Vault-13

INDEXIQ ACTIVE ETF TR

IQ ULTR SHT DU · CUSIP 45409F819

15 institutional holders -1 vs Q3 2022
1,057,1151.1m shares reported held*
$50.2mreported value*
0 new 2 added 10 reduced 1 sold out net sold ≈ $33.5m (-704.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $47.47.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

01020Q3 22: 16Q4 22: 1515Q3 22Q4 22
Numbers
QuarterHolders
Q3 202216
Q4 202215

Biggest buyers

1776 Wealth LLC Added +68,787+68.8k
LPL Financial LLC Added +21,271+21.3k

Biggest sellers

New York Life Investment Management LLC Reduced -602,547-602.5k
JANE STREET GROUP, LLC Reduced -64,612-64.6k
MORGAN STANLEY Reduced -30,581-30.6k
BANK OF AMERICA CORP /DE/ Reduced -30,158-30.2k
CITADEL ADVISORS LLC Reduced -24,965-25.0k
Western Wealth Management, LLC Reduced -21,765-21.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -6,381-6.4k
ROYAL BANK OF CANADA Reduced -5,045-5.0k
ENVESTNET ASSET MANAGEMENT INC Sold out -4,475-4.5k
OSAIC HOLDINGS, INC. Reduced -4,235-4.2k

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 New York Life Investment Management LLC 0.37% of their portfolio New York, NY 678,611678.6k $32.2m $32.2m 0.37% Reduced -602.5k -602,547
2 1776 Wealth LLC 3.49% of their portfolio ATLANTA, GA 102,498102.5k $4.9m $4.9m 3.49% Added +68.8k +68,787
3 Western Wealth Management, LLC 0.38% of their portfolio GOLDEN, CO 77,94377.9k $3.7m $3.7m 0.38% Reduced -21.8k -21,765
4 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 35,22735.2k $1.7m $1.7m 0.00% Added +21.3k +21,271
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 32,78132.8k $1.6m $1.6m 0.00% Reduced -30.6k -30,581
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 32,02532.0k $1.5m $1.5m 0.00% Reduced -30.2k -30,158
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 27,85727.9k $1.3m $1.3m 0.00% Reduced -5.0k -5,045
8 Walkner Condon Financial Advisors LLC 0.29% of their portfolio MADISON, WI 20,40720.4k $968.7k $968.7k 0.29% Unchanged
9 Triton Financial Group Inc 0.67% of their portfolio Oklahoma City, OK 17,72817.7k $841.5k $841.5k 0.67% Reduced -65 -65
10 V Wealth Advisors LLC 0.11% of their portfolio Overland Park, KS 11,38111.4k $540.3k $540.3k 0.11% Unchanged
11 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 8,7608.8k $415.8k $415.8k 0.00% Reduced -25.0k -24,965
12 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 6,3716.4k $302.4k $302.4k 0.00% Reduced -64.6k -64,612
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 5,2495.2k $249.2k $249.2k 0.00% Reduced -6.4k -6,381
14 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 277277 $13.0k $13.0k 0.00% Reduced -4.2k -4,235
15 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged