Vault-13

INDEXIQ ETF TR MNA

IQ MRGR ARB ETF · ETP · CUSIP 45409B800

97 institutional holders -10 vs Q1 2023
12,061,13512.1m shares reported held*
$376.2mreported value*
9 new 26 added 45 reduced 18 sold out net bought ≈ $14.7m (+467.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $31.19. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 108Q4 22: 120Q1 23: 107Q2 23: 9797Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022108
Q4 2022120
Q1 2023107
Q2 202397

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 44 bought or addedQ4 22: 57 cut or sold outQ4 22Q1 23: 33 bought or addedQ1 23: 76 cut or sold outQ1 23Q2 23: 35 bought or addedQ2 23: 63 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224457
Q1 20233376
Q2 20233563

Biggest buyers

New York Life Investment Management LLC New +1,030,024+1.0m
CAPTRUST FINANCIAL ADVISORS New +145,432+145.4k
RAYMOND JAMES & ASSOCIATES New +94,280+94.3k
MANUFACTURERS LIFE INSURANCE COMPANY, THE Added +71,616+71.6k
Integrated Wealth Concepts LLC Added +54,911+54.9k
CITADEL ADVISORS LLC New +34,395+34.4k
SageView Advisory Group, LLC Added +23,115+23.1k
Farther Finance Advisors, LLC Added +18,027+18.0k
CreativeOne Wealth, LLC Added +17,225+17.2k
ASPIRIANT, LLC Added +16,983+17.0k

Biggest sellers

Curi Wealth Management, LLC Reduced -201,309-201.3k
JANE STREET GROUP, LLC Reduced -107,783-107.8k
WELLS FARGO & COMPANY/MN Reduced -107,250-107.2k
OneDigital Investment Advisors LLC Reduced -104,495-104.5k
ENVESTNET ASSET MANAGEMENT INC Reduced -63,670-63.7k
Clark Capital Management Group, Inc. Reduced -54,154-54.2k
B. Riley Wealth Advisors, Inc. Reduced -49,474-49.5k
Wealthcare Advisory Partners LLC Reduced -49,279-49.3k
ALLIANCEBERNSTEIN L.P. Sold out -41,303-41.3k
Mirae Asset Global Investments Co., Ltd. Sold out -41,303-41.3k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. New $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 GREENLEAF TRUST 0.87% of their portfolio KALAMAZOO, MI 2,620,8182.6m $81.8m $81.8m 0.87% Added +3.1k +3,115
2 New York Life Investment Management LLC 0.33% of their portfolio New York, NY 1,030,0241.0m $32.1m $32.1m 0.33% New
3 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.02% of their portfolio Toronto, A6 980,741980.7k $30.6m $30.6m 0.02% Added +71.6k +71,616
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 799,651799.7k $24.9m $24.9m 0.00% Reduced -28.7k -28,741
5 OneDigital Investment Advisors LLC 0.54% of their portfolio OVERLAND PARK, KS 782,502782.5k $24.4m $24.4m 0.54% Reduced -104.5k -104,495
6 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 573,013573.0k $17.9m $17.9m 0.04% Reduced -9.5k -9,526
7 Wealthcare Advisory Partners LLC 0.67% of their portfolio WEST CHESTER, PA 478,779478.8k $14.9m $14.9m 0.67% Reduced -49.3k -49,279
8 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 465,084465.1k $14.5m $14.5m 0.01% Reduced -10.3k -10,261
9 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 446,126446.1k $13.9m $13.9m 0.01% Reduced -63.7k -63,670
10 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 440,771440.8k $13.8m $13.8m 0.00% Added +4.3k +4,327
11 OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC 0.98% of their portfolio SAN FRANCISCO, CA 435,795435.8k $13.6m $13.6m 0.98% Added +8.7k +8,669
12 B. Riley Wealth Advisors, Inc. 0.22% of their portfolio MEMPHIS, TN 309,285309.3k $9.6m $9.6m 0.22% Reduced -49.5k -49,474
13 ASPIRIANT, LLC 0.29% of their portfolio San Francisco, CA 182,513182.5k $5.7m $5.7m 0.29% Added +17.0k +16,983
14 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 145,432145.4k $4.5m $4.5m 0.02% New
15 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 135,967136.0k $4.2m $4.2m 0.00% Reduced -31.9k -31,868
16 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 133,327133.3k $4.2m $4.2m 0.01% Reduced -107.8k -107,783
17 CANTOR FITZGERALD, L. P. 0.09% of their portfolio NEW YORK, NY 127,609127.6k $4.0m $4.0m 0.09% Reduced -2.9k -2,879
18 Savant Capital, LLC 0.06% of their portfolio ROCKFORD, IL 123,885123.9k $3.9m $3.9m 0.06% Added +10.3k +10,335
19 Integrated Wealth Concepts LLC 0.06% of their portfolio WALTHAM, MA 119,578119.6k $3.7m $3.7m 0.06% Added +54.9k +54,911
20 OPPENHEIMER ASSET MANAGEMENT INC. 0.05% of their portfolio NEW YORK, NY 119,244119.2k $3.7m $3.7m 0.05% Reduced -1.7k -1,717
21 PERSONAL CFO SOLUTIONS, LLC 0.74% of their portfolio CHESTER, NJ 117,590117.6k $3.7m $3.7m 0.74% Added +4.1k +4,121
22 Clark Capital Management Group, Inc. 0.03% of their portfolio PHILADELPHIA, PA 113,364113.4k $3.5m $3.5m 0.03% Reduced -54.2k -54,154
23 ARBOR CAPITAL MANAGEMENT INC /ADV 2.45% of their portfolio ANCHORAGE, AK 101,460101.5k $3.2m $3.2m 2.45% Reduced -739 -739
24 Equitable Holdings, Inc. 0.04% of their portfolio NEW YORK, NY 98,34398.3k $3.1m $3.1m 0.04% Reduced -3.0k -3,000
25 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 94,28094.3k $2.9m $2.9m 0.00% New
26 Modus Advisors, LLC 1.11% of their portfolio EXCELSIOR, MN 82,90882.9k $2.6m $2.6m 1.11% Reduced -1.8k -1,794
27 Allworth Financial LP 0.02% of their portfolio FOLSOM, CA 62,60762.6k $2.0m $2.0m 0.02% Reduced -300 -300
28 Farther Finance Advisors, LLC 0.40% of their portfolio SAN FRANCISCO, CA 59,16759.2k $1.8m $1.8m 0.40% Added +18.0k +18,027
29 PINNACLE ASSOCIATES LTD 0.03% of their portfolio NEW YORK, NY 53,80353.8k $1.7m $1.7m 0.03% Reduced -31.5k -31,496
30 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 51,53451.5k $1.6m $1.6m 0.00% Reduced -107.2k -107,250
31 ACAS, LLC 2.09% of their portfolio RANCHO SANTA FE, CA 49,78649.8k $1.6m $1.6m 2.09% Reduced -1.7k -1,692
32 CreativeOne Wealth, LLC 0.04% of their portfolio OVERLAND PARK, KS 47,03347.0k $1.5m $1.5m 0.04% Added +17.2k +17,225
33 SageView Advisory Group, LLC 0.07% of their portfolio Newport Beach, CA 38,37838.4k $1.2m $1.2m 0.07% Added +23.1k +23,115
34 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 36,88636.9k $1.2m $1.2m 0.00% Reduced -571 -571
35 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 34,39534.4k $1.1m $1.1m 0.00% New
36 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 31,99032.0k $999.0k $999.0k 0.00% Added +10.8k +10,753
37 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 31,63431.6k $987.0k $987.0k 0.01% Reduced -561 -561
38 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 31,63431.6k $987.0k $987.0k 0.01% Reduced -561 -561
39 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 30,65430.7k $911.2k $911.2k 0.02% Added +11.0k +10,954
40 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 30,58230.6k $954.2k $954.2k 0.00% Unchanged
41 EUDAIMONIA ADVISORS LLC 0.57% of their portfolio Winchester, TN 27,02727.0k $843.2k $843.2k 0.57% Reduced -3.2k -3,215
42 CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC 0.36% of their portfolio BETHLEHEM, PA 26,57226.6k $829.1k $829.1k 0.36% Added +729 +729
43 Pinnacle Wealth Management Advisory Group, LLC 0.10% of their portfolio RED BANK, NJ 24,79524.8k $773.6k $773.6k 0.10% Reduced -14.7k -14,660
44 COLONY GROUP LLC 0.01% of their portfolio Boston, MA 20,87620.9k $651.0k $651.0k 0.01% Added +282 +282
45 Focus Financial Network, Inc. 0.03% of their portfolio MINNEAPOLIS, MN 19,60819.6k $611.8k $611.8k 0.03% Added +484 +484
46 CREATIVE FINANCIAL DESIGNS INC /ADV 0.06% of their portfolio KOKOMO, IN 17,44317.4k $544.2k $544.2k 0.06% Reduced -125 -125
47 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 17,22917.2k $537.5k $537.5k 0.01% Added +227 +227
48 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 16,04516.0k $500.6k $500.6k 0.01% Added +531 +531
49 Legacy Financial Strategies, LLC 0.16% of their portfolio OVERLAND PARK, KS 15,64215.6k $488.0k $488.0k 0.16% Unchanged
50 OLD NATIONAL BANCORP /IN/ 0.01% of their portfolio EVANSVILLE, IN 15,32015.3k $478.0k $478.0k 0.01% Reduced -289 -289
51 ESL Trust Services, LLC 0.15% of their portfolio ROCHESTER, NY 15,22215.2k $474.9k $474.9k 0.15% Reduced -1.7k -1,685
52 Eudaimonia Partners, LLC 0.11% of their portfolio Winchester, TN 15,01815.0k $468.6k $468.6k 0.11% Added +2.0k +1,960
53 Integrated Advisors Network LLC 0.03% of their portfolio DALLAS, TX 14,59214.6k $455.3k $455.3k 0.03% Reduced -275 -275
54 Argent Trust Co 0.02% of their portfolio NASHVILLE, TN 13,78213.8k $430.0k $430.0k 0.02% New
55 Global Retirement Partners, LLC 0.02% of their portfolio San Rafael, CA 13,63413.6k $425.4k $425.4k 0.02% Reduced -2.5k -2,526
56 Curi Wealth Management, LLC 0.06% of their portfolio Raleigh, NC 13,21113.2k $412.2k $412.2k 0.06% Reduced -201.3k -201,309
57 WEALTHCARE CAPITAL MANAGEMENT LLC 0.05% of their portfolio RICHMOND, VA 12,31812.3k $384.3k $384.3k 0.05% Reduced -1.2k -1,166
58 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 11,00311.0k $343.0k $343.0k 0.00% Reduced -1.0k -1,023
59 Freedom Investment Management, Inc. 0.04% of their portfolio SOUTH WINDSOR, CT 10,16110.2k $317.0k $317.0k 0.04% Added +3.2k +3,151
60 McAdam, LLC 0.03% of their portfolio Philadelphia, PA 10,10510.1k $315.3k $315.3k 0.03% Reduced -8.4k -8,391
61 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 9,6169.6k $300.0k $300.0k 0.00% Reduced -966 -966
62 Allspring Global Investments Holdings, LLC 0.00% of their portfolio CHARLOTTE, NC 9,0549.1k $282.5k $282.5k 0.00% Unchanged
63 PALLADIEM, LLC 0.28% of their portfolio BRYN MAWR, PA 8,8608.9k $276.4k $276.4k 0.28% Reduced -32.3k -32,265
64 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 0.01% of their portfolio NORFOLK, VA 8,7778.8k $273.8k $273.8k 0.01% Unchanged
65 RHS Financial, LLC 0.19% of their portfolio SAN FRANCISCO, CA 8,0788.1k $252.0k $252.0k 0.19% Reduced -653 -653
66 GeoWealth Management, LLC 0.01% of their portfolio CHICAGO, IL 4,2244.2k $132.0k $132.0k 0.01% Reduced -1.9k -1,856
67 CWM, LLC 0.00% of their portfolio OMAHA, NE 4,2074.2k $131.0k $131.0k 0.00% Added +1.3k +1,349
68 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 4,2004.2k $131.0k $131.0k 0.00% Unchanged
69 CENTAURUS FINANCIAL, INC. 0.01% of their portfolio ANAHEIM, CA 3,3663.4k $105.0k $105.0k 0.01% Added +11 +11
70 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 2,6882.7k $83.9k $83.9k 0.00% Reduced -268 -268
71 Pinnacle Bancorp, Inc. 0.02% of their portfolio BEATRICE, NE 2,1502.1k $67.1k $67.1k 0.02% Reduced -377 -377
72 WealthPLAN Partners, LLC 0.01% of their portfolio OMAHA, NE 2,0102.0k $62.7k $62.7k 0.01% Added +245 +245
73 Western Pacific Wealth Management, LP 0.05% of their portfolio LAKE FOREST, IL 2,0002.0k $62.4k $62.4k 0.05% Unchanged
74 Global Trust Asset Management, LLC 0.03% of their portfolio PALM BEACH GARDENS, FL 1,9892.0k $62.1k $62.1k 0.03% Unchanged
75 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 1,8241.8k $56.9k $56.9k 0.00% New
76 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,5451.5k $48.2k $48.2k 0.00% Reduced -3.5k -3,547
77 Tradition Wealth Management, LLC 0.00% of their portfolio EDINA, MN 1,3431.3k $42.0k $42.0k 0.00% Reduced -1.2k -1,198
78 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 1,1591.2k $36.2k $36.2k 0.00% Added +185 +185
79 CONSULTIVA WEALTH MANAGEMENT, CORP. 0.89% of their portfolio SAN JUAN, PR 1,1311.1k $35.3k $35.3k 0.89% Unchanged
80 Retirement Group, LLC 0.01% of their portfolio SAN DIEGO, CA 1,0001.0k $31.2k $31.2k 0.01% Unchanged
81 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 905905 $28.2k $28.2k 0.00% Reduced -160 -160
82 WealthPlan Investment Management, LLC 0.01% of their portfolio OMAHA, NE 849849 $26.5k $26.5k 0.01% Reduced -3.9k -3,916
83 Global Financial Private Client, LLC 0.01% of their portfolio Sarasota, FL 667667 $20.8k $20.8k 0.01% Unchanged
84 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 463463 $14.4k $14.4k 0.00% Unchanged
85 FMR LLC 0.00% of their portfolio BOSTON, MA 443443 $13.8k $13.8k 0.00% Reduced -189 -189
86 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 312312 $9.7k $9.7k 0.00% Unchanged
87 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 131131 $4.1k $4.1k 0.00% Added +98 +98
88 BASSO CAPITAL MANAGEMENT, L.P. 0.00% of their portfolio STAMFORD, CT 6060 $1.9k $1.9k 0.00% New
89 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 5656 $1.7k $1.7k 0.00% Unchanged
90 VALLEY NATIONAL ADVISERS INC 0.00% of their portfolio BETHLEHEM, PA 5252 $2.0k $2.0k 0.00% Unchanged
91 NFSG Corp 0.00% of their portfolio BOCA RATON, FL 4949 $1.5k $1.5k 0.00% Unchanged
92 ICA Group Wealth Management, LLC 0.00% of their portfolio DENVER, CO 4848 $1.5k $1.5k 0.00% Reduced -585 -585
93 Fiduciary Alliance LLC 0.00% of their portfolio GREENVILLE, SC 3434 $1.1k $1.1k 0.00% New
94 Financial Gravity Asset Management, Inc. 0.00% of their portfolio Lakeway, TX 3131 $10.7k $10.7k 0.00% New
95 Sugarloaf Wealth Management, LLC 0.00% of their portfolio DULUTH, GA 2626 $798 $798 0.00% Added +1 +1
96 Key Financial Inc 0.00% of their portfolio WEST CHESTER, PA 1313 $406 $406 0.00% Unchanged
97 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged