Vault-13

INNOVATOR ETFS TRUST EJAN

EMRGNG MKT JAN · ETP · CUSIP 45782C516

62 institutional holders +4 vs Q1 2023
2,262,0472.3m shares reported held*
$64.2mreported value*
7 new 12 added 22 reduced 5 sold out net sold ≈ $11.6m (-410.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $28.38.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 52Q4 22: 44Q1 23: 58Q2 23: 6262Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202252
Q4 202244
Q1 202358
Q2 202362

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 11 bought or addedQ4 22: 35 cut or sold outQ4 22Q1 23: 36 bought or addedQ1 23: 12 cut or sold outQ1 23Q2 23: 19 bought or addedQ2 23: 27 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221135
Q1 20233612
Q2 20231927

Biggest buyers

HighTower Advisors, LLC Added +63,973+64.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +36,288+36.3k
GILL CAPITAL PARTNERS, LLC New +22,732+22.7k
IFP Advisors, Inc Added +22,070+22.1k
JANE STREET GROUP, LLC New +19,325+19.3k
BCGM Wealth Management, LLC New +10,853+10.9k
CITADEL ADVISORS LLC Added +7,537+7.5k
Apollon Wealth Management, LLC New +7,050+7.0k
LINCOLN NATIONAL CORP Added +4,917+4.9k
CWM, LLC Added +4,094+4.1k

Biggest sellers

Global Strategic Investment Solutions, LLC Reduced -221,921-221.9k
Gradient Investments LLC Reduced -131,449-131.4k
Compass Advisory Group LLC Reduced -95,145-95.1k
MBL Wealth, LLC Reduced -54,324-54.3k
OLD MISSION CAPITAL LLC Sold out -46,573-46.6k
Janney Montgomery Scott LLC Reduced -22,055-22.1k
Chicago Partners Investment Group LLC Sold out -16,846-16.8k
Sigma Planning Corp Sold out -10,077-10.1k
Arlington Capital Management, Inc. Reduced -9,340-9.3k
Koshinski Asset Management, Inc. Reduced -7,913-7.9k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Gradient Investments LLC 0.34% of their portfolio ARDEN HILLS, MN 465,002465.0k $13.2m $13.2m 0.34% Reduced -131.4k -131,449
2 LINCOLN NATIONAL CORP 0.17% of their portfolio RADNOR, PA 297,369297.4k $8.4m $8.4m 0.17% Added +4.9k +4,917
3 MBL Wealth, LLC 0.47% of their portfolio CHARLOTTE, NC 116,437116.4k $3.3m $3.3m 0.47% Reduced -54.3k -54,324
4 Global Strategic Investment Solutions, LLC 0.39% of their portfolio Scottsdale, AZ 110,559110.6k $3.1m $3.1m 0.39% Reduced -221.9k -221,921
5 Valtinson Bruner Financial Planning LLC 1.42% of their portfolio NEW BRIGHTON, MN 92,53892.5k $2.6m $2.6m 1.42% Reduced -851 -851
6 CORRADO ADVISORS, LLC 1.62% of their portfolio RAMSEY, NJ 81,54581.5k $2.3m $2.3m 1.62% Reduced -472 -472
7 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 80,68880.7k $2.3m $2.3m 0.02% Reduced -800 -800
8 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 75,79275.8k $2.1m $2.1m 0.00% Added +64.0k +63,973
9 Compass Advisory Group LLC 0.83% of their portfolio MELVILLE, NY 55,73055.7k $1.6m $1.6m 0.83% Reduced -95.1k -95,145
10 IFP Advisors, Inc 0.03% of their portfolio TAMPA, FL 44,75844.8k $1.2m $1.2m 0.03% Added +22.1k +22,070
11 Forvis Mazars Wealth Advisors, LLC 0.04% of their portfolio Springfield, MO 42,89042.9k $1.2m $1.2m 0.04% Reduced -640 -640
12 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 40,50940.5k $1.1m $1.1m 0.00% Added +100 +100
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 36,28836.3k $1.0m $1.0m 0.00% New
14 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 36,23736.2k $1.0m $1.0m 0.00% Reduced -22.1k -22,055
15 My Personal CFO, LLC 0.76% of their portfolio VANCOUVER, WA 33,89033.9k $961.7k $961.7k 0.76% Unchanged
16 Marathon Mission, Inc. 0.89% of their portfolio ALBANY, NY 33,75033.8k $964.2k $964.2k 0.89% First filing
17 Pillar Wealth Advisors, LLC 0.75% of their portfolio WESTTOWN, PA 31,65331.7k $898.2k $898.2k 0.75% Unchanged
18 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 30,56030.6k $867.2k $867.2k 0.00% Unchanged
19 AdvisorNet Financial, Inc 0.07% of their portfolio MINNETONKA, MN 29,21229.2k $829.0k $829.0k 0.07% Unchanged
20 Cypress Wealth Services, LLC 0.22% of their portfolio PALM DESERT, CA 28,19028.2k $821.9k $821.9k 0.22% Unchanged
21 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 26,95026.9k $764.8k $764.8k 0.01% Added +2.8k +2,804
22 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 24,72024.7k $701.5k $701.5k 0.00% Added +2.4k +2,421
23 WEALTH ALLIANCE, LLC 0.10% of their portfolio MELLVILLE, NY 24,46524.5k $694.3k $694.3k 0.10% Unchanged
24 Sunbelt Securities, Inc. 0.10% of their portfolio HOUSTON, TX 24,23724.2k $687.8k $687.8k 0.10% Reduced -595 -595
25 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 23,43423.4k $665.0k $665.0k 0.00% Added +7.5k +7,537
26 Stratos Wealth Advisors, LLC 0.05% of their portfolio BEACHWOOD, OH 22,83222.8k $647.9k $647.9k 0.05% Reduced -2.7k -2,686
27 GILL CAPITAL PARTNERS, LLC 0.27% of their portfolio DENVER, CO 22,73222.7k $645.1k $645.1k 0.27% New
28 Diligent Investors, LLC 0.17% of their portfolio REDLANDS, CA 20,73220.7k $588.3k $588.3k 0.17% Unchanged
29 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 20,40520.4k $579.0k $579.0k 0.00% Added +1.3k +1,263
30 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 19,32519.3k $548.4k $548.4k 0.00% New
31 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 18,75218.8k $532.0k $532.0k 0.00% Added +2.6k +2,578
32 CWM, LLC 0.00% of their portfolio OMAHA, NE 18,27818.3k $519.0k $519.0k 0.00% Added +4.1k +4,094
33 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 18,03518.0k $511.8k $511.8k 0.01% Unchanged
34 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 18,03318.0k $511.7k $511.7k 0.00% Reduced -300 -300
35 Koshinski Asset Management, Inc. 0.05% of their portfolio DECATUR, IL 17,15317.2k $486.8k $486.8k 0.05% Reduced -7.9k -7,913
36 Strategic Blueprint, LLC 0.05% of their portfolio ATLANTA, GA 16,66416.7k $472.9k $472.9k 0.05% Added +2.1k +2,141
37 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 15,54315.5k $441.1k $441.1k 0.00% Reduced -472 -472
38 U.S. Capital Wealth Advisors, LLC 0.02% of their portfolio AUSTIN, TX 14,80114.8k $420.0k $420.0k 0.02% Added +70 +70
39 Tradition Wealth Management, LLC 0.05% of their portfolio EDINA, MN 14,15714.2k $402.0k $402.0k 0.05% Reduced -2 -2
40 Arlington Capital Management, Inc. 0.31% of their portfolio ARLINGTON HEIGHTS, IL 12,70412.7k $360.5k $360.5k 0.31% Reduced -9.3k -9,340
41 SageView Advisory Group, LLC 0.02% of their portfolio Newport Beach, CA 12,53112.5k $355.6k $355.6k 0.02% Reduced -2.2k -2,207
42 Weaver Consulting Group 0.15% of their portfolio HUNTINGTON BEACH, CA 12,18312.2k $345.7k $345.7k 0.15% Unchanged
43 BCGM Wealth Management, LLC 0.14% of their portfolio LAFAYETTE, IN 10,85310.9k $308.0k $308.0k 0.14% New
44 Alera Investment Advisors, LLC 0.06% of their portfolio DEERFIELD, IL 10,21310.2k $289.8k $289.8k 0.06% Reduced -589 -589
45 ROVIN CAPITAL /UT/ /ADV 0.10% of their portfolio MESA, AZ 7,4937.5k $213.0k $213.0k 0.10% Reduced -305 -305
46 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 7,4117.4k $210.3k $210.3k 0.01% Reduced -137 -137
47 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 7,1647.2k $203.3k $203.3k 0.01% First filing
48 Summit Wealth Partners, LLC 0.05% of their portfolio Orlando, FL 7,1377.1k $202.5k $202.5k 0.05% Unchanged
49 Apollon Wealth Management, LLC 0.01% of their portfolio MOUNT PLEASANT, SC 7,0507.0k $200.1k $200.1k 0.01% New
50 WealthPLAN Partners, LLC 0.02% of their portfolio OMAHA, NE 5,2555.3k $149.1k $149.1k 0.02% Reduced -72 -72
51 Realta Investment Advisors 0.02% of their portfolio WILMINGTON, DE 3,5503.5k $100.7k $100.7k 0.02% New
52 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 3,3003.3k $94.0k $94.0k 0.00% Unchanged
53 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 2,6002.6k $76.3k $76.3k 0.00% Unchanged
54 Capital Investment Advisory Services, LLC 0.01% of their portfolio RALEIGH, NC 2,1102.1k $59.9k $59.9k 0.01% Unchanged
55 TFO Wealth Partners, LLC 0.01% of their portfolio MAUMEE, OH 2,0832.1k $59.1k $59.1k 0.01% Unchanged
56 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,0692.1k $58.7k $58.7k 0.00% New
57 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.00% of their portfolio BLUE BELL, PA 526526 $14.9k $14.9k 0.00% Reduced -10 -10
58 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 490490 $13.9k $13.9k 0.00% Unchanged
59 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 300300 $8.5k $8.5k 0.00% Unchanged
60 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 130130 $3.7k $3.7k 0.00% Unchanged
61 Cape Investment Advisory, Inc. 0.00% of their portfolio MCDONOUGH, GA 5050 $1.4k $1.4k 0.00% Unchanged
62 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged