Vault-13

INDEXIQ ETF TR MNA

IQ MRGR ARB ETF · ETP · CUSIP 45409B800

120 institutional holders +12 vs Q3 2022
12,444,22812.4m shares reported held*
$394.8mreported value*
16 new 28 added 46 reduced 11 sold out net sold ≈ $35.1m (-1.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $31.72.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 108Q4 22: 120120Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022108
Q4 2022120

Biggest buyers

JANE STREET GROUP, LLC Added +333,076+333.1k
CANTOR FITZGERALD, L. P. New +189,724+189.7k
LPL Financial LLC Added +169,539+169.5k
MANUFACTURERS LIFE INSURANCE COMPANY, THE Added +132,966+133.0k
Allworth Financial LP Added +92,674+92.7k
Wealthcare Advisory Partners LLC Added +32,274+32.3k
BANK OF AMERICA CORP /DE/ Added +30,841+30.8k
CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC New +25,543+25.5k
GREENLEAF TRUST Added +22,452+22.5k
ROYAL BANK OF CANADA Added +17,615+17.6k

Biggest sellers

OneDigital Investment Advisors LLC Reduced -857,728-857.7k
ASPIRIANT, LLC Reduced -636,036-636.0k
Savant Capital, LLC Reduced -159,619-159.6k
AMERIPRISE FINANCIAL INC Reduced -100,073-100.1k
Darwin Wealth Management, LLC Sold out -69,168-69.2k
CITADEL ADVISORS LLC Sold out -54,404-54.4k
FIRST FOUNDATION ADVISORS Reduced -49,786-49.8k
Modus Advisors, LLC Reduced -37,901-37.9k
OLD NATIONAL BANCORP /IN/ Reduced -37,365-37.4k
Mirae Asset Global Investments Co., Ltd. Reduced -33,300-33.3k

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 GREENLEAF TRUST 1.05% of their portfolio KALAMAZOO, MI 2,622,2792.6m $83.2m $83.2m 1.05% Added +22.5k +22,452
2 OneDigital Investment Advisors LLC 0.88% of their portfolio OVERLAND PARK, KS 955,781955.8k $30.3m $30.3m 0.88% Reduced -857.7k -857,728
3 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.02% of their portfolio Toronto, A6 924,823924.8k $29.3m $29.3m 0.02% Added +133.0k +132,966
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 861,936861.9k $27.3m $27.3m 0.00% Added +9.2k +9,248
5 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 598,852598.9k $19.0m $19.0m 0.05% Reduced -10.4k -10,426
6 Wealthcare Advisory Partners LLC 0.81% of their portfolio WEST CHESTER, PA 531,115531.1k $16.9m $16.9m 0.81% Added +32.3k +32,274
7 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 480,509480.5k $15.2m $15.2m 0.01% Added +169.5k +169,539
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 451,636451.6k $14.3m $14.3m 0.00% Added +30.8k +30,841
9 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 436,368436.4k $13.8m $13.8m 0.01% Reduced -11.4k -11,431
10 OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC 1.05% of their portfolio SAN FRANCISCO, CA 420,043420.0k $13.3m $13.3m 1.05% Reduced -6.8k -6,844
11 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 357,534357.5k $11.3m $11.3m 0.02% Added +333.1k +333,076
12 B. Riley Wealth Advisors, Inc. 0.24% of their portfolio MEMPHIS, TN 275,228275.2k $8.7m $8.7m 0.24% Reduced -8.8k -8,850
13 ASPIRIANT, LLC 0.37% of their portfolio San Francisco, CA 231,540231.5k $7.3m $7.3m 0.37% Reduced -636.0k -636,036
14 Clark Capital Management Group, Inc. 0.06% of their portfolio PHILADELPHIA, PA 220,391220.4k $7.0m $7.0m 0.06% Added +4.1k +4,080
15 CANTOR FITZGERALD, L. P. 0.13% of their portfolio NEW YORK, NY 189,724189.7k $6.0m $6.0m 0.13% New
16 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 183,366183.4k $5.8m $5.8m 0.00% Reduced -100.1k -100,073
17 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 176,225176.2k $5.6m $5.6m 0.00% Reduced -14.8k -14,822
18 Curi Wealth Management, LLC 0.77% of their portfolio Raleigh, NC 173,620173.6k $5.5m $5.5m 0.77% Reduced -18.7k -18,667
19 Quantitative Advantage, LLC 0.71% of their portfolio MINNETONKA, MN 145,670145.7k $4.6m $4.6m 0.71% Added +7.9k +7,886
20 Spinnaker Investment Group, LLC 1.61% of their portfolio Newport Beach, CA 142,393142.4k $4.5m $4.5m 1.61% Reduced -11.1k -11,055
21 PERSONAL CFO SOLUTIONS, LLC 0.76% of their portfolio CHESTER, NJ 113,823113.8k $3.6m $3.6m 0.76% Reduced -5.7k -5,739
22 OPPENHEIMER ASSET MANAGEMENT INC. 0.06% of their portfolio NEW YORK, NY 109,973110.0k $3.5m $3.5m 0.06% Added +4.4k +4,449
23 Savant Capital, LLC 0.08% of their portfolio ROCKFORD, IL 107,715107.7k $3.4m $3.4m 0.08% Reduced -159.6k -159,619
24 Equitable Holdings, Inc. 0.06% of their portfolio NEW YORK, NY 107,263107.3k $3.4m $3.4m 0.06% Added +9.3k +9,340
25 ARBOR CAPITAL MANAGEMENT INC /ADV 2.82% of their portfolio ANCHORAGE, AK 99,953100.0k $3.2m $3.2m 2.82% Added +3.5k +3,507
26 PINNACLE ASSOCIATES LTD 0.07% of their portfolio NEW YORK, NY 97,20997.2k $3.1m $3.1m 0.07% Reduced -16.2k -16,170
27 Allworth Financial LP 0.03% of their portfolio FOLSOM, CA 93,92493.9k $3.0m $3.0m 0.03% Added +92.7k +92,674
28 Modus Advisors, LLC 1.40% of their portfolio EXCELSIOR, MN 90,82690.8k $2.9m $2.9m 1.40% Reduced -37.9k -37,901
29 EUDAIMONIA ADVISORS LLC 1.94% of their portfolio Winchester, TN 90,03690.0k $2.9m $2.9m 1.94% Reduced -12.2k -12,213
30 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 88,72688.7k $2.8m $2.8m 0.00% Added +17.6k +17,615
31 ACAS, LLC 2.61% of their portfolio RANCHO SANTA FE, CA 53,19153.2k $1.7m $1.7m 2.61% First filing
32 PALLADIEM, LLC 1.56% of their portfolio BRYN MAWR, PA 47,32747.3k $1.5m $1.5m 1.56% Unchanged
33 Laurel Wealth Advisors, Inc. 0.14% of their portfolio SOLANA BEACH, CA 44,86944.9k $1.4m $1.4m 0.14% Unchanged
34 Pinnacle Wealth Management Advisory Group, LLC 0.21% of their portfolio RED BANK, NJ 43,45543.5k $1.4m $1.4m 0.21% Reduced -8.8k -8,845
35 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 41,80941.8k $1.3m $1.3m 0.00% Added +4.0k +3,978
36 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 41,30341.3k $1.3m $1.3m 0.00% Reduced -33.3k -33,300
37 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 41,30341.3k $1.3m $1.3m 0.00% Reduced -33.3k -33,300
38 Eudaimonia Partners, LLC 0.29% of their portfolio Winchester, TN 37,88237.9k $1.2m $1.2m 0.29% Reduced -2.1k -2,132
39 MainStreet Investment Advisors LLC 0.12% of their portfolio CHICAGO, IL 34,13234.1k $1.1m $1.1m 0.12% Reduced -9.8k -9,838
40 UNITED SERVICES AUTOMOBILE ASSOCIATION 0.02% of their portfolio SAN ANTONIO, TX 33,76433.8k $1.1m $1.1m 0.02% Reduced -1.7k -1,717
41 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 32,19032.2k $1.0m $1.0m 0.00% Reduced -73 -73
42 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 31,07731.1k $986.1k $986.1k 0.01% Added +13.3k +13,318
43 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 30,85430.9k $979.0k $979.0k 0.00% Unchanged
44 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 27,62527.6k $781.0k $781.0k 0.02% Reduced -2.1k -2,128
45 Orion Portfolio Solutions, LLC 0.03% of their portfolio Omaha, NE 27,22727.2k $863.9k $863.9k 0.03% Reduced -16.0k -15,973
46 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 26,65126.7k $846.0k $846.0k 0.00% Added +2.2k +2,222
47 CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC 0.43% of their portfolio BETHLEHEM, PA 25,54325.5k $810.5k $810.5k 0.43% New
48 COLONY GROUP LLC 0.01% of their portfolio Boston, MA 24,99925.0k $793.0k $793.0k 0.01% Added +4.2k +4,177
49 Caprock Group, LLC 0.07% of their portfolio BOISE, ID 23,55523.6k $747.4k $747.4k 0.07% Unchanged
50 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 21,98522.0k $698.0k $698.0k 0.01% Added +14.1k +14,069
51 CreativeOne Wealth, LLC 0.03% of their portfolio OVERLAND PARK, KS 19,56719.6k $621.0k $621.0k 0.03% Added +799 +799
52 Focus Financial Network, Inc. 0.05% of their portfolio MINNEAPOLIS, MN 19,40919.4k $615.8k $615.8k 0.05% Added +3.5k +3,509
53 McAdam, LLC 0.06% of their portfolio Philadelphia, PA 18,07318.1k $583.0k $583.0k 0.06% Reduced -68 -68
54 Global Retirement Partners, LLC 0.04% of their portfolio San Rafael, CA 16,58016.6k $526.1k $526.1k 0.04% Reduced -10.2k -10,214
55 OLD NATIONAL BANCORP /IN/ 0.02% of their portfolio EVANSVILLE, IN 16,42916.4k $521.0k $521.0k 0.02% Reduced -37.4k -37,365
56 Merit Financial Group, LLC 0.02% of their portfolio ALPHARETTA, GA 16,30116.3k $517.2k $517.2k 0.02% New
57 Legacy Financial Strategies, LLC 0.21% of their portfolio OVERLAND PARK, KS 15,84715.8k $502.8k $502.8k 0.21% Reduced -688 -688
58 Farther Finance Advisors, LLC 0.19% of their portfolio SAN FRANCISCO, CA 15,27215.3k $484.6k $484.6k 0.19% First filing
59 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 15,26715.3k $484.4k $484.4k 0.01% Unchanged
60 SageView Advisory Group, LLC 0.04% of their portfolio Newport Beach, CA 15,26315.3k $484.3k $484.3k 0.04% First filing
61 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 14,05314.1k $446.0k $446.0k 0.00% Reduced -2.4k -2,377
62 ESL Trust Services, LLC 0.15% of their portfolio ROCHESTER, NY 13,92113.9k $442.0k $442.0k 0.15% Added +2.8k +2,806
63 HANCOCK WHITNEY CORP 0.02% of their portfolio GULFPORT, MS 13,81113.8k $438.0k $438.0k 0.02% New
64 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 12,90212.9k $409.0k $409.0k 0.00% Reduced -2.4k -2,356
65 WEALTHCARE CAPITAL MANAGEMENT LLC 0.05% of their portfolio RICHMOND, VA 12,73612.7k $404.1k $404.1k 0.05% Added +1.2k +1,183
66 FIRST FOUNDATION ADVISORS 0.02% of their portfolio Irvine, CA 12,40312.4k $393.5k $393.5k 0.02% Reduced -49.8k -49,786
67 Wolf Group Capital Advisors 0.18% of their portfolio FAIRFAX, VA 12,16412.2k $386.0k $386.0k 0.18% Unchanged
68 Integrated Advisors Network LLC 0.02% of their portfolio DALLAS, TX 12,01712.0k $381.3k $381.3k 0.02% Reduced -133 -133
69 RHS Financial, LLC 0.24% of their portfolio SAN FRANCISCO, CA 9,3999.4k $298.0k $298.0k 0.24% New
70 Allspring Global Investments Holdings, LLC 0.00% of their portfolio CHARLOTTE, NC 8,9088.9k $282.6k $282.6k 0.00% Added +340 +340
71 Freedom Investment Management, Inc. 0.03% of their portfolio SOUTH WINDSOR, CT 8,7418.7k $277.4k $277.4k 0.03% Added +97 +97
72 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 8,6708.7k $275.1k $275.1k 0.00% Reduced -377 -377
73 NWAM LLC 0.02% of their portfolio MERCER ISLAND, WA 8,5938.6k $272.7k $272.7k 0.02% Reduced -1 -1
74 Mariner, LLC 0.00% of their portfolio Overland Park, KS 8,5508.6k $271.0k $271.0k 0.00% Reduced -912 -912
75 FREEDOM WEALTH ALLIANCE, LLC 0.35% of their portfolio BROOKFIELD, WI 7,9277.9k $251.5k $251.5k 0.35% First filing
76 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 7,3847.4k $234.0k $234.0k 0.00% New
77 WealthPLAN Partners, LLC 0.02% of their portfolio OMAHA, NE 6,8326.8k $214.7k $214.7k 0.02% First filing
78 WealthPlan Investment Management, LLC 0.02% of their portfolio OMAHA, NE 6,8326.8k $215.1k $215.1k 0.02% Reduced -528 -528
79 OneAscent Wealth Management LLC 0.10% of their portfolio BIRMINGHAM, AL 6,5996.6k $209.0k $209.0k 0.10% Added +29 +29
80 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 6,5146.5k $206.7k $206.7k 0.00% New
81 Parallel Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 5,1615.2k $163.8k $163.8k 0.01% Reduced -830 -830
82 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 4,5004.5k $142.0k $142.0k 0.00% Unchanged
83 CREATIVE FINANCIAL DESIGNS INC /ADV 0.02% of their portfolio KOKOMO, IN 4,1214.1k $130.8k $130.8k 0.02% Reduced -15 -15
84 GeoWealth Management, LLC 0.01% of their portfolio CHICAGO, IL 4,1114.1k $131.0k $131.0k 0.01% Reduced -1.7k -1,742
85 CENTAURUS FINANCIAL, INC. 0.01% of their portfolio ANAHEIM, CA 3,3543.4k $106.0k $106.0k 0.01% Reduced -1.5k -1,477
86 Tradition Wealth Management, LLC 0.01% of their portfolio EDINA, MN 3,1343.1k $99.0k $99.0k 0.01% Reduced -5.9k -5,909
87 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 2,8462.8k $90.3k $90.3k 0.00% Unchanged
88 Pinnacle Bancorp, Inc. 0.03% of their portfolio BEATRICE, NE 2,5272.5k $80.0k $80.0k 0.03% Unchanged
89 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,1582.2k $68.5k $68.5k 0.00% Reduced -2.1k -2,063
90 Western Pacific Wealth Management, LP 0.05% of their portfolio LAKE FOREST, IL 2,0002.0k $63.5k $63.5k 0.05% Unchanged
91 Global Trust Asset Management, LLC 0.03% of their portfolio PALM BEACH GARDENS, FL 1,9892.0k $63.1k $63.1k 0.03% Unchanged
92 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 1,3901.4k $44.1k $44.1k 0.00% Unchanged
93 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 1,2841.3k $40.7k $40.7k 0.00% Reduced -118 -118
94 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 1,2221.2k $38.8k $38.8k 0.00% New
95 CONSULTIVA WEALTH MANAGEMENT, CORP. 0.93% of their portfolio SAN JUAN, PR 1,1311.1k $35.9k $35.9k 0.93% Unchanged
96 Sierra Capital LLC 0.01% of their portfolio MIAMI, FL 1,1251.1k $36.0k $36.0k 0.01% Unchanged
97 Retirement Group, LLC 0.02% of their portfolio SAN DIEGO, CA 1,0001.0k $32.0k $32.0k 0.02% New
98 Belpointe Asset Management LLC 0.00% of their portfolio RENO, NV 940940 $29.8k $29.8k 0.00% New
99 ICA Group Wealth Management, LLC 0.01% of their portfolio DENVER, CO 738738 $23.4k $23.4k 0.01% New
100 Global Financial Private Client, LLC 0.01% of their portfolio Sarasota, FL 667667 $21.2k $21.2k 0.01% Unchanged