Vault-13

INVESCO EXCHANGE TRADED FD T RFV

S&P MDCP400 VL · ETP · CUSIP 46137V191

74 institutional holders +10 vs Q3 2023
1,655,0911.7m shares reported held*
$192.7mreported value*
17 new 22 added 15 reduced 7 sold out net bought ≈ $42.2m (+362.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $116.44.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 42Q4 22: 62Q1 23: 63Q2 23: 54Q3 23: 64Q4 23: 7474Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202242
Q4 202262
Q1 202363
Q2 202354
Q3 202364
Q4 202374

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 34 bought or addedQ4 22: 10 cut or sold outQ4 22Q1 23: 41 bought or addedQ1 23: 21 cut or sold outQ1 23Q2 23: 20 bought or addedQ2 23: 34 cut or sold outQ2 23Q3 23: 32 bought or addedQ3 23: 18 cut or sold outQ3 23Q4 23: 39 bought or addedQ4 23: 22 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223410
Q1 20234121
Q2 20232034
Q3 20233218
Q4 20233922

Biggest buyers

MORGAN STANLEY Added +242,729+242.7k
Prostatis Group LLC New +56,067+56.1k
Redhawk Wealth Advisors, Inc. New +36,303+36.3k
Synergy Asset Management, LLC New +35,766+35.8k
ROYAL BANK OF CANADA Added +28,719+28.7k
FISCHER INVESTMENT STRATEGIES, LLC Added +19,510+19.5k
COMMONWEALTH EQUITY SERVICES, LLC Added +12,254+12.3k
CITADEL ADVISORS LLC Added +10,646+10.6k
BANK OF AMERICA CORP /DE/ Added +6,470+6.5k
TWO SIGMA INVESTMENTS, LP New +4,900+4.9k

Biggest sellers

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Sold out -31,762-31.8k
CPC Advisors, LLC Sold out -29,437-29.4k
OSAIC HOLDINGS, INC. Reduced -19,413-19.4k
LPL Financial LLC Reduced -10,910-10.9k
Cambridge Investment Research Advisors, Inc. Reduced -7,503-7.5k
Systelligence, LLC Reduced -6,697-6.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -5,770-5.8k
Integrated Wealth Concepts LLC Sold out -4,966-5.0k
Phocas Financial Corp. Sold out -2,950-3.0k
Bridge Advisory, LLC Reduced -2,616-2.6k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 433,958434.0k $50.5m $50.5m 0.00% Added +242.7k +242,729
2 FISCHER INVESTMENT STRATEGIES, LLC 11.54% of their portfolio Westlake Village, CA 131,069131.1k $15.3m $15.3m 11.54% Added +19.5k +19,510
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 124,249124.2k $14.5m $14.5m 0.00% Added +6.5k +6,470
4 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 114,753114.8k $13.4m $13.4m 0.00% Added +28.7k +28,719
5 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 111,946111.9k $13.0m $13.0m 0.02% Added +323 +323
6 Systelligence, LLC 2.44% of their portfolio BLOOMINGTON, MN 76,81276.8k $8.9m $8.9m 2.44% Reduced -6.7k -6,697
7 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 76,67676.7k $8.9m $8.9m 0.01% Reduced -10.9k -10,910
8 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 57,87857.9k $6.7m $6.7m 0.01% Added +12.3k +12,254
9 Prostatis Group LLC 2.73% of their portfolio HANOVER, MD 56,06756.1k $6.5m $6.5m 2.73% New
10 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 47,86547.9k $5.6m $5.6m 0.00% Added +706 +706
11 Stratos Wealth Advisors, LLC 0.32% of their portfolio BEACHWOOD, OH 47,27247.3k $5.5m $5.5m 0.32% Reduced -183 -183
12 Redhawk Wealth Advisors, Inc. 0.82% of their portfolio MINNEAPOLIS, MN 36,30336.3k $4.2m $4.2m 0.82% New
13 Synergy Asset Management, LLC 0.75% of their portfolio VANCOUVER, WA 35,76635.8k $4.2m $4.2m 0.75% New
14 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 29,06129.1k $3.4m $3.4m 0.01% Reduced -7.5k -7,503
15 FOCUS FINANCIAL NETWORK INC /ADV 0.10% of their portfolio Minneapolis, MN 21,95822.0k $2.6m $2.6m 0.10% First filing
16 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 21,30221.3k $2.5m $2.5m 0.00% Added +582 +582
17 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 21,27321.3k $2.5m $2.5m 0.00% Reduced -19.4k -19,413
18 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 19,90219.9k $2.3m $2.3m 0.02% Reduced -748 -748
19 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 17,04817.0k $2.0m $2.0m 0.00% Added +757 +757
20 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 15,88615.9k $1.8m $1.8m 0.00% Added +10.6k +10,646
21 Quantum Portfolio Management LLC 1.07% of their portfolio NEW YORK, NY 14,62714.6k $1.7m $1.7m 1.07% First filing
22 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 12,14112.1k $1.4m $1.4m 0.00% Reduced -5.8k -5,770
23 Twelve Points Wealth Management LLC 0.67% of their portfolio CONCORD, MA 12,05912.1k $1.4m $1.4m 0.67% Added +663 +663
24 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 8,0858.1k $941.0k $941.0k 0.00% Added +1.4k +1,384
25 Focus Partners Advisor Solutions, LLC 0.04% of their portfolio SAINT LOUIS, MO 7,7997.8k $908.1k $908.1k 0.04% Added +3.8k +3,809
26 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 7,4407.4k $866.3k $866.3k 0.00% Added +692 +692
27 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.05% of their portfolio BIRMINGHAM, AL 6,1776.2k $719.2k $719.2k 0.05% Added +110 +110
28 UBS Group AG 0.00% of their portfolio ZURICH, V8 5,1075.1k $594.6k $594.6k 0.00% Added +1.0k +1,034
29 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 4,9004.9k $570.5k $570.5k 0.00% New
30 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 4,5974.6k $535.2k $535.2k 0.01% Added +6 +6
31 Well Done, LLC 0.10% of their portfolio HOLLAND, MI 4,5654.6k $531.5k $531.5k 0.10% Unchanged
32 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 4,5574.6k $530.6k $530.6k 0.01% Reduced -1.1k -1,130
33 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 4,3854.4k $510.5k $510.5k 0.00% Reduced -14 -14
34 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 4,1234.1k $480.0k $480.0k 0.02% Reduced -50 -50
35 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 4,0144.0k $467.4k $467.4k 0.00% Unchanged
36 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 3,9784.0k $463.2k $463.2k 0.00% New
37 DB Wealth Management Group, LLC 0.24% of their portfolio SAN DIEGO, CA 3,6823.7k $428.7k $428.7k 0.24% Unchanged
38 Essex Financial Services, Inc. 0.04% of their portfolio ESSEX, CT 3,2663.3k $380.3k $380.3k 0.04% New
39 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 3,1783.2k $370.0k $370.0k 0.00% New
40 S.A. Mason LLC 0.24% of their portfolio HOLLAND, MI 3,0303.0k $352.8k $352.8k 0.24% Unchanged
41 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 2,9803.0k $347.0k $347.0k 0.01% Reduced -983 -983
42 ELEVATION WEALTH PARTNERS, LLC 0.17% of their portfolio WALNUT CREEK, CA 2,9503.0k $290.6k $290.6k 0.17% New
43 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 2,8992.9k $338.0k $338.0k 0.00% Reduced -14 -14
44 COMMERCE BANK 0.00% of their portfolio KANSAS CITY, MO 2,7502.8k $320.2k $320.2k 0.00% Unchanged
45 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 2,6122.6k $304.1k $304.1k 0.02% Added +293 +293
46 LEVEL FOUR ADVISORY SERVICES, LLC 0.01% of their portfolio DALLAS, TX 2,2702.3k $264.3k $264.3k 0.01% New
47 Cetera Advisors LLC 0.00% of their portfolio DENVER, CO 2,1572.2k $251.2k $251.2k 0.00% New
48 THOROUGHBRED FINANCIAL SERVICES, LLC 0.02% of their portfolio BRENTWOOD, TN 2,0832.1k $242.0k $242.0k 0.02% Added +2 +2
49 Bridge Advisory, LLC 0.12% of their portfolio PASADENA, CA 1,9972.0k $232.6k $232.6k 0.12% Reduced -2.6k -2,616
50 GREENLEAF TRUST 0.00% of their portfolio KALAMAZOO, MI 1,8251.8k $212.5k $212.5k 0.00% New
51 Purus Wealth Management, LLC 0.12% of their portfolio Newport Beach, CA 1,8041.8k $210.1k $210.1k 0.12% New
52 VitalStone Financial, LLC 0.16% of their portfolio SHAVANO PARK, TX 1,7491.7k $204.0k $204.0k 0.16% New
53 PSI Advisors, LLC 0.05% of their portfolio TAMPA, FL 1,2031.2k $140.1k $140.1k 0.05% Reduced -259 -259
54 JNBA Financial Advisors 0.02% of their portfolio BLOOMINGTON, MN 1,1381.1k $132.5k $132.5k 0.02% Unchanged
55 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 790790 $92.0k $92.0k 0.00% Unchanged
56 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 740740 $86.2k $86.2k 0.00% New
57 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 650650 $75.7k $75.7k 0.00% Unchanged
58 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 644644 $75.0k $75.0k 0.00% Unchanged
59 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 569569 $66.2k $66.2k 0.00% Reduced -22 -22
60 FMR LLC 0.00% of their portfolio BOSTON, MA 509509 $59.2k $59.2k 0.00% Unchanged
61 CREATIVE FINANCIAL DESIGNS INC /ADV 0.01% of their portfolio KOKOMO, IN 496496 $57.7k $57.7k 0.01% New
62 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 462462 $54.3k $54.3k 0.00% Unchanged
63 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 393393 $45.8k $45.8k 0.00% Unchanged
64 AllSquare Wealth Management LLC 0.02% of their portfolio ALBANY, NY 345345 $40.2k $40.2k 0.02% Unchanged
65 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 249249 $29.0k $29.0k 0.00% Unchanged
66 Running Point Capital Advisors, LLC 0.01% of their portfolio EL SEGUNDO, CA 187187 $21.8k $21.8k 0.01% Unchanged
67 Bogart Wealth, LLC 0.00% of their portfolio MCLEAN, VA 169169 $19.6k $19.6k 0.00% Added +1 +1
68 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 100100 $11.6k $11.6k 0.00% New
69 Cutler Group LLC / CA 0.00% of their portfolio SAN FRANCISCO, CA 100100 $11.0k $11.0k 0.00% New
70 Bartlett & Co. LLC 0.00% of their portfolio CINCINNATI, OH 5252 $6.0k $6.0k 0.00% Added +50 +50
71 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.00% of their portfolio CINCINNATI, OH 5252 $6.1k $6.1k 0.00% Added +50 +50
72 SOA Wealth Advisors, LLC. 0.00% of their portfolio NEW YORK, NY 3333 $3.9k $3.9k 0.00% Unchanged
73 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 2323 $2.6k $2.6k 0.00% Unchanged
74 MassMutual Private Wealth & Trust, FSB 0.00% of their portfolio Windsor, CT 11 $116 $116 0.00% Unchanged