Vault-13

INNOVATOR ETFS TRUST IAPR

INTRNL DEV APRL · ETP · CUSIP 45782C367

79 institutional holders -7 vs Q4 2023
5,128,2425.1m shares reported held*
$139.2mreported value*
10 new 15 added 29 reduced 19 sold out net sold ≈ $90.8m (-3.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $27.15.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 29Q4 22: 35Q1 23: 46Q2 23: 74Q3 23: 72Q4 23: 86Q1 24: 7979Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202229
Q4 202235
Q1 202346
Q2 202374
Q3 202372
Q4 202386
Q1 202479

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 15 bought or addedQ4 22: 16 cut or sold outQ4 22Q1 23: 31 bought or addedQ1 23: 11 cut or sold outQ1 23Q2 23: 55 bought or addedQ2 23: 12 cut or sold outQ2 23Q3 23: 29 bought or addedQ3 23: 34 cut or sold outQ3 23Q4 23: 25 bought or addedQ4 23: 38 cut or sold outQ4 23Q1 24: 25 bought or addedQ1 24: 48 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221516
Q1 20233111
Q2 20235512
Q3 20232934
Q4 20232538
Q1 20242548

Biggest buyers

Accuvest Global Advisors New +558,023+558.0k
Cetera Investment Advisers New +151,561+151.6k
HFG Wealth Management, LLC Added +66,728+66.7k
Avantax Planning Partners, Inc. New +29,569+29.6k
Strategic Wealth Partners Group, LLC New +24,839+24.8k
CITADEL ADVISORS LLC New +18,846+18.8k
WOLVERINE TRADING, LLC New +10,377+10.4k
Sigma Planning Corp New +10,285+10.3k
NewEdge Advisors, LLC Added +9,321+9.3k
Brookstone Capital Management Added +9,193+9.2k

Biggest sellers

SMI Advisory Services, LLC Sold out -2,200,083-2.2m
COMMONWEALTH EQUITY SERVICES, LLC Reduced -657,346-657.3k
PERSONAL CFO SOLUTIONS, LLC Sold out -412,922-412.9k
Composition Wealth, LLC Reduced -218,541-218.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -153,057-153.1k
Cetera Advisors LLC Sold out -132,650-132.7k
Janney Montgomery Scott LLC Reduced -77,235-77.2k
SageView Advisory Group, LLC Reduced -69,843-69.8k
OLD MISSION CAPITAL LLC Sold out -43,725-43.7k
Stratos Wealth Advisors, LLC Sold out -30,890-30.9k

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Composition Wealth, LLC 1.02% of their portfolio LOS ANGELES, CA 1,494,5591.5m $40.6m $40.6m 1.02% Reduced -218.5k -218,541
2 HFG Wealth Management, LLC 11.17% of their portfolio The Woodlands, TX 698,548698.5k $19.0m $19.0m 11.17% Added +66.7k +66,728
3 Accuvest Global Advisors 6.63% of their portfolio PROVO, UT 558,023558.0k $15.2m $15.2m 6.63% New
4 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 301,436301.4k $8.2m $8.2m 0.01% Reduced -657.3k -657,346
5 Strategic Blueprint, LLC 0.30% of their portfolio ATLANTA, GA 154,408154.4k $4.2m $4.2m 0.30% Added +3.9k +3,915
6 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 151,561151.6k $4.1m $4.1m 0.01% New
7 CORRADO ADVISORS, LLC 2.59% of their portfolio RAMSEY, NJ 145,097145.1k $3.9m $3.9m 2.59% Reduced -4.9k -4,875
8 Forvis Mazars Wealth Advisors, LLC 0.07% of their portfolio Springfield, MO 105,670105.7k $2.9m $2.9m 0.07% Reduced -3.2k -3,183
9 ODonnell Financial Services, LLC 1.29% of their portfolio SAN RAFAEL, CA 103,618103.6k $2.8m $2.8m 1.29% Reduced -166 -166
10 Tradition Wealth Management, LLC 0.28% of their portfolio EDINA, MN 101,934101.9k $2.8m $2.8m 0.28% Reduced -4.1k -4,140
11 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 90,07090.1k $2.4m $2.4m 0.01% Reduced -1.6k -1,571
12 Brookstone Capital Management 0.03% of their portfolio WHEATON, IL 59,57559.6k $1.6m $1.6m 0.03% Added +9.2k +9,193
13 Global Strategic Investment Solutions, LLC 0.17% of their portfolio Scottsdale, AZ 53,47153.5k $1.5m $1.5m 0.17% Reduced -24.8k -24,818
14 LINCOLN NATIONAL CORP 0.02% of their portfolio RADNOR, PA 51,99252.0k $1.4m $1.4m 0.02% Reduced -5.4k -5,386
15 CWM, LLC 0.01% of their portfolio OMAHA, NE 51,09151.1k $1.4m $1.4m 0.01% Added +2.1k +2,064
16 SageView Advisory Group, LLC 0.07% of their portfolio Newport Beach, CA 46,35446.4k $1.3m $1.3m 0.07% Reduced -69.8k -69,843
17 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 45,01645.0k $1.2m $1.2m 0.00% Reduced -3.6k -3,611
18 MAI Capital Management 0.01% of their portfolio INDEPENDENCE, OH 44,16044.2k $1.2m $1.2m 0.01% Reduced -2.3k -2,315
19 WPWealth LLP 0.28% of their portfolio FORT WORTH, TX 39,61639.6k $1.1m $1.1m 0.28% Reduced -16.2k -16,155
20 Bright Futures Wealth Management, LLC. 0.56% of their portfolio WEBSTER, NY 14580, NY 38,10338.1k $1.0m $1.0m 0.56% First filing
21 IFP Advisors, Inc 0.04% of their portfolio TAMPA, FL 36,08236.1k $980.0k $980.0k 0.04% Reduced -5.7k -5,705
22 Berger Financial Group, Inc 0.08% of their portfolio PLYMOUTH, MN 34,72834.7k $943.2k $943.2k 0.08% Unchanged
23 Avantax Planning Partners, Inc. 0.03% of their portfolio DUBUQUE, IA 29,56929.6k $803.1k $803.1k 0.03% New
24 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 28,95929.0k $788.0k $788.0k 0.00% Reduced -1.7k -1,718
25 Cardinal Point Capital Management ULC 0.15% of their portfolio TORONTO, A6 28,75028.8k $780.9k $780.9k 0.15% Reduced -14.5k -14,540
26 Strategic Wealth Partners Group, LLC 0.07% of their portfolio DEERFIELD, IL 24,83924.8k $674.6k $674.6k 0.07% New
27 Fragasso Financial Advisors Inc 0.06% of their portfolio SEWICKLEY, PA 24,65824.7k $669.7k $669.7k 0.06% Unchanged
28 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 24,47024.5k $664.6k $664.6k 0.01% Reduced -585 -585
29 Alera Investment Advisors, LLC 0.09% of their portfolio DEERFIELD, IL 23,35023.4k $634.2k $634.2k 0.09% Added +143 +143
30 PRINCIPAL SECURITIES, INC. 0.02% of their portfolio DES MOINES, IA 23,21223.2k $630.4k $630.4k 0.02% Unchanged
31 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 23,02923.0k $625.5k $625.5k 0.00% Reduced -2.6k -2,640
32 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 22,95923.0k $623.6k $623.6k 0.00% Added +2.2k +2,171
33 Marathon Mission, Inc. 0.49% of their portfolio ALBANY, NY 22,73922.7k $617.6k $617.6k 0.49% Reduced -180 -180
34 BCS Wealth Management 0.19% of their portfolio JOHNSON CITY, TN 21,81921.8k $593.0k $593.0k 0.19% Added +394 +394
35 Bullseye Investment Management, LLC 0.34% of their portfolio CINCINNATI, OH 21,25221.3k $577.2k $577.2k 0.34% Reduced -6.3k -6,266
36 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 20,06920.1k $545.1k $545.1k 0.00% Added +9.3k +9,321
37 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 18,84618.8k $511.9k $511.9k 0.00% New
38 Valmark Advisers, Inc. 0.01% of their portfolio AKRON, OH 17,46117.5k $474.2k $474.2k 0.01% Reduced -3.3k -3,342
39 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.04% of their portfolio CEDAR RAPIDS, IA 16,92516.9k $459.7k $459.7k 0.04% Unchanged
40 WEALTH ALLIANCE, LLC 0.06% of their portfolio MELLVILLE, NY 16,80016.8k $456.3k $456.3k 0.06% Unchanged
41 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 16,20716.2k $440.0k $440.0k 0.00% Reduced -77.2k -77,235
42 AdvisorNet Financial, Inc 0.04% of their portfolio MINNETONKA, MN 15,50715.5k $421.2k $421.2k 0.04% Added +360 +360
43 Prairie Wealth Advisors, Inc. 0.19% of their portfolio OMAHA, NE 14,72614.7k $399.9k $399.9k 0.19% First filing
44 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 14,14914.1k $384.3k $384.3k 0.00% Reduced -8.8k -8,776
45 McAdam, LLC 0.02% of their portfolio Philadelphia, PA 13,76813.8k $373.9k $373.9k 0.02% Unchanged
46 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 13,25513.3k $360.0k $360.0k 0.01% Reduced -4.4k -4,414
47 Straight Path Wealth Management 0.19% of their portfolio Jenison, MI 12,74212.7k $346.1k $346.1k 0.19% Unchanged
48 Summit Wealth Partners, LLC 0.07% of their portfolio Orlando, FL 12,11512.1k $329.0k $329.0k 0.07% Added +276 +276
49 TOWNSQUARE CAPITAL LLC 0.00% of their portfolio Lehi, UT 11,89111.9k $323.0k $323.0k 0.00% Unchanged
50 Financial Network Wealth Advisors LLC 0.32% of their portfolio MURRAY, UT 11,89111.9k $323.0k $323.0k 0.32% Unchanged
51 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 11,83311.8k $321.4k $321.4k 0.00% Unchanged
52 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 11,22511.2k $304.9k $304.9k 0.00% Added +1.1k +1,075
53 Pillar Wealth Advisors, LLC 0.22% of their portfolio WESTTOWN, PA 10,93510.9k $297.0k $297.0k 0.22% Reduced -4.0k -4,040
54 Worth Financial Advisory Group, LLC 0.20% of their portfolio CHARLOTTE, NC 10,50010.5k $285.6k $285.6k 0.20% Unchanged
55 WOLVERINE TRADING, LLC 0.00% of their portfolio CHICAGO, IL 10,37710.4k $281.8k $281.8k 0.00% New
56 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 10,28510.3k $279.3k $279.3k 0.01% New
57 Compass Advisory Group LLC 0.12% of their portfolio MELVILLE, NY 9,9199.9k $269.4k $269.4k 0.12% Unchanged
58 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 9,8659.9k $267.9k $267.9k 0.01% Unchanged
59 OneDigital Investment Advisors LLC 0.00% of their portfolio OVERLAND PARK, KS 9,8009.8k $266.2k $266.2k 0.00% Unchanged
60 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 9,7759.8k $265.5k $265.5k 0.00% Unchanged
61 Wealthspire Retirement, LLC 0.02% of their portfolio ALISO VIEJO, CA 9,1899.2k $249.6k $249.6k 0.02% Added +803 +803
62 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 8,9759.0k $243.8k $243.8k 0.00% Unchanged
63 Lantz Financial LLC 0.08% of their portfolio NAPERVILLE, IL 8,6358.6k $234.5k $234.5k 0.08% Added +248 +248
64 3EDGE Asset Management, LP 0.02% of their portfolio Naples, FL 8,4758.5k $230.2k $230.2k 0.02% Reduced -15.4k -15,393
65 COLDSTREAM CAPITAL MANAGEMENT INC 0.01% of their portfolio BELLEVUE, WA 8,3058.3k $225.6k $225.6k 0.01% Reduced -1.5k -1,514
66 DHJJ Financial Advisors, Ltd. 0.08% of their portfolio NAPERVILLE, IL 6,2996.3k $171.1k $171.1k 0.08% Unchanged
67 Clear Point Advisors Inc. 0.12% of their portfolio MELVILLE, NY 5,3975.4k $146.6k $146.6k 0.12% Unchanged
68 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 4,3244.3k $116 $116 0.00% New
69 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 3,0003.0k $81.5k $81.5k 0.00% Added +1.5k +1,500
70 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2,5002.5k $67.9k $67.9k 0.00% Unchanged
71 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 2,2502.2k $61.1k $61.1k 0.00% Unchanged
72 Blue Trust, Inc. 0.00% of their portfolio BRENTWOOD, TN 1,6151.6k $43.9k $43.9k 0.00% New
73 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 1,6101.6k $43.7k $43.7k 0.00% Unchanged
74 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 790790 $21.5k $21.5k 0.00% New
75 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 600600 $16.3k $16.3k 0.00% Added +200 +200
76 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 409409 $11.1k $11.1k 0.00% Unchanged
77 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 188188 $5.1k $5.1k 0.00% Unchanged
78 UBS Group AG 0.00% of their portfolio ZURICH, V8 9898 $2.7k $2.7k 0.00% Reduced -3.2k -3,160
79 Global Trust Asset Management, LLC 0.00% of their portfolio PALM BEACH GARDENS, FL 00 $0 $0 0.00% Reduced -600 -600