Vault-13

INNOVATOR ETFS TRUST UAUG

US EQT ULTRA BF · ETP · CUSIP 45782C672

82 institutional holders -7 vs Q1 2025
2,201,5292.2m shares reported held*
$82.4mreported value*
2 new 9 added 41 reduced 8 sold out net sold ≈ $5.0m (-134.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $37.43.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 30Q4 22: 46Q1 23: 47Q2 23: 46Q3 23: 64Q4 23: 91Q1 24: 85Q2 24: 85Q3 24: 84Q4 24: 95Q1 25: 89Q2 25: 8282Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 202230
Q4 202246
Q1 202347
Q2 202346
Q3 202364
Q4 202391
Q1 202485
Q2 202485
Q3 202484
Q4 202495
Q1 202589
Q2 202582

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 23: 46 bought or addedQ3 23: 22 cut or sold outQ4 23: 55 bought or addedQ4 23: 18 cut or sold outQ4 23Q1 24: 24 bought or addedQ1 24: 55 cut or sold outQ2 24: 18 bought or addedQ2 24: 52 cut or sold outQ2 24Q3 24: 47 bought or addedQ3 24: 38 cut or sold outQ4 24: 16 bought or addedQ4 24: 53 cut or sold outQ4 24Q1 25: 15 bought or addedQ1 25: 52 cut or sold outQ2 25: 11 bought or addedQ2 25: 49 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 20234622
Q4 20235518
Q1 20242455
Q2 20241852
Q3 20244738
Q4 20241653
Q1 20251552
Q2 20251149

Biggest buyers

OLD MISSION CAPITAL LLC Added +21,986+22.0k
C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors Added +12,617+12.6k
Brookstone Capital Management Added +9,960+10.0k
LPL Financial LLC Added +7,380+7.4k
WEALTH ALLIANCE, LLC New +5,543+5.5k
Old Port Advisors New +5,500+5.5k
CITADEL ADVISORS LLC Added +3,922+3.9k
UBS Group AG Added +3,394+3.4k
RAYMOND JAMES FINANCIAL INC Added +2,943+2.9k
BARCLAYS PLC Added +2,863+2.9k

Biggest sellers

Clearstead Advisors, LLC Sold out -35,416-35.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -33,325-33.3k
Pallas Capital Advisors LLC Sold out -24,747-24.7k
KFG WEALTH MANAGEMENT, LLC Reduced -11,777-11.8k
Atlantic Private Wealth, LLC Sold out -9,775-9.8k
Berger Financial Group, Inc Reduced -8,100-8.1k
Kellett Wealth Advisors, LLC Sold out -7,787-7.8k
Atria Wealth Solutions, Inc. Sold out -6,815-6.8k
HRT FINANCIAL LP Sold out -6,323-6.3k
RFG Advisory, LLC Reduced -5,469-5.5k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Brookstone Capital Management 13G · institution +20.1 pts · filed 2026-09-02 23.1% +20.1 pts 1.3m≈ $54.5m 2026-09-02

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 152,738152.7k $5.7m $5.7m 0.01% Reduced -2.4k -2,446
2 Archer Investment Corp 1.33% of their portfolio Carmel, IN 148,851148.9k $5.6m $5.6m 1.33% Reduced -3.6k -3,609
3 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 0.34% of their portfolio Westlake, OH 137,840137.8k $5.2m $5.2m 0.34% Added +12.6k +12,617
4 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 137,406137.4k $5.1m $5.1m 0.03% Reduced -2.0k -1,986
5 KFG WEALTH MANAGEMENT, LLC 0.77% of their portfolio GRANGER, IN 127,613127.6k $4.8m $4.8m 0.77% Reduced -11.8k -11,777
6 Brookstone Capital Management 0.06% of their portfolio WHEATON, IL 125,575125.6k $4.7m $4.7m 0.06% Added +10.0k +9,960
7 MBL Wealth, LLC 0.44% of their portfolio CHARLOTTE, NC 124,014124.0k $4.6m $4.6m 0.44% Reduced -453 -453
8 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 123,430123.4k $4.6m $4.6m 0.01% Reduced -1.3k -1,303
9 Berger Financial Group, Inc 0.17% of their portfolio PLYMOUTH, MN 70,98971.0k $2.7m $2.7m 0.17% Reduced -8.1k -8,100
10 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 70,62170.6k $2.6m $2.6m 0.00% Reduced -507 -507
11 FIDUCIARY FINANCIAL GROUP, LLC 0.40% of their portfolio SAN RAFAEL, CA 58,57958.6k $2.2m $2.2m 0.40% Unchanged
12 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 55,34155.3k $2.1m $2.1m 0.00% Added +2.9k +2,943
13 Strategic Blueprint, LLC 0.09% of their portfolio ATLANTA, GA 48,58548.6k $1.8m $1.8m 0.09% Unchanged
14 OLD MISSION CAPITAL LLC 0.05% of their portfolio CHICAGO, IL 46,34546.3k $1.7m $1.7m 0.05% Added +22.0k +21,986
15 CENTRAL VALLEY ADVISORS, LLC 0.52% of their portfolio SACRAMENTO, CA 40,46840.5k $1.5m $1.5m 0.52% Reduced -1.5k -1,540
16 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 35,28135.3k $1.3m $1.3m 0.00% Added +7.4k +7,380
17 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 34,27234.3k $1.3m $1.3m 0.00% Reduced -1.8k -1,750
18 WealthShield Partners, LLC 0.14% of their portfolio CARY, NC 30,05530.1k $1.1m $1.1m 0.14% Reduced -3.5k -3,455
19 MILESTONE ASSET MANAGEMENT, LLC 0.22% of their portfolio PITTSBURGH, PA 27,36827.4k $1.0m $1.0m 0.22% Reduced -757 -757
20 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 27,00627.0k $1.0m $1.0m 0.00% Reduced -153 -153
21 CRA Financial Services, LLC 0.14% of their portfolio NORTHFIELD, NJ 24,83024.8k $929.2k $929.2k 0.14% Reduced -100 -100
22 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 24,00624.0k $898.4k $898.4k 0.00% Unchanged
23 Retirement Planning Group, LLC 0.04% of their portfolio LEAWOOD, KS 22,35222.4k $836.5k $836.5k 0.04% Reduced -151 -151
24 NOVUS ADVISORS, LLC 1.20% of their portfolio GREENVILLE, SC 21,00521.0k $786.1k $786.1k 1.20% Unchanged
25 First Commonwealth Financial Corp /PA/ 0.16% of their portfolio Indiana, PA 19,75219.8k $739.2k $739.2k 0.16% Unchanged
26 Keystone Wealth Services, LLC 0.17% of their portfolio PALM DESERT, CA 19,15719.2k $716.9k $716.9k 0.17% Reduced -100 -100
27 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 18,58218.6k $695.4k $695.4k 0.00% Reduced -4.0k -4,000
28 WPWealth LLP 0.12% of their portfolio FORT WORTH, TX 18,46718.5k $691.1k $691.1k 0.12% Reduced -1.4k -1,426
29 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 17,68417.7k $661.8k $661.8k 0.01% Reduced -1.4k -1,430
30 Onyx Bridge Wealth Group LLC 0.08% of their portfolio TARRYTOWN, NY 15,72315.7k $588.4k $588.4k 0.08% Reduced -3.7k -3,664
31 ACT Advisors, LLC. 0.26% of their portfolio ASHEVILLE, NC 15,16915.2k $567.7k $567.7k 0.26% Unchanged
32 PFG Advisors 0.02% of their portfolio Phoenix, AZ 14,12714.1k $528.7k $528.7k 0.02% Reduced -900 -900
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 13,92213.9k $521.0k $521.0k 0.00% Reduced -33.3k -33,325
34 Advance Capital Management, Inc. 0.02% of their portfolio SOUTHFIELD, MI 13,85913.9k $518.7k $518.7k 0.02% Reduced -573 -573
35 Vantage Point Financial LLC 0.22% of their portfolio LISLE, IL 13,62813.6k $510.0k $510.0k 0.22% Unchanged
36 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 12,75212.8k $477.2k $477.2k 0.01% Unchanged
37 PKS Advisory Services, LLC 0.12% of their portfolio ALBANY, NY 12,71712.7k $475.9k $475.9k 0.12% Reduced -193 -193
38 Chicago Partners Investment Group LLC 0.01% of their portfolio CHICAGO, IL 12,36912.4k $470.9k $470.9k 0.01% Reduced -938 -938
39 Diligent Investors, LLC 0.11% of their portfolio REDLANDS, CA 12,00012.0k $449.1k $449.1k 0.11% Unchanged
40 Buska Wealth Management, LLC 0.12% of their portfolio WAUSAU, WI 11,60311.6k $434.2k $434.2k 0.12% Reduced -4.5k -4,478
41 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 11,39011.4k $426.3k $426.3k 0.00% Unchanged
42 Lakeridge Wealth Management LLC 0.18% of their portfolio MENTOR, OH 10,42610.4k $390.2k $390.2k 0.18% Unchanged
43 Simplicity Wealth,LLC 0.02% of their portfolio SUMMIT, NJ 10,32910.3k $386.5k $386.5k 0.02% Unchanged
44 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 10,16910.2k $380.6k $380.6k 0.00% Added +3.9k +3,922
45 SageView Advisory Group, LLC 0.01% of their portfolio Newport Beach, CA 10,10410.1k $385.6k $385.6k 0.01% Reduced -1.5k -1,500
46 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 9,2869.3k $347.5k $347.5k 0.00% Unchanged
47 Dana Investment Advisors, Inc. 0.01% of their portfolio BROOKFIELD, WI 9,1979.2k $344.2k $344.2k 0.01% Reduced -568 -568
48 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 8,8318.8k $330.5k $330.5k 0.01% Reduced -4.3k -4,344
49 Foundations Investment Advisors, LLC 0.01% of their portfolio PHOENIX, AZ 8,7248.7k $326.5k $326.5k 0.01% Reduced -5.4k -5,424
50 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 8,5208.5k $325.9k $325.9k 0.01% Unchanged
51 UBS Group AG 0.00% of their portfolio ZURICH, V8 8,3168.3k $311.2k $311.2k 0.00% Added +3.4k +3,394
52 Sterling Financial Planning, Inc. 0.10% of their portfolio SPARTA, NJ 8,1038.1k $303.2k $303.2k 0.10% Unchanged
53 Cornerstone Wealth Group, LLC 0.02% of their portfolio HUNTERSVILLE, NC 7,8407.8k $293.4k $293.4k 0.02% Unchanged
54 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 7,7147.7k $290.3k $290.3k 0.00% Unchanged
55 Arete Wealth Advisors, LLC 0.02% of their portfolio CHICAGO, IL 7,7117.7k $289.0k $289.0k 0.02% Reduced -710 -710
56 MATHER GROUP, LLC. 0.00% of their portfolio CHICAGO, IL 7,6377.6k $285.8k $285.8k 0.00% Unchanged
57 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 7,4767.5k $279.8k $279.8k 0.00% Reduced -590 -590
58 Accurate Wealth Management, LLC 0.04% of their portfolio WESLEY CHAPEL, FL 7,3647.4k $278.0k $278.0k 0.04% Unchanged
59 Trek Financial, LLC 0.02% of their portfolio Scottsdale, AZ 7,3497.3k $275.0k $275.0k 0.02% Unchanged
60 Worth Financial Advisory Group, LLC 0.16% of their portfolio CHARLOTTE, NC 7,0287.0k $263.0k $263.0k 0.16% Reduced -1.7k -1,657
61 4J Wealth Management LLC 0.17% of their portfolio MCLEAN, VA 6,8506.8k $256.4k $256.4k 0.17% Unchanged
62 Gallagher Fiduciary Advisors, LLC 0.01% of their portfolio ROLLING MEADOWS, IL 6,0096.0k $224.9k $224.9k 0.01% Unchanged
63 Advus Financial Partners, LLC 0.06% of their portfolio WINTER PARK, FL 5,9405.9k $222.3k $222.3k 0.06% Reduced -900 -900
64 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 5,7505.8k $215.2k $215.2k 0.00% Unchanged
65 WEALTH ALLIANCE, LLC 0.02% of their portfolio MELLVILLE, NY 5,5435.5k $207.4k $207.4k 0.02% New
66 IMG Wealth Management, Inc. 0.16% of their portfolio JACKSONVILLE, FL 5,5015.5k $205.9k $205.9k 0.16% Reduced -584 -584
67 Old Port Advisors 0.06% of their portfolio PORTLAND, ME 5,5005.5k $205.8k $205.8k 0.06% New
68 RFG Advisory, LLC 0.00% of their portfolio BIRMINGHAM, AL 5,4405.4k $203.6k $203.6k 0.00% Reduced -5.5k -5,469
69 Wood Tarver Financial Group, LLC 0.06% of their portfolio BOISE, ID 5,1455.1k $192.0k $192.0k 0.06% Reduced -266 -266
70 Talon Private Wealth, LLC 0.03% of their portfolio THE VILLAGES, FL 5,0495.0k $188.9k $188.9k 0.03% Reduced -1.9k -1,881
71 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 3,9614.0k $148.2k $148.2k 0.00% Added +2.9k +2,863
72 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 2,9713.0k $111.2k $111.2k 0.00% Unchanged
73 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 2,3162.3k $86.7k $86.7k 0.00% Reduced -1.4k -1,376
74 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 2,0002.0k $74.0k $74.0k 0.00% Added +1.0k +1,000
75 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 1,1001.1k $41.2k $41.2k 0.00% Unchanged
76 DHJJ Financial Advisors, Ltd. 0.01% of their portfolio NAPERVILLE, IL 904904 $33.8k $33.8k 0.01% Reduced -1.7k -1,709
77 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 674674 $25.2k $25.2k 0.00% Reduced -737 -737
78 Orion Capital Management LLC 0.01% of their portfolio CORONADO, CA 455455 $17.0k $17.0k 0.01% Unchanged
79 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 450450 $16.8k $16.8k 0.00% Unchanged
80 ATTICUS WEALTH MANAGEMENT, LLC 0.00% of their portfolio Palm Beach Gardens, FL 200200 $7.5k $7.5k 0.00% Unchanged
81 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 176176 $6.6k $6.6k 0.00% Unchanged
82 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged