Vault-13

INNOVATOR ETFS TRUST UJAN

US EQT ULTRA BF · ETP · CUSIP 45782C300

71 institutional holders -1 vs Q2 2023
1,810,3131.8m shares reported held*
$59.0mreported value*
9 new 9 added 29 reduced 11 sold out net sold ≈ $8.9m (-276.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $32.57.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 88Q4 22: 91Q1 23: 78Q2 23: 72Q3 23: 7171Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202288
Q4 202291
Q1 202378
Q2 202372
Q3 202371

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 27 bought or addedQ4 22: 53 cut or sold outQ4 22Q1 23: 30 bought or addedQ1 23: 51 cut or sold outQ1 23Q2 23: 13 bought or addedQ2 23: 43 cut or sold outQ2 23Q3 23: 18 bought or addedQ3 23: 40 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222753
Q1 20233051
Q2 20231343
Q3 20231840

Biggest buyers

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +43,679+43.7k
ENVESTNET ASSET MANAGEMENT INC New +13,725+13.7k
TOWNSQUARE CAPITAL LLC New +12,430+12.4k
Foundations Investment Advisors, LLC New +9,063+9.1k
Continuum Advisory, LLC New +8,955+9.0k
C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors Added +5,815+5.8k
Orion Capital Management LLC New +5,183+5.2k
JPMORGAN CHASE & CO Added +3,140+3.1k
Koshinski Asset Management, Inc. Added +1,960+2.0k
Brookstone Capital Management Added +1,790+1.8k

Biggest sellers

Donald L. Hagan, LLC Reduced -85,600-85.6k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -34,602-34.6k
Arete Wealth Advisors, LLC Sold out -33,066-33.1k
Strategic Blueprint, LLC Reduced -28,993-29.0k
SageView Advisory Group, LLC Sold out -26,509-26.5k
OSAIC HOLDINGS, INC. Reduced -25,524-25.5k
JANE STREET GROUP, LLC Sold out -17,072-17.1k
Cetera Advisors LLC Reduced -15,086-15.1k
MTM FINANCIAL GROUP, LLC Sold out -13,326-13.3k
Elmwood Wealth Management, Inc. Sold out -11,500-11.5k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: Brookstone Capital Management (1.7%, 2026-08-06)

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Strategic Blueprint, LLC 1.03% of their portfolio ATLANTA, GA 341,699341.7k $11.1m $11.1m 1.03% Reduced -29.0k -28,993
2 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 211,838211.8k $6.9m $6.9m 0.01% Reduced -34.6k -34,602
3 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 121,193121.2k $3.9m $3.9m 0.01% Reduced -25.5k -25,524
4 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 103,014103.0k $3.4m $3.4m 0.02% Reduced -2.5k -2,477
5 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 0.43% of their portfolio Westlake, OH 98,81398.8k $3.2m $3.2m 0.43% Added +5.8k +5,815
6 Berkshire Money Management, Inc. 0.40% of their portfolio DALTON, MA 80,88080.9k $2.6m $2.6m 0.40% Unchanged
7 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 77,84177.8k $2.5m $2.5m 0.00% Reduced -1.8k -1,822
8 Archer Investment Corp 0.70% of their portfolio Carmel, IN 61,31961.3k $2.0m $2.0m 0.70% Reduced -3.2k -3,202
9 Cetera Advisors LLC 0.03% of their portfolio DENVER, CO 52,56752.6k $1.7m $1.7m 0.03% Reduced -15.1k -15,086
10 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 43,67943.7k $1.4m $1.4m 0.00% New
11 CENTAURUS FINANCIAL, INC. 0.12% of their portfolio ANAHEIM, CA 42,47442.5k $1.4m $1.4m 0.12% Reduced -7.0k -7,009
12 Compass Advisory Group LLC 0.55% of their portfolio MELVILLE, NY 31,93131.9k $1.0m $1.0m 0.55% Reduced -6.1k -6,068
13 KFG WEALTH MANAGEMENT, LLC 0.53% of their portfolio GRANGER, IN 29,91929.9k $974.4k $974.4k 0.53% Reduced -1.1k -1,115
14 Accurate Wealth Management, LLC 0.31% of their portfolio WESLEY CHAPEL, FL 29,66529.7k $979.7k $979.7k 0.31% Reduced -62 -62
15 Maltin Wealth Management, Inc. 0.46% of their portfolio RIDGEWOOD, NJ 20,43720.4k $665.6k $665.6k 0.46% Reduced -308 -308
16 Southland Equity Partners LLC 0.21% of their portfolio WILDWOOD, MO 18,69518.7k $608.9k $608.9k 0.21% Unchanged
17 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 18,65418.7k $607.5k $607.5k 0.00% Reduced -936 -936
18 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 17,55217.6k $571.6k $571.6k 0.00% Added +1.3k +1,325
19 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 16,68816.7k $543.5k $543.5k 0.02% Reduced -10.4k -10,429
20 JT Stratford LLC 0.13% of their portfolio GAINESVILLE, GA 15,76515.8k $513.4k $513.4k 0.13% Unchanged
21 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 14,78914.8k $481.7k $481.7k 0.00% Reduced -190 -190
22 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 14,76014.8k $480.7k $480.7k 0.00% Added +431 +431
23 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 14,19114.2k $462.2k $462.2k 0.00% Reduced -6.8k -6,750
24 Diligent Investors, LLC 0.14% of their portfolio REDLANDS, CA 13,89013.9k $452.4k $452.4k 0.14% Unchanged
25 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 13,74613.7k $447.7k $447.7k 0.02% Reduced -100 -100
26 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 13,72513.7k $447.0k $447.0k 0.00% New
27 Chicago Partners Investment Group LLC 0.02% of their portfolio CHICAGO, IL 13,61213.6k $439.4k $439.4k 0.02% Reduced -4.7k -4,746
28 Ausdal Financial Partners, Inc. 0.06% of their portfolio Davenport, IA 13,37613.4k $435.6k $435.6k 0.06% Unchanged
29 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 13,23613.2k $431.6k $431.6k 0.01% Added +1.8k +1,790
30 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 12,43012.4k $404.8k $404.8k 0.01% New
31 Valmark Advisers, Inc. 0.01% of their portfolio AKRON, OH 11,72011.7k $381.7k $381.7k 0.01% Unchanged
32 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 11,34911.3k $369.7k $369.7k 0.01% Reduced -1 -1
33 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 11,08211.1k $360.9k $360.9k 0.00% Added +169 +169
34 Donald L. Hagan, LLC 0.21% of their portfolio Sarasota, FL 10,78710.8k $351.3k $351.3k 0.21% Reduced -85.6k -85,600
35 XML Financial, LLC 0.04% of their portfolio BETHESDA, MD 10,45810.5k $340.6k $340.6k 0.04% Added +385 +385
36 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 10,00010.0k $326.0k $326.0k 0.00% Unchanged
37 BEDEL FINANCIAL CONSULTING INC 0.06% of their portfolio INDIANAPOLIS, IN 9,7089.7k $316.2k $316.2k 0.06% First filing
38 Bedel Financial Consulting, Inc. 0.06% of their portfolio INDIANAPOLIS, IN 9,7089.7k $316.2k $316.2k 0.06% Reduced -95 -95
39 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 9,2579.3k $301.5k $301.5k 0.01% Reduced -1.4k -1,421
40 Foundations Investment Advisors, LLC 0.01% of their portfolio PHOENIX, AZ 9,0639.1k $295.2k $295.2k 0.01% New
41 MILESTONE ASSET MANAGEMENT, LLC 0.10% of their portfolio PITTSBURGH, PA 9,0639.1k $295.1k $295.1k 0.10% Unchanged
42 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 9,0599.1k $295.0k $295.0k 0.01% Reduced -5.6k -5,569
43 Continuum Advisory, LLC 0.05% of their portfolio EAGLE, ID 8,9559.0k $291.7k $291.7k 0.05% New
44 Delta Investment Management, LLC 0.08% of their portfolio SAN FRANCISCO, CA 8,8078.8k $286.8k $286.8k 0.08% Unchanged
45 Main Street Financial Solutions, LLC 0.04% of their portfolio NEWTOWN, PA 8,8008.8k $286.6k $286.6k 0.04% Unchanged
46 MONEY CONCEPTS CAPITAL CORP 0.03% of their portfolio PALM BEACH GARDENS, FL 8,4478.4k $275.1k $275.1k 0.03% Unchanged
47 Koshinski Asset Management, Inc. 0.03% of their portfolio DECATUR, IL 8,2858.3k $269.8k $269.8k 0.03% Added +2.0k +1,960
48 Prosperity Financial Group, Inc. 0.22% of their portfolio San Ramon, CA 8,0098.0k $260.8k $260.8k 0.22% Reduced -350 -350
49 4J Wealth Management LLC 0.26% of their portfolio MCLEAN, VA 7,8977.9k $257.2k $257.2k 0.26% Reduced -3.5k -3,450
50 CWM, LLC 0.00% of their portfolio OMAHA, NE 7,3447.3k $239.0k $239.0k 0.00% Reduced -972 -972
51 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 6,9587.0k $226.6k $226.6k 0.00% Unchanged
52 Visionary Wealth Advisors 0.02% of their portfolio O'FALLON, IL 6,6006.6k $215.0k $215.0k 0.02% Unchanged
53 DHJJ Financial Advisors, Ltd. 0.10% of their portfolio NAPERVILLE, IL 6,2636.3k $204.0k $204.0k 0.10% Reduced -340 -340
54 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 6,1766.2k $201.0k $201.0k 0.00% Reduced -1.3k -1,268
55 Orion Capital Management LLC 0.11% of their portfolio CORONADO, CA 5,1835.2k $168.8k $168.8k 0.11% New
56 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 3,8643.9k $119.5k $119.5k 0.00% Added +3.1k +3,140
57 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,8253.8k $124.6k $124.6k 0.00% Unchanged
58 Sunbelt Securities, Inc. 0.02% of their portfolio HOUSTON, TX 3,6153.6k $117.7k $117.7k 0.02% Unchanged
59 Sugarloaf Wealth Management, LLC 0.01% of their portfolio DULUTH, GA 1,7001.7k $55.4k $55.4k 0.01% Unchanged
60 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,3181.3k $42.9k $42.9k 0.00% Added +450 +450
61 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 1,0951.1k $36.0k $36.0k 0.00% Unchanged
62 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.01% of their portfolio BLUE BELL, PA 1,0001.0k $32.6k $32.6k 0.01% Unchanged
63 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 928928 $30.2k $30.2k 0.00% Reduced -2.1k -2,100
64 Authentikos Wealth Advisory, LLC 0.01% of their portfolio MORGAN HILL, CA 419419 $13.6k $13.6k 0.01% New
65 Balefire, LLC 0.01% of their portfolio DALLAS, TX 411411 $13.4k $13.4k 0.01% New
66 Mariner Managed Account Solutions, LLC 0.00% of their portfolio Boston, MA 406406 $13.2k $13.2k 0.00% Unchanged
67 Castleview Partners, LLC 0.01% of their portfolio DALLAS, TX 240240 $7.8k $7.8k 0.01% Unchanged
68 Lee Financial Co 0.00% of their portfolio Dallas, TX 6464 $2.1k $2.1k 0.00% New
69 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 6363 $2.1k $2.1k 0.00% Unchanged
70 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 99 $294 $294 0.00% Unchanged
71 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged