Vault-13

NEW YORK LIFE INVTS ACTIVE E MMIT

NYLI MACKAY MUN · ETP · CUSIP 45409F827

111 institutional holders +11 vs Q3 2024
25,449,51425.4m shares reported held*
$611.1mreported value*
14 new 47 added 35 reduced 8 sold out net bought ≈ $38.7m (+1.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $24.01.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 57Q4 22: 70Q1 23: 75Q2 23: 74Q3 23: 79Q4 23: 95Q1 24: 91Q2 24: 95Q3 24: 100Q4 24: 111111Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202257
Q4 202270
Q1 202375
Q2 202374
Q3 202379
Q4 202395
Q1 202491
Q2 202495
Q3 2024100
Q4 2024111

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 51 bought or addedQ1 23: 22 cut or sold outQ2 23: 48 bought or addedQ2 23: 26 cut or sold outQ2 23Q3 23: 50 bought or addedQ3 23: 33 cut or sold outQ4 23: 66 bought or addedQ4 23: 26 cut or sold outQ4 23Q1 24: 58 bought or addedQ1 24: 32 cut or sold outQ2 24: 48 bought or addedQ2 24: 42 cut or sold outQ2 24Q3 24: 59 bought or addedQ3 24: 38 cut or sold outQ4 24: 61 bought or addedQ4 24: 43 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20235122
Q2 20234826
Q3 20235033
Q4 20236626
Q1 20245832
Q2 20244842
Q3 20245938
Q4 20246143

Biggest buyers

FINANCIAL COUNSELORS INC Added +348,352+348.4k
MORGAN STANLEY Added +277,286+277.3k
Focus Partners Advisor Solutions, LLC Added +241,484+241.5k
JANE STREET GROUP, LLC Added +168,800+168.8k
LPL Financial LLC Added +150,293+150.3k
Dynamic Advisor Solutions LLC Added +149,508+149.5k
MassMutual Private Wealth & Trust, FSB Added +148,365+148.4k
Private Advisor Group, LLC Added +85,492+85.5k
Schneider Downs Wealth Management Advisors, LP Added +80,973+81.0k
Cetera Investment Advisers Added +65,654+65.7k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -160,135-160.1k
JPMORGAN CHASE & CO Reduced -87,865-87.9k
Avantax Planning Partners, Inc. Reduced -55,640-55.6k
Integrated Wealth Concepts LLC Sold out -48,531-48.5k
OLD MISSION CAPITAL LLC Sold out -44,903-44.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -43,055-43.1k
Steward Partners Investment Advisory, LLC Reduced -41,713-41.7k
UBS Group AG Reduced -36,586-36.6k
Narus Financial Partners, LLC Reduced -34,390-34.4k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -33,170-33.2k

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 3,901,5693.9m $93.7m $93.7m 0.01% Reduced -160.1k -160,135
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,939,7742.9m $70.6m $70.6m 0.00% Added +277.3k +277,286
3 RAYMOND JAMES FINANCIAL INC 0.02% of their portfolio ST. PETERSBURG, FL 1,732,1621.7m $41.6m $41.6m 0.02% First filing
4 Schneider Downs Wealth Management Advisors, LP 6.87% of their portfolio Pittsburgh, PA 1,521,3761.5m $36.5m $36.5m 6.87% Added +81.0k +80,973
5 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,486,2111.5m $35.7m $35.7m 0.01% Reduced -36.6k -36,586
6 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 1,185,9711.2m $28.5m $28.5m 0.01% Added +150.3k +150,293
7 IAG Wealth Partners, LLC 4.70% of their portfolio WAUKESHA, WI 1,110,6811.1m $26.7m $26.7m 4.70% Added +50.8k +50,796
8 Pallas Capital Advisors LLC 1.02% of their portfolio BRAINTREE, MA 990,587990.6k $23.8m $23.8m 1.02% Reduced -9.9k -9,941
9 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 792,407792.4k $19.0m $19.0m 0.04% Added +65.7k +65,654
10 Avantax Planning Partners, Inc. 0.60% of their portfolio DUBUQUE, IA 689,311689.3k $16.6m $16.6m 0.60% Reduced -55.6k -55,640
11 TruWealth Advisors, LLC 0.95% of their portfolio Metairie, LA 655,457655.5k $15.7m $15.7m 0.95% Added +12.9k +12,906
12 FINANCIAL COUNSELORS INC 0.22% of their portfolio Overland Park, KS 621,241621.2k $14.9m $14.9m 0.22% Added +348.4k +348,352
13 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 515,132515.1k $12.4m $12.4m 0.00% Reduced -6.8k -6,819
14 GREAT VALLEY ADVISOR GROUP, INC. 0.23% of their portfolio WILMINGTON, DE 432,428432.4k $10.4m $10.4m 0.23% Added +21.6k +21,612
15 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 408,478408.5k $9.8m $9.8m 0.01% Added +8.5k +8,547
16 Dynamic Advisor Solutions LLC 0.42% of their portfolio PHOENIX, AZ 406,994407.0k $9.8m $9.8m 0.42% Added +149.5k +149,508
17 CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC 2.03% of their portfolio BETHLEHEM, PA 391,460391.5k $9.4m $9.4m 2.03% Reduced -3.2k -3,184
18 MassMutual Private Wealth & Trust, FSB 0.24% of their portfolio Windsor, CT 362,707362.7k $8.7m $8.7m 0.24% Added +148.4k +148,365
19 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 307,219307.2k $7.4m $7.4m 0.00% Added +7.0k +7,027
20 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 283,870283.9k $6.8m $6.8m 0.01% Reduced -1.4k -1,444
21 Focus Partners Advisor Solutions, LLC 0.10% of their portfolio SAINT LOUIS, MO 255,567255.6k $6.1m $6.1m 0.10% Added +241.5k +241,484
22 Brady Martz Wealth Solutions, LLC 1.39% of their portfolio GRAND FORKS, ND 240,318240.3k $5.8m $5.8m 1.39% First filing
23 VICUS CAPITAL 0.47% of their portfolio STATE COLLEGE, PA 221,935221.9k $5.3m $5.3m 0.47% Added +15.6k +15,602
24 Prestige Wealth Management Group LLC 1.05% of their portfolio FLEMINGTON, NJ 209,762209.8k $5.0m $5.0m 1.05% Reduced -24.7k -24,670
25 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 191,028191.0k $4.6m $4.6m 0.01% Added +168.8k +168,800
26 Sanctuary Advisors, LLC 0.03% of their portfolio INDIANAPOLIS, IN 189,771189.8k $4.6m $4.6m 0.03% Added +27.6k +27,627
27 Main Street Financial Solutions, LLC 0.41% of their portfolio NEWTOWN, PA 171,098171.1k $4.1m $4.1m 0.41% Reduced -2.5k -2,454
28 Bernardo Wealth Planning LLC 0.97% of their portfolio HARLEYSVILLE, PA 169,895169.9k $4.1m $4.1m 0.97% Reduced -25.5k -25,454
29 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 165,958166.0k $4.0m $4.0m 0.01% Reduced -33.2k -33,170
30 Cypress Point Wealth Management, LLC 0.99% of their portfolio DALLAS, TX 132,458132.5k $3.2m $3.2m 0.99% Added +3.9k +3,920
31 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 129,455129.5k $3.1m $3.1m 0.02% Added +85.5k +85,492
32 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 125,893125.9k $3.0m $3.0m 0.01% Added +17.8k +17,829
33 JOURNEY STRATEGIC WEALTH LLC 0.10% of their portfolio SUMMIT, NJ 113,606113.6k $2.7m $2.7m 0.10% Added +30.4k +30,403
34 Golden State Wealth Management, LLC 0.35% of their portfolio SANTA ANA, CA 96,49796.5k $2.3m $2.3m 0.35% First filing
35 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 93,82793.8k $2.3m $2.3m 0.00% Reduced -87.9k -87,865
36 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 90,02090.0k $2.2m $2.2m 0.01% Reduced -3.1k -3,082
37 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 86,93486.9k $2.1m $2.1m 0.00% Added +7.7k +7,712
38 Clark Wealth Partners 1.62% of their portfolio O'FALLON, IL 86,69686.7k $2.1m $2.1m 1.62% First filing
39 Smallwood Wealth Investment Management, LLC 1.42% of their portfolio RED BANK, NJ 86,05186.1k $2.1m $2.1m 1.42% Added +45.1k +45,095
40 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 84,74484.7k $2.0m $2.0m 0.00% Added +21.7k +21,731
41 Legacy Financial Strategies, LLC 0.39% of their portfolio OVERLAND PARK, KS 74,62474.6k $1.8m $1.8m 0.39% Reduced -3.0k -3,034
42 Mariner, LLC 0.00% of their portfolio Overland Park, KS 74,57874.6k $1.8m $1.8m 0.00% Added +35.5k +35,541
43 Kuhn & Co Investment Counsel 1.47% of their portfolio Chicago, IL 71,98172.0k $1.7m $1.7m 1.47% Added +2.6k +2,647
44 Landmark Wealth Management, LLC 0.73% of their portfolio MELVILLE, NY 68,91668.9k $1.7m $1.7m 0.73% Added +2.7k +2,665
45 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 63,88563.9k $1.5m $1.5m 0.00% New
46 Evergreen Private Wealth LLC 0.72% of their portfolio GREENWOOD VILLAGE, CO 63,56063.6k $1.5m $1.5m 0.72% Added +8.1k +8,120
47 Janney Capital Management LLC 0.10% of their portfolio PITTSBURGH, PA 59,90759.9k $1.4m $1.4m 0.10% Reduced -1.4k -1,387
48 Snowden Capital Advisors LLC 0.04% of their portfolio New York, NY 51,60451.6k $1.2m $1.2m 0.04% Reduced -12.3k -12,259
49 Kennebec Savings Bank 1.24% of their portfolio Augusta, ME 51,53451.5k $1.2m $1.2m 1.24% Added +50.9k +50,947
50 AdvisorNet Financial, Inc 0.10% of their portfolio MINNETONKA, MN 49,56149.6k $1.2m $1.2m 0.10% Added +3.5k +3,515
51 PFG Advisors 0.07% of their portfolio Phoenix, AZ 46,13246.1k $1.1m $1.1m 0.07% Added +2.6k +2,631
52 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 43,00943.0k $1.0m $1.0m 0.00% New
53 Fortis Group Advisors, LLC 0.19% of their portfolio WESTWOOD, NJ 42,44342.4k $1.0m $1.0m 0.19% Added +4.6k +4,605
54 Narus Financial Partners, LLC 0.34% of their portfolio SALT LAKE CITY, UT 42,32042.3k $1.0m $1.0m 0.34% Reduced -34.4k -34,390
55 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 41,49841.5k $996.0k $996.0k 0.01% Added +10.6k +10,556
56 New Hampshire Trust 0.20% of their portfolio CONCORD, NH 40,28340.3k $967.2k $967.2k 0.20% New
57 Frontier Asset Management, LLC 0.32% of their portfolio SHERIDAN, WY 39,93039.9k $958.7k $958.7k 0.32% Added +4.3k +4,316
58 Amplius Wealth Advisors, LLC 0.10% of their portfolio BLUE BELL, PA 38,87538.9k $933.4k $933.4k 0.10% Reduced -2.0k -2,039
59 Opes Wealth Management LLC 0.19% of their portfolio MENLO PARK, CA 37,69537.7k $905.1k $905.1k 0.19% Added +5.2k +5,150
60 BCS Wealth Management 0.21% of their portfolio JOHNSON CITY, TN 35,12235.1k $843.0k $843.0k 0.21% Reduced -6.6k -6,599
61 SWMG, LLC 0.34% of their portfolio FORT WORTH, TX 35,00335.0k $844.3k $844.3k 0.34% Added +233 +233
62 HUB Investment Partners, LLC 0.04% of their portfolio AUSTIN, TX 34,95235.0k $839.2k $839.2k 0.04% Reduced -2.7k -2,700
63 TITLEIST ASSET MANAGEMENT, LLC 0.09% of their portfolio SAN ANTONIO, TX 33,87133.9k $813.2k $813.2k 0.09% Added +3.1k +3,137
64 Evolution Wealth Advisors, LLC 0.13% of their portfolio AVENTURA, FL 32,31332.3k $775.8k $775.8k 0.13% Unchanged
65 SAXON INTERESTS, INC. 0.33% of their portfolio HOUSTON, TX 30,99531.0k $744.2k $744.2k 0.33% Reduced -731 -731
66 Burt Wealth Advisors 0.19% of their portfolio North Bethesda, MD 30,48030.5k $731.8k $731.8k 0.19% Reduced -2.3k -2,300
67 COMERICA BANK 0.00% of their portfolio DALLAS, TX 29,53429.5k $709.1k $709.1k 0.00% Added +459 +459
68 PKS Advisory Services, LLC 0.17% of their portfolio ALBANY, NY 27,75227.8k $666.3k $666.3k 0.17% First filing
69 Pine Valley Investments Ltd Liability Co 0.04% of their portfolio MARLTON, NJ 26,70026.7k $642.3k $642.3k 0.04% New
70 Western Wealth Management, LLC 0.03% of their portfolio GOLDEN, CO 26,39426.4k $633.7k $633.7k 0.03% Reduced -768 -768
71 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 26,30626.3k $632.9k $632.9k 0.01% Unchanged
72 GGM Financial LLC 0.62% of their portfolio COLUMBUS, OH 24,32324.3k $584.0k $584.0k 0.62% New
73 Vista Cima Wealth Management LLC 0.50% of their portfolio SURPRISE, AZ 19,97020.0k $479.5k $479.5k 0.50% First filing
74 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 18,79018.8k $455.0k $455.0k 0.00% Added +119 +119
75 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 18,58618.6k $446.3k $446.3k 0.00% Reduced -915 -915
76 FLOW TRADERS U.S. LLC 0.02% of their portfolio NEW YORK, NY 18,51718.5k $445.0k $445.0k 0.02% New
77 Ascentis Independent Advisors 0.08% of their portfolio DALLAS, TX 17,41317.4k $418.1k $418.1k 0.08% Reduced -17.4k -17,443
78 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 17,19517.2k $412.0k $412.0k 0.00% New
79 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 17,00917.0k $408.4k $408.4k 0.00% Added +1.1k +1,084
80 LEVEL FOUR ADVISORY SERVICES, LLC 0.02% of their portfolio DALLAS, TX 16,64116.6k $399.6k $399.6k 0.02% Reduced -1.2k -1,208
81 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 15,51215.5k $372.4k $372.4k 0.00% Reduced -3.2k -3,181
82 Atria Investments, Inc 0.00% of their portfolio Charlotte, NC 15,23815.2k $365.9k $365.9k 0.00% Added +156 +156
83 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 14,44414.4k $346.8k $346.8k 0.00% Reduced -43.1k -43,055
84 Friday Financial 0.23% of their portfolio DUBUQUE, IA 14,08314.1k $338.1k $338.1k 0.23% First filing
85 Curran Financial Partners, LLC 0.09% of their portfolio DANIEL ISLAND, SC 13,73713.7k $329.8k $329.8k 0.09% New
86 Bill Few Associates, Inc. 0.11% of their portfolio SEWICKLEY, PA 13,13213.1k $315.3k $315.3k 0.11% New
87 Sequoia Financial Advisors, LLC 0.00% of their portfolio Akron, OH 13,04313.0k $313.2k $313.2k 0.00% Reduced -321 -321
88 Visionary Wealth Advisors 0.02% of their portfolio O'FALLON, IL 12,46612.5k $299.3k $299.3k 0.02% Added +118 +118
89 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 11,97012.0k $287.4k $287.4k 0.00% Added +65 +65
90 WCG Wealth Advisors LLC 0.02% of their portfolio LAS VEGAS, NV 11,95812.0k $287.0k $287.0k 0.02% New
91 GTS SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 11,22511.2k $269.5k $269.5k 0.01% New
92 Lokken Investment Group LLC 0.11% of their portfolio LEWES, DE 11,08211.1k $266.1k $266.1k 0.11% Unchanged
93 Vertex Planning Partners, LLC 0.06% of their portfolio DOWNERS GROVE, IL 10,45710.5k $251.1k $251.1k 0.06% Unchanged
94 SYNOVUS FINANCIAL CORP 0.00% of their portfolio Columbus, GA 9,98510.0k $239.8k $239.8k 0.00% Reduced -9.9k -9,873
95 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 9,4539.5k $227.0k $227.0k 0.00% Added +542 +542
96 Pineridge Advisors LLC 0.08% of their portfolio ST. CHARLES, MO 8,8638.9k $212.8k $212.8k 0.08% Reduced -6.5k -6,516
97 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.00% of their portfolio CINCINNATI, OH 6,6656.7k $160.4k $160.4k 0.00% Reduced -2.4k -2,365
98 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 5,3285.3k $127.9k $127.9k 0.00% Added +180 +180
99 Wiser Advisor Group LLC 0.18% of their portfolio PHOENIX, AZ 5,2575.3k $126.2k $126.2k 0.18% Added +50 +50
100 TSFG, LLC 0.03% of their portfolio LAKE FOREST, IL 5,0765.1k $122.0k $122.0k 0.03% Reduced -2.4k -2,396