Vault-13

INVESCO EXCHANGE TRADED FD T PRF

RAFI US 1000 ETF · ETP · CUSIP 46137V613

430 institutional holders +10 vs Q1 2023
26,535,11326.5m shares reported held*
$4.2bnreported value*
24 new 106 added 154 reduced 15 sold out net sold ≈ $87.9m (-148.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $157.94. Options: 2 managers hold calls ($425.5k notional), 2 hold puts ($276.2k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 394Q4 22: 411Q1 23: 420Q2 23: 430430Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022394
Q4 2022411
Q1 2023420
Q2 2023430

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 153 bought or addedQ4 22: 145 cut or sold outQ4 22Q1 23: 153 bought or addedQ1 23: 156 cut or sold outQ1 23Q2 23: 130 bought or addedQ2 23: 169 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022153145
Q1 2023153156
Q2 2023130169

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ3 22 calls: $597.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $372.4kQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $815.3kQ1 23 puts: $47.0kQ1 23P/C 0.06Q2 23 calls: $425.5kQ2 23 puts: $276.2kQ2 23P/C 0.65
Numbers
QuarterCallsPutsP/C
Q3 2022$597.0k$00.00
Q4 2022$372.4k$00.00
Q1 2023$815.3k$47.0k0.06
Q2 2023$425.5k$276.2k0.65

Biggest buyers

MERCER GLOBAL ADVISORS INC /ADV Added +382,803+382.8k
LJI Wealth Management, LLC Added +357,830+357.8k
RFG Advisory, LLC Added +109,209+109.2k
Invesco Ltd. Added +86,028+86.0k
MONETA GROUP INVESTMENT ADVISORS LLC New +64,785+64.8k
PNC Financial Services Group, Inc. Added +34,926+34.9k
WELLS FARGO & COMPANY/MN Added +30,838+30.8k
ROYAL BANK OF CANADA Added +27,619+27.6k
Echo Wealth Management, LLC Added +20,255+20.3k
WIN ADVISORS, INC New +14,815+14.8k

Biggest sellers

COWA, LLC Reduced -380,716-380.7k
Relative Value Partners Group, LLC Reduced -297,469-297.5k
Charles Schwab Investment Advisory, Inc. Reduced -106,012-106.0k
Mariner Managed Account Solutions, LLC Reduced -90,327-90.3k
MONEY CONCEPTS CAPITAL CORP Sold out -59,357-59.4k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -57,744-57.7k
Linscomb Wealth, Inc. Reduced -39,315-39.3k
Journey Advisory Group, LLC Reduced -38,314-38.3k
Wharton Business Group, LLC Reduced -31,505-31.5k
LPL Financial LLC Reduced -28,468-28.5k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $409.1k2.5k shares
CITADEL ADVISORS LLC Reduced $16.4k100 shares

Biggest puts

WOLVERINE TRADING, LLC New $227.1k1.4k shares
CITADEL ADVISORS LLC Unchanged $49.1k300 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Charles Schwab Investment Advisory, Inc. 1.27% of their portfolio SAN FRANCISCO, CA 5,017,9005.0m $821.2m $821.2m 1.27% Reduced -106.0k -106,012
2 BANK OF AMERICA CORP /DE/ 0.04% of their portfolio CHARLOTTE, NC 1,913,7481.9m $313.2m $313.2m 0.04% Added +7.3k +7,314
3 AMERIPRISE FINANCIAL INC 0.08% of their portfolio MINNEAPOLIS, MN 1,497,1721.5m $244.9m $244.9m 0.08% Reduced -5.7k -5,669
4 Invesco Ltd. 0.05% of their portfolio ATLANTA, GA 1,198,1651.2m $196.1m $196.1m 0.05% Added +86.0k +86,028
5 PNC Financial Services Group, Inc. 0.16% of their portfolio Pittsburgh, PA 1,124,6001.1m $184.0m $184.0m 0.16% Added +34.9k +34,926
6 ENVESTNET ASSET MANAGEMENT INC 0.08% of their portfolio Berwyn, PA 1,041,0291.0m $170.4m $170.4m 0.08% Reduced -16.4k -16,354
7 RFG Advisory, LLC 6.90% of their portfolio BIRMINGHAM, AL 949,920949.9k $155.5m $155.5m 6.90% Added +109.2k +109,209
8 Waverly Advisors, LLC 6.73% of their portfolio BIRMINGHAM, AL 937,364937.4k $153.4m $153.4m 6.73% Reduced -27.5k -27,489
9 COMMONWEALTH EQUITY SERVICES, LLC 0.19% of their portfolio WALTHAM, MA 562,997563.0k $92.1m $92.1m 0.19% Reduced -57.7k -57,744
10 Mariner Managed Account Solutions, LLC 6.92% of their portfolio Boston, MA 515,160515.2k $84.3m $84.3m 6.92% Reduced -90.3k -90,327
11 MERCER GLOBAL ADVISORS INC /ADV 0.06% of their portfolio DENVER, CO 482,600482.6k $15.8m $15.8m 0.06% Added +382.8k +382,803
12 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 454,734454.7k $74.4m $74.4m 0.05% Reduced -28.5k -28,468
13 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 447,460447.5k $73.2m $73.2m 0.01% Reduced -5.6k -5,614
14 Linscomb Wealth, Inc. 3.88% of their portfolio Houston, TX 439,511439.5k $71.9m $71.9m 3.88% Reduced -39.3k -39,315
15 Arbor Investment Advisors, LLC 12.66% of their portfolio WINSTON SALEM, NC 439,095439.1k $71.9m $71.9m 12.66% Reduced -1.1k -1,050
16 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.08% of their portfolio MILWAUKEE, WI 371,746371.7k $60.8m $60.8m 0.08% Added +3.1k +3,089
17 LJI Wealth Management, LLC 0.11% of their portfolio INDIANAPOLIS, IN 360,030360.0k $360.0k $360.0k 0.11% Added +357.8k +357,830
18 D.A. DAVIDSON & CO. 0.56% of their portfolio GREAT FALLS, MT 325,892325.9k $53.3m $53.3m 0.56% Added +11.5k +11,531
19 Relative Value Partners Group, LLC 3.09% of their portfolio NORTHBROOK, IL 292,653292.7k $47.9m $47.9m 3.09% Reduced -297.5k -297,469
20 McIlrath & Eck, LLC 9.98% of their portfolio ARLINGTON, WA 290,820290.8k $47.6m $47.6m 9.98% Reduced -5.0k -4,960
21 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 261,507261.5k $42.8m $42.8m 0.01% Added +30.8k +30,838
22 OSAIC HOLDINGS, INC. 0.08% of their portfolio SCOTTSDALE, AZ 258,193258.2k $42.2m $42.2m 0.08% Added +1.1k +1,052
23 Kestra Advisory Services, LLC 0.41% of their portfolio AUSTIN, TX 252,299252.3k $41.3m $41.3m 0.41% Added +11.9k +11,932
24 Raymond James Financial Services Advisors, Inc. 0.07% of their portfolio ST. PETERSBURG, FL 248,264248.3k $40.6m $40.6m 0.07% Added +9.2k +9,250
25 SYNOVUS FINANCIAL CORP 0.41% of their portfolio Columbus, GA 229,138229.1k $37.5m $37.5m 0.41% Added +7.4k +7,403
26 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 226,439226.4k $37.1m $37.1m 0.01% Added +27.6k +27,619
27 Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 6.96% of their portfolio FORT WORTH, TX 224,770224.8k $36.8m $36.8m 6.96% Reduced -525 -525
28 Callan Capital, LLC 3.70% of their portfolio LA JOLLA, CA 204,462204.5k $33.5m $33.5m 3.70% Reduced -13.9k -13,856
29 Equitable Holdings, Inc. 0.43% of their portfolio NEW YORK, NY 182,369182.4k $29.8m $29.8m 0.43% Added +6.0k +6,002
30 GRIMES & Co WEALTH MANAGEMENT, LLC 1.03% of their portfolio WESTBOROUGH, MA 178,304178.3k $29.2m $29.2m 1.03% Reduced -1.3k -1,307
31 UBS Group AG 0.01% of their portfolio ZURICH, V8 160,094160.1k $26.2m $26.2m 0.01% Reduced -6.3k -6,263
32 Klingman & Associates, LLC 2.03% of their portfolio New York, NY 153,945153.9k $25.2m $25.2m 2.03% Reduced -144 -144
33 Pinnacle Financial Group, LLC / IL 13.53% of their portfolio WESTERN SPRINGS, IL 145,619145.6k $23.8m $23.8m 13.53% Added +2.4k +2,422
34 Forvis Mazars Wealth Advisors, LLC 0.62% of their portfolio Springfield, MO 129,922129.9k $21.3m $21.3m 0.62% Added +1.4k +1,388
35 FLYNN ZITO CAPITAL MANAGEMENT, LLC 13.44% of their portfolio GARDEN CITY, NY 121,572121.6k $19.9m $19.9m 13.44% Added +7.1k +7,104
36 Wharton Business Group, LLC 1.21% of their portfolio MALVERN, PA 112,345112.3k $18.4m $18.4m 1.21% Reduced -31.5k -31,505
37 ROTHSCHILD INVESTMENT LLC /IL 1.49% of their portfolio CHICAGO, IL 109,380109.4k $17.9m $17.9m 1.49% Added +1.6k +1,557
38 Allworth Financial LP 0.15% of their portfolio FOLSOM, CA 107,780107.8k $17.6m $17.6m 0.15% Reduced -1.8k -1,838
39 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 106,646106.6k $17.4m $17.4m 0.03% Reduced -360 -360
40 Garrett Wealth Advisory Group, LLC 7.57% of their portfolio WEATHERFORD, TX 104,213104.2k $17.1m $17.1m 7.57% Added +3.0k +3,032
41 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 93,64993.6k $15.3m $15.3m 0.01% Reduced -6.0k -5,987
42 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 93,47893.5k $15.3m $15.3m 0.03% Reduced -8.7k -8,677
43 Charles Schwab Trust Co 1.71% of their portfolio HENDERSON, NV 91,87191.9k $14.1m $14.1m 1.71% Added +6.3k +6,299
44 SAXON INTERESTS, INC. 7.93% of their portfolio HOUSTON, TX 90,54990.5k $14.8m $14.8m 7.93% Added +618 +618
45 GLENMEDE TRUST CO NA 0.08% of their portfolio PHILADELPHIA, PA 89,60989.6k $14.0m $14.0m 0.08% Unchanged
46 GUIDANCE CAPITAL, INC 1.29% of their portfolio LOUSVILLE, KY 88,54488.5k $3.0m $3.0m 1.29% First filing
47 JNBA Financial Advisors 1.57% of their portfolio BLOOMINGTON, MN 80,26480.3k $13.1m $13.1m 1.57% Added +10.5k +10,482
48 Pettinga Financial Advisors LLC 3.89% of their portfolio EVANSVILLE, IN 80,03080.0k $13.1m $13.1m 3.89% Reduced -996 -996
49 Cetera Advisor Networks LLC 0.09% of their portfolio EL SEGUNDO, CA 77,43777.4k $12.6m $12.6m 0.09% Added +8.1k +8,053
50 Ted Buchan & Co 9.31% of their portfolio San Diego, CA 74,02174.0k $12.1m $12.1m 9.31% Added +146 +146
51 CAPTRUST FINANCIAL ADVISORS 0.05% of their portfolio RALEIGH, NC 72,18472.2k $11.8m $11.8m 0.05% Reduced -2.5k -2,542
52 J.P. Morgan Private Wealth Advisors LLC 0.06% of their portfolio SAN FRANCISCO, CA 67,39167.4k $11.0m $11.0m 0.06% Reduced -3.7k -3,707
53 Rodgers & Associates, LTD 1.54% of their portfolio Lancaster, PA 65,17865.2k $10.7m $10.7m 1.54% Reduced -5.5k -5,455
54 Baker Ellis Asset Management LLC 1.81% of their portfolio Vancouver, WA 64,98265.0k $10.6m $10.6m 1.81% Added +180 +180
55 MONETA GROUP INVESTMENT ADVISORS LLC 0.05% of their portfolio ST LOUIS, MO 64,78564.8k $2.1m $2.1m 0.05% New
56 OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC 0.74% of their portfolio SAN FRANCISCO, CA 63,09563.1k $10.3m $10.3m 0.74% Reduced -2.8k -2,767
57 Trinity Legacy Partners, LLC 3.60% of their portfolio HOUSTON, TX 63,01863.0k $10.3m $10.3m 3.60% Added +5.1k +5,070
58 PATHSTONE FAMILY OFFICE, LLC 0.14% of their portfolio ENGLEWOOD, NJ 61,70761.7k $10.1m $10.1m 0.14% Reduced -162 -162
59 Steward Partners Investment Advisory, LLC 0.15% of their portfolio STAMFORD, CT 61,21761.2k $10.0m $10.0m 0.15% Added +1.5k +1,472
60 Compass Financial Group, Inc. 6.07% of their portfolio DEERFIELD BEACH, FL 60,70860.7k $9.9m $9.9m 6.07% Reduced -181 -181
61 Clear Harbor Asset Management, LLC 0.97% of their portfolio Stamford, CT 60,28360.3k $9.9m $9.9m 0.97% Reduced -516 -516
62 Breakwater Capital Group 3.34% of their portfolio PARAMUS, NJ 55,80855.8k $9.1m $9.1m 3.34% Added +6.0k +5,987
63 Arlington Financial Advisors, LLC 3.26% of their portfolio SANTA BARBARA, CA 54,53754.5k $8.9m $8.9m 3.26% Reduced -1.5k -1,544
64 World Investment Advisors 1.67% of their portfolio LINCROFT, NJ 52,81252.8k $8.6m $8.6m 1.67% Reduced -2.8k -2,782
65 NEIRG Wealth Management, LLC 1.47% of their portfolio NORTH ANDOVER, MA 48,66648.7k $8.0m $8.0m 1.47% Reduced -1.7k -1,685
66 Montz Harcus Wealth Management LLC 6.45% of their portfolio New Orleans, LA 47,62147.6k $7.8m $7.8m 6.45% Added +1.6k +1,611
67 Corient Private Wealth LP 0.02% of their portfolio MIAMI, FL 46,77946.8k $7.7m $7.7m 0.02% Added +36 +36
68 COMERICA SECURITIES,INC. 0.53% of their portfolio DETROIT, MI 46,70146.7k $7.6m $7.6m 0.53% Reduced -26.5k -26,473
69 Private Ocean, LLC 0.96% of their portfolio SAN RAFAEL, CA 46,31546.3k $7.6m $7.6m 0.96% Reduced -39 -39
70 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 45,83545.8k $7.5m $7.5m 0.04% Added +356 +356
71 Wealthspire Retirement, LLC 1.40% of their portfolio ALISO VIEJO, CA 45,73745.7k $7.5m $7.5m 1.40% Added +1.1k +1,085
72 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 43,71343.7k $7.2m $7.2m 0.03% Added +3.8k +3,761
73 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 42,05942.1k $6.9m $6.9m 0.00% Added +1.7k +1,725
74 AVANTAX ADVISORY SERVICES, INC. 0.08% of their portfolio DALLAS, TX 41,98142.0k $6.9m $6.9m 0.08% Added +561 +561
75 Mariner, LLC 0.02% of their portfolio Overland Park, KS 38,61238.6k $6.3m $6.3m 0.02% Added +1.7k +1,676
76 Resonant Capital Advisors, LLC 0.68% of their portfolio Madison, WI 38,10338.1k $6.2m $6.2m 0.68% Reduced -190 -190
77 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 37,95438.0k $6.2m $6.2m 0.05% Reduced -8.7k -8,657
78 Creative Capital Management Investments LLC 4.34% of their portfolio SAN DIEGO, CA 36,80836.8k $6.0m $6.0m 4.34% Reduced -194 -194
79 WIMMER ASSOCIATES 1, LLC 3.57% of their portfolio PASADENA, CA 36,29736.3k $5.9m $5.9m 3.57% Added +736 +736
80 Journey Advisory Group, LLC 0.88% of their portfolio COVINGTON, KY 35,79135.8k $5.9m $5.9m 0.88% Reduced -38.3k -38,314
81 Cerity Partners LLC 0.02% of their portfolio NEW YORK, NY 34,61134.6k $5.7m $5.7m 0.02% Added +692 +692
82 Cornerstone Wealth Management, LLC 0.47% of their portfolio ST. PETERS, MO 32,39232.4k $5.3m $5.3m 0.47% Added +4.7k +4,732
83 Lido Advisors, LLC 0.06% of their portfolio Los Angeles, CA 32,10632.1k $5.3m $5.3m 0.06% Reduced -93 -93
84 Summit Financial, LLC 0.38% of their portfolio PARSIPPANY, NJ 31,98432.0k $5.2m $5.2m 0.38% Reduced -1.4k -1,368
85 BLAIR WILLIAM & CO/IL 0.02% of their portfolio CHICAGO, IL 31,49831.5k $5.2m $5.2m 0.02% Reduced -568 -568
86 Bouvel Investment Partners, LLC 2.78% of their portfolio PHOENIXVILLE, PA 31,04131.0k $5.1m $5.1m 2.78% Reduced -625 -625
87 Marion Wealth Management 1.76% of their portfolio MONROEVILLE, PA 30,27530.3k $5.0m $5.0m 1.76% Added +1.6k +1,590
88 Cornerstone Advisory, LLC 0.85% of their portfolio HUNT VALLEY, MD 29,46229.5k $4.8m $4.8m 0.85% Reduced -1.9k -1,872
89 MARKET STREET WEALTH MANAGEMENT ADVISORS LLC 1.20% of their portfolio INDIANAPOLIS, IN 28,91328.9k $4.7m $4.7m 1.20% Reduced -541 -541
90 Federation des caisses Desjardins du Quebec 0.04% of their portfolio LEVIS, A8 27,86127.9k $4.6m $4.6m 0.04% Added +602 +602
91 Ellevest, Inc. 0.34% of their portfolio NEW YORK, NY 27,43427.4k $4.5m $4.5m 0.34% Added +49 +49
92 Perigon Wealth Management, LLC 0.17% of their portfolio SAN FRANCISCO, CA 26,90026.9k $4.4m $4.4m 0.17% Added +116 +116
93 Legacy Private Trust Co. 0.36% of their portfolio NEENAH, WI 26,76526.8k $4.4m $4.4m 0.36% Reduced -3.2k -3,152
94 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 26,24326.2k $4.3m $4.3m 0.01% Added +787 +787
95 Echo Wealth Management, LLC 0.91% of their portfolio PLYMOUTH, MN 25,56025.6k $845.3k $845.3k 0.91% Added +20.3k +20,255
96 IEQ CAPITAL, LLC 0.08% of their portfolio Foster City, CA 25,36225.4k $4.2m $4.2m 0.08% Added +9 +9
97 KWB Wealth 0.65% of their portfolio REDLANDS, CA 25,14925.1k $4.1m $4.1m 0.65% Reduced -4.2k -4,177
98 Hirtle & Co., LLC 0.20% of their portfolio WEST CONSHOHOCKEN, PA 25,00025.0k $4.1m $4.1m 0.20% Unchanged
99 CIDEL ASSET MANAGEMENT INC 0.18% of their portfolio TORONTO, A6 24,21624.2k $4.0m $4.0m 0.18% Reduced -35 -35
100 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 23,12523.1k $3.8m $3.8m 0.01% First filing