Vault-13

INDEXIQ ETF TR MNA

IQ MRGR ARB ETF · ETP · CUSIP 45409B800

92 institutional holders -5 vs Q2 2023
12,080,65312.1m shares reported held*
$381.6mreported value*
8 new 28 added 40 reduced 15 sold out net bought ≈ $475.8k (+15.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $31.59. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 108Q4 22: 120Q1 23: 107Q2 23: 97Q3 23: 9292Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022108
Q4 2022120
Q1 2023107
Q2 202397
Q3 202392

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 44 bought or addedQ4 22: 57 cut or sold outQ4 22Q1 23: 33 bought or addedQ1 23: 76 cut or sold outQ1 23Q2 23: 35 bought or addedQ2 23: 63 cut or sold outQ2 23Q3 23: 36 bought or addedQ3 23: 55 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224457
Q1 20233376
Q2 20233563
Q3 20233655

Biggest buyers

New York Life Investment Management LLC Added +355,490+355.5k
B. Riley Wealth Advisors, Inc. Added +164,689+164.7k
Avestar Capital, LLC New +96,784+96.8k
CITADEL ADVISORS LLC Added +75,187+75.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +31,117+31.1k
GREENLEAF TRUST Added +20,220+20.2k
ASPIRIANT, LLC Added +13,694+13.7k
BANK OF AMERICA CORP /DE/ Added +8,857+8.9k
Belpointe Asset Management LLC New +8,090+8.1k
OPPENHEIMER ASSET MANAGEMENT INC. Added +5,533+5.5k

Biggest sellers

Clark Capital Management Group, Inc. Sold out -113,364-113.4k
ENVESTNET ASSET MANAGEMENT INC Reduced -108,941-108.9k
OneDigital Investment Advisors LLC Reduced -82,471-82.5k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -75,792-75.8k
PINNACLE ASSOCIATES LTD Sold out -53,803-53.8k
AMERIPRISE FINANCIAL INC Reduced -44,249-44.2k
MORGAN STANLEY Reduced -27,617-27.6k
Pinnacle Wealth Management Advisory Group, LLC Sold out -24,795-24.8k
Wealthcare Advisory Partners LLC Reduced -24,664-24.7k
CreativeOne Wealth, LLC Reduced -23,166-23.2k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 GREENLEAF TRUST 0.96% of their portfolio KALAMAZOO, MI 2,641,0382.6m $83.4m $83.4m 0.96% Added +20.2k +20,220
2 New York Life Investment Management LLC 0.47% of their portfolio New York, NY 1,385,5141.4m $43.8m $43.8m 0.47% Added +355.5k +355,490
3 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.02% of their portfolio Toronto, A6 958,643958.6k $30.3m $30.3m 0.02% Reduced -22.1k -22,098
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 772,034772.0k $24.4m $24.4m 0.00% Reduced -27.6k -27,617
5 OneDigital Investment Advisors LLC 0.48% of their portfolio OVERLAND PARK, KS 700,031700.0k $22.1m $22.1m 0.48% Reduced -82.5k -82,471
6 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 497,221497.2k $15.7m $15.7m 0.03% Reduced -75.8k -75,792
7 B. Riley Wealth Advisors, Inc. 0.40% of their portfolio MEMPHIS, TN 473,974474.0k $15.0m $15.0m 0.40% Added +164.7k +164,689
8 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 456,171456.2k $14.4m $14.4m 0.01% Reduced -8.9k -8,913
9 Wealthcare Advisory Partners LLC 0.66% of their portfolio WEST CHESTER, PA 454,115454.1k $14.3m $14.3m 0.66% Reduced -24.7k -24,664
10 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 449,628449.6k $14.2m $14.2m 0.00% Added +8.9k +8,857
11 OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC 1.03% of their portfolio SAN FRANCISCO, CA 439,675439.7k $13.9m $13.9m 1.03% Added +3.9k +3,880
12 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 337,185337.2k $10.7m $10.7m 0.00% Reduced -108.9k -108,941
13 ASPIRIANT, LLC 0.32% of their portfolio San Francisco, CA 196,207196.2k $6.2m $6.2m 0.32% Added +13.7k +13,694
14 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 146,764146.8k $4.6m $4.6m 0.02% Added +1.3k +1,332
15 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 137,261137.3k $4.3m $4.3m 0.01% Added +3.9k +3,934
16 OPPENHEIMER ASSET MANAGEMENT INC. 0.06% of their portfolio NEW YORK, NY 124,777124.8k $3.9m $3.9m 0.06% Added +5.5k +5,533
17 PERSONAL CFO SOLUTIONS, LLC 0.74% of their portfolio CHESTER, NJ 119,292119.3k $3.8m $3.8m 0.74% Added +1.7k +1,702
18 Integrated Wealth Concepts LLC 0.07% of their portfolio WALTHAM, MA 117,132117.1k $3.7m $3.7m 0.07% Reduced -2.4k -2,446
19 Savant Capital, LLC 0.05% of their portfolio ROCKFORD, IL 112,926112.9k $3.6m $3.6m 0.05% Reduced -11.0k -10,959
20 CANTOR FITZGERALD, L. P. 0.09% of their portfolio NEW YORK, NY 110,170110.2k $3.5m $3.5m 0.09% Reduced -17.4k -17,439
21 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 109,582109.6k $3.5m $3.5m 0.00% Added +75.2k +75,187
22 ARBOR CAPITAL MANAGEMENT INC /ADV 2.84% of their portfolio ANCHORAGE, AK 101,548101.5k $3.2m $3.2m 2.84% Added +88 +88
23 Avestar Capital, LLC 0.47% of their portfolio New York, NY 96,78496.8k $3.1m $3.1m 0.47% New
24 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 94,54894.5k $3.0m $3.0m 0.00% Added +268 +268
25 Equitable Holdings, Inc. 0.04% of their portfolio NEW YORK, NY 91,93391.9k $2.9m $2.9m 0.04% Reduced -6.4k -6,410
26 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 91,71891.7k $2.9m $2.9m 0.00% Reduced -44.2k -44,249
27 Modus Advisors, LLC 1.12% of their portfolio EXCELSIOR, MN 81,05781.1k $2.6m $2.6m 1.12% Reduced -1.9k -1,851
28 Farther Finance Advisors, LLC 0.30% of their portfolio SAN FRANCISCO, CA 59,71359.7k $1.9m $1.9m 0.30% Added +546 +546
29 Allworth Financial LP 0.01% of their portfolio FOLSOM, CA 50,93150.9k $1.6m $1.6m 0.01% Reduced -11.7k -11,676
30 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 50,78550.8k $1.6m $1.6m 0.00% Reduced -749 -749
31 ACAS, LLC 1.98% of their portfolio RANCHO SANTA FE, CA 50,70250.7k $1.6m $1.6m 1.98% Added +916 +916
32 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 32,74032.7k $1.0m $1.0m 0.00% Added +750 +750
33 SageView Advisory Group, LLC 0.06% of their portfolio Newport Beach, CA 31,83731.8k $1.0m $1.0m 0.06% Reduced -6.5k -6,541
34 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 31,11731.1k $983.0k $983.0k 0.00% New
35 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 30,58230.6k $966.1k $966.1k 0.00% Unchanged
36 EUDAIMONIA ADVISORS LLC 0.62% of their portfolio Winchester, TN 27,84827.8k $879.7k $879.7k 0.62% Added +821 +821
37 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 27,59027.6k $871.6k $871.6k 0.01% Reduced -4.0k -4,044
38 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 27,59027.6k $871.6k $871.6k 0.01% Reduced -4.0k -4,044
39 CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC 0.34% of their portfolio BETHLEHEM, PA 26,76526.8k $845.5k $845.5k 0.34% Added +193 +193
40 COLONY GROUP LLC 0.01% of their portfolio Boston, MA 24,20424.2k $765.0k $765.0k 0.01% Added +3.3k +3,328
41 CreativeOne Wealth, LLC 0.05% of their portfolio OVERLAND PARK, KS 23,86723.9k $754.0k $754.0k 0.05% Reduced -23.2k -23,166
42 Focus Financial Network, Inc. 0.04% of their portfolio MINNEAPOLIS, MN 19,63319.6k $620.2k $620.2k 0.04% Added +25 +25
43 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 17,13517.1k $541.3k $541.3k 0.01% Reduced -94 -94
44 CREATIVE FINANCIAL DESIGNS INC /ADV 0.06% of their portfolio KOKOMO, IN 16,52116.5k $521.9k $521.9k 0.06% Reduced -922 -922
45 Integrated Advisors Network LLC 0.03% of their portfolio DALLAS, TX 15,64715.6k $494.3k $494.3k 0.03% Added +1.1k +1,055
46 ESL Trust Services, LLC 0.16% of their portfolio ROCHESTER, NY 15,49815.5k $489.6k $489.6k 0.16% Added +276 +276
47 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 15,27815.3k $482.6k $482.6k 0.02% Reduced -15.4k -15,376
48 Eudaimonia Partners, LLC 0.12% of their portfolio Winchester, TN 15,11415.1k $477.5k $477.5k 0.12% Added +96 +96
49 OLD NATIONAL BANCORP /IN/ 0.01% of their portfolio EVANSVILLE, IN 14,99415.0k $473.7k $473.7k 0.01% Reduced -326 -326
50 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 14,49114.5k $457.8k $457.8k 0.00% Reduced -22.4k -22,395
51 Legacy Financial Strategies, LLC 0.14% of their portfolio OVERLAND PARK, KS 14,22614.2k $442.3k $442.3k 0.14% Reduced -1.4k -1,416
52 WEALTHCARE CAPITAL MANAGEMENT LLC 0.05% of their portfolio RICHMOND, VA 11,68511.7k $369.1k $369.1k 0.05% Reduced -633 -633
53 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 11,66611.7k $369.0k $369.0k 0.00% Added +663 +663
54 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 9,4859.5k $300.0k $300.0k 0.00% Reduced -131 -131
55 McAdam, LLC 0.02% of their portfolio Philadelphia, PA 9,4419.4k $298.2k $298.2k 0.02% Reduced -664 -664
56 Allspring Global Investments Holdings, LLC 0.00% of their portfolio CHARLOTTE, NC 9,3039.3k $293.9k $293.9k 0.00% Added +249 +249
57 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 9,2409.2k $291.0k $291.0k 0.01% Reduced -4.4k -4,394
58 RHS Financial, LLC 0.18% of their portfolio SAN FRANCISCO, CA 8,2998.3k $262.2k $262.2k 0.18% Added +221 +221
59 Belpointe Asset Management LLC 0.03% of their portfolio RENO, NV 8,0908.1k $255.6k $255.6k 0.03% New
60 Freedom Investment Management, Inc. 0.03% of their portfolio SOUTH WINDSOR, CT 7,8577.9k $248.2k $248.2k 0.03% Reduced -2.3k -2,304
61 Argent Trust Co 0.01% of their portfolio NASHVILLE, TN 6,8006.8k $214.8k $214.8k 0.01% Reduced -7.0k -6,982
62 GeoWealth Management, LLC 0.02% of their portfolio CHICAGO, IL 4,5634.6k $144.0k $144.0k 0.02% Added +339 +339
63 ROGCO, LP 0.07% of their portfolio CLAREMORE, OK 4,4554.5k $140.7k $140.7k 0.07% First filing
64 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 4,2004.2k $132.7k $132.7k 0.00% Unchanged
65 CWM, LLC 0.00% of their portfolio OMAHA, NE 4,0184.0k $127.0k $127.0k 0.00% Reduced -189 -189
66 CENTAURUS FINANCIAL, INC. 0.01% of their portfolio ANAHEIM, CA 3,3543.4k $106.0k $106.0k 0.01% Reduced -12 -12
67 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 2,6882.7k $84.9k $84.9k 0.00% Unchanged
68 Western Pacific Wealth Management, LP 0.05% of their portfolio LAKE FOREST, IL 2,0002.0k $63.2k $63.2k 0.05% Unchanged
69 Global Trust Asset Management, LLC 0.03% of their portfolio PALM BEACH GARDENS, FL 1,9892.0k $62.8k $62.8k 0.03% Unchanged
70 COMERICA BANK 0.00% of their portfolio DALLAS, TX 1,7101.7k $54.0k $54.0k 0.00% New
71 Pinnacle Bancorp, Inc. 0.02% of their portfolio BEATRICE, NE 1,5841.6k $50.0k $50.0k 0.02% Reduced -566 -566
72 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 1,3051.3k $40.7k $40.7k 0.00% Added +400 +400
73 Retirement Group, LLC 0.01% of their portfolio SAN DIEGO, CA 1,0001.0k $31.6k $31.6k 0.01% Unchanged
74 Tradition Wealth Management, LLC 0.00% of their portfolio EDINA, MN 986986 $31.0k $31.0k 0.00% Reduced -357 -357
75 Global Financial Private Client, LLC 0.01% of their portfolio Sarasota, FL 667667 $21.0k $21.0k 0.01% Unchanged
76 Annapolis Financial Services, LLC 0.01% of their portfolio ANNAPOLIS, MD 650650 $20.5k $20.5k 0.01% New
77 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 463463 $14.6k $14.6k 0.00% Unchanged
78 UBS Group AG 0.00% of their portfolio ZURICH, V8 434434 $13.7k $13.7k 0.00% Reduced -1.1k -1,111
79 FMR LLC 0.00% of their portfolio BOSTON, MA 315315 $10.0k $10.0k 0.00% Reduced -128 -128
80 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 171171 $5.4k $5.4k 0.00% Reduced -1.7k -1,653
81 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 162162 $5.1k $5.1k 0.00% Reduced -150 -150
82 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 112112 $3.6k $3.6k 0.00% Reduced -19 -19
83 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 5656 $1.8k $1.8k 0.00% Unchanged
84 VALLEY NATIONAL ADVISERS INC 0.00% of their portfolio BETHLEHEM, PA 5252 $2.0k $2.0k 0.00% Unchanged
85 NFSG Corp 0.00% of their portfolio BOCA RATON, FL 4949 $1.5k $1.5k 0.00% Unchanged
86 Sugarloaf Wealth Management, LLC 0.00% of their portfolio DULUTH, GA 2626 $808 $808 0.00% Unchanged
87 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 2323 $727 $727 0.00% New
88 Key Financial Inc 0.00% of their portfolio WEST CHESTER, PA 1313 $411 $411 0.00% Unchanged
89 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 33 $95 $95 0.00% New
90 Team Financial Group, LLC 0.00% of their portfolio TEMECULA, CA 33 $95 $95 0.00% First filing
91 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged
92 Impact Partnership Wealth, LLC 0.00% of their portfolio MARIETTA, GA 00 $5 $5 0.00% New