Vault-13

INNOVATOR ETFS TRUST UJUL

US EQT ULTRA BF · ETP · CUSIP 45782C839

58 institutional holders +1 vs Q3 2023
3,964,4864.0m shares reported held*
$81.4mreported value*
8 new 9 added 26 reduced 7 sold out net sold ≈ $65.1m (-907.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $20.54.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 27Q4 22: 37Q1 23: 33Q2 23: 36Q3 23: 57Q4 23: 5858Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202227
Q4 202237
Q1 202333
Q2 202336
Q3 202357
Q4 202358

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 19 bought or addedQ4 22: 12 cut or sold outQ4 22Q1 23: 11 bought or addedQ1 23: 22 cut or sold outQ1 23Q2 23: 14 bought or addedQ2 23: 17 cut or sold outQ2 23Q3 23: 40 bought or addedQ3 23: 7 cut or sold outQ3 23Q4 23: 17 bought or addedQ4 23: 33 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221912
Q1 20231122
Q2 20231417
Q3 2023407
Q4 20231733

Biggest buyers

SageView Advisory Group, LLC Added +1,239,984+1.2m
Kestra Advisory Services, LLC New +82,287+82.3k
OLD MISSION CAPITAL LLC New +82,103+82.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +54,801+54.8k
Arete Wealth Advisors, LLC New +25,526+25.5k
C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors Added +12,223+12.2k
MONEY CONCEPTS CAPITAL CORP New +11,494+11.5k
GTS SECURITIES LLC New +11,482+11.5k
Brookstone Capital Management Added +10,173+10.2k
COMMONWEALTH EQUITY SERVICES, LLC Added +7,844+7.8k

Biggest sellers

MILESTONE ASSET MANAGEMENT, LLC Reduced -1,042,814-1.0m
Foundations Investment Advisors, LLC Reduced -1,018,325-1.0m
KICKSTAND VENTURES, LLC. Sold out -167,671-167.7k
Delta Investment Management, LLC Reduced -38,964-39.0k
OSAIC HOLDINGS, INC. Reduced -36,118-36.1k
Archer Investment Corp Reduced -32,142-32.1k
Ameritas Advisory Services, LLC Reduced -27,060-27.1k
ENVESTNET ASSET MANAGEMENT INC Reduced -17,374-17.4k
CALTON & ASSOCIATES, INC. Sold out -12,040-12.0k
Cambridge Investment Research Advisors, Inc. Reduced -11,396-11.4k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Brookstone Capital Management 13G · institution +16.0 pts · filed 2026-08-06 18.1% +16.0 pts 1.3m≈ $53.0m 2026-08-06

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 SageView Advisory Group, LLC 0.00% of their portfolio Newport Beach, CA 1,278,9081.3m $41.4k $41.4k 0.00% Added +1.2m +1,239,984
2 Brookstone Capital Management 0.30% of their portfolio WHEATON, IL 514,357514.4k $15.6m $15.6m 0.30% Added +10.2k +10,173
3 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 237,433237.4k $7.2m $7.2m 0.00% Reduced -17.4k -17,374
4 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 221,155221.2k $6.7m $6.7m 0.01% Added +4.5k +4,515
5 Delta Investment Management, LLC 1.44% of their portfolio SAN FRANCISCO, CA 191,691191.7k $5.8m $5.8m 1.44% Reduced -39.0k -38,964
6 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 0.57% of their portfolio Westlake, OH 174,107174.1k $5.3m $5.3m 0.57% Added +12.2k +12,223
7 MGO ONE SEVEN LLC 0.25% of their portfolio Beachwood, OH 142,757142.8k $4.3m $4.3m 0.25% Reduced -1.8k -1,809
8 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 125,634125.6k $3.8m $3.8m 0.01% Reduced -42 -42
9 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 115,508115.5k $3.5m $3.5m 0.01% Added +7.8k +7,844
10 Allworth Financial LP 0.02% of their portfolio FOLSOM, CA 95,62795.6k $2.9m $2.9m 0.02% Added +3.9k +3,881
11 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 82,28782.3k $2.5m $2.5m 0.02% New
12 OLD MISSION CAPITAL LLC 0.07% of their portfolio CHICAGO, IL 82,10382.1k $2.5m $2.5m 0.07% New
13 CENTAURUS FINANCIAL, INC. 0.14% of their portfolio ANAHEIM, CA 62,91662.9k $1.9m $1.9m 0.14% Reduced -2.1k -2,051
14 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 61,84661.8k $1.9m $1.9m 0.01% Reduced -11.4k -11,396
15 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 60,47460.5k $1.8m $1.8m 0.00% Reduced -36.1k -36,118
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 54,80154.8k $1.7m $1.7m 0.00% New
17 Comprehensive Financial Consultants Institutional, Inc. 0.68% of their portfolio Bloomington, IN 47,96948.0k $1.5m $1.5m 0.68% Reduced -668 -668
18 Chicago Partners Investment Group LLC 0.05% of their portfolio CHICAGO, IL 32,64732.6k $1.0m $1.0m 0.05% Unchanged
19 TOWNSQUARE CAPITAL LLC 0.02% of their portfolio Lehi, UT 29,49129.5k $893.6k $893.6k 0.02% Reduced -3.5k -3,473
20 Arete Wealth Advisors, LLC 0.06% of their portfolio CHICAGO, IL 25,52625.5k $773.4k $773.4k 0.06% New
21 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 23,62823.6k $715.9k $715.9k 0.00% Added +3.4k +3,431
22 Ameritas Advisory Services, LLC 0.04% of their portfolio Lincoln, NE 21,83421.8k $661.6k $661.6k 0.04% Reduced -27.1k -27,060
23 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 17,67417.7k $535.5k $535.5k 0.00% Reduced -272 -272
24 FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 0.00% of their portfolio Cincinnati, OH 17,50017.5k $530.2k $530.2k 0.00% Unchanged
25 WealthShield Partners, LLC 0.08% of their portfolio CARY, NC 15,77815.8k $478.1k $478.1k 0.08% Reduced -1.9k -1,850
26 Spire Wealth Management 0.02% of their portfolio MCLEAN, VA 15,70015.7k $480.6k $480.6k 0.02% Unchanged
27 KFG WEALTH MANAGEMENT, LLC 0.21% of their portfolio GRANGER, IN 15,06415.1k $456.4k $456.4k 0.21% Reduced -4.1k -4,142
28 Bedel Financial Consulting, Inc. 0.08% of their portfolio INDIANAPOLIS, IN 13,78313.8k $417.6k $417.6k 0.08% Reduced -8.6k -8,553
29 ALTFEST L J & CO INC 0.06% of their portfolio NEW YORK, NY 13,52713.5k $410.0k $410.0k 0.06% Unchanged
30 RETIREMENT GUYS FORMULA LLC 0.21% of their portfolio MAUMEE, OH 13,09413.1k $396.7k $396.7k 0.21% Unchanged
31 MONEY CONCEPTS CAPITAL CORP 0.03% of their portfolio PALM BEACH GARDENS, FL 11,49411.5k $348.3k $348.3k 0.03% New
32 GTS SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 11,48211.5k $347.9k $347.9k 0.01% New
33 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 11,46411.5k $347.4k $347.4k 0.00% Unchanged
34 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 11,42911.4k $346.0k $346.0k 0.00% Reduced -1.0k -1,000
35 Berger Financial Group, Inc 0.03% of their portfolio PLYMOUTH, MN 9,9219.9k $300.6k $300.6k 0.03% Reduced -112 -112
36 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 9,1449.1k $277.1k $277.1k 0.00% Reduced -104 -104
37 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 8,9108.9k $270.0k $270.0k 0.00% Reduced -800 -800
38 Foundations Investment Advisors, LLC 0.01% of their portfolio PHOENIX, AZ 8,5828.6k $264.7k $264.7k 0.01% Reduced -1.0m -1,018,325
39 Archer Investment Corp 0.08% of their portfolio Carmel, IN 8,5018.5k $257.6k $257.6k 0.08% Reduced -32.1k -32,142
40 Accurate Wealth Management, LLC 0.08% of their portfolio WESLEY CHAPEL, FL 8,3608.4k $253.8k $253.8k 0.08% Reduced -5.1k -5,070
41 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 7,6497.6k $231.8k $231.8k 0.00% New
42 SMITH SHELLNUT WILSON LLC /ADV 0.13% of their portfolio Ridgeland, MS 7,5317.5k $228.2k $228.2k 0.13% Unchanged
43 MILESTONE ASSET MANAGEMENT, LLC 0.07% of their portfolio PITTSBURGH, PA 7,4847.5k $226.8k $226.8k 0.07% Reduced -1.0m -1,042,814
44 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 7,0007.0k $212.1k $212.1k 0.00% Added +3.5k +3,500
45 Castleview Partners, LLC 0.10% of their portfolio DALLAS, TX 4,7844.8k $145.0k $145.0k 0.10% Unchanged
46 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 4,6604.7k $141.2k $141.2k 0.00% Reduced -4.9k -4,853
47 Sugarloaf Wealth Management, LLC 0.02% of their portfolio DULUTH, GA 3,3583.4k $101.7k $101.7k 0.02% Unchanged
48 UBS Group AG 0.00% of their portfolio ZURICH, V8 3,2533.3k $98.6k $98.6k 0.00% Added +2.1k +2,079
49 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 3,1813.2k $96.0k $96.0k 0.00% Reduced -688 -688
50 Capital Investment Advisory Services, LLC 0.01% of their portfolio RALEIGH, NC 3,0003.0k $90.9k $90.9k 0.01% Unchanged
51 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 2,5682.6k $77.8k $77.8k 0.00% First filing
52 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 2,0002.0k $60.7k $60.7k 0.00% New
53 DHJJ Financial Advisors, Ltd. 0.03% of their portfolio NAPERVILLE, IL 1,9902.0k $60.3k $60.3k 0.03% Unchanged
54 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,7391.7k $53.0k $53.0k 0.00% Unchanged
55 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 9898 $3.0k $3.0k 0.00% Reduced -78 -78
56 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 7171 $2.2k $2.2k 0.00% Unchanged
57 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1414 $424 $424 0.00% Reduced -4.8k -4,834
58 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged