Vault-13

INNOVATOR ETFS TRUST BJAN

US EQTY BUFR JAN · ETP · CUSIP 45782C409

105 institutional holders -1 vs Q1 2024
3,732,7033.7m shares reported held*
$168.3mreported value*
4 new 16 added 43 reduced 6 sold out net sold ≈ $16.8m (-373.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $45.10.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 76Q4 22: 77Q1 23: 84Q2 23: 89Q3 23: 84Q4 23: 89Q1 24: 106Q2 24: 105105Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202276
Q4 202277
Q1 202384
Q2 202389
Q3 202384
Q4 202389
Q1 2024106
Q2 2024105

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 30 bought or addedQ4 22: 32 cut or sold outQ4 22Q1 23: 39 bought or addedQ1 23: 30 cut or sold outQ2 23: 24 bought or addedQ2 23: 36 cut or sold outQ2 23Q3 23: 19 bought or addedQ3 23: 40 cut or sold outQ4 23: 23 bought or addedQ4 23: 38 cut or sold outQ4 23Q1 24: 63 bought or addedQ1 24: 26 cut or sold outQ2 24: 20 bought or addedQ2 24: 49 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20223032
Q1 20233930
Q2 20232436
Q3 20231940
Q4 20232338
Q1 20246326
Q2 20242049

Biggest buyers

WOLVERINE TRADING, LLC New +13,946+13.9k
Penserra Capital Management LLC Added +13,730+13.7k
LPL Financial LLC Added +7,298+7.3k
Firestone Capital Management Added +6,138+6.1k
INTEGRAL INVESTMENT ADVISORS, INC. Added +5,080+5.1k
Financial Network Wealth Advisors LLC New +4,420+4.4k
Crown Wealth Group, LLC Added +3,312+3.3k
O'SHAUGHNESSY ASSET MANAGEMENT, LLC New +3,015+3.0k
Triad Wealth Partners, LLC New +2,136+2.1k
Allworth Financial LP Added +2,121+2.1k

Biggest sellers

Brookstone Capital Management Reduced -206,534-206.5k
ENVESTNET ASSET MANAGEMENT INC Reduced -65,543-65.5k
LINCOLN NATIONAL CORP Sold out -24,762-24.8k
JANE STREET GROUP, LLC Reduced -14,591-14.6k
Kathmere Capital Management, LLC Reduced -13,771-13.8k
Cetera Investment Advisers Reduced -13,614-13.6k
IFP Advisors, Inc Reduced -12,362-12.4k
CoreCap Advisors, LLC Reduced -11,658-11.7k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -11,643-11.6k
Cambridge Investment Research Advisors, Inc. Reduced -10,813-10.8k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: Brookstone Capital Management (1.5%, 2026-08-06)

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 474,210474.2k $21.4m $21.4m 0.03% Reduced -11.6k -11,643
2 Crown Wealth Group, LLC 7.35% of their portfolio Charlotte, NC 326,057326.1k $14.7m $14.7m 7.35% Added +3.3k +3,312
3 INTEGRAL INVESTMENT ADVISORS, INC. 3.82% of their portfolio TURLOCK, CA 229,484229.5k $10.4m $10.4m 3.82% Added +5.1k +5,080
4 Penserra Capital Management LLC 0.13% of their portfolio ORINDA, CA 220,814220.8k $10.0m $10.0m 0.13% Added +13.7k +13,730
5 U.S. Capital Wealth Advisors, LLC 0.28% of their portfolio AUSTIN, TX 162,534162.5k $7.3m $7.3m 0.28% Reduced -918 -918
6 Marcum Wealth, LLC 0.67% of their portfolio CLEVELAND, OH 148,839148.8k $6.7m $6.7m 0.67% Added +1.0k +1,025
7 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 146,870146.9k $6.6m $6.6m 0.01% Added +1.7k +1,687
8 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 123,037123.0k $5.5m $5.5m 0.01% Reduced -4.8k -4,824
9 Stuart Chaussee & Associates, Inc. 1.35% of their portfolio BEVERLY HILLS, CA 109,000109.0k $4.9m $4.9m 1.35% Unchanged
10 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 98,95699.0k $4.5m $4.5m 0.01% Reduced -6.5k -6,462
11 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 89,38489.4k $4.0m $4.0m 0.01% Reduced -13.6k -13,614
12 Maltin Wealth Management, Inc. 2.06% of their portfolio RIDGEWOOD, NJ 84,84584.8k $3.8m $3.8m 2.06% Reduced -841 -841
13 DHJJ Financial Advisors, Ltd. 1.38% of their portfolio NAPERVILLE, IL 72,48272.5k $3.3m $3.3m 1.38% Reduced -248 -248
14 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 71,23671.2k $3.2m $3.2m 0.00% Reduced -65.5k -65,543
15 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 70,65470.7k $3.2m $3.2m 0.00% Added +7.3k +7,298
16 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 62,15662.2k $2.8m $2.8m 0.00% Reduced -1.8k -1,760
17 Opes Wealth Management LLC 0.54% of their portfolio MENLO PARK, CA 57,84557.8k $2.6m $2.6m 0.54% Reduced -300 -300
18 My Personal CFO, LLC 1.14% of their portfolio VANCOUVER, WA 47,39047.4k $2.1m $2.1m 1.14% Unchanged
19 CoreCap Advisors, LLC 0.21% of their portfolio SOUTHFIELD, MI 45,30145.3k $2.0m $2.0m 0.21% Reduced -11.7k -11,658
20 First Commonwealth Financial Corp /PA/ 0.50% of their portfolio Indiana, PA 43,18343.2k $1.9m $1.9m 0.50% Reduced -640 -640
21 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 42,93742.9k $1.9m $1.9m 0.01% Added +795 +795
22 Strategic Blueprint, LLC 0.13% of their portfolio ATLANTA, GA 42,17142.2k $1.9m $1.9m 0.13% Added +1.4k +1,418
23 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 40,35240.4k $1.8m $1.8m 0.00% Reduced -246 -246
24 Bellwether Advisors, LLC 0.37% of their portfolio LINCOLN, NE 39,25939.3k $1.8m $1.8m 0.37% Unchanged
25 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 38,94338.9k $1.8m $1.8m 0.00% Reduced -7.5k -7,500
26 RFG Advisory, LLC 0.06% of their portfolio BIRMINGHAM, AL 37,60437.6k $1.7m $1.7m 0.06% Reduced -3.1k -3,085
27 Motiv8 Investments LLC 1.19% of their portfolio PORT ST. LUCIE, FL 35,45535.5k $1.6m $1.6m 1.19% Added +1.7k +1,658
28 OLD MISSION CAPITAL LLC 0.04% of their portfolio CHICAGO, IL 34,29934.3k $1.5m $1.5m 0.04% Reduced -3.5k -3,499
29 FSA Advisors, Inc. 1.58% of their portfolio TROY, MI 33,71033.7k $1.5m $1.5m 1.58% Reduced -36 -36
30 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 33,49133.5k $1.5m $1.5m 0.01% Reduced -10.8k -10,813
31 Schulz Wealth, LTD. 1.21% of their portfolio MANSFIELD, TX 31,71031.7k $1.4m $1.4m 1.21% Unchanged
32 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.26% of their portfolio BLUE BELL, PA 28,23828.2k $1.3m $1.3m 0.26% Reduced -654 -654
33 Sigma Planning Corp 0.04% of their portfolio ANN ARBOR, MI 27,02227.0k $1.2m $1.2m 0.04% Reduced -2.3k -2,255
34 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 26,12726.1k $1.2m $1.2m 0.00% Added +46 +46
35 Berkshire Money Management, Inc. 0.13% of their portfolio DALTON, MA 23,26823.3k $1.0m $1.0m 0.13% Reduced -108 -108
36 Sunbelt Securities, Inc. 0.10% of their portfolio HOUSTON, TX 21,98522.0k $991.5k $991.5k 0.10% Unchanged
37 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 21,37221.4k $963.8k $963.8k 0.01% Reduced -29 -29
38 Lantz Financial LLC 0.30% of their portfolio NAPERVILLE, IL 21,18121.2k $955.2k $955.2k 0.30% Reduced -17 -17
39 Stratos Wealth Advisors, LLC 0.04% of their portfolio BEACHWOOD, OH 18,66518.7k $841.8k $841.8k 0.04% Unchanged
40 Snowden Capital Advisors LLC 0.02% of their portfolio New York, NY 17,23017.2k $777.0k $777.0k 0.02% Unchanged
41 Advisory Services Network, LLC 0.02% of their portfolio ATLANTA, GA 16,40516.4k $739.8k $739.8k 0.02% Unchanged
42 Orion Capital Management LLC 0.38% of their portfolio CORONADO, CA 16,15516.2k $728.6k $728.6k 0.38% Reduced -140 -140
43 WOLVERINE TRADING, LLC 0.01% of their portfolio CHICAGO, IL 13,94613.9k $628.9k $628.9k 0.01% New
44 Collaborative Wealth Managment Inc. 0.31% of their portfolio LAKE MARY, FL 13,86813.9k $625.4k $625.4k 0.31% Unchanged
45 Firestone Capital Management 0.17% of their portfolio SOUTH MIAMI, FL 13,48013.5k $607.9k $607.9k 0.17% Added +6.1k +6,138
46 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 13,36213.4k $602.6k $602.6k 0.00% Unchanged
47 Focus Financial Network, Inc. 0.03% of their portfolio MINNEAPOLIS, MN 13,16413.2k $600.4k $600.4k 0.03% Unchanged
48 CRA Financial Services, LLC 0.12% of their portfolio NORTHFIELD, NJ 13,15913.2k $593.5k $593.5k 0.12% Reduced -500 -500
49 Chicago Partners Investment Group LLC 0.02% of their portfolio CHICAGO, IL 12,18612.2k $549.9k $549.9k 0.02% Unchanged
50 Arax Advisory Partners 0.05% of their portfolio NEW YORK, NY 11,86411.9k $535.0k $535.0k 0.05% Unchanged
51 Pinnacle Wealth Management Group, Inc. 0.36% of their portfolio PLYMOUTH, MI 11,85011.8k $534.4k $534.4k 0.36% Unchanged
52 City Center Advisors, LLC 0.59% of their portfolio TROY, MI 11,57611.6k $504.0k $504.0k 0.59% Unchanged
53 Valtinson Bruner Financial Planning LLC 0.20% of their portfolio NEW BRIGHTON, MN 11,02511.0k $497.2k $497.2k 0.20% Unchanged
54 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.04% of their portfolio CEDAR RAPIDS, IA 11,00911.0k $496.5k $496.5k 0.04% Reduced -1.7k -1,728
55 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 10,76410.8k $485.4k $485.4k 0.01% Reduced -238 -238
56 PCA Investment Advisory Services Inc. 0.25% of their portfolio CINCINNATI, OH 10,65010.7k $480.3k $480.3k 0.25% Added +100 +100
57 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 10,45310.5k $471.4k $471.4k 0.00% Added +1.6k +1,640
58 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 10,18810.2k $459.5k $459.5k 0.02% Reduced -571 -571
59 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 10,11910.1k $456.0k $456.0k 0.00% Reduced -1.2k -1,191
60 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 9,6619.7k $440.6k $440.6k 0.01% Reduced -206.5k -206,534
61 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 9,2129.2k $415.4k $415.4k 0.00% Reduced -4 -4
62 Kathmere Capital Management, LLC 0.04% of their portfolio WAYNE, PA 8,7068.7k $392.6k $392.6k 0.04% Reduced -13.8k -13,771
63 Trek Financial, LLC 0.03% of their portfolio Scottsdale, AZ 8,4698.5k $381.9k $381.9k 0.03% Unchanged
64 BCS Wealth Management 0.18% of their portfolio JOHNSON CITY, TN 8,3778.4k $378.0k $378.0k 0.18% Reduced -31 -31
65 Vantage Financial Partners, LLC 0.10% of their portfolio ELM GROVE, WI 8,2998.3k $374.3k $374.3k 0.10% Reduced -3.7k -3,652
66 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 7,4807.5k $337.3k $337.3k 0.00% Unchanged
67 Bedel Financial Consulting, Inc. 0.05% of their portfolio INDIANAPOLIS, IN 7,3847.4k $333.0k $333.0k 0.05% Reduced -520 -520
68 BCGM Wealth Management, LLC 0.11% of their portfolio LAFAYETTE, IN 7,2257.2k $325.8k $325.8k 0.11% Unchanged
69 Summit Wealth Partners, LLC 0.07% of their portfolio Orlando, FL 7,1837.2k $323.9k $323.9k 0.07% Reduced -1.5k -1,492
70 Beacon Financial Advisory LLC 0.11% of their portfolio CLEVELAND, OH 6,8156.8k $307.3k $307.3k 0.11% Added +2.0k +2,000
71 RETIREMENT INCOME SOLUTIONS, INC 0.07% of their portfolio ANN ARBOR, MI 6,7576.8k $304.7k $304.7k 0.07% Unchanged
72 Secure Asset Management, LLC 0.06% of their portfolio Troy, MI 6,5956.6k $297.4k $297.4k 0.06% Unchanged
73 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 6,5946.6k $297.4k $297.4k 0.01% Reduced -12.4k -12,362
74 Waterloo Capital, L.P. 0.04% of their portfolio AUSTIN, TX 6,5756.6k $296.5k $296.5k 0.04% Unchanged
75 Diligent Investors, LLC 0.07% of their portfolio REDLANDS, CA 6,1666.2k $278.1k $278.1k 0.07% Unchanged
76 CYPRESS FINANCIAL PLANNING LLC 0.11% of their portfolio HADDON HEIGHTS, NJ 5,9916.0k $270.2k $270.2k 0.11% Reduced -236 -236
77 Lewis Asset Management, LLC 0.20% of their portfolio LAFAYETTE, CA 5,9025.9k $266.2k $266.2k 0.20% Reduced -142 -142
78 Dominguez Wealth Management Solutions, Inc. 0.20% of their portfolio WILLIAMSBURG, VA 5,8925.9k $265.7k $265.7k 0.20% Unchanged
79 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 5,5745.6k $251.4k $251.4k 0.00% Reduced -14.6k -14,591
80 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 5,4745.5k $246.9k $246.9k 0.00% Reduced -110 -110
81 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 5,2085.2k $234.9k $234.9k 0.01% Unchanged
82 KFG WEALTH MANAGEMENT, LLC 0.08% of their portfolio GRANGER, IN 4,7034.7k $212.1k $212.1k 0.08% Unchanged
83 First Heartland Consultants, Inc. 0.02% of their portfolio LAKE ST. LOUIS, MO 4,6514.7k $210.0k $210.0k 0.02% Unchanged
84 Financial Network Wealth Advisors LLC 0.15% of their portfolio MURRAY, UT 4,4204.4k $199.3k $199.3k 0.15% New
85 CENTAURUS FINANCIAL, INC. 0.01% of their portfolio ANAHEIM, CA 4,3804.4k $198.0k $198.0k 0.01% Unchanged
86 Sugarloaf Wealth Management, LLC 0.03% of their portfolio DULUTH, GA 3,5003.5k $157.8k $157.8k 0.03% Unchanged
87 Global Trust Asset Management, LLC 0.06% of their portfolio PALM BEACH GARDENS, FL 3,5003.5k $157.8k $157.8k 0.06% Unchanged
88 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 3,0153.0k $136.0k $136.0k 0.00% New
89 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 2,1622.2k $97.9k $97.9k 0.00% Added +2.1k +2,121
90 Triad Wealth Partners, LLC 0.05% of their portfolio LAWRENCE, KS 2,1362.1k $96.3k $96.3k 0.05% New
91 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,0002.0k $90.2k $90.2k 0.00% Reduced -7.7k -7,675
92 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 1,7161.7k $77.0k $77.0k 0.00% Unchanged
93 Clear Point Advisors Inc. 0.06% of their portfolio MELVILLE, NY 1,6501.6k $74.4k $74.4k 0.06% Unchanged
94 Continuum Advisory, LLC 0.01% of their portfolio EAGLE, ID 939939 $42.3k $42.3k 0.01% Unchanged
95 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 907907 $40.9k $40.9k 0.00% Added +85 +85
96 Chris Bulman Inc 0.02% of their portfolio ROSEVILLE, CA 719719 $32.4k $32.4k 0.02% First filing
97 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 535535 $24.1k $24.1k 0.00% Unchanged
98 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 506506 $22.8k $22.8k 0.00% Unchanged
99 UBS Group AG 0.00% of their portfolio ZURICH, V8 286286 $12.9k $12.9k 0.00% Reduced -696 -696
100 Archer Investment Corp 0.00% of their portfolio Carmel, IN 248248 $11.2k $11.2k 0.00% Unchanged