Vault-13

INNOVATOR ETFS TRUST BJAN

US EQTY BUFR JAN · ETP · CUSIP 45782C409

89 institutional holders +5 vs Q1 2023
3,111,5723.1m shares reported held*
$117.2mreported value*
10 new 14 added 29 reduced 7 sold out net sold ≈ $9.5m (-252.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $37.68.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 76Q4 22: 77Q1 23: 84Q2 23: 8989Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202276
Q4 202277
Q1 202384
Q2 202389

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 30 bought or addedQ4 22: 32 cut or sold outQ4 22Q1 23: 39 bought or addedQ1 23: 30 cut or sold outQ1 23Q2 23: 24 bought or addedQ2 23: 36 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223032
Q1 20233930
Q2 20232436

Biggest buyers

HighTower Advisors, LLC Added +97,810+97.8k
Wealthquest Corp Added +93,349+93.3k
U.S. Capital Wealth Advisors, LLC New +62,232+62.2k
Allworth Financial LP New +35,714+35.7k
JANE STREET GROUP, LLC New +19,072+19.1k
WOLVERINE TRADING, LLC New +13,194+13.2k
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC Added +10,714+10.7k
ENVESTNET ASSET MANAGEMENT INC Added +10,009+10.0k
MML INVESTORS SERVICES, LLC New +9,384+9.4k
CITADEL ADVISORS LLC Added +8,877+8.9k

Biggest sellers

MGO ONE SEVEN LLC Sold out -211,782-211.8k
TCWP LLC Reduced -183,308-183.3k
Marcum Wealth, LLC Reduced -157,040-157.0k
Parkside Investments, LLC Sold out -16,000-16.0k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -12,663-12.7k
ROYAL BANK OF CANADA Sold out -11,795-11.8k
Cerity Partners LLC Reduced -8,500-8.5k
First Commonwealth Financial Corp /PA/ Sold out -8,197-8.2k
Beacon Pointe Advisors, LLC Reduced -7,878-7.9k
BENJAMIN F. EDWARDS & COMPANY, INC. Reduced -5,248-5.2k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: Brookstone Capital Management (1.5%, 2026-08-06)

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 418,245418.2k $15.8m $15.8m 0.03% Reduced -12.7k -12,663
2 Wealthquest Corp 1.64% of their portfolio CINCINNATI, OH 363,374363.4k $13.7m $13.7m 1.64% Added +93.3k +93,349
3 INTEGRAL INVESTMENT ADVISORS, INC. 4.60% of their portfolio TURLOCK, CA 182,424182.4k $6.9m $6.9m 4.60% Reduced -3.8k -3,838
4 Berkshire Money Management, Inc. 0.84% of their portfolio DALTON, MA 153,585153.6k $5.8m $5.8m 0.84% Added +395 +395
5 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 133,204133.2k $5.0m $5.0m 0.01% Reduced -4.5k -4,544
6 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 124,178124.2k $4.7m $4.7m 0.01% Added +97.8k +97,810
7 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 110,160110.2k $4.2m $4.2m 0.01% Reduced -3.8k -3,788
8 Stuart Chaussee & Associates, Inc. 1.29% of their portfolio BEVERLY HILLS, CA 109,000109.0k $4.1m $4.1m 1.29% Unchanged
9 Penserra Capital Management LLC 0.07% of their portfolio ORINDA, CA 89,55389.6k $3.4m $3.4m 0.07% Added +5.3k +5,331
10 DHJJ Financial Advisors, Ltd. 1.61% of their portfolio NAPERVILLE, IL 81,89981.9k $3.1m $3.1m 1.61% Reduced -1.1k -1,148
11 Maltin Wealth Management, Inc. 2.02% of their portfolio RIDGEWOOD, NJ 75,90975.9k $2.9m $2.9m 2.02% Reduced -400 -400
12 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 71,53971.5k $2.7m $2.7m 0.00% Added +10.0k +10,009
13 U.S. Capital Wealth Advisors, LLC 0.11% of their portfolio AUSTIN, TX 62,23262.2k $2.3m $2.3m 0.11% New
14 Strategic Blueprint, LLC 0.22% of their portfolio ATLANTA, GA 61,41161.4k $2.3m $2.3m 0.22% Added +493 +493
15 Opes Wealth Management LLC 0.60% of their portfolio MENLO PARK, CA 56,29056.3k $2.1m $2.1m 0.60% Added +3.5k +3,470
16 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 47,67047.7k $1.8m $1.8m 0.00% Reduced -647 -647
17 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 41,22941.2k $1.6m $1.6m 0.01% Reduced -135 -135
18 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 39,33539.3k $1.5m $1.5m 0.01% Reduced -4.5k -4,550
19 Bellwether Advisors, LLC 0.44% of their portfolio LINCOLN, NE 39,25939.3k $1.5m $1.5m 0.44% Unchanged
20 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 37,60837.6k $1.4m $1.4m 0.00% Reduced -472 -472
21 Allworth Financial LP 0.01% of their portfolio FOLSOM, CA 35,71435.7k $1.3m $1.3m 0.01% New
22 My Personal CFO, LLC 0.98% of their portfolio VANCOUVER, WA 33,16033.2k $1.3m $1.3m 0.98% Unchanged
23 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.31% of their portfolio BLUE BELL, PA 31,09831.1k $1.2m $1.2m 0.31% Added +10.7k +10,714
24 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 30,94830.9k $1.2m $1.2m 0.00% Unchanged
25 CoreCap Advisors, LLC 0.08% of their portfolio SOUTHFIELD, MI 30,76530.8k $1.2m $1.2m 0.08% First filing
26 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 30,13830.1k $1.1m $1.1m 0.01% Reduced -4.8k -4,821
27 TCWP LLC 0.23% of their portfolio Beachwood, OH 28,47428.5k $1.1m $1.1m 0.23% Reduced -183.3k -183,308
28 Cetera Advisors LLC 0.02% of their portfolio DENVER, CO 26,69226.7k $1.0m $1.0m 0.02% Added +481 +481
29 Kathmere Capital Management, LLC 0.14% of their portfolio WAYNE, PA 24,15024.1k $910.9k $910.9k 0.14% Reduced -9 -9
30 OneDigital Investment Advisors LLC 0.02% of their portfolio OVERLAND PARK, KS 23,45523.5k $884.7k $884.7k 0.02% Reduced -247 -247
31 Sunbelt Securities, Inc. 0.12% of their portfolio HOUSTON, TX 21,98522.0k $829.3k $829.3k 0.12% Unchanged
32 Collaborative Wealth Managment Inc. 0.49% of their portfolio LAKE MARY, FL 21,94121.9k $827.6k $827.6k 0.49% Unchanged
33 OLD MISSION CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 21,13621.1k $797.2k $797.2k 0.03% Reduced -3.4k -3,361
34 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 20,97821.0k $660.4k $660.4k 0.01% Added +7.7k +7,681
35 Lantz Financial LLC 0.30% of their portfolio NAPERVILLE, IL 20,63120.6k $778.2k $778.2k 0.30% Unchanged
36 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 20,57620.6k $776.1k $776.1k 0.00% Added +8.9k +8,877
37 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 19,07219.1k $719.4k $719.4k 0.00% New
38 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 17,69017.7k $667.3k $667.3k 0.00% Reduced -8.5k -8,500
39 Orion Capital Management LLC 0.43% of their portfolio CORONADO, CA 17,38217.4k $655.6k $655.6k 0.43% Reduced -240 -240
40 Chicago Partners Investment Group LLC 0.03% of their portfolio CHICAGO, IL 16,20116.2k $617.6k $617.6k 0.03% Reduced -3.0k -3,035
41 Accuvest Global Advisors 0.30% of their portfolio PROVO, UT 15,50015.5k $585.0k $585.0k 0.30% Unchanged
42 Stratos Wealth Advisors, LLC 0.04% of their portfolio BEACHWOOD, OH 15,40615.4k $581.1k $581.1k 0.04% Unchanged
43 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 15,07615.1k $568.7k $568.7k 0.00% Added +2.2k +2,222
44 CRA Financial Services, LLC 0.15% of their portfolio NORTHFIELD, NJ 14,95915.0k $564.3k $564.3k 0.15% Reduced -1.5k -1,525
45 WOLVERINE TRADING, LLC 0.01% of their portfolio CHICAGO, IL 13,19413.2k $492.6k $492.6k 0.01% New
46 Valtinson Bruner Financial Planning LLC 0.26% of their portfolio NEW BRIGHTON, MN 12,94912.9k $488.4k $488.4k 0.26% Reduced -78 -78
47 Pinnacle Wealth Management Group, Inc. 0.42% of their portfolio PLYMOUTH, MI 12,85012.8k $484.7k $484.7k 0.42% Unchanged
48 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 12,12412.1k $457.3k $457.3k 0.01% Unchanged
49 Arax Advisory Partners 0.06% of their portfolio NEW YORK, NY 11,92111.9k $449.7k $449.7k 0.06% Unchanged
50 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 11,91411.9k $449.4k $449.4k 0.01% Reduced -7.9k -7,878
51 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.04% of their portfolio CEDAR RAPIDS, IA 10,25710.3k $386.9k $386.9k 0.04% Reduced -450 -450
52 Bedel Financial Consulting, Inc. 0.08% of their portfolio INDIANAPOLIS, IN 9,7749.8k $368.7k $368.7k 0.08% Reduced -357 -357
53 Vantage Financial Partners, LLC 0.13% of their portfolio ELM GROVE, WI 9,5129.5k $358.8k $358.8k 0.13% Unchanged
54 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 9,3849.4k $354.0k $354.0k 0.00% New
55 LINCOLN NATIONAL CORP 0.01% of their portfolio RADNOR, PA 9,3529.4k $352.8k $352.8k 0.01% Unchanged
56 RFG Advisory, LLC 0.01% of their portfolio BIRMINGHAM, AL 8,7958.8k $331.7k $331.7k 0.01% New
57 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 8,4638.5k $319.2k $319.2k 0.01% Reduced -2.9k -2,944
58 Outlook Wealth Advisors, LLC 0.12% of their portfolio SHENANDOAH, TX 8,3968.4k $316.7k $316.7k 0.12% Unchanged
59 GTS SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 7,7457.7k $292.1k $292.1k 0.01% First filing
60 Focus Financial Network, Inc. 0.02% of their portfolio MINNEAPOLIS, MN 7,7327.7k $291.6k $291.6k 0.02% Unchanged
61 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 7,3657.4k $277.8k $277.8k 0.00% Reduced -830 -830
62 BCGM Wealth Management, LLC 0.12% of their portfolio LAFAYETTE, IN 7,2257.2k $272.5k $272.5k 0.12% New
63 RETIREMENT INCOME SOLUTIONS, INC 0.07% of their portfolio ANN ARBOR, MI 6,7576.8k $254.9k $254.9k 0.07% Unchanged
64 Marcum Wealth, LLC 0.03% of their portfolio CLEVELAND, OH 6,4936.5k $244.9k $244.9k 0.03% Reduced -157.0k -157,040
65 CYPRESS FINANCIAL PLANNING LLC 0.13% of their portfolio HADDON HEIGHTS, NJ 6,2276.2k $235.0k $235.0k 0.13% Unchanged
66 Dominguez Wealth Management Solutions, Inc. 0.19% of their portfolio WILLIAMSBURG, VA 5,8925.9k $222.2k $222.2k 0.19% Unchanged
67 TOWNSQUARE CAPITAL LLC 0.00% of their portfolio Lehi, UT 5,7995.8k $218.7k $218.7k 0.00% New
68 Visionary Wealth Advisors 0.02% of their portfolio O'FALLON, IL 5,4475.4k $205.5k $205.5k 0.02% Reduced -500 -500
69 Waterloo Capital, L.P. 0.06% of their portfolio AUSTIN, TX 5,3505.3k $201.8k $201.8k 0.06% New
70 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 5,2125.2k $196.6k $196.6k 0.01% Unchanged
71 PCA Investment Advisory Services Inc. 0.11% of their portfolio CINCINNATI, OH 4,9284.9k $185.9k $185.9k 0.11% Reduced -806 -806
72 Sugarloaf Wealth Management, LLC 0.04% of their portfolio DULUTH, GA 4,3004.3k $162.2k $162.2k 0.04% Unchanged
73 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 3,6503.6k $137.7k $137.7k 0.01% Unchanged
74 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,5003.5k $132.0k $132.0k 0.00% Unchanged
75 Global Trust Asset Management, LLC 0.06% of their portfolio PALM BEACH GARDENS, FL 3,5003.5k $132.0k $132.0k 0.06% Unchanged
76 CENTAURUS FINANCIAL, INC. 0.01% of their portfolio ANAHEIM, CA 3,4863.5k $131.0k $131.0k 0.01% New
77 UBS Group AG 0.00% of their portfolio ZURICH, V8 3,0793.1k $116.1k $116.1k 0.00% Added +643 +643
78 Joseph Group Capital Management 0.08% of their portfolio COLUMBUS, OH 2,5952.6k $97.9k $97.9k 0.08% Added +299 +299
79 AdvisorNet Financial, Inc 0.01% of their portfolio MINNETONKA, MN 2,0202.0k $76.2k $76.2k 0.01% Unchanged
80 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 1,7161.7k $65.0k $65.0k 0.00% Reduced -5.2k -5,248
81 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 506506 $19.1k $19.1k 0.00% Unchanged
82 Archer Investment Corp 0.00% of their portfolio Carmel, IN 248248 $9.4k $9.4k 0.00% Unchanged
83 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 246246 $9.3k $9.3k 0.00% Unchanged
84 WealthPLAN Partners, LLC 0.00% of their portfolio OMAHA, NE 182182 $6.9k $6.9k 0.00% Unchanged
85 Sutton Wealth Advisors Inc. 0.00% of their portfolio TAMPA, FL 134134 $5.1k $5.1k 0.00% Unchanged
86 Cape Investment Advisory, Inc. 0.00% of their portfolio MCDONOUGH, GA 100100 $3.8k $3.8k 0.00% Unchanged
87 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1717 $641 $641 0.00% Unchanged
88 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 55 $189 $189 0.00% Unchanged
89 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged