Vault-13

NEW YORK LIFE INVTS ACTIVE E MMIT

NYLI MACKAY MUN · ETP · CUSIP 45409F827

95 institutional holders +4 vs Q1 2024
22,247,77822.2m shares reported held*
$538.1mreported value*
7 new 41 added 36 reduced 6 sold out net sold ≈ $102.5m (-4.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $24.18.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 57Q4 22: 70Q1 23: 75Q2 23: 74Q3 23: 79Q4 23: 95Q1 24: 91Q2 24: 9595Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202257
Q4 202270
Q1 202375
Q2 202374
Q3 202379
Q4 202395
Q1 202491
Q2 202495

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 45 bought or addedQ4 22: 28 cut or sold outQ4 22Q1 23: 51 bought or addedQ1 23: 22 cut or sold outQ2 23: 48 bought or addedQ2 23: 26 cut or sold outQ2 23Q3 23: 50 bought or addedQ3 23: 33 cut or sold outQ4 23: 66 bought or addedQ4 23: 26 cut or sold outQ4 23Q1 24: 58 bought or addedQ1 24: 32 cut or sold outQ2 24: 48 bought or addedQ2 24: 42 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20224528
Q1 20235122
Q2 20234826
Q3 20235033
Q4 20236626
Q1 20245832
Q2 20244842

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +229,694+229.7k
Schneider Downs Wealth Management Advisors, LP Added +145,231+145.2k
UBS Group AG Added +137,433+137.4k
Raymond James Financial Services Advisors, Inc. Added +114,796+114.8k
Cetera Investment Advisers Added +95,483+95.5k
Pallas Capital Advisors LLC Added +48,821+48.8k
Main Street Financial Solutions, LLC Added +35,163+35.2k
IAG Wealth Partners, LLC Added +33,744+33.7k
MassMutual Private Wealth & Trust, FSB Added +29,883+29.9k
CITADEL ADVISORS LLC New +24,667+24.7k

Biggest sellers

MORGAN STANLEY Reduced -4,964,115-5.0m
JPMORGAN CHASE & CO Reduced -60,674-60.7k
JANE STREET GROUP, LLC Sold out -36,261-36.3k
Redhawk Wealth Advisors, Inc. Sold out -34,298-34.3k
LPL Financial LLC Reduced -31,479-31.5k
HighTower Advisors, LLC Reduced -21,955-22.0k
Avantax Planning Partners, Inc. Reduced -19,127-19.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -18,314-18.3k
LINCOLN NATIONAL CORP Sold out -18,159-18.2k
FLOW TRADERS U.S. LLC Sold out -17,335-17.3k

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 3,635,6833.6m $87.9m $87.9m 0.01% Added +229.7k +229,694
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,543,8742.5m $61.5m $61.5m 0.00% Reduced -5.0m -4,964,115
3 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,647,5391.6m $39.8m $39.8m 0.01% Added +137.4k +137,433
4 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 1,515,4401.5m $36.6m $36.6m 0.05% Added +114.8k +114,796
5 Schneider Downs Wealth Management Advisors, LP 6.87% of their portfolio Pittsburgh, PA 1,277,3431.3m $30.9m $30.9m 6.87% Added +145.2k +145,231
6 Avantax Planning Partners, Inc. 0.82% of their portfolio DUBUQUE, IA 1,056,7401.1m $25.6m $25.6m 0.82% Reduced -19.1k -19,127
7 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 1,030,5671.0m $24.9m $24.9m 0.01% Reduced -31.5k -31,479
8 IAG Wealth Partners, LLC 4.98% of their portfolio WAUKESHA, WI 1,025,0661.0m $24.8m $24.8m 4.98% Added +33.7k +33,744
9 Pallas Capital Advisors LLC 1.04% of their portfolio BRAINTREE, MA 948,624948.6k $23.1m $23.1m 1.04% Added +48.8k +48,821
10 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 636,973637.0k $15.4m $15.4m 0.04% Added +95.5k +95,483
11 TruWealth Advisors, LLC 0.96% of their portfolio Metairie, LA 598,348598.3k $14.5m $14.5m 0.96% Reduced -15.3k -15,282
12 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 400,509400.5k $9.7m $9.7m 0.01% Added +8.9k +8,948
13 GREAT VALLEY ADVISOR GROUP, INC. 0.27% of their portfolio WILMINGTON, DE 395,094395.1k $9.6m $9.6m 0.27% Added +8.8k +8,777
14 CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC 2.58% of their portfolio BETHLEHEM, PA 378,297378.3k $9.1m $9.1m 2.58% Added +19.6k +19,627
15 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 317,873317.9k $7.7m $7.7m 0.00% Reduced -7.8k -7,849
16 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 299,059299.1k $7.2m $7.2m 0.00% Reduced -9.0k -9,014
17 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 283,786283.8k $6.9m $6.9m 0.01% Added +17.8k +17,808
18 Dynamic Advisor Solutions LLC 0.19% of their portfolio PHOENIX, AZ 251,113251.1k $6.1m $6.1m 0.19% Added +15.7k +15,717
19 FINANCIAL COUNSELORS INC 0.10% of their portfolio Overland Park, KS 249,415249.4k $6.0m $6.0m 0.10% Added +4.0k +3,954
20 Prestige Wealth Management Group LLC 1.23% of their portfolio FLEMINGTON, NJ 236,150236.2k $5.7m $5.7m 1.23% Reduced -3.0k -2,995
21 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 209,854209.9k $5.1m $5.1m 0.01% Reduced -8.3k -8,274
22 Bernardo Wealth Planning LLC 1.32% of their portfolio HARLEYSVILLE, PA 202,583202.6k $4.9m $4.9m 1.32% Added +16.7k +16,742
23 VICUS CAPITAL 0.43% of their portfolio STATE COLLEGE, PA 197,897197.9k $4.8m $4.8m 0.43% Reduced -1.9k -1,872
24 MassMutual Private Wealth & Trust, FSB 0.14% of their portfolio Windsor, CT 190,347190.3k $4.6m $4.6m 0.14% Added +29.9k +29,883
25 Main Street Financial Solutions, LLC 0.35% of their portfolio NEWTOWN, PA 152,727152.7k $3.7m $3.7m 0.35% Added +35.2k +35,163
26 Integrated Wealth Concepts LLC 0.05% of their portfolio WALTHAM, MA 145,803145.8k $3.5m $3.5m 0.05% Added +2.4k +2,420
27 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 141,530141.5k $3.4m $3.4m 0.00% Reduced -60.7k -60,674
28 Sanctuary Advisors, LLC 0.02% of their portfolio INDIANAPOLIS, IN 125,159125.2k $3.0m $3.0m 0.02% First filing
29 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 124,235124.2k $3.0m $3.0m 0.00% Added +2.3k +2,282
30 Cypress Point Wealth Management, LLC 1.39% of their portfolio DALLAS, TX 121,361121.4k $2.9m $2.9m 1.39% Added +14.4k +14,431
31 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 105,635105.6k $2.6m $2.6m 0.01% Added +14.3k +14,329
32 Legacy Financial Strategies, LLC 0.58% of their portfolio OVERLAND PARK, KS 99,69999.7k $2.4m $2.4m 0.58% Reduced -3.5k -3,513
33 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 95,49695.5k $2.3m $2.3m 0.01% Added +1.8k +1,846
34 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 81,15881.2k $2.0m $2.0m 0.00% Reduced -2.5k -2,535
35 JOURNEY STRATEGIC WEALTH LLC 0.08% of their portfolio SUMMIT, NJ 80,15780.2k $1.9m $1.9m 0.08% Added +18.9k +18,888
36 Narus Financial Partners, LLC 0.75% of their portfolio SALT LAKE CITY, UT 76,71076.7k $1.9m $1.9m 0.75% Reduced -5.5k -5,452
37 Landmark Wealth Management, LLC 1.28% of their portfolio MELVILLE, NY 68,07168.1k $1.6m $1.6m 1.28% Reduced -1.8k -1,754
38 Kuhn & Co Investment Counsel 1.44% of their portfolio Chicago, IL 66,34666.3k $1.6m $1.6m 1.44% Added +7.7k +7,687
39 Snowden Capital Advisors LLC 0.04% of their portfolio New York, NY 62,22662.2k $1.5m $1.5m 0.04% Reduced -2.6k -2,609
40 Janney Capital Management LLC 0.10% of their portfolio PITTSBURGH, PA 61,15861.2k $1.5m $1.5m 0.10% Reduced -4 -4
41 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 59,76059.8k $1.4m $1.4m 0.01% Reduced -5.0k -4,979
42 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 56,71556.7k $1.4m $1.4m 0.00% Added +13.5k +13,475
43 Evergreen Private Wealth LLC 0.64% of their portfolio GREENWOOD VILLAGE, CO 53,32053.3k $1.3m $1.3m 0.64% Added +3.6k +3,560
44 AdvisorNet Financial, Inc 0.10% of their portfolio MINNETONKA, MN 43,61443.6k $1.1m $1.1m 0.10% Added +883 +883
45 Amplius Wealth Advisors, LLC 0.12% of their portfolio BLUE BELL, PA 43,13143.1k $1.0m $1.0m 0.12% Reduced -11.1k -11,080
46 PFG Advisors 0.06% of their portfolio Phoenix, AZ 39,28039.3k $949.8k $949.8k 0.06% Reduced -2.1k -2,150
47 BCS Wealth Management 0.44% of their portfolio JOHNSON CITY, TN 37,57737.6k $909.0k $909.0k 0.44% Added +1.9k +1,873
48 SWMG, LLC 0.40% of their portfolio FORT WORTH, TX 37,22137.2k $900.0k $900.0k 0.40% Reduced -239 -239
49 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 35,73335.7k $864.0k $864.0k 0.01% Added +346 +346
50 HUB Investment Partners, LLC 0.04% of their portfolio AUSTIN, TX 33,15833.2k $801.7k $801.7k 0.04% Added +5.3k +5,349
51 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 33,14433.1k $801.4k $801.4k 0.01% Reduced -832 -832
52 TITLEIST ASSET MANAGEMENT, LLC 0.12% of their portfolio SAN ANTONIO, TX 33,05133.1k $799.2k $799.2k 0.12% Reduced -690 -690
53 COMERICA BANK 0.00% of their portfolio DALLAS, TX 33,04933.0k $799.1k $799.1k 0.00% Reduced -15.7k -15,664
54 Burt Wealth Advisors 0.21% of their portfolio North Bethesda, MD 32,78032.8k $792.6k $792.6k 0.21% Reduced -1.7k -1,661
55 Evolution Wealth Advisors, LLC 0.15% of their portfolio AVENTURA, FL 32,31332.3k $781.3k $781.3k 0.15% Unchanged
56 SAXON INTERESTS, INC. 0.37% of their portfolio HOUSTON, TX 31,81931.8k $769.4k $769.4k 0.37% Reduced -2.3k -2,348
57 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 31,03831.0k $750.5k $750.5k 0.01% Reduced -15.9k -15,944
58 Mariner, LLC 0.00% of their portfolio Overland Park, KS 30,80430.8k $744.8k $744.8k 0.00% Added +15.4k +15,413
59 Opes Wealth Management LLC 0.15% of their portfolio MENLO PARK, CA 30,29530.3k $732.5k $732.5k 0.15% Added +755 +755
60 Fortis Group Advisors, LLC 0.13% of their portfolio WESTWOOD, NJ 27,95528.0k $676.0k $676.0k 0.13% Added +15.7k +15,678
61 Western Wealth Management, LLC 0.05% of their portfolio GOLDEN, CO 27,10227.1k $655.3k $655.3k 0.05% Added +106 +106
62 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 24,66724.7k $596.4k $596.4k 0.00% New
63 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 19,75719.8k $477.7k $477.7k 0.00% Reduced -1.2k -1,153
64 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 18,49318.5k $447.0k $447.0k 0.00% Reduced -17.0k -17,043
65 Ascentis Independent Advisors 0.09% of their portfolio DALLAS, TX 17,83717.8k $431.3k $431.3k 0.09% First filing
66 Pineridge Advisors LLC 0.14% of their portfolio ST. CHARLES, MO 17,29217.3k $418.1k $418.1k 0.14% Reduced -2.1k -2,081
67 MBE Wealth Management, LLC 0.24% of their portfolio TOMAH, WI 16,05716.1k $388.3k $388.3k 0.24% Reduced -110 -110
68 Sequoia Financial Advisors, LLC 0.00% of their portfolio Akron, OH 15,54415.5k $375.9k $375.9k 0.00% Reduced -7.3k -7,348
69 Atria Investments, Inc 0.00% of their portfolio Charlotte, NC 15,34515.3k $371.0k $371.0k 0.00% New
70 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 15,21015.2k $367.8k $367.8k 0.00% Added +4.0k +3,998
71 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 14,96915.0k $361.9k $361.9k 0.00% Added +169 +169
72 LEVEL FOUR ADVISORY SERVICES, LLC 0.02% of their portfolio DALLAS, TX 14,07114.1k $340.2k $340.2k 0.02% Added +591 +591
73 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 12,84412.8k $310.0k $310.0k 0.00% Reduced -22.0k -21,955
74 TSFG, LLC 0.07% of their portfolio LAKE FOREST, IL 12,55412.6k $304.0k $304.0k 0.07% Reduced -2.3k -2,343
75 Visionary Wealth Advisors 0.02% of their portfolio O'FALLON, IL 12,43012.4k $300.6k $300.6k 0.02% Added +4.0k +3,987
76 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 11,55811.6k $279.5k $279.5k 0.00% Reduced -1.5k -1,530
77 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 11,47611.5k $277.5k $277.5k 0.00% Added +892 +892
78 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 11,20211.2k $270.9k $270.9k 0.00% Added +2.2k +2,230
79 Lokken Investment Group LLC 0.13% of their portfolio LEWES, DE 11,08211.1k $268.0k $268.0k 0.13% Added +40 +40
80 Vertex Planning Partners, LLC 0.07% of their portfolio DOWNERS GROVE, IL 10,45710.5k $252.8k $252.8k 0.07% Reduced -2.9k -2,947
81 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.00% of their portfolio CINCINNATI, OH 10,14510.1k $245.3k $245.3k 0.00% Unchanged
82 Insight Advisors, LLC/ PA 0.04% of their portfolio Newtown, PA 9,8759.9k $238.8k $238.8k 0.04% Unchanged
83 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 8,1788.2k $197.7k $197.7k 0.00% Unchanged
84 Wiser Advisor Group LLC 0.20% of their portfolio PHOENIX, AZ 5,1585.2k $124.7k $124.7k 0.20% Added +51 +51
85 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 2,9492.9k $71.3k $71.3k 0.00% New
86 Ashton Thomas Private Wealth, LLC 0.00% of their portfolio SCOTTSDALE, AZ 2,5172.5k $60.9k $60.9k 0.00% New
87 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 2,4982.5k $60.1k $60.1k 0.00% New
88 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 1,9191.9k $46.4k $46.4k 0.00% Reduced -98 -98
89 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 988988 $23.9k $23.9k 0.00% Unchanged
90 Householder Group Estate & Retirement Specialist, LLC 0.01% of their portfolio SCOTTSDALE, AZ 750750 $18.0k $18.0k 0.01% Unchanged
91 ICA Group Wealth Management, LLC 0.01% of their portfolio DENVER, CO 736736 $17.8k $17.8k 0.01% New
92 Lynx Investment Advisory 0.01% of their portfolio WASHINGTON, DC, DC 536536 $13.0k $13.0k 0.01% First filing
93 TUCKER ASSET MANAGEMENT LLC 0.00% of their portfolio LITTLETON, CO 179179 $4.3k $4.3k 0.00% Unchanged
94 FMR LLC 0.00% of their portfolio BOSTON, MA 11 $24 $24 0.00% New
95 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged