Vault-13

INNOVATOR ETFS TRUST UMAR

US EQT ULTRA BF · ETP · CUSIP 45782C375

82 institutional holders +11 vs Q4 2025
2,327,1392.3m shares reported held*
$92.5mreported value*
14 new 33 added 21 reduced 3 sold out net bought ≈ $18.0m (+453.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $39.74.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 27Q4 22: 34Q1 23: 43Q2 23: 34Q3 23: 38Q4 23: 36Q1 24: 54Q2 24: 65Q3 24: 57Q4 24: 59Q1 25: 69Q2 25: 73Q3 25: 69Q4 25: 71Q1 26: 8282Q3 22Q3 23Q3 24Q3 25Q1 26
Numbers
QuarterHolders
Q3 202227
Q4 202234
Q1 202343
Q2 202334
Q3 202338
Q4 202336
Q1 202454
Q2 202465
Q3 202457
Q4 202459
Q1 202569
Q2 202573
Q3 202569
Q4 202571
Q1 202682

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q2 24: 33 bought or addedQ2 24: 15 cut or sold outQ3 24: 14 bought or addedQ3 24: 36 cut or sold outQ3 24Q4 24: 9 bought or addedQ4 24: 31 cut or sold outQ1 25: 39 bought or addedQ1 25: 24 cut or sold outQ1 25Q2 25: 34 bought or addedQ2 25: 21 cut or sold outQ3 25: 18 bought or addedQ3 25: 37 cut or sold outQ3 25Q4 25: 11 bought or addedQ4 25: 43 cut or sold outQ1 26: 47 bought or addedQ1 26: 24 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 20243315
Q3 20241436
Q4 2024931
Q1 20253924
Q2 20253421
Q3 20251837
Q4 20251143
Q1 20264724

Biggest buyers

Caliber Wealth Management, LLC / KS New +138,550+138.6k
RAYMOND JAMES FINANCIAL INC Added +69,359+69.4k
KFG WEALTH MANAGEMENT, LLC Added +63,541+63.5k
Kestra Advisory Services, LLC Added +52,875+52.9k
Kellett Wealth Advisors, LLC New +47,893+47.9k
Berger Financial Group, Inc Added +27,084+27.1k
ENVESTNET ASSET MANAGEMENT INC Added +18,166+18.2k
Arax Advisory Partners Added +16,089+16.1k
RIVERCHASE WEALTH MANAGEMENT, LLC New +15,684+15.7k
Lantz Financial LLC Added +11,512+11.5k

Biggest sellers

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -28,703-28.7k
OLD MISSION CAPITAL LLC Reduced -21,599-21.6k
TRUIST FINANCIAL CORP Reduced -16,657-16.7k
MGO ONE SEVEN LLC Reduced -14,140-14.1k
BCS Wealth Management Reduced -10,718-10.7k
WealthPLAN Partners, LLC Reduced -8,122-8.1k
Spire Wealth Management Reduced -6,305-6.3k
Hiley Hunt Wealth Management Sold out -5,066-5.1k
WealthPlan Investment Management, LLC Reduced -4,400-4.4k
Chicago Partners Investment Group LLC Reduced -3,220-3.2k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: Brookstone Capital Management (0.9%, 2026-09-02)

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Lantz Financial LLC 1.69% of their portfolio NAPERVILLE, IL 205,447205.4k $8.2m $8.2m 1.69% Added +11.5k +11,512
2 KFG WEALTH MANAGEMENT, LLC 0.99% of their portfolio GRANGER, IN 192,335192.3k $7.6m $7.6m 0.99% Added +63.5k +63,541
3 MGO ONE SEVEN LLC 0.14% of their portfolio Beachwood, OH 172,145172.1k $6.8m $6.8m 0.14% Reduced -14.1k -14,140
4 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 0.33% of their portfolio Westlake, OH 145,429145.4k $5.8m $5.8m 0.33% Added +8.0k +8,023
5 Caliber Wealth Management, LLC / KS 0.60% of their portfolio Overland Park, KS 138,550138.6k $5.5m $5.5m 0.60% New
6 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 130,049130.0k $5.2m $5.2m 0.02% Added +52.9k +52,875
7 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 109,075109.1k $4.3m $4.3m 0.00% Added +69.4k +69,359
8 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 94,28694.3k $3.7m $3.7m 0.01% Added +11.2k +11,197
9 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 90,32690.3k $3.6m $3.6m 0.01% Added +8.7k +8,743
10 CENTRAL VALLEY ADVISORS, LLC 0.84% of their portfolio SACRAMENTO, CA 77,09577.1k $3.1m $3.1m 0.84% Added +8.7k +8,664
11 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 62,62362.6k $2.5m $2.5m 0.00% Added +2.4k +2,362
12 Berger Financial Group, Inc 0.13% of their portfolio PLYMOUTH, MN 57,90757.9k $2.3m $2.3m 0.13% Added +27.1k +27,084
13 Kellett Wealth Advisors, LLC 1.03% of their portfolio CINCINNATI, OH 47,89347.9k $1.9m $1.9m 1.03% New
14 WealthPlan Investment Management, LLC 0.09% of their portfolio OMAHA, NE 39,57839.6k $1.6m $1.6m 0.09% Reduced -4.4k -4,400
15 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 38,16538.2k $1.5m $1.5m 0.00% Added +18.2k +18,166
16 Spire Wealth Management 0.05% of their portfolio MCLEAN, VA 35,29635.3k $1.4m $1.4m 0.05% Reduced -6.3k -6,305
17 MBL Wealth, LLC 0.09% of their portfolio CHARLOTTE, NC 30,86530.9k $1.2m $1.2m 0.09% Added +1.2k +1,200
18 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 28,63128.6k $1.1m $1.1m 0.00% Reduced -16.7k -16,657
19 Archer Investment Corp 0.21% of their portfolio Carmel, IN 24,55724.6k $975.9k $975.9k 0.21% Added +1.2k +1,197
20 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 24,36624.4k $968.3k $968.3k 0.01% Reduced -626 -626
21 FIDUCIARY FINANCIAL GROUP, LLC 0.12% of their portfolio SAN RAFAEL, CA 22,77522.8k $905.1k $905.1k 0.12% Reduced -930 -930
22 Impact Partnership Wealth, LLC 0.11% of their portfolio MARIETTA, GA 22,47122.5k $893.0k $893.0k 0.11% Reduced -564 -564
23 Foundations Investment Advisors, LLC 0.01% of their portfolio PHOENIX, AZ 22,26822.3k $884.9k $884.9k 0.01% Added +203 +203
24 IMG Wealth Management, Inc. 0.54% of their portfolio JACKSONVILLE, FL 21,31021.3k $846.9k $846.9k 0.54% Added +250 +250
25 Kovack Advisors, Inc. 0.05% of their portfolio FT. LAUDERDALE, FL 21,29521.3k $846.4k $846.4k 0.05% Reduced -2.0k -1,997
26 Wood Tarver Financial Group, LLC 0.21% of their portfolio BOISE, ID 19,09719.1k $758.0k $758.0k 0.21% Unchanged
27 Arete Wealth Advisors, LLC 0.06% of their portfolio CHICAGO, IL 19,03119.0k $755.9k $755.9k 0.06% Reduced -350 -350
28 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 18,75518.8k $745.0k $745.0k 0.00% Added +308 +308
29 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 17,70017.7k $703.4k $703.4k 0.01% Added +9.6k +9,611
30 Ausdal Financial Partners, Inc. 0.03% of their portfolio Davenport, IA 17,08717.1k $679.0k $679.0k 0.03% Added +454 +454
31 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 16,52516.5k $657.0k $657.0k 0.02% Unchanged
32 Arax Advisory Partners 0.02% of their portfolio NEW YORK, NY 16,50016.5k $655.7k $655.7k 0.02% Added +16.1k +16,089
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 16,32716.3k $648.8k $648.8k 0.00% Reduced -28.7k -28,703
34 WealthPLAN Partners, LLC 0.12% of their portfolio OMAHA, NE 15,90115.9k $631.9k $631.9k 0.12% Reduced -8.1k -8,122
35 RIVERCHASE WEALTH MANAGEMENT, LLC 0.32% of their portfolio Flower Mound, TX 15,68415.7k $623.3k $623.3k 0.32% New
36 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 15,05215.1k $598.2k $598.2k 0.00% Added +3.9k +3,881
37 Ballast Rock Private Wealth LLC 0.32% of their portfolio CHARLESTON, SC 14,49914.5k $576.2k $576.2k 0.32% Added +497 +497
38 SAGESPRING WEALTH PARTNERS, LLC 0.01% of their portfolio FRANKLIN, TN 13,48913.5k $536.1k $536.1k 0.01% Added +1.5k +1,535
39 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 13,45213.5k $534.6k $534.6k 0.01% Reduced -21.6k -21,599
40 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 11,59011.6k $460.6k $460.6k 0.00% Reduced -315 -315
41 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 11,57811.6k $460.1k $460.1k 0.00% Unchanged
42 Trek Financial, LLC 0.02% of their portfolio Scottsdale, AZ 11,31311.3k $449.6k $449.6k 0.02% Reduced -400 -400
43 CRA Financial Services, LLC 0.06% of their portfolio NORTHFIELD, NJ 11,25511.3k $447.3k $447.3k 0.06% Added +500 +500
44 Sound Portfolio Advisors, LLC 0.36% of their portfolio MYSTIC, CT 11,16411.2k $443.7k $443.7k 0.36% Reduced -1.2k -1,155
45 Blue Sky Capital Consultants Group, Inc. 0.21% of their portfolio Poway, CA 11,08611.1k $440.6k $440.6k 0.21% Added +1.4k +1,362
46 BCS Wealth Management 0.09% of their portfolio JOHNSON CITY, TN 10,71810.7k $425.9k $425.9k 0.09% Reduced -10.7k -10,718
47 Strategic Blueprint, LLC 0.02% of their portfolio ATLANTA, GA 9,8339.8k $390.8k $390.8k 0.02% Unchanged
48 Chicago Partners Investment Group LLC 0.01% of their portfolio CHICAGO, IL 8,4298.4k $348.0k $348.0k 0.01% Reduced -3.2k -3,220
49 Retirement Planning Group, LLC 0.01% of their portfolio LEAWOOD, KS 8,3038.3k $330.0k $330.0k 0.01% Unchanged
50 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 7,9978.0k $317.8k $317.8k 0.00% Added +51 +51
51 Integrity Advisory Solutions, LLC 0.04% of their portfolio DALLAS, TX 7,7267.7k $307.0k $307.0k 0.04% New
52 NewCorp Financial Services, Inc. 0.26% of their portfolio ALPHARETTA, GA 7,5327.5k $299.3k $299.3k 0.26% New
53 Allie Family Office LLC 0.13% of their portfolio MIAMI, FL 7,4577.5k $296.3k $296.3k 0.13% New
54 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 7,2207.2k $286.9k $286.9k 0.00% Added +2.7k +2,745
55 GUARDIAN WEALTH ADVISORS, LLC / NC 0.02% of their portfolio RALEIGH, NC 7,2207.2k $286.9k $286.9k 0.02% New
56 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 7,1587.2k $285.0k $285.0k 0.00% Added +5.0k +4,992
57 SILVER OAK SECURITIES, INCORPORATED 0.02% of their portfolio JACKSON, TN 7,0817.1k $281.4k $281.4k 0.02% Unchanged
58 Occidental Asset Management, LLC 0.03% of their portfolio Burlingame, CA 6,8346.8k $271.6k $271.6k 0.03% Added +616 +616
59 BFI Wealth Solutions, LLC 0.25% of their portfolio DALLAS, TX 6,6006.6k $263.6k $263.6k 0.25% Unchanged
60 Savvy Advisors, Inc. 0.01% of their portfolio NEW YORK, NY 6,5336.5k $259.6k $259.6k 0.01% Added +647 +647
61 Advance Capital Management, Inc. 0.01% of their portfolio SOUTHFIELD, MI 6,5106.5k $258.7k $258.7k 0.01% Reduced -3.0k -3,044
62 Golden Reserve Retirement LLC 0.05% of their portfolio DUBLIN, OH 5,9005.9k $234.5k $234.5k 0.05% Unchanged
63 MILESTONE ASSET MANAGEMENT, LLC 0.04% of their portfolio PITTSBURGH, PA 5,6065.6k $222.8k $222.8k 0.04% Reduced -99 -99
64 LaSalle St. Investment Advisors, LLC 0.03% of their portfolio ELMHURST, IL 5,3795.4k $213.8k $213.8k 0.03% Reduced -149 -149
65 Three Seasons Wealth, LLC 0.08% of their portfolio SALT LAKE CITY, UT 5,2165.2k $207.3k $207.3k 0.08% New
66 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 4,9234.9k $195.6k $195.6k 0.00% New
67 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 4,4844.5k $175.7k $175.7k 0.00% New
68 DHJJ Financial Advisors, Ltd. 0.05% of their portfolio NAPERVILLE, IL 3,9143.9k $155.5k $155.5k 0.05% Added +3.3k +3,344
69 WealthShield Partners, LLC 0.01% of their portfolio CARY, NC 3,3453.3k $132.9k $132.9k 0.01% Added +1.5k +1,545
70 Financial Network Wealth Advisors LLC 0.13% of their portfolio MURRAY, UT 3,1463.1k $125.0k $125.0k 0.13% Unchanged
71 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 1,9101.9k $75.9k $75.9k 0.00% New
72 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,4821.5k $58.9k $58.9k 0.00% Unchanged
73 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 1,2981.3k $51.6k $51.6k 0.00% Added +211 +211
74 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,2981.3k $51.6k $51.6k 0.00% Unchanged
75 TopTier Wealth Management, LLC 0.03% of their portfolio MUSKEGO, WI 1,1861.2k $47.1k $47.1k 0.03% New
76 Ashton Thomas Private Wealth, LLC 0.00% of their portfolio SCOTTSDALE, AZ 807807 $32.1k $32.1k 0.00% New
77 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 483483 $19.2k $19.2k 0.00% Unchanged
78 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 476476 $18.9k $18.9k 0.00% New
79 Keating Financial Advisory Services, Inc. 0.00% of their portfolio MANHATTAN, KS 407407 $16.2k $16.2k 0.00% Reduced -290 -290
80 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 370370 $14.7k $14.7k 0.00% Unchanged
81 UBS Group AG 0.00% of their portfolio ZURICH, V8 361361 $14.3k $14.3k 0.00% Added +146 +146
82 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 175175 $7.0k $7.0k 0.00% Unchanged