Vault-13

INVESCO ACTVELY MNGD ETC FD PDBC

OPTIMUM YIELD · ETP · CUSIP 46090F100

396 institutional holders -28 vs Q1 2023
267,031,014267.0m shares reported held*
$3.6bnreported value*
44 new 100 added 173 reduced 76 sold out net sold ≈ $417.2m (-30.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($5.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $13.62. Options: 7 managers hold calls ($2.4m notional), 4 hold puts ($122.4k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 440Q4 22: 476Q1 23: 424Q2 23: 396396Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022440
Q4 2022476
Q1 2023424
Q2 2023396

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 215 bought or addedQ4 22: 232 cut or sold outQ4 22Q1 23: 195 bought or addedQ1 23: 274 cut or sold outQ1 23Q2 23: 144 bought or addedQ2 23: 249 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022215232
Q1 2023195274
Q2 2023144249

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ3 22 calls: $4.2mQ3 22 puts: $6.9mQ3 22P/C 1.65Q4 22 calls: $2.5mQ4 22 puts: $418.0kQ4 22P/C 0.17Q1 23 calls: $564.5kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $2.4mQ2 23 puts: $122.4kQ2 23P/C 0.05
Numbers
QuarterCallsPutsP/C
Q3 2022$4.2m$6.9m1.65
Q4 2022$2.5m$418.0k0.17
Q1 2023$564.5k$00.00
Q2 2023$2.4m$122.4k0.05

Biggest buyers

Empower Advisory Group, LLC Added +1,246,836+1.2m
MORGAN STANLEY Added +976,392+976.4k
CWM, LLC Added +734,541+734.5k
AE Wealth Management LLC Added +671,717+671.7k
INTEGRATED CAPITAL MANAGEMENT, INC. New +611,389+611.4k
M&T Bank Corp Added +416,422+416.4k
Summit Global Investments Added +357,485+357.5k
Foundations Investment Advisors, LLC Added +243,074+243.1k
Private Advisory Group LLC Added +232,799+232.8k
SigFig Wealth Management, LLC Added +191,859+191.9k

Biggest sellers

CHARLES SCHWAB INVESTMENT MANAGEMENT INC Sold out -10,802,372-10.8m
FMR LLC Reduced -6,182,677-6.2m
JANE STREET GROUP, LLC Reduced -2,116,388-2.1m
STIFEL FINANCIAL CORP Reduced -1,629,280-1.6m
3EDGE Asset Management, LP Sold out -1,194,637-1.2m
UBS Group AG Reduced -1,142,376-1.1m
BENJAMIN F. EDWARDS & COMPANY, INC. Reduced -1,092,445-1.1m
LPL Financial LLC Reduced -995,428-995.4k
WELLS FARGO & COMPANY/MN Reduced -904,588-904.6k
ASSETMARK, INC Reduced -764,853-764.9k

Biggest calls

MILLENNIUM MANAGEMENT LLC New $1.4m100.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $713.2k52.4k shares
WOLVERINE TRADING, LLC New $176.8k13.1k shares
CITADEL ADVISORS LLC New $175.5k12.9k shares
GROUP ONE TRADING LLC New $20.4k1.5k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
Cutler Group LLC / CA Reduced $0400 shares

Biggest puts

CITADEL ADVISORS LLC New $121.1k8.9k shares
GROUP ONE TRADING LLC New $1.4k100 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
Cutler Group LLC / CA New $0400 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FMR LLC (0.0%, 2026-05-06)

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.53% of their portfolio SAN FRANCISCO, CA 133,448,850133.4m $1.8bn $1.8bn 0.53% Reduced -904.6k -904,588
2 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 21,988,98922.0m $299.2m $299.2m 0.03% Added +976.4k +976,392
3 Empower Advisory Group, LLC 1.20% of their portfolio Greenwood Village, CO 20,415,70120.4m $277.8m $277.8m 1.20% Added +1.2m +1,246,836
4 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 6,404,4576.4m $87.1m $87.1m 0.01% Reduced -656.5k -656,507
5 SigFig Wealth Management, LLC 2.39% of their portfolio SAN FRANCISCO, CA 4,565,1514.6m $61.6m $61.6m 2.39% Added +191.9k +191,859
6 UBS Group AG 0.02% of their portfolio ZURICH, V8 3,968,0514.0m $54.0m $54.0m 0.02% Reduced -1.1m -1,142,376
7 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 3,849,9623.8m $52.4m $52.4m 0.02% Reduced -650.8k -650,767
8 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 3,393,2233.4m $46.2m $46.2m 0.03% Reduced -995.4k -995,428
9 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.06% of their portfolio MILWAUKEE, WI 3,287,8063.3m $44.7m $44.7m 0.06% Reduced -157.1k -157,115
10 FMR LLC 0.00% of their portfolio BOSTON, MA 3,004,9093.0m $40.9m $40.9m 0.00% Reduced -6.2m -6,182,677
11 LOCKHEED MARTIN INVESTMENT MANAGEMENT CO 2.27% of their portfolio BETHESDA, MD 2,902,9002.9m $39.5m $39.5m 2.27% Unchanged
12 CWM, LLC 0.23% of their portfolio OMAHA, NE 2,691,6202.7m $36.6m $36.6m 0.23% Added +734.5k +734,541
13 PARK AVENUE SECURITIES LLC 0.41% of their portfolio NEW YORK, NY 1,885,5461.9m $25.7m $25.7m 0.41% Reduced -255.3k -255,278
14 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.01% of their portfolio Toronto, A6 1,735,0621.7m $23.6m $23.6m 0.01% Added +153.7k +153,675
15 ALPS ADVISORS INC 0.20% of their portfolio Denver, CO 1,727,2621.7m $23.5m $23.5m 0.20% Reduced -1.2k -1,230
16 GM Advisory Group, LLC 1.75% of their portfolio MELVILLE, NY 1,551,1631.6m $21.1m $21.1m 1.75% Added +20.0k +20,013
17 AE Wealth Management LLC 0.12% of their portfolio TOPEKA, KS 1,417,5671.4m $19.3m $19.3m 0.12% Added +671.7k +671,717
18 1832 Asset Management L.P. 0.04% of their portfolio TORONTO, A6 1,392,1741.4m $18.9m $18.9m 0.04% Added +57.1k +57,052
19 PRINCIPAL FINANCIAL GROUP INC 0.01% of their portfolio DES MOINES, IA 1,385,9111.4m $18.9m $18.9m 0.01% Reduced -4.3k -4,284
20 MML INVESTORS SERVICES, LLC 0.10% of their portfolio SPRINGFIELD, MA 1,295,5861.3m $17.6m $17.6m 0.10% Added +31.8k +31,831
21 B. Riley Wealth Advisors, Inc. 0.38% of their portfolio MEMPHIS, TN 1,245,8941.2m $17.0m $17.0m 0.38% Reduced -243.1k -243,142
22 M&T Bank Corp 0.06% of their portfolio BUFFALO, NY 1,180,0161.2m $16.1m $16.1m 0.06% Added +416.4k +416,422
23 EXENCIAL WEALTH ADVISORS, LLC 0.74% of their portfolio OKLAHOMA CITY, OK 1,176,7981.2m $16.0m $16.0m 0.74% Reduced -8.8k -8,765
24 Janney Capital Management LLC 1.07% of their portfolio PITTSBURGH, PA 1,135,9571.1m $15.5m $15.5m 1.07% Reduced -31.7k -31,725
25 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 867,507867.5k $11.8m $11.8m 0.00% Added +102.9k +102,898
26 Avion Wealth 3.08% of their portfolio THE WOODLANDS, TX 862,830862.8k $11.7m $11.7m 3.08% Added +159.2k +159,224
27 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 859,334859.3k $11.7m $11.7m 0.02% Reduced -257.7k -257,702
28 Madison Asset Management, LLC 0.17% of their portfolio MADISON, WI 854,243854.2k $11.6m $11.6m 0.17% Reduced -177.6k -177,570
29 NinePointTwo Capital LLC 4.19% of their portfolio LOS ANGELES, CA 795,203795.2k $10.8m $10.8m 4.19% Added +43.3k +43,310
30 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.01% of their portfolio NEW YORK, NY 789,473789.5k $11.2m $11.2m 0.01% Unchanged
31 Marion Wealth Management 3.73% of their portfolio MONROEVILLE, PA 771,362771.4k $10.5m $10.5m 3.73% Added +32.3k +32,273
32 Foundations Investment Advisors, LLC 0.33% of their portfolio PHOENIX, AZ 733,928733.9k $10.0m $10.0m 0.33% Added +243.1k +243,074
33 Engrave Wealth Partners LLC 3.07% of their portfolio SPRING, TX 713,206713.2k $9.7m $9.7m 3.07% Added +61.0k +60,990
34 Evolution Wealth Advisors, LLC 2.13% of their portfolio AVENTURA, FL 709,237709.2k $9.6m $9.6m 2.13% Reduced -11.3k -11,294
35 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 708,873708.9k $9.6m $9.6m 0.00% Added +29.8k +29,804
36 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 688,255688.3k $9.4m $9.4m 0.00% Added +65.2k +65,188
37 PFS INVESTMENTS INC. 0.15% of their portfolio DULUTH, GA 675,384675.4k $9.2m $9.2m 0.15% Added +10.8k +10,848
38 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 661,984662.0k $9.0m $9.0m 0.02% Reduced -178.5k -178,543
39 INTEGRATED CAPITAL MANAGEMENT, INC. 7.43% of their portfolio JESSUP, PA 611,389611.4k $8.3m $8.3m 7.43% New
40 Summit Global Investments 0.53% of their portfolio BOUNTIFUL, UT 591,098591.1k $8.0m $8.0m 0.53% Added +357.5k +357,485
41 Faithward Advisors, LLC 1.97% of their portfolio LANCASTER, PA 583,508583.5k $8.6m $8.6m 1.97% Reduced -28.8k -28,827
42 Traverso Chambers Private Wealth Management, LLC 1.96% of their portfolio SANTA ROSA, CA 549,264549.3k $7.5m $7.5m 1.96% Added +40.8k +40,783
43 Cambria Investment Management, L.P. 0.62% of their portfolio Manhattan Beach, CA 548,477548.5k $7.5m $7.5m 0.62% Added +17.3k +17,331
44 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 536,231536.2k $7.3m $7.3m 0.01% Reduced -1.6m -1,629,280
45 D. SCOTT NEAL, INC. 5.43% of their portfolio LEXINGTON, KY 530,596530.6k $7.2m $7.2m 5.43% Reduced -27.3k -27,261
46 Echo45 Advisors LLC 5.89% of their portfolio WALNUT CREEK, CA 524,578524.6k $7.1m $7.1m 5.89% Added +42.9k +42,879
47 STEEL GROVE CAPITAL ADVISORS, LLC 0.86% of their portfolio MEMPHIS, TN 501,401501.4k $6.8m $6.8m 0.86% Reduced -1.4k -1,376
48 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 488,608488.6k $6.6m $6.6m 0.01% Reduced -291.1k -291,054
49 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 459,749459.7k $6.3m $6.3m 0.01% Reduced -119.3k -119,301
50 Private Harbour Investment Management & Counsel, LLC 6.76% of their portfolio SAGAMORE HILLS, OH 444,545444.5k $6.0m $6.0m 6.76% Reduced -12.5k -12,461
51 LFA - Lugano Financial Advisors SA 3.92% of their portfolio LUGANO, V8 433,457433.5k $5.9m $5.9m 3.92% Reduced -1.6k -1,604
52 KEYBANK NATIONAL ASSOCIATION/OH 0.03% of their portfolio BROOKLYN, OH 417,574417.6k $5.7m $5.7m 0.03% Reduced -50.3k -50,309
53 Ethos Financial Group, LLC 1.94% of their portfolio KING OF PRUSSIA, PA 403,977404.0k $5.7m $5.7m 1.94% Unchanged
54 ALM First Financial Advisors, LLC 0.94% of their portfolio DALLAS, TX 400,000400.0k $5.4m $5.4m 0.94% Unchanged
55 CreativeOne Wealth, LLC 0.16% of their portfolio OVERLAND PARK, KS 394,211394.2k $6.2m $6.2m 0.16% Added +185.6k +185,642
56 MFA WEALTH ADVISORS, LLC 1.63% of their portfolio PITTSBURGH, PA 380,546380.5k $5.2m $5.2m 1.63% Added +29.3k +29,254
57 Prospera Financial Services Inc 0.19% of their portfolio Dallas, TX 364,102364.1k $5.0m $5.0m 0.19% Reduced -104.0k -103,958
58 JMAC ENTERPRISES LLC 1.22% of their portfolio NEWTOWN, PA 361,286361.3k $4.9m $4.9m 1.22% Added +13.3k +13,292
59 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 358,168358.2k $4.9m $4.9m 0.01% Reduced -214.5k -214,523
60 HSBC HOLDINGS PLC 0.01% of their portfolio LONDON, X0 350,500350.5k $4.8m $4.8m 0.01% Reduced -86.5k -86,500
61 Quent Capital, LLC 0.73% of their portfolio NEW YORK, NY 342,492342.5k $4.7m $4.7m 0.73% Added +83.4k +83,359
62 CPR Investments Inc. 4.19% of their portfolio Rochester, MI 320,838320.8k $4.4m $4.4m 4.19% Reduced -65.6k -65,560
63 Plan Group Financial, LLC 3.84% of their portfolio OKLAHOMA CITY, OK 318,356318.4k $4.6m $4.6m 3.84% First filing
64 OVERSEA-CHINESE BANKING Corp Ltd 0.20% of their portfolio SINGAPORE, U0 306,492306.5k $4.2m $4.2m 0.20% Unchanged
65 Cerity Partners LLC 0.02% of their portfolio NEW YORK, NY 305,980306.0k $4.2m $4.2m 0.02% Added +73.6k +73,624
66 PATTON FUND MANAGEMENT, INC. 1.21% of their portfolio New York, NY 304,192304.2k $4.1m $4.1m 1.21% Added +15.0k +15,047
67 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 290,066290.1k $3.9m $3.9m 0.02% Reduced -176.5k -176,473
68 CIM, LLC 0.74% of their portfolio ALBANY, NY 289,688289.7k $3.9m $3.9m 0.74% Added +3.1k +3,080
69 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 287,373287.4k $3.9m $3.9m 0.00% Reduced -13.5k -13,486
70 HANCOCK WHITNEY CORP 0.15% of their portfolio GULFPORT, MS 284,299284.3k $3.9m $3.9m 0.15% Reduced -157.4k -157,434
71 FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC 0.24% of their portfolio Greenbrae, CA 283,423283.4k $3.9m $3.9m 0.24% Reduced -180.4k -180,445
72 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 274,214274.2k $3.7m $3.7m 0.00% Reduced -107.5k -107,519
73 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 271,088271.1k $3.7m $3.7m 0.01% Reduced -2.1m -2,116,388
74 Executive Wealth Management, LLC 0.38% of their portfolio BRIGHTON, MI 270,226270.2k $3.7m $3.7m 0.38% Reduced -28.4k -28,420
75 IFP Advisors, Inc 0.09% of their portfolio TAMPA, FL 266,842266.8k $4.3m $4.3m 0.09% Added +70.2k +70,226
76 Private Advisory Group LLC 0.71% of their portfolio REDMOND, WA 264,669264.7k $3.6m $3.6m 0.71% Added +232.8k +232,799
77 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 250,882250.9k $3.4m $3.4m 0.00% Reduced -37.7k -37,687
78 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 249,509249.5k $3.4m $3.4m 0.03% Reduced -41.2k -41,183
79 Brookstone Capital Management 0.07% of their portfolio WHEATON, IL 248,367248.4k $3.4m $3.4m 0.07% Added +9.6k +9,556
80 Equitable Holdings, Inc. 0.05% of their portfolio NEW YORK, NY 242,291242.3k $3.3m $3.3m 0.05% Added +29.3k +29,281
81 Ashton Thomas Private Wealth, LLC 0.24% of their portfolio SCOTTSDALE, AZ 234,069234.1k $3.2m $3.2m 0.24% Added +8.2k +8,223
82 Alhambra Investment Management LLC 2.07% of their portfolio PALMETTO BAY, FL 230,589230.6k $3.1m $3.1m 2.07% Added +15.1k +15,074
83 WINTRUST INVESTMENTS LLC 0.32% of their portfolio CHICAGO, IL 227,078227.1k $3.1m $3.1m 0.32% Added +17.1k +17,087
84 AUGUSTINE ASSET MANAGEMENT INC 1.40% of their portfolio JACKSONVILLE, FL 223,130223.1k $3.0m $3.0m 1.40% Added +163 +163
85 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 219,587219.6k $3.0m $3.0m 0.00% Added +171.9k +171,894
86 KESTRA PRIVATE WEALTH SERVICES, LLC 0.10% of their portfolio AUSTIN, TX 206,253206.3k $2.8m $2.8m 0.10% Added +55.9k +55,879
87 Upper Left Wealth Management, LLC 3.10% of their portfolio TAMPA, FL 205,260205.3k $2.8m $2.8m 3.10% Reduced -119.5k -119,451
88 Hilltop Holdings Inc. 0.33% of their portfolio DALLAS, TX 194,032194.0k $2.6m $2.6m 0.33% Reduced -73.0k -72,995
89 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 192,029192.0k $2.6m $2.6m 0.01% Reduced -764.9k -764,853
90 Dynamic Advisor Solutions LLC 0.13% of their portfolio PHOENIX, AZ 184,085184.1k $2.5m $2.5m 0.13% Added +131.9k +131,945
91 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 182,580182.6k $2.5m $2.5m 0.01% Reduced -232.5k -232,519
92 OARSMAN CAPITAL, INC. 1.06% of their portfolio MILWAUKEE, WI 177,780177.8k $2.4m $2.4m 1.06% Added +16.6k +16,607
93 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 171,203171.2k $2.3m $2.3m 0.01% Added +17.0k +17,044
94 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 170,534170.5k $2.3m $2.3m 0.00% Added +84.3k +84,334
95 Continuum Advisory, LLC 0.36% of their portfolio EAGLE, ID 166,656166.7k $2.3m $2.3m 0.36% Reduced -5.5k -5,539
96 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 164,091164.1k $2.2m $2.2m 0.01% Reduced -282.7k -282,710
97 Windham Capital Management, LLC 0.85% of their portfolio BOSTON, MA 163,096163.1k $2.2m $2.2m 0.85% Unchanged
98 MGO ONE SEVEN LLC 0.20% of their portfolio Beachwood, OH 160,637160.6k $2.2m $2.2m 0.20% Added +7.2k +7,179
99 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 160,113160.1k $2.2m $2.2m 0.00% Reduced -4.6k -4,562
100 HRT FINANCIAL LP 0.02% of their portfolio NEW YORK, NY 158,406158.4k $2.2m $2.2m 0.02% New