Vault-13

INNOVATOR ETFS TRUST BOCT

US EQTY BUF OCT · ETP · CUSIP 45782C771

69 institutional holders -8 vs Q1 2023
2,891,8132.9m shares reported held*
$105.2mreported value*
1 new 10 added 34 reduced 11 sold out net sold ≈ $19.6m (-537.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $36.38.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 55Q4 22: 77Q1 23: 77Q2 23: 6969Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202255
Q4 202277
Q1 202377
Q2 202369

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 53 bought or addedQ4 22: 13 cut or sold outQ4 22Q1 23: 16 bought or addedQ1 23: 44 cut or sold outQ1 23Q2 23: 11 bought or addedQ2 23: 45 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225313
Q1 20231644
Q2 20231145

Biggest buyers

HighTower Advisors, LLC Added +85,973+86.0k
Wealthquest Corp Added +77,988+78.0k
ENVESTNET ASSET MANAGEMENT INC Added +13,073+13.1k
Ashton Thomas Private Wealth, LLC Added +8,824+8.8k
Penserra Capital Management LLC Added +5,559+5.6k
IFP Advisors, Inc Added +4,946+4.9k
Kestra Advisory Services, LLC Added +3,300+3.3k
PCA Investment Advisory Services Inc. New +2,524+2.5k
LPL Financial LLC Added +850+850
MML INVESTORS SERVICES, LLC Added +761+761

Biggest sellers

CAPTRUST FINANCIAL ADVISORS Reduced -275,687-275.7k
RAYMOND JAMES & ASSOCIATES Reduced -142,435-142.4k
OLD MISSION CAPITAL LLC Sold out -40,835-40.8k
First Commonwealth Financial Corp /PA/ Reduced -36,055-36.1k
XML Financial, LLC Reduced -33,360-33.4k
Beacon Pointe Advisors, LLC Reduced -32,444-32.4k
Cerity Partners LLC Reduced -20,405-20.4k
ROYAL BANK OF CANADA Sold out -16,948-16.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -16,736-16.7k
WOLVERINE TRADING, LLC Sold out -14,862-14.9k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: Brookstone Capital Management (1.7%, 2026-05-04)

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 483,425483.4k $17.6m $17.6m 0.04% Reduced -3.0k -2,963
2 Wealthquest Corp 1.28% of their portfolio CINCINNATI, OH 295,283295.3k $10.7m $10.7m 1.28% Added +78.0k +77,988
3 Berkshire Money Management, Inc. 1.21% of their portfolio DALTON, MA 229,978230.0k $8.4m $8.4m 1.21% Reduced -250 -250
4 INTEGRAL INVESTMENT ADVISORS, INC. 4.49% of their portfolio TURLOCK, CA 184,386184.4k $6.7m $6.7m 4.49% Reduced -5.8k -5,793
5 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 144,047144.0k $5.2m $5.2m 0.02% Reduced -275.7k -275,687
6 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 142,010142.0k $5.2m $5.2m 0.01% Added +86.0k +85,973
7 Ashton Thomas Private Wealth, LLC 0.29% of their portfolio SCOTTSDALE, AZ 105,697105.7k $3.8m $3.8m 0.29% Added +8.8k +8,824
8 Penserra Capital Management LLC 0.07% of their portfolio ORINDA, CA 93,26393.3k $3.4m $3.4m 0.07% Added +5.6k +5,559
9 Marathon Mission, Inc. 3.09% of their portfolio ALBANY, NY 91,69791.7k $3.3m $3.3m 3.09% First filing
10 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 90,29190.3k $3.3m $3.3m 0.00% Added +13.1k +13,073
11 DFPG INVESTMENTS, LLC 0.24% of their portfolio SANDY, UT 71,00171.0k $2.6m $2.6m 0.24% Reduced -545 -545
12 Cetera Advisors LLC 0.03% of their portfolio DENVER, CO 59,36959.4k $2.2m $2.2m 0.03% Reduced -2.2k -2,166
13 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 49,40149.4k $1.8m $1.8m 0.00% Reduced -1.1k -1,068
14 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 48,81148.8k $1.8m $1.8m 0.01% Reduced -3.2k -3,164
15 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 44,31844.3k $1.6m $1.6m 0.02% Added +3.3k +3,300
16 Fragasso Financial Advisors Inc 0.17% of their portfolio SEWICKLEY, PA 43,54843.5k $1.6m $1.6m 0.17% Reduced -10.7k -10,744
17 Diligent Investors, LLC 0.42% of their portfolio REDLANDS, CA 39,34039.3k $1.4m $1.4m 0.42% Unchanged
18 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.37% of their portfolio BLUE BELL, PA 38,46938.5k $1.4m $1.4m 0.37% Reduced -16 -16
19 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 37,07037.1k $1.3m $1.3m 0.01% Reduced -20.4k -20,405
20 Accuvest Global Advisors 0.56% of their portfolio PROVO, UT 30,00030.0k $1.1m $1.1m 0.56% Unchanged
21 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 29,33429.3k $1.1m $1.1m 0.00% Reduced -20 -20
22 XML Financial, LLC 0.12% of their portfolio BETHESDA, MD 28,13628.1k $1.0m $1.0m 0.12% Reduced -33.4k -33,360
23 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 25,72325.7k $936.1k $936.1k 0.00% Unchanged
24 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 25,09525.1k $913.2k $913.2k 0.00% Added +850 +850
25 Maltin Wealth Management, Inc. 0.64% of their portfolio RIDGEWOOD, NJ 24,96525.0k $908.5k $908.5k 0.64% Reduced -10 -10
26 Brookstone Capital Management 0.02% of their portfolio WHEATON, IL 24,96225.0k $901.3k $901.3k 0.02% Reduced -6.8k -6,785
27 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 24,22024.2k $881.4k $881.4k 0.00% Reduced -6.5k -6,496
28 Beacon Financial Advisory LLC 0.51% of their portfolio CLEVELAND, OH 24,20524.2k $880.8k $880.8k 0.51% Unchanged
29 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 23,98824.0k $872.9k $872.9k 0.01% Reduced -32.4k -32,444
30 Krilogy Financial LLC 0.07% of their portfolio ST. LOUIS, MO 22,65522.7k $824.4k $824.4k 0.07% Reduced -11.2k -11,250
31 DHJJ Financial Advisors, Ltd. 0.37% of their portfolio NAPERVILLE, IL 19,30819.3k $702.6k $702.6k 0.37% Reduced -70 -70
32 CoreCap Advisors, LLC 0.05% of their portfolio SOUTHFIELD, MI 17,51117.5k $637.2k $637.2k 0.05% First filing
33 Bedel Financial Consulting, Inc. 0.13% of their portfolio INDIANAPOLIS, IN 17,46117.5k $635.4k $635.4k 0.13% Reduced -1.1k -1,144
34 Lantz Financial LLC 0.24% of their portfolio NAPERVILLE, IL 16,61516.6k $604.6k $604.6k 0.24% Unchanged
35 First Commonwealth Financial Corp /PA/ 0.18% of their portfolio Indiana, PA 15,47715.5k $563.2k $563.2k 0.18% Reduced -36.1k -36,055
36 My Personal CFO, LLC 0.44% of their portfolio VANCOUVER, WA 15,30015.3k $556.8k $556.8k 0.44% Reduced -2.0k -2,000
37 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 14,14614.1k $514.8k $514.8k 0.00% Unchanged
38 Global Trust Asset Management, LLC 0.22% of their portfolio PALM BEACH GARDENS, FL 13,70013.7k $498.5k $498.5k 0.22% Unchanged
39 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 12,89212.9k $469.1k $469.1k 0.00% Reduced -1.4k -1,412
40 Vantage Financial Partners, LLC 0.17% of their portfolio ELM GROVE, WI 12,44812.4k $453.0k $453.0k 0.17% Reduced -37 -37
41 Arax Advisory Partners 0.06% of their portfolio NEW YORK, NY 12,28812.3k $447.2k $447.2k 0.06% Reduced -153 -153
42 Valtinson Bruner Financial Planning LLC 0.23% of their portfolio NEW BRIGHTON, MN 11,89911.9k $433.0k $433.0k 0.23% Reduced -557 -557
43 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 11,65211.7k $424.0k $424.0k 0.00% Reduced -142.4k -142,435
44 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 11,62811.6k $423.2k $423.2k 0.02% Reduced -1.1k -1,111
45 THOROUGHBRED FINANCIAL SERVICES, LLC 0.05% of their portfolio BRENTWOOD, TN 10,16310.2k $369.0k $369.0k 0.05% Unchanged
46 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 9,8929.9k $301.6k $301.6k 0.01% Added +4.9k +4,946
47 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 8,4878.5k $308.8k $308.8k 0.00% Unchanged
48 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 8,4438.4k $307.2k $307.2k 0.00% Unchanged
49 Pinnacle Wealth Management Group, Inc. 0.26% of their portfolio PLYMOUTH, MI 8,0858.1k $294.2k $294.2k 0.26% Unchanged
50 Betterment LLC 0.00% of their portfolio NEW YORK, NY 7,7847.8k $283.0k $283.0k 0.00% Reduced -1.4k -1,366
51 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 7,5437.5k $274.0k $274.0k 0.00% Added +761 +761
52 BCS Wealth Management 0.18% of their portfolio JOHNSON CITY, TN 6,7446.7k $245.0k $245.0k 0.18% Reduced -2.6k -2,574
53 SageView Advisory Group, LLC 0.01% of their portfolio Newport Beach, CA 6,2026.2k $225.7k $225.7k 0.01% Reduced -7.7k -7,678
54 Epic Trust Investment Advisors, LLC 0.32% of their portfolio RICHLAND, WA 6,1156.1k $222.5k $222.5k 0.32% Unchanged
55 RFG Advisory, LLC 0.01% of their portfolio BIRMINGHAM, AL 6,0426.0k $219.9k $219.9k 0.01% Unchanged
56 Arkadios Wealth Advisors 0.03% of their portfolio ATLANTA, GA 6,0146.0k $218.8k $218.8k 0.03% Reduced -1.3k -1,330
57 Straight Path Wealth Management 0.15% of their portfolio Jenison, MI 6,0006.0k $218.3k $218.3k 0.15% Unchanged
58 Visionary Wealth Advisors 0.02% of their portfolio O'FALLON, IL 5,8605.9k $213.2k $213.2k 0.02% Reduced -950 -950
59 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,9472.9k $107.2k $107.2k 0.00% Added +276 +276
60 PCA Investment Advisory Services Inc. 0.05% of their portfolio CINCINNATI, OH 2,5242.5k $91.8k $91.8k 0.05% New
61 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,6171.6k $58.8k $58.8k 0.00% Unchanged
62 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 1,4001.4k $50.9k $50.9k 0.00% Unchanged
63 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 1,0851.1k $39.0k $39.0k 0.00% Unchanged
64 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 800800 $29.1k $29.1k 0.00% Reduced -574 -574
65 Cape Investment Advisory, Inc. 0.01% of their portfolio MCDONOUGH, GA 600600 $21.8k $21.8k 0.01% Unchanged
66 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 254254 $9.2k $9.2k 0.00% Unchanged
67 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 100100 $3.6k $3.6k 0.00% Unchanged
68 Glen Eagle Advisors, LLC 0.00% of their portfolio KINGSTON, NJ 100100 $3.6k $3.6k 0.00% Unchanged
69 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged