Vault-13

INNOVATOR ETFS TRUST KAPR

US SML CP PWR ET · ETP · CUSIP 45782C342

83 institutional holders +26 vs Q1 2023
4,285,9064.3m shares reported held*
$118.0mreported value*
28 new 29 added 11 reduced 2 sold out net bought ≈ $60.8m (+2.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $27.54.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 50Q4 22: 54Q1 23: 57Q2 23: 8383Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202250
Q4 202254
Q1 202357
Q2 202383

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 17 bought or addedQ4 22: 26 cut or sold outQ4 22Q1 23: 24 bought or addedQ1 23: 26 cut or sold outQ1 23Q2 23: 57 bought or addedQ2 23: 13 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221726
Q1 20232426
Q2 20235713

Biggest buyers

ODonnell Financial Services, LLC New +740,648+740.6k
PFS Partners, LLC Added +397,010+397.0k
CARY STREET PARTNERS INVESTMENT ADVISORY LLC New +131,648+131.6k
Donald L. Hagan, LLC New +116,125+116.1k
STEPHENS INC /AR/ New +91,125+91.1k
Trek Financial, LLC New +84,623+84.6k
COMMONWEALTH EQUITY SERVICES, LLC Added +66,451+66.5k
OSAIC HOLDINGS, INC. Added +62,335+62.3k
Stegent Equity Advisors, Inc. New +56,334+56.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +54,541+54.5k

Biggest sellers

JPMORGAN CHASE & CO Reduced -57,659-57.7k
Cerity Partners LLC Sold out -29,541-29.5k
Cetera Advisor Networks LLC Reduced -21,649-21.6k
AVALON CAPITAL MANAGEMENT Reduced -8,074-8.1k
Sigma Planning Corp Sold out -7,546-7.5k
ACAS, LLC Reduced -770-770
Fragasso Financial Advisors Inc Reduced -497-497
Forvis Mazars Wealth Advisors, LLC Reduced -411-411
NATIONS FINANCIAL GROUP INC, /IA/ /ADV Reduced -375-375
Kingsview Wealth Management, LLC Reduced -331-331

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ODonnell Financial Services, LLC 12.32% of their portfolio SAN RAFAEL, CA 740,648740.6k $20.4m $20.4m 12.32% New
2 PFS Partners, LLC 9.59% of their portfolio MINE HILL, NJ 415,810415.8k $11.5m $11.5m 9.59% Added +397.0k +397,010
3 PERSONAL CFO SOLUTIONS, LLC 1.99% of their portfolio CHESTER, NJ 355,455355.5k $9.8m $9.8m 1.99% Added +6.6k +6,620
4 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 251,620251.6k $6.9m $6.9m 0.01% Added +62.3k +62,335
5 AVALON CAPITAL MANAGEMENT 2.68% of their portfolio Port Of Redwood City, CA 207,742207.7k $5.7m $5.7m 2.68% Reduced -8.1k -8,074
6 Valtinson Bruner Financial Planning LLC 2.45% of their portfolio NEW BRIGHTON, MN 165,071165.1k $4.5m $4.5m 2.45% Reduced -35 -35
7 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 138,254138.3k $3.8m $3.8m 0.01% Added +66.5k +66,451
8 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.23% of their portfolio RICHMOND, VA 131,648131.6k $3.6m $3.6m 0.23% New
9 AVANTAX ADVISORY SERVICES, INC. 0.04% of their portfolio DALLAS, TX 129,182129.2k $3.6m $3.6m 0.04% Added +41.5k +41,496
10 Donald L. Hagan, LLC 1.80% of their portfolio Sarasota, FL 116,125116.1k $3.2m $3.2m 1.80% New
11 Brookstone Capital Management 0.05% of their portfolio WHEATON, IL 95,65395.7k $2.6m $2.6m 0.05% Added +10.0k +10,007
12 STEPHENS INC /AR/ 0.05% of their portfolio LITTLE ROCK, AR 91,12591.1k $2.5m $2.5m 0.05% New
13 SageView Advisory Group, LLC 0.13% of their portfolio Newport Beach, CA 87,92887.9k $2.4m $2.4m 0.13% Added +34.2k +34,240
14 Trek Financial, LLC 0.21% of their portfolio Scottsdale, AZ 84,62384.6k $2.3m $2.3m 0.21% New
15 Forvis Mazars Wealth Advisors, LLC 0.06% of their portfolio Springfield, MO 75,11475.1k $2.1m $2.1m 0.06% Reduced -411 -411
16 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 72,19172.2k $2.0m $2.0m 0.01% Reduced -21.6k -21,649
17 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 69,84969.8k $1.9m $1.9m 0.02% Added +6.0k +6,016
18 LINCOLN NATIONAL CORP 0.03% of their portfolio RADNOR, PA 62,68962.7k $1.7m $1.7m 0.03% Unchanged
19 Stegent Equity Advisors, Inc. 1.74% of their portfolio HOUSTON, TX 56,33456.3k $1.6m $1.6m 1.74% New
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 54,54154.5k $1.5m $1.5m 0.00% New
21 COLDSTREAM CAPITAL MANAGEMENT INC 0.03% of their portfolio BELLEVUE, WA 38,12238.1k $1.0m $1.0m 0.03% New
22 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 37,71737.7k $1.0m $1.0m 0.01% Added +21.2k +21,152
23 HBW ADVISORY SERVICES LLC 0.22% of their portfolio SIMI VALLEY, CA 36,36336.4k $1.0m $1.0m 0.22% Added +2.8k +2,839
24 Pillar Wealth Advisors, LLC 0.83% of their portfolio WESTTOWN, PA 36,08136.1k $993.7k $993.7k 0.83% Added +9.2k +9,195
25 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 34,58234.6k $952.4k $952.4k 0.00% Added +16.9k +16,863
26 World Investment Advisors 0.17% of their portfolio LINCROFT, NJ 31,37531.4k $871.1k $871.1k 0.17% New
27 Global Strategic Investment Solutions, LLC 0.10% of their portfolio Scottsdale, AZ 29,36029.4k $808.6k $808.6k 0.10% New
28 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 27,96628.0k $770.2k $770.2k 0.00% Added +14.2k +14,208
29 Capital Analysts, LLC 0.04% of their portfolio FORT WASHINGTON, PA 27,48927.5k $757.0k $757.0k 0.04% Added +987 +987
30 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 25,46525.5k $701.3k $701.3k 0.01% New
31 Advisory Services Network, LLC 0.02% of their portfolio ATLANTA, GA 25,25825.3k $695.6k $695.6k 0.02% Added +23.4k +23,404
32 Diligent Investors, LLC 0.21% of their portfolio REDLANDS, CA 25,24825.2k $695.3k $695.3k 0.21% Added +11.4k +11,375
33 CWM, LLC 0.00% of their portfolio OMAHA, NE 25,14825.1k $693.0k $693.0k 0.00% Added +4.3k +4,318
34 WEALTH ALLIANCE, LLC 0.09% of their portfolio MELLVILLE, NY 22,23122.2k $612.2k $612.2k 0.09% Added +12.8k +12,833
35 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.06% of their portfolio CEDAR RAPIDS, IA 21,93321.9k $604.0k $604.0k 0.06% Reduced -375 -375
36 Fragasso Financial Advisors Inc 0.06% of their portfolio SEWICKLEY, PA 21,74721.7k $598.9k $598.9k 0.06% Reduced -497 -497
37 Stratos Wealth Advisors, LLC 0.04% of their portfolio BEACHWOOD, OH 21,69921.7k $597.6k $597.6k 0.04% Reduced -108 -108
38 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 20,93320.9k $576.0k $576.0k 0.00% Added +11.1k +11,053
39 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 20,88020.9k $575.0k $575.0k 0.00% New
40 CORRADO ADVISORS, LLC 0.40% of their portfolio RAMSEY, NJ 20,65920.7k $568.9k $568.9k 0.40% New
41 DHJJ Financial Advisors, Ltd. 0.28% of their portfolio NAPERVILLE, IL 19,78119.8k $544.8k $544.8k 0.28% Added +2.0k +1,962
42 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 18,92018.9k $521.0k $521.0k 0.00% Added +5.8k +5,760
43 Compass Advisory Group LLC 0.25% of their portfolio MELVILLE, NY 17,21017.2k $474.0k $474.0k 0.25% New
44 Sunbelt Securities, Inc. 0.06% of their portfolio HOUSTON, TX 16,27316.3k $448.2k $448.2k 0.06% Added +11.9k +11,935
45 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 14,27714.3k $390.0k $390.0k 0.00% New
46 Accuvest Global Advisors 0.20% of their portfolio PROVO, UT 14,26014.3k $393.0k $393.0k 0.20% Unchanged
47 AdvisorNet Financial, Inc 0.03% of their portfolio MINNETONKA, MN 14,19314.2k $390.9k $390.9k 0.03% Added +50 +50
48 My Personal CFO, LLC 0.30% of their portfolio VANCOUVER, WA 13,73113.7k $378.2k $378.2k 0.30% Unchanged
49 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 13,39813.4k $369.0k $369.0k 0.01% Reduced -331 -331
50 Apollon Wealth Management, LLC 0.02% of their portfolio MOUNT PLEASANT, SC 12,70012.7k $349.8k $349.8k 0.02% Unchanged
51 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 12,15712.2k $334.8k $334.8k 0.01% New
52 Main Street Financial Solutions, LLC 0.04% of their portfolio NEWTOWN, PA 11,95011.9k $329.1k $329.1k 0.04% Unchanged
53 Weaver Consulting Group 0.14% of their portfolio HUNTINGTON BEACH, CA 11,89411.9k $327.6k $327.6k 0.14% Added +3.7k +3,655
54 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 11,62811.6k $320.2k $320.2k 0.00% New
55 Epic Trust Investment Advisors, LLC 0.45% of their portfolio RICHLAND, WA 11,54511.5k $317.9k $317.9k 0.45% Unchanged
56 BCS Wealth Management 0.22% of their portfolio JOHNSON CITY, TN 11,04611.0k $304.0k $304.0k 0.22% Added +1.2k +1,186
57 PFG Advisors 0.02% of their portfolio Phoenix, AZ 10,76610.8k $296.5k $296.5k 0.02% New
58 Archer Investment Corp 0.10% of their portfolio Carmel, IN 10,49210.5k $288.9k $288.9k 0.10% Unchanged
59 InterOcean Capital Group, LLC 0.01% of their portfolio NASHVILLE, TN 10,39510.4k $286.3k $286.3k 0.01% New
60 ACAS, LLC 0.38% of their portfolio RANCHO SANTA FE, CA 10,15010.2k $279.5k $279.5k 0.38% Reduced -770 -770
61 Cedar Brook Financial Partners, LLC 0.05% of their portfolio CLEVELAND, OH 8,2808.3k $228.0k $228.0k 0.05% New
62 Straight Path Wealth Management 0.15% of their portfolio Jenison, MI 8,0508.1k $221.7k $221.7k 0.15% New
63 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 7,8717.9k $216.8k $216.8k 0.00% Unchanged
64 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 7,8607.9k $216.5k $216.5k 0.00% New
65 Cardinal Point Capital Management ULC 0.06% of their portfolio TORONTO, A6 7,3607.4k $202.7k $202.7k 0.06% New
66 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 4,1484.1k $114.2k $114.2k 0.00% Unchanged
67 Sugarloaf Wealth Management, LLC 0.02% of their portfolio DULUTH, GA 3,2583.3k $89.7k $89.7k 0.02% New
68 WealthPLAN Partners, LLC 0.01% of their portfolio OMAHA, NE 3,0503.0k $84.0k $84.0k 0.01% Unchanged
69 TFO Wealth Partners, LLC 0.02% of their portfolio MAUMEE, OH 2,9302.9k $80.7k $80.7k 0.02% Unchanged
70 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2,5832.6k $71.1k $71.1k 0.00% Added +1.6k +1,643
71 PCA Investment Advisory Services Inc. 0.04% of their portfolio CINCINNATI, OH 2,2902.3k $63.1k $63.1k 0.04% New
72 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 2,2382.2k $55.6k $55.6k 0.00% Added +667 +667
73 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,0002.0k $55.1k $55.1k 0.00% Unchanged
74 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,8701.9k $51.0k $51.0k 0.00% Reduced -200 -200
75 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 1,0021.0k $27.7k $27.7k 0.00% Added +2 +2
76 Global Trust Asset Management, LLC 0.01% of their portfolio PALM BEACH GARDENS, FL 800800 $22.0k $22.0k 0.01% New
77 First Capital Advisors Group, LLC. 0.01% of their portfolio LITTLE SILVER, NJ 559559 $15.4k $15.4k 0.01% New
78 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 512512 $14.1k $14.1k 0.00% Unchanged
79 Fiduciary Alliance LLC 0.00% of their portfolio GREENVILLE, SC 320320 $8.8k $8.8k 0.00% New
80 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 291291 $8.0k $8.0k 0.00% Added +153 +153
81 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 55 $138 $138 0.00% Reduced -57.7k -57,659
82 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 55 $138 $138 0.00% Unchanged
83 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged