Vault-13

INNOVATOR ETFS TRUST PMAR

US EQTY PWR BUF · ETP · CUSIP 45782C383

136 institutional holders +43 vs Q4 2022
10,866,08510.9m shares reported held*
$349.5mreported value*
55 new 47 added 15 reduced 11 sold out net bought ≈ $182.8m (+5.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $32.16.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 92Q4 22: 93Q1 23: 136136Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202292
Q4 202293
Q1 2023136

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 17 bought or addedQ4 22: 51 cut or sold outQ4 22Q1 23: 102 bought or addedQ1 23: 26 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221751
Q1 202310226

Biggest buyers

ALLIANCEBERNSTEIN L.P. Added +1,675,456+1.7m
Southland Equity Partners LLC Added +758,477+758.5k
MAI Capital Management Added +345,727+345.7k
Stuart Chaussee & Associates, Inc. New +321,862+321.9k
Cetera Investment Advisers Added +315,754+315.8k
OSAIC HOLDINGS, INC. Added +228,332+228.3k
WEALTHSOURCE PARTNERS, LLC New +165,058+165.1k
HighTower Advisors, LLC Added +159,772+159.8k
NewEdge Advisors, LLC New +154,875+154.9k
WPWealth LLP New +127,720+127.7k

Biggest sellers

Transform Wealth, LLC Sold out -555,787-555.8k
IFP Advisors, Inc Reduced -17,637-17.6k
BENJAMIN F. EDWARDS & COMPANY, INC. Reduced -16,241-16.2k
RAYMOND JAMES & ASSOCIATES Reduced -14,219-14.2k
Better Money Decisions, LLC Sold out -12,241-12.2k
GILL CAPITAL PARTNERS, LLC Reduced -10,997-11.0k
CITADEL ADVISORS LLC Sold out -10,797-10.8k
First Commonwealth Financial Corp /PA/ Reduced -9,782-9.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -9,494-9.5k
OLD MISSION CAPITAL LLC Sold out -8,614-8.6k

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ALLIANCEBERNSTEIN L.P. 0.03% of their portfolio NASHVILLE, TN 2,511,5102.5m $80.8m $80.8m 0.03% Added +1.7m +1,675,456
2 Southland Equity Partners LLC 9.79% of their portfolio WILDWOOD, MO 774,328774.3k $24.9m $24.9m 9.79% Added +758.5k +758,477
3 Penserra Capital Management LLC 0.36% of their portfolio ORINDA, CA 535,852535.9k $17.2m $17.2m 0.36% Added +69.9k +69,885
4 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 512,103512.1k $16.5m $16.5m 0.03% Added +228.3k +228,332
5 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 461,113461.1k $14.8m $14.8m 0.03% Added +59.3k +59,313
6 MAI Capital Management 0.20% of their portfolio INDEPENDENCE, OH 392,851392.9k $12.6m $12.6m 0.20% Added +345.7k +345,727
7 AE Wealth Management LLC 0.08% of their portfolio TOPEKA, KS 363,804363.8k $11.7m $11.7m 0.08% Added +88.0k +88,001
8 Cetera Investment Advisers 0.09% of their portfolio SCHAUMBURG, IL 326,783326.8k $10.5m $10.5m 0.09% Added +315.8k +315,754
9 Stuart Chaussee & Associates, Inc. 3.51% of their portfolio BEVERLY HILLS, CA 321,862321.9k $10.4m $10.4m 3.51% New
10 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 193,212193.2k $6.2m $6.2m 0.00% Added +68.4k +68,396
11 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 186,628186.6k $6.0m $6.0m 0.01% Added +159.8k +159,772
12 Cetera Advisor Networks LLC 0.04% of their portfolio EL SEGUNDO, CA 177,047177.0k $5.7m $5.7m 0.04% Added +7.2k +7,226
13 InterOcean Capital Group, LLC 0.19% of their portfolio NASHVILLE, TN 170,297170.3k $5.5m $5.5m 0.19% Reduced -470 -470
14 WEALTHSOURCE PARTNERS, LLC 0.36% of their portfolio SAN LUIS OBISPO, CA 165,058165.1k $5.3m $5.3m 0.36% New
15 NewEdge Advisors, LLC 0.06% of their portfolio NEW ORLEANS, LA 154,875154.9k $5.0m $5.0m 0.06% New
16 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 148,608148.6k $4.8m $4.8m 0.01% Added +116.1k +116,093
17 LINCOLN NATIONAL CORP 0.10% of their portfolio RADNOR, PA 146,943146.9k $4.7m $4.7m 0.10% Added +7.5k +7,465
18 WPWealth LLP 1.90% of their portfolio FORT WORTH, TX 127,720127.7k $4.1m $4.1m 1.90% New
19 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 127,471127.5k $4.1m $4.1m 0.02% New
20 Forvis Mazars Wealth Advisors, LLC 0.13% of their portfolio Springfield, MO 126,755126.8k $4.1m $4.1m 0.13% Added +74.5k +74,450
21 First Capital Advisors Group, LLC. 2.47% of their portfolio LITTLE SILVER, NJ 119,709119.7k $3.9m $3.9m 2.47% New
22 SkyView Investment Advisors, LLC 0.90% of their portfolio SHREWSBURY, NJ 119,709119.7k $3.9m $3.9m 0.90% New
23 GILL CAPITAL PARTNERS, LLC 1.44% of their portfolio DENVER, CO 100,141100.1k $3.2m $3.2m 1.44% Reduced -11.0k -10,997
24 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 89,43889.4k $2.9m $2.9m 0.00% New
25 WEALTH ALLIANCE, LLC 0.46% of their portfolio MELLVILLE, NY 88,12688.1k $2.8m $2.8m 0.46% Added +62.9k +62,897
26 Beacon Pointe Advisors, LLC 0.05% of their portfolio NEWPORT BEACH, CA 84,89884.9k $2.7m $2.7m 0.05% Added +24.5k +24,529
27 BCS Wealth Management 1.16% of their portfolio JOHNSON CITY, TN 80,07180.1k $2.6m $2.6m 1.16% Added +11.9k +11,934
28 CITY HOLDING CO 0.46% of their portfolio CHARLESTON, WV 79,54579.5k $2.6m $2.6m 0.46% Added +11.1k +11,095
29 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 78,04978.0k $2.5m $2.5m 0.01% Added +23.5k +23,457
30 MTM FINANCIAL GROUP, LLC 2.13% of their portfolio BETHLEHEM, PA 75,35775.4k $2.4m $2.4m 2.13% Added +9.6k +9,575
31 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 75,26675.3k $2.4m $2.4m 0.03% Reduced -4.3k -4,267
32 KFG WEALTH MANAGEMENT, LLC 1.67% of their portfolio GRANGER, IN 74,56374.6k $2.4m $2.4m 1.67% Added +26.9k +26,891
33 Keystone Wealth Services, LLC 0.96% of their portfolio PALM DESERT, CA 73,20273.2k $2.4m $2.4m 0.96% Added +46.5k +46,497
34 Strategic Wealth Partners Group, LLC 0.37% of their portfolio DEERFIELD, IL 70,13370.1k $2.3m $2.3m 0.37% New
35 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 69,85069.8k $2.2m $2.2m 0.00% Added +45.0k +44,996
36 ATTICUS WEALTH MANAGEMENT, LLC 0.80% of their portfolio Palm Beach Gardens, FL 65,30065.3k $2.1m $2.1m 0.80% New
37 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 65,21265.2k $2.1m $2.1m 0.01% Added +26.7k +26,746
38 Brookstone Capital Management 0.04% of their portfolio WHEATON, IL 64,65664.7k $2.1m $2.1m 0.04% Added +32.7k +32,683
39 Main Street Financial Solutions, LLC 0.27% of their portfolio NEWTOWN, PA 56,20056.2k $1.8m $1.8m 0.27% Unchanged
40 Cetera Advisors LLC 0.03% of their portfolio DENVER, CO 53,18153.2k $1.7m $1.7m 0.03% Added +26.8k +26,762
41 Bellwether Advisors, LLC 0.45% of their portfolio LINCOLN, NE 51,34851.3k $1.7m $1.7m 0.45% Unchanged
42 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 50,29050.3k $1.6m $1.6m 0.02% Added +10.7k +10,660
43 Valmark Advisers, Inc. 0.03% of their portfolio AKRON, OH 47,89447.9k $1.5m $1.5m 0.03% Added +37.7k +37,731
44 Lineweaver Wealth Advisors, LLC 0.44% of their portfolio VALLEY VIEW, OH 44,44644.4k $1.4m $1.4m 0.44% Added +14.2k +14,201
45 Range Financial Group LLC 0.86% of their portfolio TIGARD, OR 40,71840.7k $1.3m $1.3m 0.86% Added +21.2k +21,247
46 CORRADO ADVISORS, LLC 0.87% of their portfolio RAMSEY, NJ 40,52940.5k $1.3m $1.3m 0.87% Added +33.1k +33,137
47 WorthPointe, LLC 0.87% of their portfolio La Jolla, CA 40,05440.1k $1.3m $1.3m 0.87% New
48 LAKE STREET PRIVATE WEALTH, LLC 0.21% of their portfolio CHICAGO, IL 34,19834.2k $1.1m $1.1m 0.21% Added +325 +325
49 BENJAMIN F. EDWARDS & COMPANY, INC. 0.04% of their portfolio ST. LOUIS, MO 31,58531.6k $1.0m $1.0m 0.04% Reduced -16.2k -16,241
50 Global Strategic Investment Solutions, LLC 0.14% of their portfolio Scottsdale, AZ 30,89830.9k $994.0k $994.0k 0.14% New
51 Sutton Wealth Advisors Inc. 0.52% of their portfolio TAMPA, FL 29,97530.0k $964.3k $964.3k 0.52% Reduced -1.1k -1,060
52 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 25,46525.5k $819.2k $819.2k 0.00% Reduced -14.2k -14,219
53 Capital Analysts, LLC 0.05% of their portfolio FORT WASHINGTON, PA 25,44925.4k $818.0k $818.0k 0.05% New
54 Sequoia Financial Advisors, LLC 0.02% of their portfolio Akron, OH 24,84924.8k $799.4k $799.4k 0.02% New
55 Summit Wealth Partners, LLC 0.20% of their portfolio Orlando, FL 24,67224.7k $793.7k $793.7k 0.20% New
56 Stratos Wealth Advisors, LLC 0.06% of their portfolio BEACHWOOD, OH 24,62024.6k $792.0k $792.0k 0.06% New
57 Patriot Financial Group Insurance Agency, LLC 0.16% of their portfolio Westborough, MA 24,36124.4k $783.7k $783.7k 0.16% Added +5.2k +5,200
58 First Commonwealth Financial Corp /PA/ 0.28% of their portfolio Indiana, PA 24,13824.1k $776.5k $776.5k 0.28% Reduced -9.8k -9,782
59 Alera Investment Advisors, LLC 0.18% of their portfolio DEERFIELD, IL 24,09224.1k $775.0k $775.0k 0.18% Added +978 +978
60 DHJJ Financial Advisors, Ltd. 0.40% of their portfolio NAPERVILLE, IL 23,03223.0k $740.9k $740.9k 0.40% Reduced -1.1k -1,087
61 Spire Wealth Management 0.03% of their portfolio MCLEAN, VA 20,97521.0k $674.8k $674.8k 0.03% New
62 Belpointe Asset Management LLC 0.04% of their portfolio RENO, NV 20,49720.5k $659.4k $659.4k 0.04% Added +20.4k +20,448
63 Advisory Alpha, LLC 0.04% of their portfolio HOLLAND, MI 19,51019.5k $627.6k $627.6k 0.04% New
64 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 18,97619.0k $610.5k $610.5k 0.00% Added +18.5k +18,521
65 SMI Advisory Services, LLC 0.19% of their portfolio COLUMBUS, IN 18,83518.8k $578.6k $578.6k 0.19% Unchanged
66 Vishria Bird Financial Group, LLC 0.37% of their portfolio MEMPHIS, TN 17,85317.9k $574.0k $574.0k 0.37% Unchanged
67 Cedar Brook Financial Partners, LLC 0.15% of their portfolio CLEVELAND, OH 17,78017.8k $572.0k $572.0k 0.15% Reduced -595 -595
68 SIGNATUREFD, LLC 0.02% of their portfolio ATLANTA, GA 17,27717.3k $555.8k $555.8k 0.02% Unchanged
69 Cypress Wealth Services, LLC 0.15% of their portfolio PALM DESERT, CA 16,31316.3k $524.8k $524.8k 0.15% Added +5.3k +5,311
70 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 16,15516.2k $519.7k $519.7k 0.02% New
71 Great Lakes Retirement, Inc. 0.09% of their portfolio SANDUSKY, OH 15,31215.3k $492.6k $492.6k 0.09% New
72 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.05% of their portfolio CEDAR RAPIDS, IA 15,24715.2k $490.5k $490.5k 0.05% Added +1.8k +1,845
73 Orion Capital Management LLC 0.32% of their portfolio CORONADO, CA 14,88414.9k $478.8k $478.8k 0.32% Added +5.2k +5,195
74 Chicago Partners Investment Group LLC 0.03% of their portfolio CHICAGO, IL 14,50414.5k $468.9k $468.9k 0.03% New
75 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 13,98614.0k $449.9k $449.9k 0.02% Added +1.1k +1,122
76 Trek Financial, LLC 0.04% of their portfolio Scottsdale, AZ 13,95714.0k $449.0k $449.0k 0.04% New
77 BROWN BROTHERS HARRIMAN & CO 0.00% of their portfolio NEW YORK, NY 13,50013.5k $434.3k $434.3k 0.00% New
78 Visionary Wealth Advisors 0.04% of their portfolio O'FALLON, IL 13,28113.3k $427.2k $427.2k 0.04% New
79 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 13,23313.2k $352.9k $352.9k 0.02% Reduced -17.6k -17,637
80 Arax Advisory Partners 0.06% of their portfolio NEW YORK, NY 13,07113.1k $420.5k $420.5k 0.06% Reduced -123 -123
81 Crown Wealth Group, LLC 0.35% of their portfolio Charlotte, NC 13,00013.0k $418.2k $418.2k 0.35% New
82 EVERMAY WEALTH MANAGEMENT LLC 0.08% of their portfolio ARLINGTON, VA 12,80012.8k $411.8k $411.8k 0.08% New
83 Steward Financial Group LLC 0.13% of their portfolio COLLEYVILLE, TX 11,97912.0k $385.0k $385.0k 0.13% New
84 B.O.S.S. Retirement Advisors, LLC 0.09% of their portfolio Lehi, UT 11,95712.0k $384.7k $384.7k 0.09% Added +157 +157
85 M Holdings Securities, Inc. 0.04% of their portfolio PORTLAND, OR 11,80811.8k $380.0k $380.0k 0.04% Unchanged
86 RFG Advisory, LLC 0.02% of their portfolio BIRMINGHAM, AL 11,62611.6k $374.0k $374.0k 0.02% New
87 Financial Architects, Inc 0.06% of their portfolio MARLTON, NJ 11,12811.1k $358.0k $358.0k 0.06% New
88 Fragasso Financial Advisors Inc 0.04% of their portfolio SEWICKLEY, PA 10,84310.8k $348.8k $348.8k 0.04% New
89 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 10,78610.8k $347.0k $347.0k 0.01% Added +2.5k +2,514
90 Smith Anglin Financial, LLC 0.05% of their portfolio DALLAS, TX 10,75110.8k $345.8k $345.8k 0.05% Reduced -3.7k -3,679
91 Pillar Wealth Advisors, LLC 0.34% of their portfolio WESTTOWN, PA 10,74510.7k $345.7k $345.7k 0.34% Unchanged
92 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 10,16110.2k $326.9k $326.9k 0.01% Added +1.3k +1,273
93 Weaver Consulting Group 0.15% of their portfolio HUNTINGTON BEACH, CA 10,14210.1k $326.3k $326.3k 0.15% New
94 Diligent Investors, LLC 0.10% of their portfolio REDLANDS, CA 10,11510.1k $325.4k $325.4k 0.10% New
95 PERSONAL CFO SOLUTIONS, LLC 0.07% of their portfolio CHESTER, NJ 9,8799.9k $317.8k $317.8k 0.07% New
96 Pinnacle Wealth Management Group, Inc. 0.27% of their portfolio PLYMOUTH, MI 9,6009.6k $308.8k $308.8k 0.27% Added +1.8k +1,800
97 Bedel Financial Consulting, Inc. 0.08% of their portfolio INDIANAPOLIS, IN 9,5869.6k $308.4k $308.4k 0.08% Unchanged
98 Sugarloaf Wealth Management, LLC 0.07% of their portfolio DULUTH, GA 9,4209.4k $303.0k $303.0k 0.07% Added +5.1k +5,120
99 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 9,2429.2k $297.3k $297.3k 0.01% New
100 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 9,1689.2k $294.9k $294.9k 0.01% New