Vault-13

NEW YORK LIFE INVTS ACTIVE E MMIT

NYLI MACKAY MUN · ETP · CUSIP 45409F827

160 institutional holders +7 vs Q4 2025
52,885,18452.9m shares reported held*
$1.3bnreported value*
23 new 83 added 37 reduced 12 sold out net bought ≈ $155.4m (+6.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($852.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $24.11.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 57Q4 22: 70Q1 23: 75Q2 23: 74Q3 23: 79Q4 23: 95Q1 24: 91Q2 24: 95Q3 24: 100Q4 24: 111Q1 25: 119Q2 25: 123Q3 25: 128Q4 25: 153Q1 26: 160160Q3 22Q3 23Q3 24Q3 25Q1 26
Numbers
QuarterHolders
Q3 202257
Q4 202270
Q1 202375
Q2 202374
Q3 202379
Q4 202395
Q1 202491
Q2 202495
Q3 2024100
Q4 2024111
Q1 2025119
Q2 2025123
Q3 2025128
Q4 2025153
Q1 2026160

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q2 24: 48 bought or addedQ2 24: 42 cut or sold outQ3 24: 59 bought or addedQ3 24: 38 cut or sold outQ3 24Q4 24: 61 bought or addedQ4 24: 43 cut or sold outQ1 25: 67 bought or addedQ1 25: 50 cut or sold outQ1 25Q2 25: 64 bought or addedQ2 25: 56 cut or sold outQ3 25: 85 bought or addedQ3 25: 44 cut or sold outQ3 25Q4 25: 106 bought or addedQ4 25: 33 cut or sold outQ1 26: 106 bought or addedQ1 26: 49 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 20244842
Q3 20245938
Q4 20246143
Q1 20256750
Q2 20256456
Q3 20258544
Q4 202510633
Q1 202610649

Biggest buyers

MORGAN STANLEY Added +1,059,088+1.1m
Meeder Advisory Services, Inc. Added +683,938+683.9k
Lebenthal Global Advisors, LLC Added +655,819+655.8k
BANK OF AMERICA CORP /DE/ Added +471,765+471.8k
UBS Group AG Added +382,223+382.2k
Darwin Wealth Management, LLC New +270,300+270.3k
Orgel Wealth Management, LLC Added +249,583+249.6k
Avior Wealth Management, LLC New +242,530+242.5k
RAYMOND JAMES FINANCIAL INC Added +219,387+219.4k
Clear Trail Advisors, LLC New +198,526+198.5k

Biggest sellers

Elequin Capital, LP Sold out -134,234-134.2k
Diversified Portfolios, Inc. Sold out -74,424-74.4k
GOLDMAN SACHS GROUP INC Sold out -47,950-48.0k
Kennebec Savings Bank Sold out -44,053-44.1k
Pallas Capital Advisors LLC Reduced -44,030-44.0k
AXXCESS WEALTH MANAGEMENT, LLC Sold out -43,206-43.2k
JANE STREET GROUP, LLC Reduced -39,416-39.4k
Corient Private Wealth LP Reduced -32,482-32.5k
BCS Wealth Management Reduced -23,493-23.5k
J.W. COLE ADVISORS, INC. Sold out -17,837-17.8k

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Orgel Wealth Management, LLC 3.41% of their portfolio ALTOONA, WI 6,575,3246.6m $158.5m $158.5m 3.41% Added +249.6k +249,583
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 6,215,0156.2m $149.8m $149.8m 0.01% Added +471.8k +471,765
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 3,844,5903.8m $92.7m $92.7m 0.01% Added +1.1m +1,059,088
4 Meeder Advisory Services, Inc. 2.97% of their portfolio DUBLIN, OH 2,944,7322.9m $71.0m $71.0m 2.97% Added +683.9k +683,938
5 Schneider Downs Wealth Management Advisors, LP 6.86% of their portfolio Pittsburgh, PA 2,579,5172.6m $62.2m $62.2m 6.86% Added +153.1k +153,128
6 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 2,188,8832.2m $52.8m $52.8m 0.01% Added +142.2k +142,223
7 RAYMOND JAMES FINANCIAL INC 0.02% of their portfolio ST. PETERSBURG, FL 2,118,4662.1m $51.1m $51.1m 0.02% Added +219.4k +219,387
8 UBS Group AG 0.01% of their portfolio ZURICH, V8 2,079,5672.1m $50.1m $50.1m 0.01% Added +382.2k +382,223
9 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 2,053,4682.1m $49.5m $49.5m 0.05% Added +107.1k +107,132
10 IAG Wealth Partners, LLC 5.13% of their portfolio WAUKESHA, WI 1,905,0681.9m $45.9m $45.9m 5.13% Added +66.9k +66,876
11 Midwest Trust Co 0.38% of their portfolio Overland Park, KS 1,261,2551.3m $30.4m $30.4m 0.38% Reduced -16.6k -16,572
12 Mariner, LLC 0.03% of their portfolio Overland Park, KS 1,212,1091.2m $29.2m $29.2m 0.03% Reduced -10.7k -10,717
13 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 891,945891.9k $21.5m $21.5m 0.01% Added +116.5k +116,467
14 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 712,696712.7k $17.2m $17.2m 0.00% Added +137.6k +137,591
15 Lebenthal Global Advisors, LLC 2.45% of their portfolio Hauppauge, NY 699,548699.5k $16.9m $16.9m 2.45% Added +655.8k +655,819
16 Orion Porfolio Solutions, LLC 0.12% of their portfolio OMAHA, NE 598,097598.1k $14.4m $14.4m 0.12% Added +99.8k +99,804
17 Pallas Capital Advisors LLC 0.53% of their portfolio BRAINTREE, MA 582,715582.7k $14.0m $14.0m 0.53% Reduced -44.0k -44,030
18 CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC 2.07% of their portfolio BETHLEHEM, PA 557,697557.7k $13.4m $13.4m 2.07% Added +46.3k +46,343
19 TruWealth Advisors, LLC 0.62% of their portfolio Metairie, LA 534,964535.0k $12.9m $12.9m 0.62% Added +16.8k +16,762
20 CONDOR CAPITAL MANAGEMENT 1.02% of their portfolio MARTINSVILLE, NJ 506,262506.3k $12.2m $12.2m 1.02% Added +10.5k +10,464
21 FLPUTNAM INVESTMENT MANAGEMENT CO 0.18% of their portfolio PORTLAND, ME 503,000503.0k $12.1m $12.1m 0.18% Added +39.1k +39,101
22 CFO4Life Group, LLC 1.83% of their portfolio COPPELL, TX 498,899498.9k $12.0m $12.0m 1.83% Added +22.0k +22,020
23 MassMutual Private Wealth & Trust, FSB 0.29% of their portfolio Windsor, CT 445,536445.5k $10.7m $10.7m 0.29% Reduced -9.7k -9,707
24 GREAT VALLEY ADVISOR GROUP, INC. 0.19% of their portfolio WILMINGTON, DE 434,550434.6k $10.5m $10.5m 0.19% Added +12.0k +11,953
25 Hudock, Inc. 1.46% of their portfolio Williamsport, PA 412,549412.5k $9.9m $9.9m 1.46% Added +72.0k +72,027
26 INVENIO WEALTH PARTNERS LLC 3.92% of their portfolio CORAL GABLES, FL 410,043410.0k $9.9m $9.9m 3.92% Added +11.9k +11,915
27 Summit Financial, LLC 0.13% of their portfolio PARSIPPANY, NJ 406,157406.2k $9.8m $9.8m 0.13% Added +39.6k +39,561
28 VICUS CAPITAL 0.67% of their portfolio STATE COLLEGE, PA 379,865379.9k $9.2m $9.2m 0.67% Added +647 +647
29 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 371,510371.5k $9.0m $9.0m 0.01% Added +31.7k +31,745
30 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 356,185356.2k $8.6m $8.6m 0.01% Added +15.2k +15,220
31 Dynamic Advisor Solutions LLC 0.27% of their portfolio PHOENIX, AZ 353,375353.4k $8.5m $8.5m 0.27% Added +7.3k +7,302
32 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 302,466302.5k $7.3m $7.3m 0.01% Reduced -7.5k -7,486
33 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 286,239286.2k $6.9m $6.9m 0.00% Added +181.6k +181,609
34 Main Street Financial Solutions, LLC 0.50% of their portfolio NEWTOWN, PA 284,006284.0k $6.8m $6.8m 0.50% Added +8.0k +7,984
35 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 273,476273.5k $6.6m $6.6m 0.00% Added +4.5k +4,547
36 Darwin Wealth Management, LLC 2.03% of their portfolio TAMPA, FL 270,300270.3k $6.5m $6.5m 2.03% New
37 Sanctuary Advisors, LLC 0.03% of their portfolio INDIANAPOLIS, IN 265,827265.8k $6.4m $6.4m 0.03% Added +54.2k +54,226
38 Elyxium Wealth, LLC 1.99% of their portfolio BEVERLY HILLS, CA 256,868256.9k $6.2m $6.2m 1.99% Added +29.6k +29,624
39 GGM Financial LLC 2.75% of their portfolio COLUMBUS, OH 248,098248.1k $6.0m $6.0m 2.75% Added +34.0k +33,967
40 Avior Wealth Management, LLC 0.17% of their portfolio OMAHA, NE 242,530242.5k $5.8m $5.8m 0.17% New
41 Prestige Wealth Management Group LLC 1.15% of their portfolio FLEMINGTON, NJ 241,710241.7k $5.8m $5.8m 1.15% Added +27.3k +27,258
42 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 233,687233.7k $5.7m $5.7m 0.01% Added +16.4k +16,378
43 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 206,375206.4k $5.0m $5.0m 0.00% Added +62.2k +62,228
44 Clear Trail Advisors, LLC 0.80% of their portfolio HOUSTON, TX 198,526198.5k $4.8m $4.8m 0.80% New
45 JOURNEY STRATEGIC WEALTH LLC 0.12% of their portfolio SUMMIT, NJ 192,888192.9k $4.6m $4.6m 0.12% Added +54.2k +54,216
46 Focus Partners Advisor Solutions, LLC 0.05% of their portfolio SAINT LOUIS, MO 189,055189.1k $4.6m $4.6m 0.05% New
47 46 Peaks LLC 3.22% of their portfolio NEWTOWN, PA 183,500183.5k $4.4m $4.4m 3.22% Added +1.0k +1,018
48 Brady Martz Wealth Solutions, LLC 0.72% of their portfolio GRAND FORKS, ND 174,972175.0k $4.2m $4.2m 0.72% Reduced -3.5k -3,502
49 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 174,242174.2k $4.2m $4.2m 0.01% Added +1.9k +1,877
50 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 171,325171.3k $4.1m $4.1m 0.01% Reduced -5.7k -5,712
51 Avantax Planning Partners, Inc. 0.11% of their portfolio DUBUQUE, IA 168,469168.5k $4.1m $4.1m 0.11% Reduced -3.0k -3,030
52 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 167,341167.3k $4.0m $4.0m 0.00% Added +145.5k +145,479
53 Smallwood Wealth Investment Management, LLC 2.09% of their portfolio RED BANK, NJ 164,809164.8k $4.0m $4.0m 2.09% Added +2.4k +2,365
54 Bernardo Wealth Planning LLC 0.75% of their portfolio HARLEYSVILLE, PA 158,460158.5k $3.8m $3.8m 0.75% Added +8.4k +8,362
55 AdvisorNet Financial, Inc 0.18% of their portfolio MINNETONKA, MN 141,443141.4k $3.4m $3.4m 0.18% Added +19.3k +19,268
56 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 115,546115.5k $2.8m $2.8m 0.01% Added +94.0k +93,988
57 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 112,812112.8k $2.7m $2.7m 0.01% Reduced -1.8k -1,834
58 Legacy Financial Strategies, LLC 0.45% of their portfolio OVERLAND PARK, KS 103,010103.0k $2.5m $2.5m 0.45% Added +5.6k +5,558
59 Hapanowicz & Associates Financial Services, Inc 0.93% of their portfolio PITTSBURGH, PA 96,58096.6k $2.3m $2.3m 0.93% Added +34.9k +34,876
60 Clark Wealth Partners 1.55% of their portfolio O'FALLON, IL 95,30495.3k $2.3m $2.3m 1.55% Added +878 +878
61 Landmark Wealth Management, LLC 0.58% of their portfolio MELVILLE, NY 89,64989.6k $2.2m $2.2m 0.58% Added +25.4k +25,436
62 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 88,99489.0k $2.1m $2.1m 0.01% Added +9.0k +8,996
63 TITLEIST ASSET MANAGEMENT, LLC 0.15% of their portfolio SAN ANTONIO, TX 82,61282.6k $2.0m $2.0m 0.15% Added +46.6k +46,564
64 Snowden Capital Advisors LLC 0.05% of their portfolio New York, NY 80,78580.8k $2.0m $2.0m 0.05% Reduced -1.3k -1,303
65 Golden State Wealth Management, LLC 0.21% of their portfolio SANTA ANA, CA 79,85779.9k $1.9m $1.9m 0.21% Added +649 +649
66 Evergreen Private Wealth LLC 0.76% of their portfolio GREENWOOD VILLAGE, CO 77,68077.7k $1.9m $1.9m 0.76% Added +3.6k +3,616
67 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 73,93073.9k $1.8m $1.8m 0.00% Reduced -865 -865
68 VestGen Advisors, LLC 0.05% of their portfolio CHICAGO, IL 67,91867.9k $1.6m $1.6m 0.05% Added +17.0k +17,039
69 Spire Wealth Management 0.05% of their portfolio MCLEAN, VA 66,39766.4k $1.6m $1.6m 0.05% Added +5.9k +5,938
70 Kuhn & Co Investment Counsel 1.02% of their portfolio Chicago, IL 65,84365.8k $1.6m $1.6m 1.02% Reduced -1.0k -1,006
71 FLOW TRADERS U.S. LLC 0.05% of their portfolio NEW YORK, NY 64,67564.7k $1.6m $1.6m 0.05% New
72 Farther Finance Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 63,62563.6k $1.5m $1.5m 0.01% Added +4.1k +4,092
73 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 51,55751.6k $1.2m $1.2m 0.01% Reduced -1.7k -1,746
74 IHT Wealth Management, LLC 0.03% of their portfolio Chicago, IL 50,74450.7k $1.2m $1.2m 0.03% Added +14.8k +14,800
75 PFG Advisors 0.06% of their portfolio Phoenix, AZ 50,18350.2k $1.2m $1.2m 0.06% Reduced -7.5k -7,531
76 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 48,63348.6k $1.2m $1.2m 0.00% Added +25.7k +25,713
77 OLD MISSION CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 47,40347.4k $1.1m $1.1m 0.03% Added +32.0k +31,981
78 Cypress Point Wealth Management, LLC 0.24% of their portfolio DALLAS, TX 46,94746.9k $1.1m $1.1m 0.24% Reduced -15.8k -15,844
79 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 45,57845.6k $1.1m $1.1m 0.00% New
80 Dakota Wealth Management 0.02% of their portfolio PALM BEACH GARDENS, FL 45,25445.3k $1.1m $1.1m 0.02% Added +9.7k +9,714
81 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 44,23044.2k $1.1m $1.1m 0.01% Added +6.1k +6,066
82 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 43,89443.9k $1.1m $1.1m 0.00% Reduced -10.0k -10,039
83 NewEdge Wealth, LLC 0.01% of their portfolio STAMFORD, CT 43,71243.7k $1.1m $1.1m 0.01% New
84 Opes Wealth Management LLC 0.18% of their portfolio MENLO PARK, CA 42,53542.5k $1.0m $1.0m 0.18% Added +1.8k +1,835
85 PKS Advisory Services, LLC 0.23% of their portfolio ALBANY, NY 41,83941.8k $1.0m $1.0m 0.23% Added +4.7k +4,726
86 Frontier Asset Management, LLC 0.21% of their portfolio SHERIDAN, WY 40,72640.7k $981.7k $981.7k 0.21% Reduced -5.2k -5,170
87 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 40,10340.1k $966.7k $966.7k 0.01% Added +869 +869
88 Narus Financial Partners, LLC 0.25% of their portfolio SALT LAKE CITY, UT 40,03840.0k $965.1k $965.1k 0.25% Unchanged
89 Curran Financial Partners, LLC 0.17% of their portfolio DANIEL ISLAND, SC 39,07739.1k $942.0k $942.0k 0.17% Reduced -3.5k -3,535
90 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 32,48232.5k $783.0k $783.0k 0.00% Reduced -32.5k -32,482
91 Evolution Wealth Advisors, LLC 0.07% of their portfolio AVENTURA, FL 30,41330.4k $733.1k $733.1k 0.07% Unchanged
92 RFG - Bristol Wealth Advisors, LLC 0.19% of their portfolio TAUNTON, MA 29,59029.6k $713.3k $713.3k 0.19% Added +3.2k +3,208
93 Fortis Group Advisors, LLC 0.12% of their portfolio WESTWOOD, NJ 28,96929.0k $703.1k $703.1k 0.12% Added +784 +784
94 TD PRIVATE CLIENT WEALTH LLC 0.01% of their portfolio NEW YORK, NY 28,89228.9k $696.4k $696.4k 0.01% Added +4.4k +4,433
95 SWMG, LLC 0.19% of their portfolio FORT WORTH, TX 27,99528.0k $674.8k $674.8k 0.19% Reduced -881 -881
96 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 26,73126.7k $644.4k $644.4k 0.00% Reduced -39.4k -39,416
97 Stronghold Wealth Management L.L.C. 0.92% of their portfolio TAMPA, FL 25,20125.2k $607.5k $607.5k 0.92% Added +832 +832
98 BCS Wealth Management 0.12% of their portfolio JOHNSON CITY, TN 24,87124.9k $599.5k $599.5k 0.12% Reduced -23.5k -23,493
99 NewSquare Capital LLC 0.05% of their portfolio NEWTOWN SQUARE, PA 23,41323.4k $564.4k $564.4k 0.05% Added +940 +940
100 GTS SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 22,69322.7k $547.0k $547.0k 0.02% New