Vault-13

INNOVATOR ETFS TRUST UAUG

US EQT ULTRA BF · ETP · CUSIP 45782C672

85 institutional holders +0 vs Q1 2024
3,099,4353.1m shares reported held*
$104.3mreported value*
10 new 8 added 41 reduced 11 sold out net sold ≈ $71.4m (-2.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($37.5k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $33.66.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 30Q4 22: 46Q1 23: 47Q2 23: 46Q3 23: 64Q4 23: 91Q1 24: 85Q2 24: 8585Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202230
Q4 202246
Q1 202347
Q2 202346
Q3 202364
Q4 202391
Q1 202485
Q2 202485

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 21 bought or addedQ4 22: 12 cut or sold outQ4 22Q1 23: 17 bought or addedQ1 23: 20 cut or sold outQ2 23: 17 bought or addedQ2 23: 25 cut or sold outQ2 23Q3 23: 46 bought or addedQ3 23: 22 cut or sold outQ4 23: 55 bought or addedQ4 23: 18 cut or sold outQ4 23Q1 24: 24 bought or addedQ1 24: 55 cut or sold outQ2 24: 18 bought or addedQ2 24: 52 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222112
Q1 20231720
Q2 20231725
Q3 20234622
Q4 20235518
Q1 20242455
Q2 20241852

Biggest buyers

COMMONWEALTH EQUITY SERVICES, LLC Added +100,339+100.3k
C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors Added +46,739+46.7k
JPMORGAN CHASE & CO Added +23,730+23.7k
WOLVERINE TRADING, LLC New +19,353+19.4k
Cresset Asset Management, LLC New +9,286+9.3k
OLD MISSION CAPITAL LLC Added +7,410+7.4k
SageView Advisory Group, LLC Added +7,327+7.3k
RETIREMENT GUYS FORMULA LLC New +7,068+7.1k
UBS Group AG Added +6,446+6.4k
AVANTAX ADVISORY SERVICES, INC. New +6,084+6.1k

Biggest sellers

Brookstone Capital Management Reduced -465,722-465.7k
KFG WEALTH MANAGEMENT, LLC Reduced -385,845-385.8k
JANE STREET GROUP, LLC Sold out -359,616-359.6k
AE Wealth Management LLC Sold out -268,983-269.0k
Cetera Investment Advisers Reduced -138,514-138.5k
Donald L. Hagan, LLC Sold out -93,829-93.8k
Atria Wealth Solutions, Inc. Reduced -58,862-58.9k
OSAIC HOLDINGS, INC. Reduced -55,405-55.4k
Worth Financial Advisory Group, LLC Sold out -51,136-51.1k
IHT Wealth Management, LLC Reduced -50,690-50.7k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Brookstone Capital Management 13G · institution +20.1 pts · filed 2026-09-02 23.1% +20.1 pts 1.3m≈ $54.5m 2026-09-02

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 KFG WEALTH MANAGEMENT, LLC 4.11% of their portfolio GRANGER, IN 308,295308.3k $10.4m $10.4m 4.11% Reduced -385.8k -385,845
2 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 290,053290.1k $9.8m $9.8m 0.02% Added +100.3k +100,339
3 Onyx Bridge Wealth Group LLC 1.35% of their portfolio TARRYTOWN, NY 244,305244.3k $8.2m $8.2m 1.35% Reduced -2.6k -2,635
4 Brookstone Capital Management 0.12% of their portfolio WHEATON, IL 210,066210.1k $7.1m $7.1m 0.12% Reduced -465.7k -465,722
5 Soltis Investment Advisors LLC 0.68% of their portfolio ST. GEORGE, UT 190,951191.0k $6.4m $6.4m 0.68% Reduced -16 -16
6 Archer Investment Corp 1.62% of their portfolio Carmel, IN 165,076165.1k $5.6m $5.6m 1.62% Reduced -16.9k -16,857
7 MBL Wealth, LLC 0.51% of their portfolio CHARLOTTE, NC 134,695134.7k $4.5m $4.5m 0.51% Reduced -2.5k -2,470
8 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 119,027119.0k $4.0m $4.0m 0.00% Reduced -503 -503
9 Pallas Capital Advisors LLC 0.17% of their portfolio BRAINTREE, MA 112,030112.0k $3.8m $3.8m 0.17% Reduced -3.0k -3,010
10 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 95,97096.0k $3.2m $3.2m 0.01% Reduced -55.4k -55,405
11 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 0.34% of their portfolio Westlake, OH 91,13091.1k $3.1m $3.1m 0.34% Added +46.7k +46,739
12 IHT Wealth Management, LLC 0.09% of their portfolio Chicago, IL 74,37074.4k $2.5m $2.5m 0.09% Reduced -50.7k -50,690
13 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 64,51164.5k $2.2m $2.2m 0.00% Reduced -15.4k -15,403
14 Berger Financial Group, Inc 0.17% of their portfolio PLYMOUTH, MN 64,31864.3k $2.2m $2.2m 0.17% Reduced -34.1k -34,079
15 Strategic Blueprint, LLC 0.11% of their portfolio ATLANTA, GA 49,68049.7k $1.7m $1.7m 0.11% Reduced -9.3k -9,348
16 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 49,23149.2k $1.7m $1.7m 0.01% Reduced -692 -692
17 WealthShield Partners, LLC 0.19% of their portfolio CARY, NC 37,07837.1k $1.2m $1.2m 0.19% Reduced -580 -580
18 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 35,87635.9k $1.2m $1.2m 0.00% Reduced -5.0k -4,995
19 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 34,64234.6k $1.2m $1.2m 0.00% Added +23.7k +23,730
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 33,09333.1k $1.1m $1.1m 0.00% Reduced -34.3k -34,282
21 MILESTONE ASSET MANAGEMENT, LLC 0.27% of their portfolio PITTSBURGH, PA 32,10832.1k $1.1m $1.1m 0.27% Reduced -2.7k -2,651
22 SageView Advisory Group, LLC 0.05% of their portfolio Newport Beach, CA 29,22229.2k $983.3k $983.3k 0.05% Added +7.3k +7,327
23 Retirement Planning Group, LLC 0.06% of their portfolio LEAWOOD, KS 28,93328.9k $973.6k $973.6k 0.06% Reduced -357 -357
24 Trek Financial, LLC 0.08% of their portfolio Scottsdale, AZ 28,81128.8k $969.5k $969.5k 0.08% Reduced -349 -349
25 RFG Advisory, LLC 0.03% of their portfolio BIRMINGHAM, AL 27,88727.9k $938.4k $938.4k 0.03% Reduced -3.8k -3,769
26 Advance Capital Management, Inc. 0.04% of their portfolio SOUTHFIELD, MI 26,63326.6k $896.2k $896.2k 0.04% Reduced -32.9k -32,945
27 CRA Financial Services, LLC 0.17% of their portfolio NORTHFIELD, NJ 24,43024.4k $822.1k $822.1k 0.17% Reduced -1.0k -1,000
28 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 22,61522.6k $761.0k $761.0k 0.00% Reduced -138.5k -138,514
29 Chicago Partners Investment Group LLC 0.03% of their portfolio CHICAGO, IL 21,95222.0k $744.2k $744.2k 0.03% Reduced -25.5k -25,513
30 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 21,51121.5k $723.8k $723.8k 0.02% Added +7.4k +7,410
31 First Commonwealth Financial Corp /PA/ 0.17% of their portfolio Indiana, PA 19,75219.8k $664.7k $664.7k 0.17% Unchanged
32 Keystone Wealth Services, LLC 0.21% of their portfolio PALM DESERT, CA 19,58519.6k $659.0k $659.0k 0.21% Unchanged
33 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 19,49919.5k $656.1k $656.1k 0.00% Added +6.0k +5,954
34 WOLVERINE TRADING, LLC 0.01% of their portfolio CHICAGO, IL 19,35319.4k $651.2k $651.2k 0.01% New
35 MATHER GROUP, LLC. 0.01% of their portfolio CHICAGO, IL 19,27819.3k $629.4k $629.4k 0.01% Unchanged
36 Buska Wealth Management, LLC 0.26% of their portfolio WAUSAU, WI 19,23919.2k $647.4k $647.4k 0.26% Reduced -5.2k -5,228
37 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 17,92817.9k $603.3k $603.3k 0.00% Reduced -7.4k -7,405
38 Heritage Wealth Partners, LLC 0.87% of their portfolio DUBLIN, OH 17,91417.9k $602.8k $602.8k 0.87% Reduced -21.9k -21,930
39 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 17,76017.8k $597.6k $597.6k 0.01% Reduced -4.9k -4,930
40 Diligent Investors, LLC 0.14% of their portfolio REDLANDS, CA 16,40016.4k $551.9k $551.9k 0.14% Unchanged
41 Triumph Capital Management 0.21% of their portfolio DENVER, CO 16,18316.2k $544.6k $544.6k 0.21% Reduced -44.7k -44,724
42 Arete Wealth Advisors, LLC 0.04% of their portfolio CHICAGO, IL 14,39014.4k $485.0k $485.0k 0.04% Reduced -10.8k -10,785
43 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 13,52813.5k $455.2k $455.2k 0.00% Reduced -7.0k -6,965
44 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 13,04913.0k $439.1k $439.1k 0.01% Reduced -4.5k -4,540
45 Lakeridge Wealth Management LLC 0.26% of their portfolio MENTOR, OH 12,67612.7k $426.5k $426.5k 0.26% Unchanged
46 Simplicity Wealth,LLC 0.01% of their portfolio SUMMIT, NJ 10,21410.2k $343.7k $343.7k 0.01% Unchanged
47 TOWNSQUARE CAPITAL LLC 0.00% of their portfolio Lehi, UT 10,11810.1k $340.5k $340.5k 0.00% Reduced -1.3k -1,277
48 FIDUCIARY FINANCIAL GROUP, LLC 0.08% of their portfolio SAN RAFAEL, CA 9,8029.8k $331.6k $331.6k 0.08% First filing
49 Atlantic Private Wealth, LLC 0.27% of their portfolio CHAPEL HILL, NC 9,7759.8k $328.9k $328.9k 0.27% Unchanged
50 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 9,2869.3k $312.5k $312.5k 0.00% New
51 Sterling Financial Planning, Inc. 0.12% of their portfolio SPARTA, NJ 8,4468.4k $284.2k $284.2k 0.12% Unchanged
52 4J Wealth Management LLC 0.22% of their portfolio MCLEAN, VA 7,9508.0k $267.5k $267.5k 0.22% Unchanged
53 UBS Group AG 0.00% of their portfolio ZURICH, V8 7,6657.7k $257.9k $257.9k 0.00% Added +6.4k +6,446
54 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 7,1427.1k $240.0k $240.0k 0.00% Unchanged
55 RETIREMENT GUYS FORMULA LLC 0.11% of their portfolio MAUMEE, OH 7,0687.1k $237.8k $237.8k 0.11% New
56 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 6,7506.8k $227.1k $227.1k 0.00% Reduced -58.9k -58,862
57 BCS Wealth Management 0.11% of their portfolio JOHNSON CITY, TN 6,4256.4k $216.0k $216.0k 0.11% Unchanged
58 BROWN WEALTH MANAGEMENT, LLC 0.09% of their portfolio NAPERVILLE, IL 6,4256.4k $216.2k $216.2k 0.09% Reduced -607 -607
59 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 6,3706.4k $214.4k $214.4k 0.00% Reduced -2.4k -2,374
60 Tradition Wealth Management, LLC 0.02% of their portfolio EDINA, MN 6,3376.3k $213.2k $213.2k 0.02% Unchanged
61 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 6,0846.1k $204.7k $204.7k 0.00% New
62 AdvisorNet Financial, Inc 0.02% of their portfolio MINNETONKA, MN 6,0536.1k $203.7k $203.7k 0.02% Unchanged
63 Gallagher Fiduciary Advisors, LLC 0.05% of their portfolio ROLLING MEADOWS, IL 6,0096.0k $202.2k $202.2k 0.05% New
64 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 5,7505.8k $193.5k $193.5k 0.00% Reduced -12.3k -12,274
65 Sugarloaf Wealth Management, LLC 0.03% of their portfolio DULUTH, GA 5,0505.0k $169.9k $169.9k 0.03% Unchanged
66 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 5,0005.0k $168.3k $168.3k 0.00% Unchanged
67 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 3,5003.5k $118.0k $118.0k 0.00% Reduced -9.2k -9,172
68 Financial Network Wealth Advisors LLC 0.09% of their portfolio MURRAY, UT 3,4483.4k $116.0k $116.0k 0.09% New
69 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 3,4003.4k $114.4k $114.4k 0.00% Unchanged
70 DHJJ Financial Advisors, Ltd. 0.04% of their portfolio NAPERVILLE, IL 2,9202.9k $98.3k $98.3k 0.04% Reduced -3.3k -3,310
71 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 2,1902.2k $73.7k $73.7k 0.00% Unchanged
72 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 1,6901.7k $56.9k $56.9k 0.00% Unchanged
73 Orion Capital Management LLC 0.03% of their portfolio CORONADO, CA 1,4551.5k $49.0k $49.0k 0.03% Unchanged
74 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,4111.4k $47.5k $47.5k 0.00% Unchanged
75 Hartford Financial Management Inc. 0.01% of their portfolio WEST HARTFORD, CT 968968 $32.6k $32.6k 0.01% Reduced -161 -161
76 ATTICUS WEALTH MANAGEMENT, LLC 0.00% of their portfolio Palm Beach Gardens, FL 200200 $6.7k $6.7k 0.00% Unchanged
77 Triad Wealth Partners, LLC 0.00% of their portfolio LAWRENCE, KS 168168 $5.7k $5.7k 0.00% New
78 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 120120 $4.0k $4.0k 0.00% Unchanged
79 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 105105 $3.5k $3.5k 0.00% Unchanged
80 Great Lakes Retirement, Inc. 0.00% of their portfolio SANDUSKY, OH 8686 $2.9k $2.9k 0.00% New
81 Camelot Portfolios, LLC 0.00% of their portfolio Maumee, OH 5858 $2.0k $2.0k 0.00% New
82 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 3535 $1.2k $1.2k 0.00% Added +8 +8
83 Gradient Investments LLC 0.00% of their portfolio ARDEN HILLS, MN 2121 $707 $707 0.00% New
84 OLIVER LAGORE VANVALIN INVESTMENT GROUP 0.00% of their portfolio FLINT, MI 2121 $707 $707 0.00% Unchanged
85 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged