Vault-13

INNOVATOR ETFS TRUST BOCT

US EQTY BUF OCT · ETP · CUSIP 45782C771

90 institutional holders +0 vs Q1 2024
2,854,5922.9m shares reported held*
$118.7mreported value*
2 new 9 added 37 reduced 2 sold out net sold ≈ $11.4m (-274.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $41.57.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 55Q4 22: 77Q1 23: 77Q2 23: 69Q3 23: 66Q4 23: 88Q1 24: 90Q2 24: 9090Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202255
Q4 202277
Q1 202377
Q2 202369
Q3 202366
Q4 202388
Q1 202490
Q2 202490

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 53 bought or addedQ4 22: 13 cut or sold outQ4 22Q1 23: 16 bought or addedQ1 23: 44 cut or sold outQ2 23: 11 bought or addedQ2 23: 45 cut or sold outQ2 23Q3 23: 28 bought or addedQ3 23: 31 cut or sold outQ4 23: 50 bought or addedQ4 23: 19 cut or sold outQ4 23Q1 24: 26 bought or addedQ1 24: 38 cut or sold outQ2 24: 11 bought or addedQ2 24: 39 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20225313
Q1 20231644
Q2 20231145
Q3 20232831
Q4 20235019
Q1 20242638
Q2 20241139

Biggest buyers

Penserra Capital Management LLC Added +21,605+21.6k
JANE STREET GROUP, LLC Added +16,064+16.1k
OLD MISSION CAPITAL LLC Added +4,404+4.4k
RFG Advisory, LLC Added +3,119+3.1k
INTEGRAL INVESTMENT ADVISORS, INC. Added +2,981+3.0k
Motiv8 Investments LLC Added +1,914+1.9k
First Commonwealth Financial Corp /PA/ Added +826+826
Financial Network Wealth Advisors LLC New +645+645
O'SHAUGHNESSY ASSET MANAGEMENT, LLC New +280+280
Betterment LLC Added +144+144

Biggest sellers

Ashton Thomas Private Wealth, LLC Reduced -163,518-163.5k
Cresset Asset Management, LLC Reduced -24,408-24.4k
Cerity Partners LLC Reduced -19,538-19.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -16,268-16.3k
CoreCap Advisors, LLC Reduced -12,429-12.4k
Cetera Investment Advisers Reduced -11,561-11.6k
ROYAL BANK OF CANADA Sold out -11,231-11.2k
WPWealth LLP Reduced -9,324-9.3k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -9,242-9.2k
ENVESTNET ASSET MANAGEMENT INC Reduced -6,181-6.2k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: Brookstone Capital Management (1.7%, 2026-05-04)

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 577,223577.2k $24.0m $24.0m 0.04% Reduced -9.2k -9,242
2 INTEGRAL INVESTMENT ADVISORS, INC. 3.69% of their portfolio TURLOCK, CA 241,034241.0k $10.0m $10.0m 3.69% Added +3.0k +2,981
3 Penserra Capital Management LLC 0.12% of their portfolio ORINDA, CA 236,665236.7k $9.8m $9.8m 0.12% Added +21.6k +21,605
4 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 155,271155.3k $6.5m $6.5m 0.01% Unchanged
5 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 142,283142.3k $5.9m $5.9m 0.02% Reduced -1.9k -1,948
6 Wealthquest Corp 0.37% of their portfolio CINCINNATI, OH 83,21883.2k $3.5m $3.5m 0.37% Reduced -5.5k -5,502
7 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 72,12372.1k $3.0m $3.0m 0.01% Reduced -3.3k -3,314
8 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 66,92066.9k $2.8m $2.8m 0.01% Reduced -11.6k -11,561
9 Fragasso Financial Advisors Inc 0.23% of their portfolio SEWICKLEY, PA 66,83766.8k $2.8m $2.8m 0.23% Reduced -3.6k -3,620
10 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 66,39666.4k $2.8m $2.8m 0.00% Reduced -6.2k -6,181
11 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 63,25763.3k $2.6m $2.6m 0.00% Reduced -379 -379
12 Berkshire Money Management, Inc. 0.31% of their portfolio DALTON, MA 62,02762.0k $2.6m $2.6m 0.31% Unchanged
13 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 55,28055.3k $2.3m $2.3m 0.01% Reduced -1.3k -1,303
14 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 46,46646.5k $1.9m $1.9m 0.01% Reduced -1.3k -1,303
15 Diversify Advisory Services, LLC 0.10% of their portfolio SANDY, UT 43,56443.6k $1.8m $1.8m 0.10% Reduced -4.1k -4,110
16 Diligent Investors, LLC 0.40% of their portfolio REDLANDS, CA 39,32839.3k $1.6m $1.6m 0.40% Unchanged
17 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.34% of their portfolio BLUE BELL, PA 39,02839.0k $1.6m $1.6m 0.34% Reduced -310 -310
18 Motiv8 Investments LLC 1.17% of their portfolio PORT ST. LUCIE, FL 37,82937.8k $1.6m $1.6m 1.17% Added +1.9k +1,914
19 FSA Advisors, Inc. 1.60% of their portfolio TROY, MI 36,98537.0k $1.5m $1.5m 1.60% Unchanged
20 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 33,48933.5k $1.4m $1.4m 0.00% Reduced -19.5k -19,538
21 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 30,57630.6k $1.3m $1.3m 0.00% Added +16.1k +16,064
22 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 28,14528.1k $1.2m $1.2m 0.01% Reduced -8 -8
23 OLD MISSION CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 27,74027.7k $1.2m $1.2m 0.03% Added +4.4k +4,404
24 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 25,42625.4k $1.1m $1.1m 0.00% Reduced -24.4k -24,408
25 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 24,76724.8k $1.0m $1.0m 0.00% Unchanged
26 Maltin Wealth Management, Inc. 0.54% of their portfolio RIDGEWOOD, NJ 24,15124.2k $1.0m $1.0m 0.54% Unchanged
27 CoreCap Advisors, LLC 0.10% of their portfolio SOUTHFIELD, MI 23,33023.3k $969.5k $969.5k 0.10% Reduced -12.4k -12,429
28 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 22,57722.6k $939.0k $939.0k 0.00% Reduced -3.6k -3,621
29 Beacon Financial Advisory LLC 0.35% of their portfolio CLEVELAND, OH 22,31822.3k $927.9k $927.9k 0.35% Unchanged
30 First Commonwealth Financial Corp /PA/ 0.21% of their portfolio Indiana, PA 20,04620.0k $833.4k $833.4k 0.21% Added +826 +826
31 McAdam, LLC 0.05% of their portfolio Philadelphia, PA 19,05219.1k $792.1k $792.1k 0.05% Unchanged
32 DHJJ Financial Advisors, Ltd. 0.32% of their portfolio NAPERVILLE, IL 18,41918.4k $765.8k $765.8k 0.32% Reduced -764 -764
33 My Personal CFO, LLC 0.41% of their portfolio VANCOUVER, WA 18,30018.3k $760.8k $760.8k 0.41% Unchanged
34 Krilogy Financial LLC 0.05% of their portfolio ST. LOUIS, MO 17,88517.9k $743.6k $743.6k 0.05% Reduced -2.4k -2,375
35 Lantz Financial LLC 0.23% of their portfolio NAPERVILLE, IL 17,75717.8k $738.2k $738.2k 0.23% Reduced -20 -20
36 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 17,45317.5k $725.6k $725.6k 0.02% Reduced -110 -110
37 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 17,14517.1k $712.8k $712.8k 0.00% Reduced -1.8k -1,805
38 Bedel Financial Consulting, Inc. 0.10% of their portfolio INDIANAPOLIS, IN 16,40016.4k $681.8k $681.8k 0.10% Unchanged
39 Spire Wealth Management 0.02% of their portfolio MCLEAN, VA 15,62715.6k $649.8k $649.8k 0.02% Reduced -2 -2
40 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 14,68414.7k $610.0k $610.0k 0.00% Reduced -1.2k -1,211
41 RFG Advisory, LLC 0.02% of their portfolio BIRMINGHAM, AL 13,86513.9k $576.4k $576.4k 0.02% Added +3.1k +3,119
42 Global Trust Asset Management, LLC 0.23% of their portfolio PALM BEACH GARDENS, FL 13,70013.7k $569.6k $569.6k 0.23% Unchanged
43 Valtinson Bruner Financial Planning LLC 0.22% of their portfolio NEW BRIGHTON, MN 13,63713.6k $567.0k $567.0k 0.22% Reduced -705 -705
44 WPWealth LLP 0.12% of their portfolio FORT WORTH, TX 12,26712.3k $510.0k $510.0k 0.12% Reduced -9.3k -9,324
45 City Center Advisors, LLC 0.58% of their portfolio TROY, MI 12,17112.2k $492.6k $492.6k 0.58% Unchanged
46 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 11,76311.8k $489.0k $489.0k 0.00% Unchanged
47 Ashton Thomas Private Wealth, LLC 0.03% of their portfolio SCOTTSDALE, AZ 11,71411.7k $487.0k $487.0k 0.03% Reduced -163.5k -163,518
48 Arax Advisory Partners 0.05% of their portfolio NEW YORK, NY 11,33411.3k $471.2k $471.2k 0.05% Reduced -50 -50
49 BCS Wealth Management 0.22% of their portfolio JOHNSON CITY, TN 10,76810.8k $448.0k $448.0k 0.22% Reduced -1.8k -1,830
50 XML Financial, LLC 0.04% of their portfolio BETHESDA, MD 10,59310.6k $440.4k $440.4k 0.04% Unchanged
51 THOROUGHBRED FINANCIAL SERVICES, LLC 0.03% of their portfolio BRENTWOOD, TN 10,16310.2k $422.0k $422.0k 0.03% Unchanged
52 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 8,8478.8k $367.8k $367.8k 0.00% Unchanged
53 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 8,6548.7k $359.8k $359.8k 0.00% Reduced -16.3k -16,268
54 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 8,1428.1k $338.5k $338.5k 0.00% Unchanged
55 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 7,7047.7k $320.3k $320.3k 0.00% Reduced -213 -213
56 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 7,0937.1k $294.9k $294.9k 0.01% Unchanged
57 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 7,0157.0k $291.6k $291.6k 0.00% Unchanged
58 TOWNSQUARE CAPITAL LLC 0.00% of their portfolio Lehi, UT 6,7376.7k $280.1k $280.1k 0.00% Reduced -3.3k -3,306
59 Betterment LLC 0.00% of their portfolio NEW YORK, NY 6,5106.5k $271.0k $271.0k 0.00% Added +144 +144
60 Continuum Advisory, LLC 0.04% of their portfolio EAGLE, ID 6,2346.2k $259.2k $259.2k 0.04% Reduced -46 -46
61 Straight Path Wealth Management 0.13% of their portfolio Jenison, MI 6,0006.0k $249.5k $249.5k 0.13% Unchanged
62 Trek Financial, LLC 0.02% of their portfolio Scottsdale, AZ 5,8505.8k $243.2k $243.2k 0.02% Unchanged
63 Epic Trust Investment Advisors, LLC 0.26% of their portfolio RICHLAND, WA 5,6655.7k $235.5k $235.5k 0.26% Unchanged
64 Three Seasons Wealth, LLC 0.13% of their portfolio SALT LAKE CITY, UT 5,5705.6k $231.6k $231.6k 0.13% Unchanged
65 Stratos Wealth Advisors, LLC 0.01% of their portfolio BEACHWOOD, OH 5,2565.3k $218.5k $218.5k 0.01% Unchanged
66 Brookstone Capital Management 0.00% of their portfolio WHEATON, IL 5,1895.2k $216.7k $216.7k 0.00% Reduced -1.9k -1,902
67 Vantage Financial Partners, LLC 0.05% of their portfolio ELM GROVE, WI 5,0845.1k $211.4k $211.4k 0.05% Reduced -410 -410
68 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 5,0365.0k $209.4k $209.4k 0.01% Unchanged
69 Weaver Consulting Group 0.07% of their portfolio HUNTINGTON BEACH, CA 4,9875.0k $207.3k $207.3k 0.07% Unchanged
70 Weaver Capital Management LLC 0.04% of their portfolio SUWANEE, GA 3,0963.1k $128.7k $128.7k 0.04% Unchanged
71 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 2,9993.0k $124.7k $124.7k 0.00% Added +91 +91
72 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 2,5962.6k $108.0k $108.0k 0.00% Unchanged
73 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2,4492.4k $101.8k $101.8k 0.00% Unchanged
74 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 2,3962.4k $99.6k $99.6k 0.00% Unchanged
75 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 1,1411.1k $47.4k $47.4k 0.00% Unchanged
76 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 750750 $31.2k $31.2k 0.00% Unchanged
77 Financial Network Wealth Advisors LLC 0.02% of their portfolio MURRAY, UT 645645 $26.8k $26.8k 0.02% New
78 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 619619 $25.7k $25.7k 0.00% Reduced -1.2k -1,238
79 Cape Investment Advisory, Inc. 0.01% of their portfolio MCDONOUGH, GA 600600 $24.9k $24.9k 0.01% Unchanged
80 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 562562 $23.4k $23.4k 0.00% Unchanged
81 Householder Group Estate & Retirement Specialist, LLC 0.01% of their portfolio SCOTTSDALE, AZ 458458 $19.0k $19.0k 0.01% Unchanged
82 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 400400 $16.6k $16.6k 0.00% Unchanged
83 Caitlin John, LLC 0.01% of their portfolio BRIGHTON, MI 370370 $15.4k $15.4k 0.01% Unchanged
84 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 280280 $11.6k $11.6k 0.00% New
85 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 254254 $10.6k $10.6k 0.00% Unchanged
86 UBS Group AG 0.00% of their portfolio ZURICH, V8 163163 $6.8k $6.8k 0.00% Reduced -655 -655
87 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 100100 $4.2k $4.2k 0.00% Unchanged
88 Glen Eagle Advisors, LLC 0.00% of their portfolio KINGSTON, NJ 100100 $4.2k $4.2k 0.00% Unchanged
89 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 4545 $1.9k $1.9k 0.00% Unchanged
90 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged