Vault-13

INDEXIQ ETF TR MNA

IQ MRGR ARB ETF · ETP · CUSIP 45409B800

107 institutional holders -13 vs Q4 2022
11,699,17711.7m shares reported held*
$369.9mreported value*
9 new 24 added 56 reduced 20 sold out net sold ≈ $22.5m (-708.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $31.61.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 108Q4 22: 120Q1 23: 107107Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022108
Q4 2022120
Q1 2023107

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 44 bought or addedQ4 22: 57 cut or sold outQ4 22Q1 23: 33 bought or addedQ1 23: 76 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224457
Q1 20233376

Biggest buyers

B. Riley Wealth Advisors, Inc. Added +83,531+83.5k
ENVESTNET ASSET MANAGEMENT INC Added +73,428+73.4k
Integrated Wealth Concepts LLC New +64,667+64.7k
Curi Wealth Management, LLC Added +40,900+40.9k
Orion Porfolio Solutions, LLC New +32,195+32.2k
Farther Finance Advisors, LLC Added +25,868+25.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +15,296+15.3k
WORLD EQUITY GROUP, INC. New +14,744+14.7k
CREATIVE FINANCIAL DESIGNS INC /ADV Added +13,447+13.4k
OPPENHEIMER ASSET MANAGEMENT INC. Added +10,988+11.0k

Biggest sellers

Spinnaker Investment Group, LLC Sold out -142,393-142.4k
JANE STREET GROUP, LLC Reduced -116,424-116.4k
OneDigital Investment Advisors LLC Reduced -68,784-68.8k
ROYAL BANK OF CANADA Reduced -67,489-67.5k
ASPIRIANT, LLC Reduced -66,010-66.0k
EUDAIMONIA ADVISORS LLC Reduced -59,794-59.8k
CANTOR FITZGERALD, L. P. Reduced -59,236-59.2k
Clark Capital Management Group, Inc. Reduced -52,873-52.9k
MainStreet Investment Advisors LLC Sold out -34,132-34.1k
UNITED SERVICES AUTOMOBILE ASSOCIATION Sold out -33,764-33.8k

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 GREENLEAF TRUST 0.94% of their portfolio KALAMAZOO, MI 2,617,7032.6m $82.8m $82.8m 0.94% Reduced -4.6k -4,576
2 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.02% of their portfolio Toronto, A6 909,125909.1k $28.8m $28.8m 0.02% Reduced -15.7k -15,698
3 OneDigital Investment Advisors LLC 0.66% of their portfolio OVERLAND PARK, KS 886,997887.0k $28.1m $28.1m 0.66% Reduced -68.8k -68,784
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 828,392828.4k $26.2m $26.2m 0.00% Reduced -33.5k -33,544
5 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 582,539582.5k $18.4m $18.4m 0.04% Reduced -16.3k -16,313
6 Wealthcare Advisory Partners LLC 0.72% of their portfolio WEST CHESTER, PA 528,058528.1k $16.7m $16.7m 0.72% Reduced -3.1k -3,057
7 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 509,796509.8k $16.1m $16.1m 0.01% Added +73.4k +73,428
8 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 475,345475.3k $15.0m $15.0m 0.01% Reduced -5.2k -5,164
9 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 436,444436.4k $13.8m $13.8m 0.00% Reduced -15.2k -15,192
10 OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC 0.99% of their portfolio SAN FRANCISCO, CA 427,126427.1k $13.5m $13.5m 0.99% Added +7.1k +7,083
11 B. Riley Wealth Advisors, Inc. 0.30% of their portfolio MEMPHIS, TN 358,759358.8k $11.3m $11.3m 0.30% Added +83.5k +83,531
12 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 241,110241.1k $7.6m $7.6m 0.01% Reduced -116.4k -116,424
13 Curi Wealth Management, LLC 0.98% of their portfolio Raleigh, NC 214,520214.5k $6.8m $6.8m 0.98% Added +40.9k +40,900
14 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 167,835167.8k $5.3m $5.3m 0.00% Reduced -15.5k -15,531
15 Clark Capital Management Group, Inc. 0.06% of their portfolio PHILADELPHIA, PA 167,518167.5k $5.3m $5.3m 0.06% Reduced -52.9k -52,873
16 ASPIRIANT, LLC 0.27% of their portfolio San Francisco, CA 165,530165.5k $5.2m $5.2m 0.27% Reduced -66.0k -66,010
17 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 158,784158.8k $5.0m $5.0m 0.00% Reduced -17.4k -17,441
18 Quantitative Advantage, LLC 0.67% of their portfolio MINNETONKA, MN 146,690146.7k $4.6m $4.6m 0.67% Added +1.0k +1,020
19 CANTOR FITZGERALD, L. P. 0.09% of their portfolio NEW YORK, NY 130,488130.5k $4.1m $4.1m 0.09% Reduced -59.2k -59,236
20 OPPENHEIMER ASSET MANAGEMENT INC. 0.06% of their portfolio NEW YORK, NY 120,961121.0k $3.8m $3.8m 0.06% Added +11.0k +10,988
21 Savant Capital, LLC 0.07% of their portfolio ROCKFORD, IL 113,550113.5k $3.6m $3.6m 0.07% Added +5.8k +5,835
22 PERSONAL CFO SOLUTIONS, LLC 0.74% of their portfolio CHESTER, NJ 113,469113.5k $3.6m $3.6m 0.74% Reduced -354 -354
23 ARBOR CAPITAL MANAGEMENT INC /ADV 2.62% of their portfolio ANCHORAGE, AK 102,199102.2k $3.2m $3.2m 2.62% Added +2.2k +2,246
24 Equitable Holdings, Inc. 0.05% of their portfolio NEW YORK, NY 101,343101.3k $3.2m $3.2m 0.05% Reduced -5.9k -5,920
25 PINNACLE ASSOCIATES LTD 0.06% of their portfolio NEW YORK, NY 85,29985.3k $2.7m $2.7m 0.06% Reduced -11.9k -11,910
26 Modus Advisors, LLC 1.23% of their portfolio EXCELSIOR, MN 84,70284.7k $2.7m $2.7m 1.23% Reduced -6.1k -6,124
27 Integrated Wealth Concepts LLC 0.04% of their portfolio WALTHAM, MA 64,66764.7k $2.0m $2.0m 0.04% New
28 Allworth Financial LP 0.02% of their portfolio FOLSOM, CA 62,90762.9k $2.0m $2.0m 0.02% Reduced -31.0k -31,017
29 ACAS, LLC 2.34% of their portfolio RANCHO SANTA FE, CA 51,47851.5k $1.6m $1.6m 2.34% Reduced -1.7k -1,713
30 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 41,30341.3k $1.3m $1.3m 0.00% Unchanged
31 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 41,30341.3k $1.3m $1.3m 0.00% Unchanged
32 Farther Finance Advisors, LLC 0.38% of their portfolio SAN FRANCISCO, CA 41,14041.1k $1.3m $1.3m 0.38% Added +25.9k +25,868
33 PALLADIEM, LLC 1.39% of their portfolio BRYN MAWR, PA 41,12541.1k $1.3m $1.3m 1.39% Reduced -6.2k -6,202
34 Pinnacle Wealth Management Advisory Group, LLC 0.17% of their portfolio RED BANK, NJ 39,45539.5k $1.2m $1.2m 0.17% Reduced -4.0k -4,000
35 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 37,45737.5k $1.2m $1.2m 0.00% Reduced -4.4k -4,352
36 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 32,19532.2k $1.0m $1.0m 0.01% New
37 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 32,19532.2k $1.0m $1.0m 0.01% Added +5.0k +4,968
38 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 30,58230.6k $967.3k $967.3k 0.00% Reduced -272 -272
39 EUDAIMONIA ADVISORS LLC 0.65% of their portfolio Winchester, TN 30,24230.2k $956.6k $956.6k 0.65% Reduced -59.8k -59,794
40 CreativeOne Wealth, LLC 0.05% of their portfolio OVERLAND PARK, KS 29,80829.8k $943.0k $943.0k 0.05% Added +10.2k +10,241
41 CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC 0.40% of their portfolio BETHLEHEM, PA 25,84325.8k $817.4k $817.4k 0.40% Added +300 +300
42 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 21,23721.2k $672.0k $672.0k 0.00% Reduced -67.5k -67,489
43 COLONY GROUP LLC 0.01% of their portfolio Boston, MA 20,59420.6k $651.0k $651.0k 0.01% Reduced -4.4k -4,405
44 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 19,70019.7k $556.5k $556.5k 0.02% Reduced -7.9k -7,925
45 Focus Financial Network, Inc. 0.04% of their portfolio MINNEAPOLIS, MN 19,12419.1k $604.9k $604.9k 0.04% Reduced -285 -285
46 McAdam, LLC 0.05% of their portfolio Philadelphia, PA 18,49618.5k $585.0k $585.0k 0.05% Added +423 +423
47 CREATIVE FINANCIAL DESIGNS INC /ADV 0.07% of their portfolio KOKOMO, IN 17,56817.6k $555.7k $555.7k 0.07% Added +13.4k +13,447
48 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 17,00217.0k $537.8k $537.8k 0.01% Reduced -14.1k -14,075
49 ESL Trust Services, LLC 0.17% of their portfolio ROCHESTER, NY 16,90716.9k $534.8k $534.8k 0.17% Added +3.0k +2,986
50 Global Retirement Partners, LLC 0.03% of their portfolio San Rafael, CA 16,16016.2k $511.1k $511.1k 0.03% Reduced -420 -420
51 Legacy Financial Strategies, LLC 0.18% of their portfolio OVERLAND PARK, KS 15,64215.6k $494.8k $494.8k 0.18% Reduced -205 -205
52 OLD NATIONAL BANCORP /IN/ 0.02% of their portfolio EVANSVILLE, IN 15,60915.6k $493.7k $493.7k 0.02% Reduced -820 -820
53 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 15,51415.5k $490.7k $490.7k 0.01% Added +247 +247
54 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 15,29615.3k $483.8k $483.8k 0.00% New
55 SageView Advisory Group, LLC 0.03% of their portfolio Newport Beach, CA 15,26315.3k $482.8k $482.8k 0.03% Unchanged
56 Integrated Advisors Network LLC 0.03% of their portfolio DALLAS, TX 14,86714.9k $470.2k $470.2k 0.03% Added +2.9k +2,850
57 WORLD EQUITY GROUP, INC. 0.05% of their portfolio SCHAUMBURG, IL 14,74414.7k $351.7k $351.7k 0.05% New
58 WEALTHCARE CAPITAL MANAGEMENT LLC 0.05% of their portfolio RICHMOND, VA 13,48413.5k $426.5k $426.5k 0.05% Added +748 +748
59 Eudaimonia Partners, LLC 0.10% of their portfolio Winchester, TN 13,05813.1k $413.0k $413.0k 0.10% Reduced -24.8k -24,824
60 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 12,57812.6k $398.0k $398.0k 0.00% Reduced -14.1k -14,073
61 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 12,02612.0k $380.0k $380.0k 0.00% Reduced -2.0k -2,027
62 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 10,58210.6k $335.0k $335.0k 0.00% Reduced -2.3k -2,320
63 Caprock Group, LLC 0.03% of their portfolio BOISE, ID 10,24810.2k $324.1k $324.1k 0.03% Reduced -13.3k -13,307
64 Imprint Wealth LLC 0.20% of their portfolio MOUNT PLEASANT, SC 9,8449.8k $311.4k $311.4k 0.20% First filing
65 Allspring Global Investments Holdings, LLC 0.00% of their portfolio CHARLOTTE, NC 9,0549.1k $286.4k $286.4k 0.00% Added +146 +146
66 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 0.01% of their portfolio NORFOLK, VA 8,7778.8k $277.6k $277.6k 0.01% New
67 RHS Financial, LLC 0.21% of their portfolio SAN FRANCISCO, CA 8,7318.7k $276.2k $276.2k 0.21% Reduced -668 -668
68 Mariner, LLC 0.00% of their portfolio Overland Park, KS 8,1838.2k $259.0k $259.0k 0.00% Reduced -367 -367
69 Merit Financial Group, LLC 0.01% of their portfolio ALPHARETTA, GA 7,6807.7k $242.9k $242.9k 0.01% Reduced -8.6k -8,621
70 Freedom Investment Management, Inc. 0.03% of their portfolio SOUTH WINDSOR, CT 7,0107.0k $221.7k $221.7k 0.03% Reduced -1.7k -1,731
71 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 6,5146.5k $206.1k $206.1k 0.00% Reduced -2.2k -2,156
72 GeoWealth Management, LLC 0.02% of their portfolio CHICAGO, IL 6,0806.1k $192.0k $192.0k 0.02% Added +2.0k +1,969
73 UBS Group AG 0.00% of their portfolio ZURICH, V8 5,0925.1k $161.1k $161.1k 0.00% Added +2.9k +2,934
74 WealthPlan Investment Management, LLC 0.03% of their portfolio OMAHA, NE 4,7654.8k $150.7k $150.7k 0.03% Reduced -2.1k -2,067
75 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 4,2004.2k $132.8k $132.8k 0.00% Reduced -300 -300
76 CENTAURUS FINANCIAL, INC. 0.01% of their portfolio ANAHEIM, CA 3,3553.4k $106.0k $106.0k 0.01% Added +1 +1
77 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 2,9563.0k $93.5k $93.5k 0.00% Reduced -2.2k -2,205
78 CWM, LLC 0.00% of their portfolio OMAHA, NE 2,8582.9k $90.0k $90.0k 0.00% Added +2.7k +2,682
79 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 2,8462.8k $90.0k $90.0k 0.00% Unchanged
80 Tradition Wealth Management, LLC 0.01% of their portfolio EDINA, MN 2,5412.5k $80.0k $80.0k 0.01% Reduced -593 -593
81 Pinnacle Bancorp, Inc. 0.03% of their portfolio BEATRICE, NE 2,5272.5k $79.9k $79.9k 0.03% Unchanged
82 Western Pacific Wealth Management, LP 0.05% of their portfolio LAKE FOREST, IL 2,0002.0k $63.3k $63.3k 0.05% Unchanged
83 Global Trust Asset Management, LLC 0.03% of their portfolio PALM BEACH GARDENS, FL 1,9892.0k $62.9k $62.9k 0.03% Unchanged
84 WealthPLAN Partners, LLC 0.01% of their portfolio OMAHA, NE 1,7651.8k $55.8k $55.8k 0.01% Reduced -5.1k -5,067
85 Ameritas Advisory Services, LLC 0.00% of their portfolio Lincoln, NE 1,5881.6k $50.5k $50.5k 0.00% New
86 CONSULTIVA WEALTH MANAGEMENT, CORP. 0.92% of their portfolio SAN JUAN, PR 1,1311.1k $35.8k $35.8k 0.92% Unchanged
87 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 1,0651.1k $33.7k $33.7k 0.00% Reduced -325 -325
88 Retirement Group, LLC 0.01% of their portfolio SAN DIEGO, CA 1,0001.0k $32.0k $32.0k 0.01% Unchanged
89 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 974974 $30.8k $30.8k 0.00% Reduced -310 -310
90 Global Financial Private Client, LLC 0.01% of their portfolio Sarasota, FL 667667 $21.1k $21.1k 0.01% Unchanged
91 ICA Group Wealth Management, LLC 0.00% of their portfolio DENVER, CO 633633 $20.0k $20.0k 0.00% Reduced -105 -105
92 FMR LLC 0.00% of their portfolio BOSTON, MA 632632 $20.0k $20.0k 0.00% Added +322 +322
93 MOTCO 0.00% of their portfolio SAN ANTONIO, TX 482482 $15.2k $15.2k 0.00% Unchanged
94 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 463463 $14.6k $14.6k 0.00% Unchanged
95 Belpointe Asset Management LLC 0.00% of their portfolio RENO, NV 461461 $14.6k $14.6k 0.00% Reduced -479 -479
96 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 327327 $10.4k $10.4k 0.00% New
97 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 312312 $9.9k $9.9k 0.00% Unchanged
98 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 5757 $1.8k $1.8k 0.00% Reduced -39 -39
99 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 5656 $1.8k $1.8k 0.00% Reduced -59 -59
100 VALLEY NATIONAL ADVISERS INC 0.00% of their portfolio BETHLEHEM, PA 5252 $2.0k $2.0k 0.00% Unchanged