Vault-13

INDEXIQ ETF TR QAI

HEDGE MLTI ETF · ETP · CUSIP 45409B107

105 institutional holders -10 vs Q4 2022
16,978,98617.0m shares reported held*
$486.3mreported value*
12 new 28 added 49 reduced 21 sold out net sold ≈ $16.4m (-135.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $28.64.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 105Q4 22: 115Q1 23: 105105Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022105
Q4 2022115
Q1 2023105

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 46 bought or addedQ4 22: 58 cut or sold outQ4 22Q1 23: 40 bought or addedQ1 23: 70 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224658
Q1 20234070

Biggest buyers

PITCAIRN CO Added +884,333+884.3k
INTEGRATED CAPITAL MANAGEMENT, INC. New +673,079+673.1k
CX Institutional Added +558,326+558.3k
Alaska Permanent Capital Management, LLC Added +502,022+502.0k
EP Wealth Advisors, LLC Added +311,323+311.3k
BANK OF MONTREAL /CAN/ New +98,243+98.2k
SAGE FINANCIAL GROUP INC New +81,440+81.4k
One Capital Management, LLC New +54,808+54.8k
JANE STREET GROUP, LLC New +46,913+46.9k
GREENLEAF TRUST Added +30,967+31.0k

Biggest sellers

MORGAN STANLEY Reduced -1,120,424-1.1m
COLONY GROUP LLC Reduced -482,092-482.1k
AMERIPRISE FINANCIAL INC Reduced -338,730-338.7k
Beacon Harbor Wealth Advisors, Inc. Sold out -185,343-185.3k
ASPIRIANT, LLC Reduced -169,825-169.8k
HANCOCK WHITNEY CORP Reduced -114,763-114.8k
HBK Sorce Advisory LLC Reduced -106,395-106.4k
MCF Advisors LLC Reduced -92,877-92.9k
HighTower Advisors, LLC Reduced -84,597-84.6k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -72,242-72.2k

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 5,778,7795.8m $168.8m $168.8m 0.02% Reduced -1.1m -1,120,424
2 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 983,088983.1k $28.7m $28.7m 0.01% Added +26.0k +25,970
3 PITCAIRN CO 2.42% of their portfolio CONSHOHOCKEN, PA 900,379900.4k $26.3m $26.3m 2.42% Added +884.3k +884,333
4 Brio Consultants, LLC 3.71% of their portfolio SAN FRANCISCO, CA 685,558685.6k $20.0m $20.0m 3.71% Added +30.3k +30,311
5 INTEGRATED CAPITAL MANAGEMENT, INC. 8.72% of their portfolio JESSUP, PA 673,079673.1k $9.6m $9.6m 8.72% New
6 CX Institutional 0.91% of their portfolio AUBURN, IN 581,990582.0k $17.0m $17.0m 0.91% Added +558.3k +558,326
7 Alaska Permanent Capital Management, LLC 1.48% of their portfolio ANCHORAGE, AK 554,238554.2k $16.2m $16.2m 1.48% Added +502.0k +502,022
8 Dubuque Bank & Trust Co 2.07% of their portfolio Dubuque, IA 551,758551.8k $16.1m $16.1m 2.07% Reduced -13.3k -13,283
9 Quantitative Advantage, LLC 2.12% of their portfolio MINNETONKA, MN 501,438501.4k $14.6m $14.6m 2.12% Added +18.3k +18,327
10 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 481,684481.7k $14.1m $14.1m 0.00% Reduced -338.7k -338,730
11 EP Wealth Advisors, LLC 0.18% of their portfolio TORRANCE, CA 436,892436.9k $10.3m $10.3m 0.18% Added +311.3k +311,323
12 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 330,518330.5k $9.7m $9.7m 0.02% Reduced -9.9k -9,884
13 UBS Group AG 0.00% of their portfolio ZURICH, V8 318,195318.2k $9.3m $9.3m 0.00% Reduced -10.6k -10,633
14 ASPIRIANT, LLC 0.45% of their portfolio San Francisco, CA 296,875296.9k $8.7m $8.7m 0.45% Reduced -169.8k -169,825
15 Darwin Wealth Management, LLC 2.29% of their portfolio TAMPA, FL 286,736286.7k $8.4m $8.4m 2.29% Reduced -66.2k -66,188
16 Verdence Capital Advisors LLC 0.89% of their portfolio HUNT VALLEY, MD 252,472252.5k $7.4m $7.4m 0.89% Reduced -10.6k -10,613
17 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 239,102239.1k $7.0m $7.0m 0.00% Reduced -70.6k -70,560
18 COLONY GROUP LLC 0.09% of their portfolio Boston, MA 199,435199.4k $5.8m $5.8m 0.09% Reduced -482.1k -482,092
19 LFA - Lugano Financial Advisors SA 4.34% of their portfolio LUGANO, V8 197,638197.6k $5.8m $5.8m 4.34% Reduced -9.3k -9,338
20 Endowment Wealth Management, Inc. 5.60% of their portfolio APPLETON, WI 194,220194.2k $5.6m $5.6m 5.60% Reduced -3.6k -3,597
21 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 147,931147.9k $4.3m $4.3m 0.00% Reduced -2.4k -2,359
22 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 144,923144.9k $4.2m $4.2m 0.04% Reduced -1.4k -1,351
23 HBK Sorce Advisory LLC 0.19% of their portfolio ERIE, PA 142,971143.0k $4.2m $4.2m 0.19% Reduced -106.4k -106,395
24 Wolf Group Capital Advisors 1.46% of their portfolio FAIRFAX, VA 100,875100.9k $2.9m $2.9m 1.46% Reduced -17.4k -17,375
25 Moran Wealth Management, LLC 0.11% of their portfolio NAPLES, FL 99,15599.2k $2.9m $2.9m 0.11% Reduced -45.7k -45,673
26 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 98,24398.2k $2.9m $2.9m 0.00% New
27 Live Oak Investment Partners 2.50% of their portfolio AUSTIN, TX 97,39097.4k $2.8m $2.8m 2.50% Added +2.0k +2,031
28 Cooper Financial Group 0.68% of their portfolio IRVINE, CA 86,01286.0k $2.5m $2.5m 0.68% Added +3.1k +3,058
29 Baron Financial Group, LLC 1.57% of their portfolio Fair Lawn, NJ 84,88084.9k $2.5m $2.5m 1.57% Added +600 +600
30 SAGE FINANCIAL GROUP INC 0.27% of their portfolio W. CONSHOHOCKEN, PA 81,44081.4k $2.4m $2.4m 0.27% New
31 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 77,05777.1k $2.3m $2.3m 0.00% Reduced -53.0k -52,963
32 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 75,28275.3k $2.2m $2.2m 0.00% Reduced -84.6k -84,597
33 ABLE Financial Group, LLC 1.34% of their portfolio SCOTTSDALE, AZ 70,27770.3k $2.1m $2.1m 1.34% First filing
34 APPLETON PARTNERS INC/MA 0.17% of their portfolio BOSTON, MA 66,46566.5k $1.9m $1.9m 0.17% Added +437 +437
35 OVERSEA-CHINESE BANKING Corp Ltd 0.09% of their portfolio SINGAPORE, U0 61,15061.1k $1.8m $1.8m 0.09% Reduced -803 -803
36 COLDSTREAM CAPITAL MANAGEMENT INC 0.06% of their portfolio BELLEVUE, WA 61,10661.1k $1.8m $1.8m 0.06% Reduced -42.1k -42,075
37 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 59,37259.4k $1.7m $1.7m 0.00% Added +1.3k +1,323
38 CONSULTIVA WEALTH MANAGEMENT, CORP. 44.35% of their portfolio SAN JUAN, PR 59,24959.2k $1.7m $1.7m 44.35% Added +1.1k +1,131
39 One Capital Management, LLC 0.08% of their portfolio WESTLAKE VILLAGE, CA 54,80854.8k $1.6m $1.6m 0.08% New
40 Betterment LLC 0.01% of their portfolio NEW YORK, NY 54,65454.7k $1.6m $1.6m 0.01% Added +3.0k +2,973
41 Empirical Asset Management, LLC 1.53% of their portfolio WELLESLEY, MA 54,60854.6k $1.6m $1.6m 1.53% Added +12.2k +12,247
42 Twelve Points Wealth Management LLC 0.84% of their portfolio CONCORD, MA 49,92849.9k $1.5m $1.5m 0.84% Added +7.3k +7,294
43 GREENLEAF TRUST 0.02% of their portfolio KALAMAZOO, MI 49,25749.3k $1.4m $1.4m 0.02% Added +31.0k +30,967
44 UMB Bank, n.a. 0.02% of their portfolio Kansas City, MO 48,27148.3k $1.4m $1.4m 0.02% Not comparable
45 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 46,91346.9k $1.4m $1.4m 0.00% New
46 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 0.05% of their portfolio NORFOLK, VA 45,75045.8k $1.3m $1.3m 0.05% Added +22.0k +21,985
47 OneDigital Investment Advisors LLC 0.03% of their portfolio OVERLAND PARK, KS 40,50340.5k $1.2m $1.2m 0.03% Reduced -2.2k -2,169
48 Snowden Capital Advisors LLC 0.04% of their portfolio New York, NY 33,12333.1k $967.5k $967.5k 0.04% Reduced -427 -427
49 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 32,61732.6k $952.7k $952.7k 0.00% Unchanged
50 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 32,61732.6k $952.7k $952.7k 0.00% Unchanged
51 Mariner Managed Account Solutions, LLC 0.07% of their portfolio Boston, MA 28,74428.7k $839.6k $839.6k 0.07% Reduced -30.6k -30,644
52 Hexagon Capital Partners LLC 0.23% of their portfolio ROGERS, AR 27,93227.9k $815.9k $815.9k 0.23% Reduced -1.5k -1,451
53 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 27,50527.5k $803.4k $803.4k 0.00% New
54 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 26,61026.6k $777.3k $777.3k 0.00% Reduced -668 -668
55 Stratos Wealth Advisors, LLC 0.06% of their portfolio BEACHWOOD, OH 25,60225.6k $747.9k $747.9k 0.06% Reduced -29.9k -29,865
56 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 25,12725.1k $734.0k $734.0k 0.00% Reduced -72.2k -72,242
57 HANCOCK WHITNEY CORP 0.03% of their portfolio GULFPORT, MS 24,67624.7k $721.0k $721.0k 0.03% Reduced -114.8k -114,763
58 Mariner, LLC 0.00% of their portfolio Overland Park, KS 22,17822.2k $648.0k $648.0k 0.00% Reduced -1.3k -1,324
59 EFG Private Wealth Management (Americas) Corp. 0.12% of their portfolio MIAMI, FL 16,92816.9k $494.5k $494.5k 0.12% Reduced -16.9k -16,928
60 Freedom Investment Management, Inc. 0.04% of their portfolio SOUTH WINDSOR, CT 13,44513.4k $392.7k $392.7k 0.04% Added +6.1k +6,142
61 CreativeOne Wealth, LLC 0.02% of their portfolio OVERLAND PARK, KS 13,43513.4k $392.0k $392.0k 0.02% Added +6.0k +6,007
62 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 12,47612.5k $364.0k $364.0k 0.00% Reduced -7.0k -6,970
63 SCOTIA CAPITAL INC. 0.00% of their portfolio TORONTO, A6 12,00012.0k $350.5k $350.5k 0.00% Unchanged
64 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 11,76111.8k $343.5k $343.5k 0.00% New
65 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 10,84710.8k $316.8k $316.8k 0.01% Unchanged
66 Alpha Financial Partners LLC 0.35% of their portfolio LEXINGTON, KY 10,54410.5k $308.0k $308.0k 0.35% Reduced -7.9k -7,942
67 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 10,49810.5k $306.7k $306.7k 0.00% Reduced -61.3k -61,280
68 Patten Group, Inc. 0.09% of their portfolio CHATTANOOGA, TN 10,41810.4k $304.3k $304.3k 0.09% Reduced -962 -962
69 Rathbones Group PLC 0.00% of their portfolio Liverpool, X0 9,6459.6k $281.7k $281.7k 0.00% New
70 DAVIS R M INC 0.01% of their portfolio PORTLAND, ME 9,3609.4k $273.0k $273.0k 0.01% Unchanged
71 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 9,1599.2k $267.5k $267.5k 0.00% New
72 Richard W. Paul & Associates, LLC 0.12% of their portfolio NOVI, MI 9,0609.1k $264.6k $264.6k 0.12% Added +919 +919
73 Catalyst Wealth Management, LLC 0.25% of their portfolio ATLANTA, GA 9,0029.0k $262.9k $262.9k 0.25% Reduced -145 -145
74 GREENWOOD CAPITAL ASSOCIATES LLC 0.04% of their portfolio GREENWOOD, SC 8,8848.9k $259.5k $259.5k 0.04% Added +1.2k +1,172
75 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 8,2258.2k $240.3k $240.3k 0.00% Added +133 +133
76 CENTRAL BANK & TRUST CO 0.04% of their portfolio LEXINGTON, KY 8,1588.2k $238.2k $238.2k 0.04% Reduced -5.3k -5,319
77 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 7,9998.0k $234.4k $234.4k 0.00% Reduced -224 -224
78 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 7,9638.0k $232.0k $232.0k 0.00% Reduced -4.6k -4,570
79 Argent Trust Co 0.01% of their portfolio NASHVILLE, TN 7,8147.8k $228.2k $228.2k 0.01% Unchanged
80 Richard P Slaughter Associates Inc 0.07% of their portfolio AUSTIN, TX 7,8147.8k $228.2k $228.2k 0.07% Reduced -7.6k -7,602
81 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 7,3497.3k $215.0k $215.0k 0.00% Reduced -3.5k -3,509
82 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 6,3836.4k $186.4k $186.4k 0.00% Added +78 +78
83 BerganKDV Wealth Management, LLC 0.02% of their portfolio BLOOMINGTON, MN 5,0475.0k $147.4k $147.4k 0.02% Unchanged
84 Belpointe Asset Management LLC 0.01% of their portfolio RENO, NV 4,7134.7k $137.7k $137.7k 0.01% Reduced -2.2k -2,211
85 MCF Advisors LLC 0.01% of their portfolio LEXINGTON, KY 2,5532.6k $74.6k $74.6k 0.01% Reduced -92.9k -92,877
86 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 2,2732.3k $66.6k $66.6k 0.00% Added +300 +300
87 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 2,1692.2k $63.4k $63.4k 0.01% Added +18 +18
88 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,9692.0k $57.5k $57.5k 0.00% Unchanged
89 Tradition Wealth Management, LLC 0.01% of their portfolio EDINA, MN 1,4541.5k $42.0k $42.0k 0.01% Reduced -245 -245
90 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 1,2031.2k $35.1k $35.1k 0.00% Reduced -972 -972
91 GPS Wealth Strategies Group, LLC 0.01% of their portfolio CENTENNIAL, CO 1,1451.1k $33.5k $33.5k 0.01% New
92 Clearstead Advisors, LLC 0.00% of their portfolio CLEVELAND, OH 1,0831.1k $31.6k $31.6k 0.00% Unchanged
93 RAFFA WEALTH MANAGEMENT, LLC 0.01% of their portfolio WASHINGTON, DC 958958 $28.0k $28.0k 0.01% Unchanged
94 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 869869 $25.4k $25.4k 0.00% Added +4 +4
95 Register Financial Advisors LLC 0.02% of their portfolio ATLANTA, GA 659659 $19.2k $19.2k 0.02% Added +12 +12
96 CWM, LLC 0.00% of their portfolio OMAHA, NE 633633 $18.0k $18.0k 0.00% Reduced -1.3k -1,251
97 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 352352 $10.3k $10.3k 0.00% Unchanged
98 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 336336 $9.8k $9.8k 0.00% Reduced -22.8k -22,799
99 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 140140 $4.1k $4.1k 0.00% Unchanged
100 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 136136 $4.0k $4.0k 0.00% New