Vault-13

INNOVATOR ETFS TRUST IJAN

INTRNL DEV JAN · ETP · CUSIP 45782C524

72 institutional holders +4 vs Q1 2023
4,185,3744.2m shares reported held*
$121.7mreported value*
8 new 13 added 29 reduced 5 sold out net bought ≈ $6.6m (+226.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $29.09.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 38Q4 22: 43Q1 23: 68Q2 23: 7272Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202238
Q4 202243
Q1 202368
Q2 202372

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 16 bought or addedQ4 22: 21 cut or sold outQ4 22Q1 23: 52 bought or addedQ1 23: 11 cut or sold outQ1 23Q2 23: 21 bought or addedQ2 23: 34 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221621
Q1 20235211
Q2 20232134

Biggest buyers

Allworth Financial LP New +254,867+254.9k
HighTower Advisors, LLC Added +80,231+80.2k
Gradient Investments LLC Added +52,638+52.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +50,437+50.4k
IFP Advisors, Inc Added +41,916+41.9k
Berger Financial Group, Inc Added +11,745+11.7k
Snowden Capital Advisors LLC New +9,350+9.3k
BCGM Wealth Management, LLC New +8,654+8.7k
Compass Advisory Group LLC Added +8,409+8.4k
GOLDMAN SACHS GROUP INC New +7,580+7.6k

Biggest sellers

MBL Wealth, LLC Reduced -60,345-60.3k
Global Strategic Investment Solutions, LLC Reduced -60,120-60.1k
OSAIC HOLDINGS, INC. Reduced -52,280-52.3k
BLAIR WILLIAM & CO/IL Reduced -33,165-33.2k
OLD MISSION CAPITAL LLC Sold out -20,259-20.3k
Composition Wealth, LLC Reduced -19,986-20.0k
Arlington Capital Management, Inc. Reduced -15,953-16.0k
RAYMOND JAMES & ASSOCIATES Sold out -14,277-14.3k
CreativeOne Wealth, LLC Sold out -9,150-9.2k
Ausdal Financial Partners, Inc. Sold out -8,773-8.8k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Global Strategic Investment Solutions, LLC 2.30% of their portfolio Scottsdale, AZ 631,642631.6k $18.4m $18.4m 2.30% Reduced -60.1k -60,120
2 Gradient Investments LLC 0.31% of their portfolio ARDEN HILLS, MN 414,160414.2k $12.1m $12.1m 0.31% Added +52.6k +52,638
3 Heck Capital Advisors, LLC 1.43% of their portfolio Rhinelander, WI 285,643285.6k $8.3m $8.3m 1.43% Added +4.5k +4,452
4 Allworth Financial LP 0.06% of their portfolio FOLSOM, CA 254,867254.9k $7.4m $7.4m 0.06% New
5 BLAIR WILLIAM & CO/IL 0.02% of their portfolio CHICAGO, IL 204,436204.4k $6.0m $6.0m 0.02% Reduced -33.2k -33,165
6 Compass Advisory Group LLC 3.11% of their portfolio MELVILLE, NY 202,742202.7k $5.9m $5.9m 3.11% Added +8.4k +8,409
7 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 191,262191.3k $5.6m $5.6m 0.01% Added +80.2k +80,231
8 AdvisorNet Financial, Inc 0.36% of their portfolio MINNETONKA, MN 143,439143.4k $4.2m $4.2m 0.36% Reduced -850 -850
9 MBL Wealth, LLC 0.47% of their portfolio CHARLOTTE, NC 114,021114.0k $3.3m $3.3m 0.47% Reduced -60.3k -60,345
10 Forvis Mazars Wealth Advisors, LLC 0.09% of their portfolio Springfield, MO 108,172108.2k $3.2m $3.2m 0.09% Reduced -1.9k -1,929
11 Composition Wealth, LLC 0.09% of their portfolio LOS ANGELES, CA 104,921104.9k $3.1m $3.1m 0.09% Reduced -20.0k -19,986
12 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 101,267101.3k $2.9m $2.9m 0.01% Reduced -52.3k -52,280
13 IFP Advisors, Inc 0.05% of their portfolio TAMPA, FL 85,01485.0k $2.3m $2.3m 0.05% Added +41.9k +41,916
14 Onyx Bridge Wealth Group LLC 0.59% of their portfolio TARRYTOWN, NY 84,54684.5k $2.5m $2.5m 0.59% Added +5.7k +5,653
15 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 76,37976.4k $2.2m $2.2m 0.00% Reduced -842 -842
16 Stratos Wealth Advisors, LLC 0.16% of their portfolio BEACHWOOD, OH 75,25575.3k $2.2m $2.2m 0.16% Reduced -8.2k -8,210
17 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 67,85467.9k $2.0m $2.0m 0.00% Added +6.3k +6,266
18 INDEPENDENT FINANCIAL GROUP, LLC 0.13% of their portfolio SAN DIEGO, CA 66,72166.7k $1.9m $1.9m 0.13% Reduced -694 -694
19 RFG Advisory, LLC 0.09% of their portfolio BIRMINGHAM, AL 66,65166.7k $1.9m $1.9m 0.09% Added +263 +263
20 My Personal CFO, LLC 1.40% of their portfolio VANCOUVER, WA 61,15061.1k $1.8m $1.8m 1.40% Unchanged
21 CORRADO ADVISORS, LLC 1.18% of their portfolio RAMSEY, NJ 57,89157.9k $1.7m $1.7m 1.18% Reduced -394 -394
22 MACROVIEW INVESTMENT MANAGEMENT LLC 2.35% of their portfolio BETHESDA, MD 52,49752.5k $1.5m $1.5m 2.35% Reduced -86 -86
23 Alera Investment Advisors, LLC 0.32% of their portfolio DEERFIELD, IL 51,65951.7k $1.5m $1.5m 0.32% Reduced -4.4k -4,357
24 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 50,43750.4k $1.5m $1.5m 0.00% New
25 DHJJ Financial Advisors, Ltd. 0.62% of their portfolio NAPERVILLE, IL 40,71140.7k $1.2m $1.2m 0.62% Reduced -1.0k -1,045
26 Lantz Financial LLC 0.39% of their portfolio NAPERVILLE, IL 33,82233.8k $985.2k $985.2k 0.39% Added +167 +167
27 RiverTree Advisors, LLC 0.70% of their portfolio WINTER PARK, FL 33,27733.3k $969.4k $969.4k 0.70% Reduced -1.9k -1,859
28 Cypress Wealth Services, LLC 0.25% of their portfolio PALM DESERT, CA 32,53532.5k $959.8k $959.8k 0.25% Unchanged
29 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 30,99631.0k $902.9k $902.9k 0.01% Added +667 +667
30 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 24,72324.7k $720.2k $720.2k 0.01% Reduced -1.9k -1,902
31 Marathon Mission, Inc. 0.64% of their portfolio ALBANY, NY 23,88323.9k $695.9k $695.9k 0.64% First filing
32 Berger Financial Group, Inc 0.08% of their portfolio PLYMOUTH, MN 23,23423.2k $676.8k $676.8k 0.08% Added +11.7k +11,745
33 SageView Advisory Group, LLC 0.04% of their portfolio Newport Beach, CA 22,19222.2k $646.5k $646.5k 0.04% Reduced -1.2k -1,165
34 Diligent Investors, LLC 0.17% of their portfolio REDLANDS, CA 20,27720.3k $590.7k $590.7k 0.17% Unchanged
35 Strategic Blueprint, LLC 0.05% of their portfolio ATLANTA, GA 19,60219.6k $571.0k $571.0k 0.05% Added +165 +165
36 Pillar Wealth Advisors, LLC 0.46% of their portfolio WESTTOWN, PA 19,06919.1k $555.5k $555.5k 0.46% Unchanged
37 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 18,17818.2k $529.5k $529.5k 0.01% Unchanged
38 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 16,39416.4k $469.0k $469.0k 0.01% Reduced -445 -445
39 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 16,31016.3k $475.1k $475.1k 0.01% Unchanged
40 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 15,63515.6k $455.0k $455.0k 0.00% Reduced -4.3k -4,310
41 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 14,75814.8k $429.9k $429.9k 0.00% Unchanged
42 U.S. Capital Wealth Advisors, LLC 0.02% of their portfolio AUSTIN, TX 14,63914.6k $426.4k $426.4k 0.02% Added +2.2k +2,216
43 Tradition Wealth Management, LLC 0.05% of their portfolio EDINA, MN 13,91213.9k $405.0k $405.0k 0.05% Reduced -127 -127
44 GILL CAPITAL PARTNERS, LLC 0.17% of their portfolio DENVER, CO 13,72513.7k $399.8k $399.8k 0.17% Reduced -666 -666
45 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 13,02113.0k $379.3k $379.3k 0.00% Reduced -55 -55
46 Collaborative Wealth Managment Inc. 0.22% of their portfolio LAKE MARY, FL 12,50812.5k $364.4k $364.4k 0.22% Unchanged
47 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 12,25012.2k $356.8k $356.8k 0.00% Reduced -1.9k -1,882
48 WEALTH ALLIANCE, LLC 0.05% of their portfolio MELLVILLE, NY 12,14312.1k $353.7k $353.7k 0.05% Unchanged
49 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 10,38410.4k $302.0k $302.0k 0.00% Reduced -162 -162
50 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 9,3509.3k $272.4k $272.4k 0.01% New
51 Belpointe Asset Management LLC 0.03% of their portfolio RENO, NV 8,9929.0k $261.9k $261.9k 0.03% Reduced -187 -187
52 BCGM Wealth Management, LLC 0.11% of their portfolio LAFAYETTE, IN 8,6548.7k $252.1k $252.1k 0.11% New
53 BCS Wealth Management 0.18% of their portfolio JOHNSON CITY, TN 8,4858.5k $247.0k $247.0k 0.18% Unchanged
54 Summit Wealth Partners, LLC 0.06% of their portfolio Orlando, FL 8,4618.5k $246.5k $246.5k 0.06% Unchanged
55 CoreCap Advisors, LLC 0.02% of their portfolio SOUTHFIELD, MI 8,2638.3k $240.7k $240.7k 0.02% First filing
56 WPWealth LLP 0.10% of their portfolio FORT WORTH, TX 7,9147.9k $230.5k $230.5k 0.10% Unchanged
57 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 7,5807.6k $220.8k $220.8k 0.00% New
58 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 7,5307.5k $219.4k $219.4k 0.00% Reduced -759 -759
59 LINCOLN NATIONAL CORP 0.00% of their portfolio RADNOR, PA 7,3367.3k $213.7k $213.7k 0.00% Unchanged
60 Sound View Wealth Advisors Group, LLC 0.03% of their portfolio SAVANNAH, GA 7,2137.2k $210.1k $210.1k 0.03% Unchanged
61 Kathmere Capital Management, LLC 0.03% of their portfolio WAYNE, PA 7,0867.1k $206.4k $206.4k 0.03% Reduced -46 -46
62 Arlington Capital Management, Inc. 0.17% of their portfolio ARLINGTON HEIGHTS, IL 6,8786.9k $200.4k $200.4k 0.17% Reduced -16.0k -15,953
63 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 6,5186.5k $189.9k $189.9k 0.00% New
64 Realta Investment Advisors 0.02% of their portfolio WILMINGTON, DE 3,3803.4k $98.5k $98.5k 0.02% New
65 Sunbelt Securities, Inc. 0.01% of their portfolio HOUSTON, TX 2,6582.7k $77.4k $77.4k 0.01% Unchanged
66 TFO Wealth Partners, LLC 0.02% of their portfolio MAUMEE, OH 2,4462.4k $71.3k $71.3k 0.02% Unchanged
67 PHILLIPS FINANCIAL MANAGEMENT, LLC 0.00% of their portfolio FORT WAYNE, IN 1,7661.8k $51.4k $51.4k 0.00% Unchanged
68 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,6001.6k $46.6k $46.6k 0.00% Unchanged
69 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 967967 $28.2k $28.2k 0.00% New
70 UBS Group AG 0.00% of their portfolio ZURICH, V8 838838 $24.4k $24.4k 0.00% Reduced -1.7k -1,713
71 CWM, LLC 0.00% of their portfolio OMAHA, NE 655655 $19.0k $19.0k 0.00% Unchanged
72 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged