Vault-13

INVESCO EXCHANGE TRADED FD T PGJ

GLOBAL DRGN CN · ETP · CUSIP 46137V571

43 institutional holders -6 vs Q1 2024
1,044,7561.0m shares reported held*
$23.3mreported value*
4 new 14 added 16 reduced 9 sold out net bought ≈ $2.7m (+123.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $22.26.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 43Q4 22: 48Q1 23: 49Q2 23: 49Q3 23: 47Q4 23: 52Q1 24: 49Q2 24: 4343Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202243
Q4 202248
Q1 202349
Q2 202349
Q3 202347
Q4 202352
Q1 202449
Q2 202443

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 22 bought or addedQ4 22: 19 cut or sold outQ4 22Q1 23: 20 bought or addedQ1 23: 19 cut or sold outQ2 23: 21 bought or addedQ2 23: 22 cut or sold outQ2 23Q3 23: 17 bought or addedQ3 23: 20 cut or sold outQ4 23: 25 bought or addedQ4 23: 15 cut or sold outQ4 23Q1 24: 22 bought or addedQ1 24: 23 cut or sold outQ2 24: 18 bought or addedQ2 24: 25 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222219
Q1 20232019
Q2 20232122
Q3 20231720
Q4 20232515
Q1 20242223
Q2 20241825

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ3 23 calls: $73.1kQ3 23 puts: $32.5kQ3 23P/C 0.44Q4 23 calls: $0Q4 23 puts: $354.0kQ4 23P/C —Q1 24 calls: $361.3kQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —
Numbers
QuarterCallsPutsP/C
Q3 2023$73.1k$32.5k0.44
Q4 2023$0$354.0k—
Q1 2024$361.3k$00.00
Q2 2024$0$0—

Biggest buyers

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC New +419,000+419.0k
Virtu Financial LLC New +34,845+34.8k
Tower Research Capital LLC (TRC) Added +14,202+14.2k
UBS Group AG Added +13,134+13.1k
ROYAL BANK OF CANADA Added +6,370+6.4k
MGB Wealth Management, LLC Added +5,885+5.9k
WELLS FARGO & COMPANY/MN Added +3,685+3.7k
Harvest Fund Management Co., Ltd Added +3,607+3.6k
RAYMOND JAMES & ASSOCIATES Added +3,578+3.6k
KKM Financial LLC Added +1,078+1.1k

Biggest sellers

MORGAN STANLEY Reduced -238,192-238.2k
STIFEL FINANCIAL CORP Sold out -55,492-55.5k
IHT Wealth Management, LLC Reduced -24,001-24.0k
LPL Financial LLC Reduced -19,392-19.4k
LEVEL FOUR ADVISORY SERVICES, LLC Sold out -10,012-10.0k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Sold out -8,705-8.7k
GSA CAPITAL PARTNERS LLP Sold out -8,691-8.7k
BANK OF MONTREAL /CAN/ Reduced -4,841-4.8k
Realta Investment Advisors Reduced -4,100-4.1k
JANE STREET GROUP, LLC Reduced -3,767-3.8k

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 419,000419.0k $9.3m $9.3m 0.00% New
2 IHT Wealth Management, LLC 0.10% of their portfolio Chicago, IL 122,303122.3k $2.7m $2.7m 0.10% Reduced -24.0k -24,001
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 98,60398.6k $2.2m $2.2m 0.00% Reduced -238.2k -238,192
4 Sterneck Capital Management, LLC 0.92% of their portfolio KANSAS CITY, MO 72,62572.6k $1.6m $1.6m 0.92% Reduced -1.6k -1,551
5 UBS Group AG 0.00% of their portfolio ZURICH, V8 41,11341.1k $914.8k $914.8k 0.00% Added +13.1k +13,134
6 Virtu Financial LLC 0.05% of their portfolio New York, NY 34,84534.8k $775.0k $775.0k 0.05% New
7 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 26,10126.1k $580.7k $580.7k 0.00% Added +3.7k +3,685
8 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 23,84423.8k $530.5k $530.5k 0.00% Added +3.6k +3,578
9 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 22,94322.9k $510.5k $510.5k 0.00% Reduced -3.8k -3,767
10 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 21,38821.4k $475.9k $475.9k 0.01% Added +14.2k +14,202
11 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 20,33520.3k $452.4k $452.4k 0.00% Reduced -19.4k -19,392
12 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 17,67117.7k $393.0k $393.0k 0.00% Added +450 +450
13 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 16,10616.1k $358.4k $358.4k 0.00% Added +147 +147
14 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 13,44913.4k $299.0k $299.0k 0.00% Added +1.0k +1,005
15 KKM Financial LLC 0.14% of their portfolio CHICAGO, IL 13,20013.2k $293.7k $293.7k 0.14% Added +1.1k +1,078
16 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 12,90112.9k $287.0k $287.0k 0.00% Reduced -833 -833
17 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 10,85210.9k $242.0k $242.0k 0.00% Added +6.4k +6,370
18 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 9,7039.7k $215.9k $215.9k 0.00% Reduced -96 -96
19 MGB Wealth Management, LLC 0.08% of their portfolio ADDISON, TX 8,8858.9k $212.2k $212.2k 0.08% Added +5.9k +5,885
20 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 5,7105.7k $127.0k $127.0k 0.00% Added +678 +678
21 Harvest Fund Management Co., Ltd 0.01% of their portfolio BEIJING, F4 5,5885.6k $124.0k $124.0k 0.01% Added +3.6k +3,607
22 Pacific Center for Financial Services 0.03% of their portfolio DANVILLE, CA 5,0805.1k $113.0k $113.0k 0.03% Unchanged
23 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 4,9515.0k $110.2k $110.2k 0.00% Reduced -931 -931
24 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 4,8524.9k $108.0k $108.0k 0.00% Reduced -1.7k -1,745
25 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 4,0354.0k $91.5k $91.5k 0.00% Unchanged
26 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 2,8502.9k $63.4k $63.4k 0.00% Reduced -200 -200
27 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,5021.5k $33.5k $33.5k 0.00% Reduced -127 -127
28 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 894894 $19.9k $19.9k 0.00% Reduced -219 -219
29 HAZLETT, BURT & WATSON, INC. 0.01% of their portfolio WHEELING, WV 775775 $17.0k $17.0k 0.01% Unchanged
30 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 409409 $9.1k $9.1k 0.00% Added +209 +209
31 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 400400 $9.0k $9.0k 0.00% Unchanged
32 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 363363 $8.1k $8.1k 0.00% Added +1 +1
33 Main Street Group, LTD 0.00% of their portfolio GLEN ALLEN, VA 350350 $7.8k $7.8k 0.00% Unchanged
34 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 334334 $7.0k $7.0k 0.00% New
35 FMR LLC 0.00% of their portfolio BOSTON, MA 228228 $5.1k $5.1k 0.00% Unchanged
36 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 159159 $3.6k $3.6k 0.00% Reduced -4.8k -4,841
37 Realta Investment Advisors 0.00% of their portfolio WILMINGTON, DE 140140 $3.1k $3.1k 0.00% Reduced -4.1k -4,100
38 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 112112 $2.5k $2.5k 0.00% Reduced -356 -356
39 MeadowBrook Investment Advisors LLC 0.00% of their portfolio Livonia, MI 105105 $2.3k $2.3k 0.00% Reduced -105 -105
40 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 5151 $1.1k $1.1k 0.00% Unchanged
41 ORG Partners LLC 0.00% of their portfolio ROANOKE, IN 11 $22 $22 0.00% New
42 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged
43 Activest Wealth Management 0.00% of their portfolio AVENTURA, FL 00 $0 $0 0.00% Unchanged