Vault-13

INVESCO ACTVELY MNGD ETC FD PDBC

OPTIMUM YIELD · ETP · CUSIP 46090F100

424 institutional holders -52 vs Q4 2022
297,113,436297.1m shares reported held*
$4.2bnreported value*
46 new 149 added 177 reduced 97 sold out net sold ≈ $81.9m (-5.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($6.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $14.24. Options: 3 managers hold calls ($564.5k notional), 1 hold puts ($0).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 440Q4 22: 476Q1 23: 424424Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022440
Q4 2022476
Q1 2023424

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 215 bought or addedQ4 22: 232 cut or sold outQ4 22Q1 23: 195 bought or addedQ1 23: 274 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022215232
Q1 2023195274

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ3 22 calls: $4.2mQ3 22 puts: $6.9mQ3 22P/C 1.65Q4 22 calls: $2.5mQ4 22 puts: $418.0kQ4 22P/C 0.17Q1 23 calls: $564.5kQ1 23 puts: $0Q1 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$4.2m$6.9m1.65
Q4 2022$2.5m$418.0k0.17
Q1 2023$564.5k$00.00

Biggest buyers

WELLS FARGO & COMPANY/MN Added +7,274,017+7.3m
FMR LLC Added +4,989,357+5.0m
JANE STREET GROUP, LLC Added +2,086,251+2.1m
1832 Asset Management L.P. New +1,335,122+1.3m
MORGAN STANLEY Added +1,280,662+1.3m
PRINCIPAL FINANCIAL GROUP INC Added +679,550+679.5k
CWM, LLC Added +479,911+479.9k
Marion Wealth Management Added +439,321+439.3k
LOCKHEED MARTIN INVESTMENT MANAGEMENT CO Added +421,000+421.0k
Foundations Investment Advisors, LLC Added +419,071+419.1k

Biggest sellers

CHARLES SCHWAB INVESTMENT MANAGEMENT INC Reduced -6,089,965-6.1m
STATE STREET CORP Reduced -3,789,454-3.8m
BANK OF AMERICA CORP /DE/ Reduced -1,327,904-1.3m
Thrivent Financial for Lutherans Reduced -1,308,049-1.3m
Oribel Capital Management, LP Sold out -900,800-900.8k
LPL Financial LLC Reduced -811,331-811.3k
SEARCY FINANCIAL SERVICES INC /ADV Sold out -716,170-716.2k
INTEGRATED CAPITAL MANAGEMENT, INC. Sold out -682,052-682.1k
Madison Asset Management, LLC Reduced -650,294-650.3k
Ocean Park Asset Management, LLC Sold out -610,800-610.8k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $564.5k39.7k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
Cutler Group LLC / CA Added $03.0k shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FMR LLC (0.0%, 2026-05-06)

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.59% of their portfolio SAN FRANCISCO, CA 134,353,438134.4m $1.9bn $1.9bn 0.59% Added +7.3m +7,274,017
2 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 21,012,59721.0m $298.8m $298.8m 0.03% Added +1.3m +1,280,662
3 Empower Advisory Group, LLC 1.24% of their portfolio Greenwood Village, CO 19,168,86519.2m $277.2m $277.2m 1.24% First filing
4 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.05% of their portfolio SAN FRANCISCO, CA 10,802,37210.8m $153.6m $153.6m 0.05% Reduced -6.1m -6,089,965
5 FMR LLC 0.01% of their portfolio BOSTON, MA 9,187,5869.2m $130.6m $130.6m 0.01% Added +5.0m +4,989,357
6 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 7,060,9647.1m $100.4m $100.4m 0.01% Reduced -1.3m -1,327,904
7 UBS Group AG 0.03% of their portfolio ZURICH, V8 5,110,4275.1m $72.7m $72.7m 0.03% Reduced -336.2k -336,245
8 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 4,500,7294.5m $64.0m $64.0m 0.03% Reduced -481.3k -481,291
9 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 4,388,6514.4m $62.4m $62.4m 0.05% Reduced -811.3k -811,331
10 SigFig Wealth Management, LLC 3.43% of their portfolio SAN FRANCISCO, CA 4,373,2924.4m $62.2m $62.2m 3.43% Added +100.7k +100,688
11 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.07% of their portfolio MILWAUKEE, WI 3,444,9213.4m $49.0m $49.0m 0.07% Reduced -602.7k -602,657
12 LOCKHEED MARTIN INVESTMENT MANAGEMENT CO 2.34% of their portfolio BETHESDA, MD 2,902,9002.9m $41.3m $41.3m 2.34% Added +421.0k +421,000
13 JANE STREET GROUP, LLC 0.06% of their portfolio NEW YORK, NY 2,387,4762.4m $33.9m $33.9m 0.06% Added +2.1m +2,086,251
14 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 2,165,5112.2m $30.8m $30.8m 0.04% Added +301.3k +301,285
15 PARK AVENUE SECURITIES LLC 0.52% of their portfolio NEW YORK, NY 2,140,8242.1m $30.4m $30.4m 0.52% Reduced -25.3k -25,334
16 CWM, LLC 0.19% of their portfolio OMAHA, NE 1,957,0792.0m $27.8m $27.8m 0.19% Added +479.9k +479,911
17 ALPS ADVISORS INC 0.22% of their portfolio Denver, CO 1,728,4921.7m $24.6m $24.6m 0.22% Added +380.7k +380,675
18 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.01% of their portfolio Toronto, A6 1,581,3871.6m $22.5m $22.5m 0.01% Added +63.1k +63,119
19 GM Advisory Group, LLC 1.98% of their portfolio MELVILLE, NY 1,531,1501.5m $21.8m $21.8m 1.98% Added +177.6k +177,593
20 B. Riley Wealth Advisors, Inc. 0.56% of their portfolio MEMPHIS, TN 1,489,0361.5m $21.2m $21.2m 0.56% Reduced -376.3k -376,328
21 PRINCIPAL FINANCIAL GROUP INC 0.01% of their portfolio DES MOINES, IA 1,390,1951.4m $19.8m $19.8m 0.01% Added +679.5k +679,550
22 1832 Asset Management L.P. 0.04% of their portfolio TORONTO, A6 1,335,1221.3m $19.0m $19.0m 0.04% New
23 MML INVESTORS SERVICES, LLC 0.13% of their portfolio SPRINGFIELD, MA 1,263,7551.3m $18.0m $18.0m 0.13% Reduced -65.3k -65,251
24 3EDGE Asset Management, LP 1.28% of their portfolio Naples, FL 1,194,6371.2m $17.0m $17.0m 1.28% Added +148.5k +148,472
25 EXENCIAL WEALTH ADVISORS, LLC 0.88% of their portfolio OKLAHOMA CITY, OK 1,185,5631.2m $16.9m $16.9m 0.88% Added +23.8k +23,843
26 Janney Capital Management LLC 1.25% of their portfolio PITTSBURGH, PA 1,167,6821.2m $16.6m $16.6m 1.25% Added +53.8k +53,800
27 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 1,117,0361.1m $15.9m $15.9m 0.03% Added +94.5k +94,528
28 BENJAMIN F. EDWARDS & COMPANY, INC. 0.66% of their portfolio ST. LOUIS, MO 1,107,1241.1m $15.7m $15.7m 0.66% Added +234.8k +234,833
29 Madison Asset Management, LLC 0.22% of their portfolio MADISON, WI 1,031,8131.0m $14.7m $14.7m 0.22% Reduced -650.3k -650,294
30 ASSETMARK, INC 0.06% of their portfolio CONCORD, CA 956,882956.9k $13.6m $13.6m 0.06% Reduced -554.0k -553,996
31 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 840,527840.5k $12.0m $12.0m 0.02% Reduced -230.3k -230,282
32 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.01% of their portfolio NEW YORK, NY 789,473789.5k $11.2m $11.2m 0.01% Added +270.2k +270,152
33 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 779,662779.7k $11.1m $11.1m 0.02% Reduced -60.8k -60,795
34 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 764,609764.6k $10.9m $10.9m 0.00% Reduced -5.5k -5,484
35 M&T Bank Corp 0.04% of their portfolio BUFFALO, NY 763,594763.6k $10.9m $10.9m 0.04% Added +405.7k +405,719
36 NinePointTwo Capital LLC 4.03% of their portfolio LOS ANGELES, CA 751,893751.9k $10.7m $10.7m 4.03% Added +35.8k +35,750
37 Csenge Advisory Group 0.77% of their portfolio CLEARWATER, FL 747,838747.8k $10.6m $10.6m 0.77% Added +91.8k +91,752
38 AE Wealth Management LLC 0.07% of their portfolio TOPEKA, KS 745,850745.9k $10.6m $10.6m 0.07% Reduced -49.5k -49,514
39 Marion Wealth Management 3.92% of their portfolio MONROEVILLE, PA 739,089739.1k $10.5m $10.5m 3.92% Added +439.3k +439,321
40 Alaska Wealth Advisors, LLC 1.76% of their portfolio ANCHORAGE, AK 737,755737.8k $10.5m $10.5m 1.76% Added +152.4k +152,423
41 Goldstein Advisors, LLC 2.30% of their portfolio Madison, WI 734,762734.8k $10.4m $10.4m 2.30% Added +152.3k +152,335
42 Evolution Wealth Advisors, LLC 2.46% of their portfolio AVENTURA, FL 720,531720.5k $10.2m $10.2m 2.46% Reduced -4.4k -4,365
43 Avion Wealth 2.84% of their portfolio THE WOODLANDS, TX 703,606703.6k $10.4m $10.4m 2.84% Added +38.2k +38,241
44 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 679,069679.1k $9.7m $9.7m 0.00% Reduced -199.3k -199,266
45 PFS INVESTMENTS INC. 0.17% of their portfolio DULUTH, GA 664,536664.5k $9.6m $9.6m 0.17% Added +81.1k +81,087
46 Engrave Wealth Partners LLC 3.12% of their portfolio SPRING, TX 652,216652.2k $9.3m $9.3m 3.12% Added +18.3k +18,321
47 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 623,067623.1k $8.9m $8.9m 0.00% Added +54.6k +54,554
48 Faithward Advisors, LLC 1.90% of their portfolio LANCASTER, PA 612,335612.3k $8.4m $8.4m 1.90% Added +62.1k +62,073
49 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.12% of their portfolio ST. LOUIS, MO 590,600590.6k $8.4m $8.4m 0.12% Added +111.0k +111,009
50 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 579,050579.0k $8.2m $8.2m 0.01% Reduced -121.1k -121,098
51 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 572,691572.7k $8.1m $8.1m 0.02% Added +54.9k +54,873
52 D. SCOTT NEAL, INC. 4.43% of their portfolio LEXINGTON, KY 557,857557.9k $7.9m $7.9m 4.43% Reduced -202.3k -202,280
53 Cambria Investment Management, L.P. 0.62% of their portfolio Manhattan Beach, CA 531,146531.1k $7.6m $7.6m 0.62% Added +28.3k +28,293
54 Traverso Chambers Private Wealth Management, LLC 1.98% of their portfolio SANTA ROSA, CA 508,481508.5k $7.2m $7.2m 1.98% Added +82.0k +82,014
55 STEEL GROVE CAPITAL ADVISORS, LLC 0.95% of their portfolio MEMPHIS, TN 502,777502.8k $7.1m $7.1m 0.95% Added +1.8k +1,803
56 Foundations Investment Advisors, LLC 0.25% of their portfolio PHOENIX, AZ 490,854490.9k $7.0m $7.0m 0.25% Added +419.1k +419,071
57 Echo45 Advisors LLC 5.68% of their portfolio WALNUT CREEK, CA 481,699481.7k $6.8m $6.8m 5.68% Added +54.7k +54,736
58 Prospera Financial Services Inc 0.27% of their portfolio Dallas, TX 468,060468.1k $6.7m $6.7m 0.27% Reduced -247.8k -247,809
59 KEYBANK NATIONAL ASSOCIATION/OH 0.03% of their portfolio BROOKLYN, OH 467,883467.9k $6.7m $6.7m 0.03% Added +81.7k +81,701
60 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 466,539466.5k $6.6m $6.6m 0.03% Reduced -111.1k -111,081
61 FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC 0.43% of their portfolio Greenbrae, CA 463,868463.9k $6.6m $6.6m 0.43% Added +106.5k +106,494
62 Private Harbour Investment Management & Counsel, LLC 7.32% of their portfolio SAGAMORE HILLS, OH 457,006457.0k $6.5m $6.5m 7.32% Reduced -8.8k -8,813
63 CAPTRUST FINANCIAL ADVISORS 0.03% of their portfolio RALEIGH, NC 446,801446.8k $6.4m $6.4m 0.03% Reduced -262.4k -262,378
64 HANCOCK WHITNEY CORP 0.25% of their portfolio GULFPORT, MS 441,733441.7k $6.3m $6.3m 0.25% Reduced -352.5k -352,471
65 HSBC HOLDINGS PLC 0.01% of their portfolio LONDON, X0 437,000437.0k $6.2m $6.2m 0.01% Added +72.0k +72,000
66 LFA - Lugano Financial Advisors SA 4.65% of their portfolio LUGANO, V8 435,061435.1k $6.2m $6.2m 4.65% Reduced -100.7k -100,698
67 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 415,099415.1k $5.9m $5.9m 0.01% Reduced -1.3m -1,308,049
68 Ethos Financial Group, LLC 1.79% of their portfolio KING OF PRUSSIA, PA 403,977404.0k $5.7m $5.7m 1.79% Reduced -29.4k -29,370
69 ALM First Financial Advisors, LLC 1.02% of their portfolio DALLAS, TX 400,000400.0k $5.7m $5.7m 1.02% Unchanged
70 CPR Investments Inc. 5.28% of their portfolio Rochester, MI 386,398386.4k $5.5m $5.5m 5.28% Reduced -189.0k -189,022
71 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 381,733381.7k $5.4m $5.4m 0.00% Reduced -70.2k -70,167
72 Alaska Permanent Capital Management, LLC 0.48% of their portfolio ANCHORAGE, AK 369,328369.3k $5.3m $5.3m 0.48% Added +4.5k +4,465
73 MFA WEALTH ADVISORS, LLC 1.64% of their portfolio PITTSBURGH, PA 351,292351.3k $5.0m $5.0m 1.64% Added +25.5k +25,496
74 JMAC ENTERPRISES LLC 1.26% of their portfolio NEWTOWN, PA 347,994348.0k $4.9m $4.9m 1.26% Added +64.0k +63,977
75 Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio SEOUL, M5 329,172329.2k $4.7m $4.7m 0.01% Reduced -256.5k -256,480
76 Upper Left Wealth Management, LLC 5.24% of their portfolio TAMPA, FL 324,711324.7k $4.6m $4.6m 5.24% Added +61.0k +61,042
77 OVERSEA-CHINESE BANKING Corp Ltd 0.22% of their portfolio SINGAPORE, U0 306,492306.5k $4.4m $4.4m 0.22% Added +75.5k +75,500
78 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 300,859300.9k $4.3m $4.3m 0.00% Added +104.8k +104,840
79 Executive Wealth Management, LLC 0.47% of their portfolio BRIGHTON, MI 298,646298.6k $4.2m $4.2m 0.47% Reduced -13.8k -13,797
80 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 290,692290.7k $4.1m $4.1m 0.04% Reduced -12.7k -12,713
81 PATTON FUND MANAGEMENT, INC. 1.17% of their portfolio New York, NY 289,145289.1k $4.1m $4.1m 1.17% Added +98.2k +98,236
82 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 288,569288.6k $4.1m $4.1m 0.01% Reduced -68.6k -68,574
83 CIM, LLC 0.81% of their portfolio ALBANY, NY 286,608286.6k $4.1m $4.1m 0.81% Added +5.4k +5,432
84 Per Stirling Capital Management, LLC. 0.82% of their portfolio AUSTIN, TX 268,539268.5k $3.8m $3.8m 0.82% Added +25.8k +25,849
85 Hilltop Holdings Inc. 0.51% of their portfolio DALLAS, TX 267,027267.0k $3.8m $3.8m 0.51% Reduced -2.3k -2,276
86 Quent Capital, LLC 0.63% of their portfolio NEW YORK, NY 259,133259.1k $3.7m $3.7m 0.63% Added +7.2k +7,193
87 THEORY FINANCIAL LLC 2.07% of their portfolio FORT COLLINS, CO 242,870242.9k $3.5m $3.5m 2.07% Added +39.6k +39,579
88 Brookstone Capital Management 0.07% of their portfolio WHEATON, IL 238,811238.8k $3.5m $3.5m 0.07% Added +62.8k +62,820
89 Summit Global Investments 0.26% of their portfolio BOUNTIFUL, UT 233,613233.6k $3.3m $3.3m 0.26% Reduced -287.7k -287,706
90 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 232,356232.4k $3.3m $3.3m 0.01% Added +12.5k +12,549
91 Ashton Thomas Private Wealth, LLC 0.28% of their portfolio SCOTTSDALE, AZ 225,846225.8k $3.2m $3.2m 0.28% Added +71.6k +71,636
92 AUGUSTINE ASSET MANAGEMENT INC 1.57% of their portfolio JACKSONVILLE, FL 222,967223.0k $3.2m $3.2m 1.57% Reduced -13 -13
93 Alhambra Investment Management LLC 2.10% of their portfolio PALMETTO BAY, FL 215,515215.5k $3.1m $3.1m 2.10% Added +32.4k +32,443
94 Equitable Holdings, Inc. 0.05% of their portfolio NEW YORK, NY 213,010213.0k $3.0m $3.0m 0.05% Reduced -5.9k -5,923
95 WINTRUST INVESTMENTS LLC 0.40% of their portfolio CHICAGO, IL 209,991210.0k $3.0m $3.0m 0.40% New
96 CreativeOne Wealth, LLC 0.15% of their portfolio OVERLAND PARK, KS 208,569208.6k $3.0m $3.0m 0.15% Reduced -26.5k -26,539
97 InterOcean Capital Group, LLC 0.10% of their portfolio NASHVILLE, TN 204,362204.4k $2.9m $2.9m 0.10% Added +193.6k +193,630
98 Stonebridge Financial Planning Group, LLC 1.86% of their portfolio ORLANDO, FL 203,178203.2k $2.9m $2.9m 1.86% Reduced -44.7k -44,656
99 IFP Advisors, Inc 0.16% of their portfolio TAMPA, FL 196,616196.6k $3.7m $3.7m 0.16% Reduced -219.7k -219,693
100 FIDELITY D & D BANCORP INC 2.04% of their portfolio Dunmore, PA 195,388195.4k $2.7m $2.7m 2.04% First filing