INDIE SEMICONDUCTOR INC INDI
CLASS A COM · Common Stock · CUSIP 45569U101
- SectorTechnology
- IndustrySemiconductors & Related Devices
- HeadquartersAliso Viejo, CA
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($7.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $10.55. Options: 15 managers hold calls ($15.2m notional), 12 hold puts ($24.4m).
Trends to Q1 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 122 |
| Q4 2022 | 137 |
| Q1 2023 | 169 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 68 | 50 |
| Q1 2023 | 109 | 54 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $9.5m | $3.6m | 0.38 |
| Q4 2022 | $8.1m | $5.2m | 0.64 |
| Q1 2023 | $15.2m | $24.4m | 1.60 |
Biggest buyers
| Hood River Capital Management LLC | New | +2.8m |
| Yiheng Capital Management, L.P. | New | +2.4m |
| EMERALD ADVISERS, LLC | New | +1.0m |
| LORD, ABBETT & CO. LLC | Added | +985.5k |
| D. E. Shaw & Co., Inc. | New | +976.8k |
| RK Capital Management, LLC | New | +970.2k |
| TWO SIGMA INVESTMENTS, LP | New | +907.8k |
| EMERALD MUTUAL FUND ADVISERS TRUST | New | +839.3k |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | New | +776.9k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | +560.4k |
Biggest sellers
| SOROS FUND MANAGEMENT LLC | Reduced | -5.5m |
| VOYA INVESTMENT MANAGEMENT LLC | Reduced | -917.5k |
| AIGH Capital Management LLC | Reduced | -633.2k |
| Jetstream Capital LLC | Sold out | -500.0k |
| CITADEL ADVISORS LLC | Reduced | -458.8k |
| Monashee Investment Management LLC | Sold out | -350.0k |
| Mirae Asset Global Investments Co., Ltd. | Reduced | -320.9k |
| Roubaix Capital, LLC | Sold out | -316.2k |
| Granahan Investment Management, LLC | Reduced | -308.7k |
| GOLDMAN SACHS GROUP INC | Reduced | -260.4k |
Biggest calls
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $3.2m304.6k shares |
| GROUP ONE TRADING LLC | Added | $3.1m297.1k shares |
| CITADEL ADVISORS LLC | Added | $2.9m277.5k shares |
| JANE STREET GROUP, LLC | Reduced | $1.7m157.3k shares |
| PEAK6 Investments LLC | Added | $979.0k92.8k shares |
| Parallax Volatility Advisers, L.P. | New | $949.5k90.0k shares |
| SIMPLEX TRADING, LLC | Reduced | $810.0k76.8k shares |
| Oak Grove Capital LLC | Added | $608.6k79.6k shares |
| Skaana Management L.P. | Reduced | $573.9k54.4k shares |
| DIFESA CAPITAL MANAGEMENT, LP | Reduced | $158.2k15.0k shares |
Biggest puts
| Ionic Capital Management LLC | Added | $10.9m1.0m shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | New | $4.0m383.3k shares |
| WOLVERINE ASSET MANAGEMENT LLC | Added | $2.8m264.7k shares |
| Parallax Volatility Advisers, L.P. | New | $2.8m260.7k shares |
| SUMMIT PARTNERS PUBLIC ASSET MANAGEMENT, LLC | New | $2.4m225.0k shares |
| SIMPLEX TRADING, LLC | Added | $746.0k70.8k shares |
| PEAK6 Investments LLC | Reduced | $527.5k50.0k shares |
| JANE STREET GROUP, LLC | Added | $155.1k14.7k shares |
| CITADEL ADVISORS LLC | Reduced | $90.7k8.6k shares |
| GROUP ONE TRADING LLC | Reduced | $9.5k900 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| BAMCO INC /NY/ 13G · institution -2.1 pts · filed 2025-11-14 | 10.9% |
| FRONTIER CAPITAL MANAGEMENT CO LLC 13G · institution +2.0 pts · filed 2025-08-14 | 9.2% |
| STATE STREET CORP 13G · institution +3.0 pts · filed 2026-08-07 | 8.8% |
| Granahan Investment Management, LLC 13G · institution -1.2 pts · filed 2025-11-14 | 8.8% |
| BlackRock, Inc. 13G · institution filed 2026-07-28 | 8.7% |
| FRONTIER CAPITAL MANAGEMENT CO LLC 13G · institution filed 2026-08-14 | 7.5% |
Fell to 5% or below in the last year: Neuberger Berman Group LLC (4.8%, 2026-06-04), VANGUARD GROUP INC (0.0%, 2026-03-27)
Insider purchases and sales in Q1 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q2 2021 | 0 | — | 0 | — | — |
| Q3 2021 | 0 | — | 0 | — | — |
| Q4 2021 | 0 | — | 4 | $32.3m | — |
| Q1 2022 | 0 | — | 3 | $2.6m | — |
| Q2 2022 | 0 | — | 2 | $482.8k | — |
| Q3 2022 | 0 | — | 4 | $3.8m | — |
| Q4 2022 | 0 | — | 4 | $3.2m | — |
| Q1 2023 | 0 | — | 4 | $4.1m | — |
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2023-03-10 | McClymont Donald Chief Executive Officer, director | Sold | $509.5k50.0k shares |
| 2023-03-01 | schiller Thomas CFO and EVP of Strategy | Sold | $315.9k30.0k shares |
| 2023-02-24 | Machuga Steven Chief Operating Officer | Sold | $517.5k50.0k shares |
| 2023-02-17 | McClymont Donald Chief Executive Officer, director | Sold | $1.0m100.0k shares |
| 2023-02-17 | schiller Thomas CFO and EVP of Strategy | Sold | $577.2k58.9k shares |
| 2023-02-15 | schiller Thomas CFO and EVP of Strategy | Sold | $401.1k41.1k shares |
| 2023-02-06 | schiller Thomas CFO and EVP of Strategy | Sold | $243.3k30.0k shares |
| 2023-02-03 | Bal Kanwardev Raja Singh SVP Chief Accounting Officer | Sold | $166.4k19.5k shares |
| 2023-01-10 | McClymont Donald Chief Executive Officer, director | Sold | $326.5k50.0k shares |
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q1 2023
| Manager | Shares | Change |
|---|---|---|
| LORD, ABBETT & CO. LLC 0.23% of their portfolio | 12.3m $129.7m | Added +985.5k |
| Granahan Investment Management, LLC 2.24% of their portfolio | 7.0m $73.7m | Reduced -308.7k |
| BlackRock Inc. 0.00% of their portfolio | 6.5m $68.3m | Added +63.8k |
| BAMCO INC /NY/ 0.18% of their portfolio | 5.5m $58.3m | Added +94.6k |
| VANGUARD GROUP INC 0.00% of their portfolio | 4.3m $45.3m | Reduced -256.4k |
| STATE STREET CORP 0.00% of their portfolio | 4.2m $44.6m | Reduced -135.5k |
| SUMMIT PARTNERS PUBLIC ASSET MANAGEMENT, LLC 2.43% of their portfolio | 4.1m $43.3m | Added +72.6k |
| SOROS FUND MANAGEMENT LLC 0.65% of their portfolio | 3.2m $34.2m | Reduced -5.5m |
| PRIMECAP MANAGEMENT CO/CA/ 0.03% of their portfolio | 3.1m $32.3m | Added +2.8k |
| Hood River Capital Management LLC 0.97% of their portfolio | 2.8m $29.9m | New |
| AIGH Capital Management LLC 9.44% of their portfolio | 2.4m $25.6m | Reduced -633.2k |
| Yiheng Capital Management, L.P. 1.94% of their portfolio | 2.4m $24.9m | New |
| AMERIPRISE FINANCIAL INC 0.01% of their portfolio | 2.1m $22.6m | Reduced -12.9k |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 1.7m $18.4m | Added +153.7k |
| LIGHT STREET CAPITAL MANAGEMENT, LLC 4.46% of their portfolio | 1.7m $18.3m | Added +33.8k |
| GILDER GAGNON HOWE & CO LLC 0.24% of their portfolio | 1.4m $14.6m | Added +1.2k |
| Mirae Asset Global Investments Co., Ltd. 0.03% of their portfolio | 1.3m $14.0m | Reduced -320.9k |
| Oak Grove Capital LLC 5.35% of their portfolio | 1.1m $12.0m | Added +4.7k |
| INTRINSIC EDGE CAPITAL MANAGEMENT LLC 1.11% of their portfolio | 1.0m $11.0m | Reduced -150.0k |
| EMERALD ADVISERS, LLC 0.52% of their portfolio | 1.0m $10.8m | New |
| D. E. Shaw & Co., Inc. 0.02% of their portfolio | 976.8k $10.3m | New |
| RK Capital Management, LLC 2.25% of their portfolio | 970.2k $10.2m | New |
| NORTHERN TRUST CORP 0.00% of their portfolio | 912.2k $9.6m | Added +57.4k |
| TWO SIGMA INVESTMENTS, LP 0.03% of their portfolio | 907.8k $9.6m | New |
| EMERALD MUTUAL FUND ADVISERS TRUST 0.52% of their portfolio | 839.3k $8.9m | New |
| Nuveen Asset Management, LLC 0.00% of their portfolio | 824.2k $8.7m | Added +549.8k |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.04% of their portfolio | 776.9k $8.2m | New |
| NEUBERGER BERMAN GROUP LLC 0.01% of their portfolio | 745.6k $7.9m | Added +1.8k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio | 647.5k $6.8m | Added +560.4k |
| MORGAN STANLEY 0.00% of their portfolio | 641.0k $6.8m | Added +444.7k |
| Russell Investments Group, Ltd. 0.01% of their portfolio | 617.2k $6.5m | Added +419.6k |
| Worth Venture Partners, LLC 3.15% of their portfolio | 608.2k $6.4m | Reduced -153.8k |
| VOYA INVESTMENT MANAGEMENT LLC 0.01% of their portfolio | 591.9k $6.2m | Reduced -917.5k |
| MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio | 537.0k $5.7m | Added +373.3k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 504.8k $5.3m | Reduced -260.4k |
| P.A.W. CAPITAL CORP 11.29% of their portfolio | 485.0k $5.1m | Reduced -15.0k |
| KENNEDY CAPITAL MANAGEMENT LLC 0.13% of their portfolio | 432.6k $4.6m | Added +21.6k |
| Mitsubishi UFJ Asset Management Co., Ltd. 0.01% of their portfolio | 423.9k $4.5m | Unchanged |
| Lisanti Capital Growth, LLC 0.60% of their portfolio | 406.5k $4.3m | New |
| Calamos Advisors LLC 0.02% of their portfolio | 390.2k $4.1m | New |
| Invesco Ltd. 0.00% of their portfolio | 371.1k $3.9m | Added +324.2k |
| Cubist Systematic Strategies, LLC 0.03% of their portfolio | 337.3k $3.6m | Added +263.8k |
| Bank of New York Mellon Corp 0.00% of their portfolio | 329.9k $3.5m | Added +12.7k |
| Informed Momentum Co LLC 0.66% of their portfolio | 318.8k $3.4m | New |
| OCCUDO QUANTITATIVE STRATEGIES LP 0.28% of their portfolio | 297.1k $3.1m | New |
| CASTLEARK MANAGEMENT LLC 0.15% of their portfolio | 286.1k $3.0m | New |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 271.6k $2.9m | Added +13.8k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 271.3k $2.9m | Added +17.9k |
| NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio | 259.5k $2.7m | Reduced -12.6k |
| Numerai GP LLC 0.82% of their portfolio | 231.2k $2.4m | New |
| Schonfeld Strategic Advisors LLC 0.02% of their portfolio | 216.6k $2.3m | New |
| Allspring Global Investments Holdings, LLC 0.00% of their portfolio | 208.1k $2.2m | Added +1.2k |
| STATE OF WISCONSIN INVESTMENT BOARD 0.01% of their portfolio | 195.8k $2.1m | Reduced -24.1k |
| Swiss National Bank 0.00% of their portfolio | 162.0k $1.7m | Reduced -11.3k |
| WEALTH EFFECTS LLC 0.87% of their portfolio | 161.6k $1.7m | Added +17.6k |
| ROYCE & ASSOCIATES LP 0.02% of their portfolio | 155.0k $1.6m | Added +80.0k |
| Quantbot Technologies LP 0.11% of their portfolio | 152.9k $1.6m | New |
| D.A. DAVIDSON & CO. 0.02% of their portfolio | 144.4k $1.5m | Reduced -5.0k |
| RHUMBLINE ADVISERS 0.00% of their portfolio | 135.0k $1.4m | Added +10.9k |
| MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC 0.02% of their portfolio | 128.7k $1.4m | New |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio | 107.6k $1.1m | Added +42.5k |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio | 105.7k $1.1m | Added +2.6k |
| ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio | 104.8k $1.1m | Unchanged |
| Rafferty Asset Management, LLC 0.01% of their portfolio | 103.8k $1.1m | Added +4.3k |
| INTREPID FAMILY OFFICE LLC 2.31% of their portfolio | 100.0k $1.1m | New |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 89.5k $944.2k | Added +25.9k |
| Quadrature Capital Ltd 0.03% of their portfolio | 86.8k $915.6k | New |
| DEUTSCHE BANK AG\ 0.00% of their portfolio | 74.7k $788.4k | Added +28.2k |
| SEI INVESTMENTS CO 0.00% of their portfolio | 68.7k $724.7k | New |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 65.4k $689.7k | Reduced -9.4k |
| TWO SIGMA ADVISERS, LP 0.00% of their portfolio | 64.7k $682.6k | New |
| CREDIT SUISSE AG/ 0.00% of their portfolio | 63.2k $666.7k | Added +17.3k |
| BARCLAYS PLC 0.00% of their portfolio | 60.1k $633.8k | Added +32.7k |
| Connor, Clark & Lunn Investment Management Ltd. 0.00% of their portfolio | 58.7k $618.8k | New |
| MARSHALL WACE, LLP 0.00% of their portfolio | 57.1k $602.1k | New |
| MetLife Investment Management, LLC 0.00% of their portfolio | 55.8k $588.3k | Added +1.1k |
| Cinctive Capital Management LP 0.02% of their portfolio | 55.2k $582.1k | Added +9.5k |
| AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio | 51.5k $543.7k | Added +3.3k |
| Redwood Wealth Management Group, LLC 0.60% of their portfolio | 50.1k $529.1k | Added +900 |
| Manatuck Hill Partners, LLC 0.27% of their portfolio | 50.0k $527.5k | New |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 47.8k $504.5k | Added +42.3k |
| Cresset Asset Management, LLC 0.01% of their portfolio | 43.0k $453.4k | Added +1.4k |
| Aigen Investment Management, LP 0.06% of their portfolio | 41.1k $433.6k | New |
| GSA CAPITAL PARTNERS LLP 0.04% of their portfolio | 40.9k $432.0k | New |
| Millrace Asset Group, Inc. 0.50% of their portfolio | 40.9k $431.0k | New |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 40.0k $421.9k | Reduced -952 |
| SEAVIEW INVESTMENT MANAGERS LLC 0.14% of their portfolio | 38.6k $407.2k | Unchanged |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio | 38.0k $401.1k | Unchanged |
| Legal & General Group Plc 0.00% of their portfolio | 33.3k $351.7k | Added +2.2k |
| JANUS HENDERSON GROUP PLC 0.00% of their portfolio | 33.0k $348.1k | Added +17.7k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 32.3k $341.1k | New |
| Weil Company, Inc. 0.15% of their portfolio | 32.2k $339.9k | New |
| SYMMETRY PEAK MANAGEMENT LLC 1.51% of their portfolio | 30.0k $316.5k | New |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 29.9k $315.0k | Added +1.3k |
| Federation des caisses Desjardins du Quebec 0.00% of their portfolio | 29.9k $315.1k | Added +28.2k |
| Virtu Financial LLC 0.03% of their portfolio | 29.7k $313.0k | Added +18.9k |
| Graham Capital Management, L.P. 0.01% of their portfolio | 29.5k $311.0k | New |
| Shay Capital LLC 0.13% of their portfolio | 29.1k $306.6k | New |
| Jump Financial, LLC 0.01% of their portfolio | 28.7k $302.7k | New |
| DNB Asset Management AS 0.00% of their portfolio | 28.1k $296.1k | New |