Vault-13

INDEXIQ ACTIVE ETF TR

IQ ULTR SHT DU · CUSIP 45409F819

17 institutional holders -1 vs Q2 2023
346,175346.2k shares reported held*
$16.5mreported value*
1 new 4 added 9 reduced 2 sold out net sold ≈ $9.9m (-206.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $47.75.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

01020Q3 22: 16Q4 22: 15Q1 23: 18Q2 23: 18Q3 23: 1717Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202216
Q4 202215
Q1 202318
Q2 202318
Q3 202317

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 2 bought or addedQ4 22: 11 cut or sold outQ4 22Q1 23: 10 bought or addedQ1 23: 7 cut or sold outQ1 23Q2 23: 8 bought or addedQ2 23: 10 cut or sold outQ2 23Q3 23: 5 bought or addedQ3 23: 11 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022211
Q1 2023107
Q2 2023810
Q3 2023511

Biggest buyers

BANK OF MONTREAL /CAN/ Added +4,500+4.5k
Integrated Wealth Concepts LLC Added +3,719+3.7k
JPMORGAN CHASE & CO New +385+385
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +294+294
OSAIC HOLDINGS, INC. Added +3+3

Biggest sellers

JANE STREET GROUP, LLC Reduced -96,780-96.8k
Western Wealth Management, LLC Sold out -40,722-40.7k
CITADEL ADVISORS LLC Reduced -31,294-31.3k
1776 Wealth LLC Reduced -12,578-12.6k
ROYAL BANK OF CANADA Reduced -11,805-11.8k
V Wealth Advisors LLC Sold out -11,207-11.2k
GTS SECURITIES LLC Reduced -5,075-5.1k
LPL Financial LLC Reduced -3,398-3.4k
Atlas Wealth LLC Reduced -1,553-1.6k
TFB Advisors LLC Reduced -1,090-1.1k

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 1776 Wealth LLC 3.29% of their portfolio ATLANTA, GA 130,152130.2k $6.2m $6.2m 3.29% Reduced -12.6k -12,578
2 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 66,95067.0k $3.2m $3.2m 0.00% Reduced -96.8k -96,780
3 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 25,54625.5k $1.2m $1.2m 0.02% Added +3.7k +3,719
4 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 15,61815.6k $745.8k $745.8k 0.00% Reduced -31.3k -31,294
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 14,09314.1k $673.0k $673.0k 0.00% Added +294 +294
6 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 13,91713.9k $664.6k $664.6k 0.00% Reduced -3.4k -3,398
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 13,51613.5k $645.0k $645.0k 0.00% Reduced -11.8k -11,805
8 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 12,00012.0k $573.4k $573.4k 0.00% Added +4.5k +4,500
9 Triton Financial Group Inc 0.41% of their portfolio Oklahoma City, OK 11,78611.8k $562.8k $562.8k 0.41% Reduced -22 -22
10 Atlas Wealth LLC 0.10% of their portfolio CINCINNATI, OH 11,02511.0k $526.5k $526.5k 0.10% Reduced -1.6k -1,553
11 Walkner Condon Financial Advisors LLC 0.13% of their portfolio MADISON, WI 9,98510.0k $476.8k $476.8k 0.13% Unchanged
12 GTS SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 8,9188.9k $425.9k $425.9k 0.01% Reduced -5.1k -5,075
13 TFB Advisors LLC 0.40% of their portfolio OVERLAND PARK, KS 6,9446.9k $331.6k $331.6k 0.40% Reduced -1.1k -1,090
14 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 5,0555.1k $241.4k $241.4k 0.01% Unchanged
15 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 385385 $18.4k $18.4k 0.00% New
16 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 285285 $13.6k $13.6k 0.00% Added +3 +3
17 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged