Vault-13

INDEXIQ ETF TR QAI

HEDGE MLTI ETF · ETP · CUSIP 45409B107

104 institutional holders -2 vs Q3 2023
22,138,38522.1m shares reported held*
$669.5mreported value*
7 new 29 added 45 reduced 11 sold out net bought ≈ $178.5m (+5.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $30.24. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 105Q4 22: 115Q1 23: 105Q2 23: 108Q3 23: 106Q4 23: 104104Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022105
Q4 2022115
Q1 2023105
Q2 2023108
Q3 2023106
Q4 2023104

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 46 bought or addedQ4 22: 58 cut or sold outQ4 22Q1 23: 40 bought or addedQ1 23: 70 cut or sold outQ1 23Q2 23: 46 bought or addedQ2 23: 57 cut or sold outQ2 23Q3 23: 43 bought or addedQ3 23: 54 cut or sold outQ3 23Q4 23: 36 bought or addedQ4 23: 56 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224658
Q1 20234070
Q2 20234657
Q3 20234354
Q4 20233656

Biggest buyers

MORGAN STANLEY Added +5,606,845+5.6m
Alaska Wealth Advisors, LLC Added +225,679+225.7k
Q3 Asset Management Added +69,608+69.6k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +66,391+66.4k
AMERIPRISE FINANCIAL INC Added +61,230+61.2k
HANCOCK WHITNEY CORP Added +45,990+46.0k
Clark Capital Management Group, Inc. New +32,032+32.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +30,194+30.2k
WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC New +29,022+29.0k
ROYAL BANK OF CANADA Added +24,795+24.8k

Biggest sellers

ASPIRIANT, LLC Reduced -36,737-36.7k
OneDigital Investment Advisors LLC Sold out -33,514-33.5k
CITADEL ADVISORS LLC Sold out -33,457-33.5k
LPL Financial LLC Reduced -30,287-30.3k
COLDSTREAM CAPITAL MANAGEMENT INC Reduced -28,110-28.1k
PITCAIRN CO Reduced -25,450-25.4k
CAPTRUST FINANCIAL ADVISORS Reduced -23,021-23.0k
Darwin Wealth Management, LLC Reduced -22,007-22.0k
GREENLEAF TRUST Reduced -21,230-21.2k
BANK OF MONTREAL /CAN/ Reduced -20,705-20.7k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 10,891,20210.9m $327.8m $327.8m 0.01% Added +5.6m +5,606,845
2 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,025,5761.0m $30.9m $30.9m 0.01% Added +24.8k +24,795
3 Focus Partners Wealth 0.39% of their portfolio ST LOUIS, MO 992,262992.3k $29.9m $29.9m 0.39% First filing
4 Alaska Permanent Capital Management, LLC 2.22% of their portfolio ANCHORAGE, AK 889,762889.8k $26.8m $26.8m 2.22% Reduced -2.7k -2,697
5 PITCAIRN CO 1.97% of their portfolio CONSHOHOCKEN, PA 887,367887.4k $26.7m $26.7m 1.97% Reduced -25.4k -25,450
6 Brio Consultants, LLC 3.89% of their portfolio SAN FRANCISCO, CA 727,758727.8k $21.9m $21.9m 3.89% Added +12.6k +12,584
7 HTLF Bank 2.46% of their portfolio Denver, CO 692,685692.7k $20.8m $20.8m 2.46% First filing
8 Alaska Wealth Advisors, LLC 2.96% of their portfolio ANCHORAGE, AK 591,089591.1k $17.8m $17.8m 2.96% Added +225.7k +225,679
9 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 556,154556.2k $16.7m $16.7m 0.01% Added +61.2k +61,230
10 CAPTRUST FINANCIAL ADVISORS 0.05% of their portfolio RALEIGH, NC 508,973509.0k $15.3m $15.3m 0.05% Reduced -23.0k -23,021
11 Beacon Harbor Wealth Advisors, Inc. 2.62% of their portfolio VIRGINIA BEACH, VA 299,562299.6k $9.0m $9.0m 2.62% Added +8.4k +8,420
12 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 297,705297.7k $9.0m $9.0m 0.02% Reduced -12.2k -12,244
13 ASPIRIANT, LLC 0.39% of their portfolio San Francisco, CA 288,327288.3k $8.7m $8.7m 0.39% Reduced -36.7k -36,737
14 UBS Group AG 0.00% of their portfolio ZURICH, V8 275,355275.4k $8.3m $8.3m 0.00% Reduced -11.8k -11,841
15 Verdence Capital Advisors LLC 0.73% of their portfolio HUNT VALLEY, MD 249,190249.2k $7.5m $7.5m 0.73% Added +2.4k +2,381
16 Darwin Wealth Management, LLC 1.91% of their portfolio TAMPA, FL 236,817236.8k $7.1m $7.1m 1.91% Reduced -22.0k -22,007
17 Endowment Wealth Management, Inc. 4.81% of their portfolio APPLETON, WI 192,284192.3k $5.8m $5.8m 4.81% Reduced -275 -275
18 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 151,253151.3k $4.6m $4.6m 0.00% Reduced -1.2k -1,207
19 HBK Sorce Advisory LLC 0.17% of their portfolio ERIE, PA 143,794143.8k $4.3m $4.3m 0.17% Reduced -6.1k -6,056
20 COMERICA BANK 0.02% of their portfolio DALLAS, TX 142,810142.8k $4.3m $4.3m 0.02% Reduced -1.2k -1,224
21 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 133,961134.0k $4.0m $4.0m 0.03% Reduced -4.6k -4,631
22 Q3 Asset Management 0.94% of their portfolio BIRMINGHAM, MI 123,962124.0k $3.7m $3.7m 0.94% Added +69.6k +69,608
23 Wolf Group Capital Advisors 1.69% of their portfolio FAIRFAX, VA 119,708119.7k $3.6m $3.6m 1.69% Added +6.8k +6,809
24 LFA - Lugano Financial Advisors SA 2.55% of their portfolio LUGANO, V8 107,917107.9k $3.2m $3.2m 2.55% Added +23.9k +23,859
25 Live Oak Investment Partners 2.85% of their portfolio AUSTIN, TX 103,894103.9k $3.1m $3.1m 2.85% Reduced -989 -989
26 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 103,004103.0k $3.1m $3.1m 0.00% Reduced -10.4k -10,392
27 ABLE Financial Group, LLC 1.27% of their portfolio SCOTTSDALE, AZ 97,74197.7k $2.9m $2.9m 1.27% Added +7.5k +7,460
28 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 95,95496.0k $2.9m $2.9m 0.00% Added +17.8k +17,814
29 Baron Financial Group, LLC 1.71% of their portfolio Fair Lawn, NJ 89,02089.0k $2.7m $2.7m 1.71% Added +735 +735
30 Cooper Financial Group 0.47% of their portfolio IRVINE, CA 85,04985.0k $2.6m $2.6m 0.47% Reduced -907 -907
31 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 76,32376.3k $2.3m $2.3m 0.01% Added +66.4k +66,391
32 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 63,54563.5k $1.9m $1.9m 0.00% Added +9.6k +9,594
33 HANCOCK WHITNEY CORP 0.07% of their portfolio GULFPORT, MS 61,46861.5k $1.9m $1.9m 0.07% Added +46.0k +45,990
34 OVERSEA-CHINESE BANKING Corp Ltd 0.06% of their portfolio SINGAPORE, U0 55,92255.9k $1.7m $1.7m 0.06% Reduced -5.9k -5,882
35 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 55,64955.6k $1.7m $1.7m 0.00% Reduced -30.3k -30,287
36 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 55,38755.4k $1.7m $1.7m 0.00% Reduced -20.7k -20,705
37 Empirical Asset Management, LLC 1.31% of their portfolio WELLESLEY, MA 53,34653.3k $1.6m $1.6m 1.31% Reduced -2.0k -1,952
38 Twelve Points Wealth Management LLC 0.75% of their portfolio CONCORD, MA 52,50752.5k $1.6m $1.6m 0.75% Reduced -416 -416
39 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 50,72050.7k $1.5m $1.5m 0.00% Added +30.2k +30,194
40 UMB Bank, n.a. 0.02% of their portfolio Kansas City, MO 48,27148.3k $1.5m $1.5m 0.02% Unchanged
41 EP Wealth Advisors, LLC 0.02% of their portfolio TORRANCE, CA 40,16240.2k $1.2m $1.2m 0.02% Reduced -4.7k -4,735
42 GREENLEAF TRUST 0.01% of their portfolio KALAMAZOO, MI 38,24538.2k $1.2m $1.2m 0.01% Reduced -21.2k -21,230
43 Snowden Capital Advisors LLC 0.04% of their portfolio New York, NY 32,98333.0k $992.8k $992.8k 0.04% Reduced -303 -303
44 Clark Capital Management Group, Inc. 0.01% of their portfolio PHILADELPHIA, PA 32,03232.0k $964.2k $964.2k 0.01% New
45 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 0.03% of their portfolio NORFOLK, VA 29,02229.0k $873.6k $873.6k 0.03% New
46 Betterment LLC 0.00% of their portfolio NEW YORK, NY 29,00829.0k $873.0k $873.0k 0.00% Reduced -3.2k -3,169
47 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 28,49128.5k $855.0k $855.0k 0.00% Reduced -2.8k -2,818
48 Mariner Managed Account Solutions, LLC 0.04% of their portfolio Boston, MA 19,53519.5k $588.0k $588.0k 0.04% Reduced -1 -1
49 COLDSTREAM CAPITAL MANAGEMENT INC 0.02% of their portfolio BELLEVUE, WA 18,77918.8k $565.3k $565.3k 0.02% Reduced -28.1k -28,110
50 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 18,48418.5k $556.4k $556.4k 0.00% Added +8.1k +8,135
51 Strategic Advocates LLC 0.23% of their portfolio SACRAMENTO, CA 18,10618.1k $545.0k $545.0k 0.23% New
52 Rathbones Group PLC 0.00% of their portfolio Liverpool, X0 17,86517.9k $537.7k $537.7k 0.00% Reduced -4.0k -4,029
53 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 15,10015.1k $454.5k $454.5k 0.00% Added +5.8k +5,782
54 GREENWOOD CAPITAL ASSOCIATES LLC 0.03% of their portfolio GREENWOOD, SC 14,52014.5k $437.1k $437.1k 0.03% Added +3.8k +3,759
55 CreativeOne Wealth, LLC 0.03% of their portfolio OVERLAND PARK, KS 14,17014.2k $427.0k $427.0k 0.03% Added +906 +906
56 Hexagon Capital Partners LLC 0.10% of their portfolio ROGERS, AR 13,74313.7k $413.7k $413.7k 0.10% Reduced -11.0k -11,035
57 SAGE FINANCIAL GROUP INC 0.04% of their portfolio W. CONSHOHOCKEN, PA 13,34513.3k $401.7k $401.7k 0.04% Added +3.8k +3,750
58 UP STRATEGIC WEALTH INVESTMENT ADVISORS LLC 0.72% of their portfolio PITTSBURGH, PA 13,11913.1k $394.9k $394.9k 0.72% First filing
59 Mariner, LLC 0.00% of their portfolio Overland Park, KS 12,33512.3k $371.3k $371.3k 0.00% Reduced -3.5k -3,512
60 Freedom Investment Management, Inc. 0.03% of their portfolio SOUTH WINDSOR, CT 11,44611.4k $344.5k $344.5k 0.03% Reduced -4.4k -4,365
61 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 10,84710.8k $326.5k $326.5k 0.01% Unchanged
62 Patten Group, Inc. 0.09% of their portfolio CHATTANOOGA, TN 10,53310.5k $317.0k $317.0k 0.09% Added +479 +479
63 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 10,01110.0k $301.0k $301.0k 0.00% New
64 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 8,7858.8k $264.4k $264.4k 0.00% Reduced -2.8k -2,802
65 Richard W. Paul & Associates, LLC 0.10% of their portfolio NOVI, MI 8,0788.1k $243.1k $243.1k 0.10% Added +5 +5
66 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 8,0598.1k $241.1k $241.1k 0.00% Added +224 +224
67 StoneX Group Inc. 0.02% of their portfolio NEW YORK, NY 7,9127.9k $247.9k $247.9k 0.02% Added +403 +403
68 Richard P Slaughter Associates Inc 0.06% of their portfolio AUSTIN, TX 7,8147.8k $235.2k $235.2k 0.06% Unchanged
69 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 7,5387.5k $226.9k $226.9k 0.00% Reduced -11 -11
70 Argent Trust Co 0.01% of their portfolio NASHVILLE, TN 7,3177.3k $220.2k $220.2k 0.01% Unchanged
71 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 7,1267.1k $214.0k $214.0k 0.00% Reduced -274 -274
72 Cetera Advisors LLC 0.00% of their portfolio DENVER, CO 6,7176.7k $202.2k $202.2k 0.00% Reduced -381 -381
73 Aspire Wealth Management Corp 0.10% of their portfolio WALTHAM, MA 5,0555.1k $152.2k $152.2k 0.10% Unchanged
74 Able Wealth Management LLC 0.14% of their portfolio Toms River, NJ 5,0005.0k $150.5k $150.5k 0.14% First filing
75 MACROVIEW INVESTMENT MANAGEMENT LLC 0.17% of their portfolio BETHESDA, MD 4,8464.8k $145.9k $145.9k 0.17% Added +2.9k +2,892
76 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 4,0154.0k $120.9k $120.9k 0.00% Unchanged
77 O'Dell Group, LLC 0.03% of their portfolio CINCINNATI, OH 3,5693.6k $107.4k $107.4k 0.03% New
78 CENTRAL BANK & TRUST CO 0.01% of their portfolio LEXINGTON, KY 2,5462.5k $76.6k $76.6k 0.01% Added +115 +115
79 FMR LLC 0.00% of their portfolio BOSTON, MA 2,2432.2k $67.5k $67.5k 0.00% Reduced -3.3k -3,343
80 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 2,0392.0k $61.4k $61.4k 0.01% Unchanged
81 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1,6971.7k $51.1k $51.1k 0.00% Reduced -382 -382
82 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,0491.0k $31.6k $31.6k 0.00% Reduced -40 -40
83 RAFFA WEALTH MANAGEMENT, LLC 0.01% of their portfolio WASHINGTON, DC 913913 $27.5k $27.5k 0.01% Reduced -23 -23
84 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 869869 $26.0k $26.0k 0.00% Reduced -463 -463
85 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 657657 $19.8k $19.8k 0.00% New
86 Clearstead Advisors, LLC 0.00% of their portfolio CLEVELAND, OH 517517 $15.6k $15.6k 0.00% Reduced -517 -517
87 GPS Wealth Strategies Group, LLC 0.00% of their portfolio CENTENNIAL, CO 382382 $11.5k $11.5k 0.00% Reduced -763 -763
88 Tradition Wealth Management, LLC 0.00% of their portfolio EDINA, MN 369369 $11.0k $11.0k 0.00% Reduced -463 -463
89 Tidemark, LLC 0.01% of their portfolio SAN DIEGO, CA 336336 $10.1k $10.1k 0.01% First filing
90 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 274274 $8.2k $8.2k 0.00% Added +137 +137
91 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 260260 $7.8k $7.8k 0.00% Unchanged
92 CWM, LLC 0.00% of their portfolio OMAHA, NE 250250 $8.0k $8.0k 0.00% Unchanged
93 ORG Partners LLC 0.00% of their portfolio ROANOKE, IN 201201 $6.0k $6.0k 0.00% Unchanged
94 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 183183 $5.5k $5.5k 0.00% Reduced -553 -553
95 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 140140 $4.2k $4.2k 0.00% Unchanged
96 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 115115 $3.5k $3.5k 0.00% Unchanged
97 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 114114 $3.4k $3.4k 0.00% Unchanged
98 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 6565 $2.0k $2.0k 0.00% Reduced -579 -579
99 MCF Advisors LLC 0.00% of their portfolio LEXINGTON, KY 3636 $1.1k $1.1k 0.00% Unchanged
100 FSA Wealth Management LLC 0.00% of their portfolio Needham, MA 2020 $1.0k $1.0k 0.00% New