Vault-13

INDIA FD INC IFN

COM · Closed-End Fund · CUSIP 454089103

92 institutional holders +12 vs Q2 2024
6,157,6986.2m shares reported held*
$116.3mreported value*
22 new 34 added 12 reduced 12 sold out net bought ≈ $16.9m (+927.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $18.89. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 52Q4 22: 51Q1 23: 62Q2 23: 62Q3 23: 65Q4 23: 69Q1 24: 66Q2 24: 80Q3 24: 9292Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202252
Q4 202251
Q1 202362
Q2 202362
Q3 202365
Q4 202369
Q1 202466
Q2 202480
Q3 202492

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 15 bought or addedQ4 22: 20 cut or sold outQ1 23: 35 bought or addedQ1 23: 14 cut or sold outQ1 23Q2 23: 31 bought or addedQ2 23: 17 cut or sold outQ3 23: 32 bought or addedQ3 23: 13 cut or sold outQ3 23Q4 23: 25 bought or addedQ4 23: 18 cut or sold outQ1 24: 38 bought or addedQ1 24: 17 cut or sold outQ1 24Q2 24: 50 bought or addedQ2 24: 23 cut or sold outQ3 24: 56 bought or addedQ3 24: 24 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221520
Q1 20233514
Q2 20233117
Q3 20233213
Q4 20232518
Q1 20243817
Q2 20245023
Q3 20245624

Biggest buyers

Cetera Investment Advisers Added +402,752+402.8k
Penserra Capital Management LLC New +252,059+252.1k
RIVERNORTH CAPITAL MANAGEMENT, LLC New +186,138+186.1k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Added +144,609+144.6k
UBS Group AG Added +133,644+133.6k
TRANSCEND CAPITAL ADVISORS, LLC New +116,764+116.8k
LAZARD ASSET MANAGEMENT LLC New +113,181+113.2k
MORGAN STANLEY Added +82,391+82.4k
EP Wealth Advisors, LLC New +66,451+66.5k
RAYMOND JAMES & ASSOCIATES Added +52,291+52.3k

Biggest sellers

Atria Wealth Solutions, Inc. Sold out -368,268-368.3k
BANK OF AMERICA CORP /DE/ Reduced -163,328-163.3k
Sea Otter Advisors LLC Sold out -66,032-66.0k
Walleye Capital LLC Sold out -50,894-50.9k
Focus Partners Wealth Reduced -47,669-47.7k
Koshinski Asset Management, Inc. Sold out -39,180-39.2k
Quarry LP Reduced -36,770-36.8k
SIT INVESTMENT ASSOCIATES INC Sold out -32,014-32.0k
NOMURA HOLDINGS INC Sold out -20,800-20.8k
AVANTAX ADVISORY SERVICES, INC. Sold out -18,892-18.9k

Biggest calls

Biggest puts

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q3 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q4 22: 0 buyingQ4 22: 0 sellingQ1 23: 0 buyingQ1 23: 0 sellingQ1 23Q2 23: 0 buyingQ2 23: 0 sellingQ3 23: 0 buyingQ3 23: 0 sellingQ3 23Q4 23: 0 buyingQ4 23: 0 sellingQ1 24: 0 buyingQ1 24: 0 sellingQ1 24Q2 24: 0 buyingQ2 24: 0 sellingQ3 24: 1 buyingQ3 24: 0 sellingQ3 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20220—0——
Q1 20230—0——
Q2 20230—0——
Q3 20230—0——
Q4 20230—0——
Q1 20240—0——
Q2 20240—0——
Q3 20241$18.0k0——
DateInsiderTradeSharesPrice ValueTheir holding
2024-07-10 Porter Rahn K Director Bought 1,000 $17.97 $18.0k1.0k shares new

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,577,7471.6m $30.0m $30.0m 0.00% Added +82.4k +82,391
2 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 1.38% of their portfolio Englewood, NJ 715,745715.7k $13.6m $13.6m 1.38% Added +144.6k +144,609
3 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 423,671423.7k $8.1m $8.1m 0.02% Added +402.8k +402,752
4 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 401,391401.4k $7.6m $7.6m 0.00% Added +52.3k +52,291
5 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 255,567255.6k $4.9m $4.9m 0.00% Added +23.4k +23,418
6 Penserra Capital Management LLC 0.10% of their portfolio ORINDA, CA 252,059252.1k $4.8m $4.8m 0.10% New
7 STRS OHIO 0.02% of their portfolio COLUMBUS, OH 240,000240.0k $4.6m $4.6m 0.02% Unchanged
8 UBS Group AG 0.00% of their portfolio ZURICH, V8 192,491192.5k $3.7m $3.7m 0.00% Added +133.6k +133,644
9 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.17% of their portfolio WEST PALM BEACH, FL 186,138186.1k $3.5m $3.5m 0.17% New
10 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 123,327123.3k $2.3m $2.3m 0.00% Reduced -10.2k -10,220
11 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 118,592118.6k $2.3m $2.3m 0.00% Added +750 +750
12 TRANSCEND CAPITAL ADVISORS, LLC 0.15% of their portfolio MADISON, NJ 116,764116.8k $2.2m $2.2m 0.15% New
13 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 113,181113.2k $2.2m $2.2m 0.00% New
14 Consolidated Portfolio Review Corp 0.45% of their portfolio WOODBURY, NY 105,362105.4k $2.0m $2.0m 0.45% Added +10.1k +10,121
15 ABSOLUTE INVESTMENT ADVISERS, LLC 0.25% of their portfolio ROSEMARY BEACH, FL 96,06096.1k $1.8m $1.8m 0.25% Reduced -2.1k -2,105
16 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 67,69167.7k $1.3m $1.3m 0.00% Reduced -163.3k -163,328
17 EP Wealth Advisors, LLC 0.01% of their portfolio TORRANCE, CA 66,45166.5k $1.3m $1.3m 0.01% New
18 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 59,48059.5k $1.1m $1.1m 0.00% Added +4.1k +4,143
19 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 55,51655.5k $1.1m $1.1m 0.00% Added +12 +12
20 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 55,04955.0k $1.0m $1.0m 0.00% Added +10.8k +10,764
21 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 47,11547.1k $896.1k $896.1k 0.00% Reduced -47.7k -47,669
22 Concurrent Investment Advisors, LLC 0.03% of their portfolio Tampa, FL 46,30046.3k $880.6k $880.6k 0.03% New
23 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 0.00% of their portfolio COLUMBUS, OH 45,90845.9k $873.2k $873.2k 0.00% New
24 Yakira Capital Management, Inc. 0.33% of their portfolio Westport, CT 44,20044.2k $840.7k $840.7k 0.33% Reduced -11.0k -11,000
25 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio ORLANDO, FL 40,81140.8k $2.1k $2.1k 0.01% Added +38.7k +38,719
26 Logan Stone Capital, LLC 0.18% of their portfolio CHICAGO, IL 38,05538.1k $723.8k $723.8k 0.18% Reduced -5.8k -5,835
27 WOLVERINE ASSET MANAGEMENT LLC 0.01% of their portfolio CHICAGO, IL 37,89437.9k $720.7k $720.7k 0.01% Reduced -9.5k -9,451
28 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 32,75232.8k $623.0k $623.0k 0.00% Added +427 +427
29 Quarry LP 0.19% of their portfolio NEW YORK, NY 32,56032.6k $619.3k $619.3k 0.19% Reduced -36.8k -36,770
30 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 31,71831.7k $603.3k $603.3k 0.01% Added +8.8k +8,808
31 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 31,03331.0k $590.3k $590.3k 0.00% Added +14.2k +14,230
32 SCHNIEDERS CAPITAL MANAGEMENT LLC 0.11% of their portfolio PASADENA, CA 30,73430.7k $584.6k $584.6k 0.11% Added +2.0k +2,000
33 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 28,45128.5k $541.1k $541.1k 0.01% Added +216 +216
34 Norris Financial Group, LLC 0.26% of their portfolio GREENVILLE, SC 27,99128.0k $532.4k $532.4k 0.26% Added +2.6k +2,564
35 Robertson Stephens Wealth Management, LLC 0.02% of their portfolio San Francisco, CA 26,05026.1k $495.5k $495.5k 0.02% Unchanged
36 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 25,00025.0k $475.5k $475.5k 0.00% Unchanged
37 SEARLE & CO. 0.10% of their portfolio GREENWICH, CT 21,61521.6k $411.1k $411.1k 0.10% Unchanged
38 LEVIN CAPITAL STRATEGIES, L.P. 0.04% of their portfolio NEW YORK, NY 20,00020.0k $380.4k $380.4k 0.04% New
39 Csenge Advisory Group 0.02% of their portfolio CLEARWATER, FL 19,48619.5k $364.8k $364.8k 0.02% Reduced -779 -779
40 Calamos Advisors LLC 0.00% of their portfolio NAPERVILLE, IL 19,37519.4k $368.5k $368.5k 0.00% New
41 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 19,26419.3k $366.4k $366.4k 0.00% Added +1.2k +1,156
42 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 19,24019.2k $366.0k $366.0k 0.00% Added +312 +312
43 Western Wealth Management, LLC 0.02% of their portfolio GOLDEN, CO 17,26017.3k $328.3k $328.3k 0.02% Added +1.6k +1,601
44 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 17,18417.2k $326.8k $326.8k 0.00% New
45 Shaker Financial Services, LLC 0.12% of their portfolio Arlington, VA 16,50016.5k $313.8k $313.8k 0.12% Unchanged
46 Cassaday & Co Wealth Management LLC 0.01% of their portfolio MCLEAN, VA 15,40915.4k $293.1k $293.1k 0.01% Added +774 +774
47 JOURNEY STRATEGIC WEALTH LLC 0.01% of their portfolio SUMMIT, NJ 15,10015.1k $287.2k $287.2k 0.01% Added +100 +100
48 Keystone Financial Group 0.04% of their portfolio LEXINGTON, KY 14,84714.8k $282.4k $282.4k 0.04% New
49 Composition Wealth, LLC 0.01% of their portfolio LOS ANGELES, CA 14,74514.7k $280.4k $280.4k 0.01% Added +315 +315
50 NWAM LLC 0.02% of their portfolio MERCER ISLAND, WA 14,74314.7k $280.4k $280.4k 0.02% New
51 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 14,67714.7k $279.2k $279.2k 0.00% Reduced -98 -98
52 Roundview Capital LLC 0.02% of their portfolio PRINCETON, NJ 14,44414.4k $274.7k $274.7k 0.02% Unchanged
53 Rathbones Group PLC 0.00% of their portfolio Liverpool, X0 12,29512.3k $233.9k $233.9k 0.00% Added +90 +90
54 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 0.00% of their portfolio BOSTON, MA 12,00012.0k $216.4k $216.4k 0.00% Unchanged
55 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 11,54311.5k $219.5k $219.5k 0.00% Reduced -158 -158
56 Hudson Portfolio Management LLC 0.21% of their portfolio Garrison, NY 11,32311.3k $215.4k $215.4k 0.21% First filing
57 IHT Wealth Management, LLC 0.01% of their portfolio Chicago, IL 10,06610.1k $191.4k $191.4k 0.01% New
58 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 6,9587.0k $142.4k $142.4k 0.00% Added +172 +172
59 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 4,9124.9k $93.4k $93.4k 0.00% Added +1.5k +1,491
60 Planning Capital Management Corp 0.05% of their portfolio PAOLI, PA 4,1814.2k $79.5k $79.5k 0.05% Added +733 +733
61 Wilmington Savings Fund Society, FSB 0.00% of their portfolio WILMINGTON, DE 3,4143.4k $64.9k $64.9k 0.00% Not comparable
62 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 2,0002.0k $38.0k $38.0k 0.00% Unchanged
63 Cullen/Frost Bankers, Inc. 0.00% of their portfolio San Antonio, TX 1,8481.8k $35.2k $35.2k 0.00% Added +48 +48
64 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 1,6301.6k $31.0k $31.0k 0.00% Added +79 +79
65 Clearstead Advisors, LLC 0.00% of their portfolio CLEVELAND, OH 1,4871.5k $28.3k $28.3k 0.00% Unchanged
66 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 1,1121.1k $21.1k $21.1k 0.00% Added +27 +27
67 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 1,1001.1k $20.9k $20.9k 0.00% Unchanged
68 THOMPSON INVESTMENT MANAGEMENT, INC. 0.00% of their portfolio MADISON, WI 1,0801.1k $20.5k $20.5k 0.00% Unchanged
69 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 1,0101.0k $19.0k $19.0k 0.00% Added +25 +25
70 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,0001.0k $19.0k $19.0k 0.00% New
71 OLIVER LAGORE VANVALIN INVESTMENT GROUP 0.01% of their portfolio FLINT, MI 1,0001.0k $19.0k $19.0k 0.01% Unchanged
72 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 832832 $15.8k $15.8k 0.00% Unchanged
73 Fortitude Family Office, LLC 0.01% of their portfolio SCOTTSDALE, AZ 738738 $14.0k $14.0k 0.01% New
74 JDM Financial Group LLC 0.01% of their portfolio AUSTIN, TX 680680 $12.9k $12.9k 0.01% Added +34 +34
75 Tortoise Investment Management, LLC 0.00% of their portfolio WHITE PLAINS, NY 560560 $10.7k $10.7k 0.00% New
76 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 500500 $9.5k $9.5k 0.00% Unchanged
77 Sanctuary Wealth Management, L.L.C. 0.00% of their portfolio POCATELLO, ID 348348 $6.6k $6.6k 0.00% New
78 Jaffetilchin Investment Partners, LLC 0.00% of their portfolio TAMPA, FL 250250 $4.8k $4.8k 0.00% New
79 Cape Investment Advisory, Inc. 0.00% of their portfolio MCDONOUGH, GA 205205 $3.9k $3.9k 0.00% Unchanged
80 North Star Investment Management Corp. 0.00% of their portfolio CHICAGO, IL 201201 $3.8k $3.8k 0.00% Unchanged
81 COMERICA BANK 0.00% of their portfolio DALLAS, TX 137137 $2.6k $2.6k 0.00% Added +89 +89
82 FWL INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio Dallas, TX 135135 $2.6k $2.6k 0.00% Unchanged
83 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 110110 $2.1k $2.1k 0.00% Unchanged
84 Investors Research Corp 0.00% of their portfolio ATLANTA, GA 110110 $2.1k $2.1k 0.00% Unchanged
85 Darwin Wealth Management, LLC 0.00% of their portfolio TAMPA, FL 100100 $1.9k $1.9k 0.00% New
86 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 4545 $856 $856 0.00% New
87 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1818 $346 $346 0.00% Unchanged
88 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1414 $266 $266 0.00% New
89 CALDWELL SUTTER CAPITAL, INC. 0.00% of their portfolio SAUSALITO, CA 1010 $190 $190 0.00% Unchanged
90 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 33 $57 $57 0.00% Reduced -6 -6
91 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged
92 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 00 $4 $4 0.00% New