Vault-13

INNOVATOR ETFS TRUST PSEP

US EQTY PWR BUF · ETP · CUSIP 45782C656

154 institutional holders -1 vs Q4 2022
16,727,10116.7m shares reported held*
$513.1mreported value*
11 new 38 added 61 reduced 12 sold out net bought ≈ $68.1m (+2.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($19.9k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $30.67.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 138Q4 22: 155Q1 23: 154154Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022138
Q4 2022155
Q1 2023154

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 70 bought or addedQ4 22: 53 cut or sold outQ4 22Q1 23: 49 bought or addedQ1 23: 73 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227053
Q1 20234973

Biggest buyers

Transform Wealth, LLC Added +874,238+874.2k
ALTFEST L J & CO INC Added +573,911+573.9k
ENVESTNET ASSET MANAGEMENT INC Added +498,925+498.9k
OSAIC HOLDINGS, INC. Added +232,165+232.2k
Atria Investments, Inc New +229,096+229.1k
Mariner, LLC New +224,637+224.6k
Joseph Group Capital Management Added +147,417+147.4k
MBL Wealth, LLC Added +120,565+120.6k
Penserra Capital Management LLC Added +73,035+73.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +39,340+39.3k

Biggest sellers

Steward Financial Group LLC Reduced -317,751-317.8k
MAI Capital Management Reduced -73,551-73.6k
Range Financial Group LLC Sold out -69,804-69.8k
World Investment Advisors Reduced -60,813-60.8k
Sunbelt Securities, Inc. Reduced -60,194-60.2k
IFP Advisors, Inc Reduced -48,975-49.0k
Better Money Decisions, LLC Reduced -47,193-47.2k
Palumbo Wealth Management LLC Sold out -45,071-45.1k
ALLIANCEBERNSTEIN L.P. Reduced -35,573-35.6k
WOLVERINE TRADING, LLC Sold out -19,634-19.6k

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ALLIANCEBERNSTEIN L.P. 0.05% of their portfolio NASHVILLE, TN 3,445,7053.4m $105.7m $105.7m 0.05% Reduced -35.6k -35,573
2 Stuart Chaussee & Associates, Inc. 15.04% of their portfolio BEVERLY HILLS, CA 1,444,2781.4m $44.3m $44.3m 15.04% Reduced -17.8k -17,751
3 ALTFEST L J & CO INC 5.73% of their portfolio NEW YORK, NY 1,193,1561.2m $36.6m $36.6m 5.73% Added +573.9k +573,911
4 Transform Wealth, LLC 2.58% of their portfolio GREENWOOD VILLAGE, CO 893,144893.1k $27.4m $27.4m 2.58% Added +874.2k +874,238
5 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 734,799734.8k $22.5m $22.5m 0.04% Added +232.2k +232,165
6 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 681,597681.6k $20.9m $20.9m 0.04% Reduced -16.3k -16,348
7 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 566,467566.5k $17.4m $17.4m 0.01% Added +498.9k +498,925
8 Penserra Capital Management LLC 0.36% of their portfolio ORINDA, CA 559,990560.0k $17.2m $17.2m 0.36% Added +73.0k +73,035
9 Joseph Group Capital Management 9.93% of their portfolio COLUMBUS, OH 368,987369.0k $11.3m $11.3m 9.93% Added +147.4k +147,417
10 MBL Wealth, LLC 1.20% of their portfolio CHARLOTTE, NC 249,845249.8k $7.7m $7.7m 1.20% Added +120.6k +120,565
11 Atria Investments, Inc 0.13% of their portfolio Charlotte, NC 229,096229.1k $7.0m $7.0m 0.13% New
12 Mariner, LLC 0.02% of their portfolio Overland Park, KS 224,637224.6k $6.9m $6.9m 0.02% New
13 Outlook Wealth Advisors, LLC 2.90% of their portfolio SHENANDOAH, TX 212,336212.3k $6.5m $6.5m 2.90% Added +1.8k +1,845
14 Delta Investment Management, LLC 1.69% of their portfolio SAN FRANCISCO, CA 193,073193.1k $5.9m $5.9m 1.69% Reduced -8.0k -8,037
15 Steward Financial Group LLC 1.97% of their portfolio COLLEYVILLE, TX 192,514192.5k $5.9m $5.9m 1.97% Reduced -317.8k -317,751
16 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 184,820184.8k $5.7m $5.7m 0.01% Reduced -8.2k -8,229
17 Crown Wealth Group, LLC 4.57% of their portfolio Charlotte, NC 177,958178.0k $5.5m $5.5m 4.57% Reduced -11.0k -10,983
18 AE Wealth Management LLC 0.03% of their portfolio TOPEKA, KS 176,562176.6k $5.4m $5.4m 0.03% Added +17.5k +17,494
19 Forvis Mazars Wealth Advisors, LLC 0.16% of their portfolio Springfield, MO 162,842162.8k $5.0m $5.0m 0.16% Reduced -2.5k -2,511
20 LINCOLN NATIONAL CORP 0.10% of their portfolio RADNOR, PA 162,699162.7k $5.0m $5.0m 0.10% Added +5.6k +5,626
21 Cetera Advisor Networks LLC 0.04% of their portfolio EL SEGUNDO, CA 161,926161.9k $5.0m $5.0m 0.04% Added +13.1k +13,076
22 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 148,855148.9k $4.6m $4.6m 0.02% Added +150 +150
23 Beacon Pointe Advisors, LLC 0.08% of their portfolio NEWPORT BEACH, CA 147,744147.7k $4.5m $4.5m 0.08% Reduced -1.6k -1,594
24 Bellwether Advisors, LLC 1.23% of their portfolio LINCOLN, NE 146,842146.8k $4.5m $4.5m 1.23% Reduced -1.8k -1,750
25 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 134,778134.8k $4.1m $4.1m 0.01% Added +4.4k +4,438
26 InterOcean Capital Group, LLC 0.14% of their portfolio NASHVILLE, TN 133,328133.3k $4.1m $4.1m 0.14% Reduced -9.7k -9,710
27 MAI Capital Management 0.06% of their portfolio INDEPENDENCE, OH 118,056118.1k $3.6m $3.6m 0.06% Reduced -73.6k -73,551
28 CITY HOLDING CO 0.63% of their portfolio CHARLESTON, WV 113,425113.4k $3.5m $3.5m 0.63% Reduced -17.3k -17,300
29 YARGER WEALTH STRATEGIES, LLC 3.76% of their portfolio WESTERVILLE, OH 111,797111.8k $3.4m $3.4m 3.76% Reduced -228 -228
30 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 109,418109.4k $3.4m $3.4m 0.01% Added +4.3k +4,291
31 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 108,146108.1k $3.3m $3.3m 0.04% Reduced -725 -725
32 Belpointe Asset Management LLC 0.18% of their portfolio RENO, NV 107,422107.4k $3.3m $3.3m 0.18% Added +1.8k +1,837
33 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 106,795106.8k $3.3m $3.3m 0.03% Added +11.8k +11,839
34 Lineweaver Wealth Advisors, LLC 1.01% of their portfolio VALLEY VIEW, OH 106,351106.4k $3.3m $3.3m 1.01% Reduced -1.2k -1,189
35 Advisory Alpha, LLC 0.20% of their portfolio HOLLAND, MI 103,512103.5k $3.2m $3.2m 0.20% Reduced -9.8k -9,845
36 GILL CAPITAL PARTNERS, LLC 1.35% of their portfolio DENVER, CO 98,36798.4k $3.0m $3.0m 1.35% Reduced -4.9k -4,878
37 Cetera Advisors LLC 0.05% of their portfolio DENVER, CO 89,80589.8k $2.8m $2.8m 0.05% Reduced -1.4k -1,385
38 Brookstone Capital Management 0.05% of their portfolio WHEATON, IL 83,95984.0k $2.6m $2.6m 0.05% Reduced -9.7k -9,660
39 Pillar Wealth Advisors, LLC 2.55% of their portfolio WESTTOWN, PA 83,48183.5k $2.6m $2.6m 2.55% Unchanged
40 Summit Wealth Partners, LLC 0.62% of their portfolio Orlando, FL 79,23479.2k $2.4m $2.4m 0.62% Reduced -17.8k -17,843
41 Visionary Wealth Advisors 0.20% of their portfolio O'FALLON, IL 77,74877.7k $2.4m $2.4m 0.20% Reduced -420 -420
42 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 74,05174.1k $2.3m $2.3m 0.03% Added +440 +440
43 Camelot Portfolios, LLC 1.52% of their portfolio Maumee, OH 71,11871.1k $2.2m $2.2m 1.52% Reduced -120 -120
44 First Commonwealth Financial Corp /PA/ 0.78% of their portfolio Indiana, PA 70,86870.9k $2.2m $2.2m 0.78% Reduced -387 -387
45 Valtinson Bruner Financial Planning LLC 1.17% of their portfolio NEW BRIGHTON, MN 67,02067.0k $2.1m $2.1m 1.17% Added +505 +505
46 Keystone Wealth Services, LLC 0.82% of their portfolio PALM DESERT, CA 65,59665.6k $2.0m $2.0m 0.82% Unchanged
47 BCS Wealth Management 0.89% of their portfolio JOHNSON CITY, TN 64,28464.3k $2.0m $2.0m 0.89% Added +101 +101
48 Diligent Investors, LLC 0.58% of their portfolio REDLANDS, CA 61,54061.5k $1.9m $1.9m 0.58% Unchanged
49 RiverTree Advisors, LLC 1.32% of their portfolio WINTER PARK, FL 59,84259.8k $1.8m $1.8m 1.32% Reduced -18.9k -18,867
50 WorthPointe, LLC 1.17% of their portfolio La Jolla, CA 56,58356.6k $1.7m $1.7m 1.17% Reduced -629 -629
51 Pathway Financial Advisors LLC 0.59% of their portfolio SOUTH BURLINGTON, VT 56,51556.5k $1.7m $1.7m 0.59% Reduced -5.7k -5,690
52 MTM FINANCIAL GROUP, LLC 1.51% of their portfolio BETHLEHEM, PA 56,11756.1k $1.7m $1.7m 1.51% Reduced -3.2k -3,229
53 Pinnacle Wealth Management Group, Inc. 1.46% of their portfolio PLYMOUTH, MI 54,91554.9k $1.7m $1.7m 1.46% Added +12.8k +12,830
54 CORRADO ADVISORS, LLC 1.12% of their portfolio RAMSEY, NJ 54,78854.8k $1.7m $1.7m 1.12% Added +683 +683
55 Global Assets Advisory, LLC 1.68% of their portfolio ORLANDO, FL 53,29953.3k $1.7m $1.7m 1.68% Reduced -872 -872
56 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 50,63050.6k $1.6m $1.6m 0.00% Added +39.3k +39,340
57 Apollon Wealth Management, LLC 0.09% of their portfolio MOUNT PLEASANT, SC 45,30045.3k $1.4m $1.4m 0.09% Reduced -8.0k -8,000
58 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 43,80643.8k $1.3m $1.3m 0.01% Added +2.5k +2,495
59 Garden State Investment Advisory Services LLC 0.62% of their portfolio Red Bank, NJ 39,66139.7k $1.2m $1.2m 0.62% Reduced -1.7k -1,726
60 Cape Investment Advisory, Inc. 0.71% of their portfolio MCDONOUGH, GA 38,17538.2k $1.2m $1.2m 0.71% First filing
61 Parker Financial LLC 0.88% of their portfolio SILVERDALE, WA 36,60536.6k $1.1m $1.1m 0.88% New
62 OLD MISSION CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 36,52436.5k $1.1m $1.1m 0.03% Added +25.0k +25,026
63 DHJJ Financial Advisors, Ltd. 0.61% of their portfolio NAPERVILLE, IL 36,36936.4k $1.1m $1.1m 0.61% Reduced -865 -865
64 CreativeOne Wealth, LLC 0.05% of their portfolio OVERLAND PARK, KS 36,05536.1k $1.1m $1.1m 0.05% Reduced -2.8k -2,832
65 OneDigital Investment Advisors LLC 0.02% of their portfolio OVERLAND PARK, KS 33,18333.2k $1.0m $1.0m 0.02% Added +11.0k +11,045
66 Financial Architects, Inc 0.16% of their portfolio MARLTON, NJ 33,17733.2k $1.0m $1.0m 0.16% Unchanged
67 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 32,22532.2k $988.7k $988.7k 0.00% New
68 Strategic Blueprint, LLC 0.10% of their portfolio ATLANTA, GA 31,29631.3k $960.2k $960.2k 0.10% Added +1.4k +1,357
69 M Holdings Securities, Inc. 0.10% of their portfolio PORTLAND, OR 30,65530.7k $940.0k $940.0k 0.10% Unchanged
70 IFP Advisors, Inc 0.03% of their portfolio TAMPA, FL 29,26629.3k $719.9k $719.9k 0.03% Reduced -49.0k -48,975
71 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 27,04527.0k $830.0k $830.0k 0.01% Reduced -3.7k -3,654
72 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 26,56026.6k $814.9k $814.9k 0.00% Added +789 +789
73 Cedar Brook Financial Partners, LLC 0.19% of their portfolio CLEVELAND, OH 24,01724.0k $736.8k $736.8k 0.19% Reduced -1.9k -1,885
74 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 23,05723.1k $707.4k $707.4k 0.00% Added +11.1k +11,130
75 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 22,56422.6k $692.3k $692.3k 0.02% Reduced -5.0k -5,022
76 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 21,81421.8k $669.3k $669.3k 0.01% Reduced -7.3k -7,311
77 Soltis Investment Advisors LLC 0.08% of their portfolio ST. GEORGE, UT 21,04421.0k $645.6k $645.6k 0.08% Added +1.0k +1,006
78 Advisory Services Network, LLC 0.02% of their portfolio ATLANTA, GA 20,90520.9k $641.4k $641.4k 0.02% Added +1.8k +1,838
79 Weaver Consulting Group 0.29% of their portfolio HUNTINGTON BEACH, CA 20,63020.6k $632.9k $632.9k 0.29% Unchanged
80 Bluesphere Advisors LLC 0.52% of their portfolio EAST NORRITON, PA 20,44120.4k $627.1k $627.1k 0.52% Unchanged
81 COLDSTREAM CAPITAL MANAGEMENT INC 0.02% of their portfolio BELLEVUE, WA 20,12720.1k $617.5k $617.5k 0.02% Reduced -489 -489
82 Focus Financial Network, Inc. 0.04% of their portfolio MINNEAPOLIS, MN 19,78419.8k $607.0k $607.0k 0.04% Reduced -38 -38
83 Sugarloaf Wealth Management, LLC 0.15% of their portfolio DULUTH, GA 19,42319.4k $595.9k $595.9k 0.15% Unchanged
84 SageView Advisory Group, LLC 0.04% of their portfolio Newport Beach, CA 18,60218.6k $570.7k $570.7k 0.04% Unchanged
85 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.06% of their portfolio CEDAR RAPIDS, IA 17,42017.4k $534.4k $534.4k 0.06% Reduced -240 -240
86 World Investment Advisors 0.11% of their portfolio LINCROFT, NJ 17,33017.3k $543.1k $543.1k 0.11% Reduced -60.8k -60,813
87 Kingsview Wealth Management, LLC 0.02% of their portfolio GRANTS PASS, OR 16,42016.4k $503.8k $503.8k 0.02% Reduced -842 -842
88 Better Money Decisions, LLC 0.41% of their portfolio Santa Fe, NM 15,84315.8k $486.1k $486.1k 0.41% Reduced -47.2k -47,193
89 Cornerstone Wealth Group, LLC 0.09% of their portfolio HUNTERSVILLE, NC 15,65415.7k $480.3k $480.3k 0.09% Reduced -25 -25
90 BENJAMIN F. EDWARDS & COMPANY, INC. 0.02% of their portfolio ST. LOUIS, MO 15,48215.5k $475.0k $475.0k 0.02% Reduced -252 -252
91 CYPRESS FINANCIAL PLANNING LLC 0.29% of their portfolio HADDON HEIGHTS, NJ 15,37215.4k $472.8k $472.8k 0.29% Reduced -805 -805
92 Chicago Partners Investment Group LLC 0.03% of their portfolio CHICAGO, IL 15,11815.1k $466.6k $466.6k 0.03% Reduced -1.2k -1,214
93 FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 0.00% of their portfolio Cincinnati, OH 15,00015.0k $460.2k $460.2k 0.00% Unchanged
94 Arax Advisory Partners 0.06% of their portfolio NEW YORK, NY 14,61714.6k $448.4k $448.4k 0.06% Reduced -87 -87
95 Requisite Capital Management, LLC 0.13% of their portfolio DALLAS, TX 14,16614.2k $434.6k $434.6k 0.13% Unchanged
96 Sunbelt Securities, Inc. 0.07% of their portfolio HOUSTON, TX 13,45913.5k $409.5k $409.5k 0.07% Reduced -60.2k -60,194
97 NCM Capital Management, LLC 0.31% of their portfolio RAMSEY, NJ 13,45413.5k $413.0k $413.0k 0.31% Unchanged
98 Retirement Planning Group, LLC 0.04% of their portfolio LEAWOOD, KS 13,31913.3k $408.6k $408.6k 0.04% Unchanged
99 Patriot Financial Group Insurance Agency, LLC 0.08% of their portfolio Westborough, MA 13,30913.3k $408.3k $408.3k 0.08% Reduced -250 -250
100 Truadvice, LLC 0.16% of their portfolio SARASOTA, FL 13,00413.0k $403.3k $403.3k 0.16% Reduced -44 -44