.4k
Orion Porfolio Solutions, LLC Sold out -52,767-52.8k
Orion Portfolio Solutions, LLC Sold out -52,767-52.8k
AMERIPRISE FINANCIAL INC Reduced -31,445-31.4k
GOLDMAN SACHS GROUP INC Sold out -28,571-28.6k
Tower Research Capital LLC (TRC) Reduced -16,893-16.9k
RAYMOND JAMES & ASSOCIATES Sold out -13,072-13.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -11,456-11.5k

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 497,489497.5k $8.9m $8.9m 0.00% Added +24.9k +24,898
2 TAP Consulting, LLC 1.24% of their portfolio KIRKWOOD, MO 328,692328.7k $5.9m $5.9m 1.24% Added +22.0k +21,974
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 198,116198.1k $3.5m $3.5m 0.00% Reduced -375.6k -375,625
4 Fifth Third Securities, Inc. 0.22% of their portfolio Cincinnati, OH 130,880130.9k $2.3m $2.3m 0.22% New
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 87,52587.5k $1.6m $1.6m 0.00% Added +1.9k +1,934
6 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 87,00387.0k $1.6m $1.6m 0.00% Added +18.0k +17,989
7 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 72,52572.5k $1.3m $1.3m 0.00% Added +2.9k +2,922
8 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 53,79553.8k $950.5k $950.5k 0.00% Reduced -31.4k -31,445
9 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 44,27544.3k $789.4k $789.4k 0.00% Added +31.6k +31,586
10 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.01% of their portfolio IRVING, TX 43,97344.0k $784.0k $784.0k 0.01% Reduced -9.6k -9,550
11 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 23,29923.3k $415.4k $415.4k 0.00% Reduced -3.0k -3,028
12 Clear Creek Financial Management, LLC 0.05% of their portfolio SILVERDALE, WA 21,84021.8k $389.4k $389.4k 0.05% Reduced -4.6k -4,574
13 LMCG INVESTMENTS, LLC 0.02% of their portfolio BOSTON, MA 19,55119.6k $348.6k $348.6k 0.02% Added +3.9k +3,897
14 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 17,11917.1k $305.0k $305.0k 0.00% Reduced -16 -16
15 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 16,24716.2k $290.0k $290.0k 0.00% Reduced -900 -900
16 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 14,92114.9k $266.0k $266.0k 0.00% Added +791 +791
17 Sandbox Financial Partners, LLC 0.08% of their portfolio BETHESDA, MD 11,75511.8k $209.6k $209.6k 0.08% Added +1.1k +1,143
18 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 7,9147.9k $141.1k $141.1k 0.00% Added +333 +333
19 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 5,5015.5k $98.1k $98.1k 0.00% Unchanged
20 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 3,3863.4k $60.0k $60.0k 0.00% Added +1.0k +1,039
21 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 3,0703.1k $54.7k $54.7k 0.00% Reduced -16.9k -16,893
22 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,3362.3k $41.7k $41.7k 0.00% Reduced -2.6k -2,556
23 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 1,6041.6k $28.6k $28.6k 0.00% Unchanged
24 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 1,3591.4k $24.2k $24.2k 0.00% New
25 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,2001.2k $21.4k $21.4k 0.00% Unchanged
26 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 994994 $19.8k $19.8k 0.00% Reduced -340 -340
27 Ridgewood Investments LLC 0.01% of their portfolio SPRINGFIELD, NJ 797797 $14.2k $14.2k 0.01% New
28 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 546546 $9.7k $9.7k 0.00% New
29 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 530530 $9.4k $9.4k 0.00% Unchanged
30 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 411411 $7.0k $7.0k 0.00% Added +71 +71
31 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 254254 $4.5k $4.5k 0.00% Unchanged
32 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 226226 $4.0k $4.0k 0.00% Reduced -725 -725
33 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 132132 $2.4k $2.4k 0.00% Reduced -388 -388
34 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 100100 $1.8k $1.8k 0.00% New
35 Gradient Investments LLC 0.00% of their portfolio ARDEN HILLS, MN 7777 $1.4k $1.4k 0.00% Unchanged
36 GPS Wealth Strategies Group, LLC 0.00% of their portfolio CENTENNIAL, CO 6262 $1.1k $1.1k 0.00% New
37 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 6161 $1.1k $1.1k 0.00% Reduced -1.0k -1,000
38 Wagner Wealth Management, LLC 0.00% of their portfolio GREENVILLE, SC 5959 $1.1k $1.1k 0.00% New
39 Key Financial Inc 0.00% of their portfolio WEST CHESTER, PA 5656 $998 $998 0.00% Unchanged
40 RFP Financial Group LLC 0.00% of their portfolio ATLANTA, GA 2626 $464 $464 0.00% Unchanged
41 Avion Wealth 0.00% of their portfolio THE WOODLANDS, TX 2525 $0 $0 0.00% Unchanged
42 Founders Financial Alliance, LLC 0.00% of their portfolio RALEIGH, NC 2525 $446 $446 0.00% Unchanged
43 Triad Wealth Partners, LLC 0.00% of their portfolio LAWRENCE, KS 33 $56 $56 0.00% New
44 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Reduced -400 -400
45 EPG Wealth Management LLC 0.00% of their portfolio ATLANTA, GA 00 $767 $767 0.00% Reduced -43 -43
46 ORG Partners LLC 0.00% of their portfolio ROANOKE, IN 00 $7 $7 0.00% New