Vault-13

ICAHN ENTERPRISES LP IEP

DEPOSITARY UNIT · MLP · CUSIP 451100101

165 institutional holders +17 vs Q3 2022
305,475,320305.5m shares reported held*
$15.5bnreported value*
30 new 71 added 32 reduced 14 sold out net bought ≈ $623.0m (+12.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $50.65. Options: 8 managers hold calls ($22.5m notional), 7 hold puts ($33.9m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 148Q4 22: 165165Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022148
Q4 2022165

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30m$40mQ3 22 calls: $39.3mQ3 22 puts: $29.6mQ3 22P/C 0.75Q4 22 calls: $22.5mQ4 22 puts: $33.9mQ4 22P/C 1.51
Numbers
QuarterCallsPutsP/C
Q3 2022$39.3m$29.6m0.75
Q4 2022$22.5m$33.9m1.51

Biggest buyers

ICAHN CARL C Added +11,441,398+11.4m
MORGAN STANLEY Added +290,199+290.2k
Private Capital Advisors, Inc. New +222,130+222.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +149,351+149.4k
GOLDMAN SACHS GROUP INC Added +108,897+108.9k
SIMPLEX TRADING, LLC New +56,138+56.1k
UBS Group AG Added +36,268+36.3k
ROYAL BANK OF CANADA Added +34,133+34.1k
SG Americas Securities, LLC Added +32,662+32.7k
OSAIC HOLDINGS, INC. Added +28,959+29.0k

Biggest sellers

Invesco Ltd. Sold out -193,488-193.5k
Ulrich Consultants & Investment Group, LLC Sold out -144,104-144.1k
BNP PARIBAS FINANCIAL MARKETS Reduced -35,789-35.8k
ING GROEP NV Sold out -20,200-20.2k
Russell Investments Group, Ltd. Sold out -9,174-9.2k
ACADIAN ASSET MANAGEMENT LLC Sold out -9,174-9.2k
Capital Impact Advisors, LLC Reduced -8,842-8.8k
Selective Wealth Management, Inc. Sold out -7,561-7.6k
GABELLI & Co INVESTMENT ADVISERS, INC. Sold out -7,000-7.0k
NFSG Corp Reduced -6,038-6.0k

Biggest calls

CITADEL ADVISORS LLC Reduced $10.3m203.9k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $3.9m77.3k shares
JANE STREET GROUP, LLC Reduced $3.1m60.9k shares
GROUP ONE TRADING LLC Reduced $2.6m50.6k shares
SIMPLEX TRADING, LLC Reduced $2.3m45.8k shares
Fortitude Advisory Group L.L.C. Unchanged $271.4k5.4k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
Cutler Group LLC / CA New $0600 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $11.7m230.1k shares
CITADEL ADVISORS LLC Added $7.1m139.4k shares
GROUP ONE TRADING LLC Added $6.8m134.9k shares
JANE STREET GROUP, LLC Added $5.7m113.2k shares
SIMPLEX TRADING, LLC Added $2.4m48.3k shares
Cutler Group LLC / CA Added $123.0k5.7k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
ICAHN CARL C 13D · may seek influence +0.4 pts · filed 2026-09-25 87.7% +0.4 pts 658.9m 2026-09-25

Insider purchases and sales in Q4 2022

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2022.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ICAHN CARL C 69.85% of their portfolio SUNNY ISLES BEACH, FL 299,997,624300.0m $15.2bn $15.2bn 69.85% Added +11.4m +11,441,398
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 837,448837.4k $42.4m $42.4m 0.00% Added +290.2k +290,199
3 HORIZON KINETICS ASSET MANAGEMENT LLC 0.37% of their portfolio NEW YORK, NY 447,156447.2k $22.6m $22.6m 0.37% Reduced -5.9k -5,915
4 Mirae Asset Global Investments Co., Ltd. 0.04% of their portfolio SEOUL, M5 298,376298.4k $15.1m $15.1m 0.04% Added +14.1k +14,057
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.03% of their portfolio BALA CYNWYD, PA 288,569288.6k $14.6m $14.6m 0.03% Added +149.4k +149,351
6 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 261,574261.6k $13.2m $13.2m 0.00% Added +15.6k +15,649
7 Private Capital Advisors, Inc. 1.93% of their portfolio DARIEN, CT 222,130222.1k $11.3m $11.3m 1.93% New
8 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 210,690210.7k $10.7m $10.7m 0.02% Added +29.0k +28,959
9 HRT FINANCIAL LP 0.14% of their portfolio NEW YORK, NY 189,263189.3k $9.6m $9.6m 0.14% Added +27.6k +27,650
10 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 148,869148.9k $7.5m $7.5m 0.00% Added +34.1k +34,133
11 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 138,612138.6k $7.0m $7.0m 0.01% Added +4.0k +4,028
12 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 135,896135.9k $6.9m $6.9m 0.01% Added +2.4k +2,449
13 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 118,981119.0k $6.0m $6.0m 0.00% Added +108.9k +108,897
14 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 85,58685.6k $4.3m $4.3m 0.00% Added +4.8k +4,824
15 GROUP ONE TRADING LLC 0.14% of their portfolio CHICAGO, IL 81,14781.1k $4.1m $4.1m 0.14% Added +17.3k +17,275
16 UBS Group AG 0.00% of their portfolio ZURICH, V8 80,92380.9k $4.1m $4.1m 0.00% Added +36.3k +36,268
17 Jump Financial, LLC 0.21% of their portfolio Chicago, IL 79,09779.1k $4.0m $4.0m 0.21% Added +10.2k +10,197
18 Bramshill Investments, LLC 0.44% of their portfolio NAPLES, FL 73,61673.6k $3.7m $3.7m 0.44% Added +13.0k +12,979
19 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 70,19270.2k $3.6m $3.6m 0.00% Reduced -2.5k -2,518
20 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 68,16468.2k $3.5m $3.5m 0.01% Added +9.2k +9,162
21 FISHMAN JAY A LTD/MI 0.48% of their portfolio TROY, MI 67,40567.4k $3.4m $3.4m 0.48% Reduced -946 -946
22 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 61,76461.8k $3.1m $3.1m 0.01% Added +6.7k +6,735
23 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 59,82459.8k $3.0m $3.0m 0.01% Reduced -2.5k -2,523
24 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 59,65059.6k $3.0m $3.0m 0.00% Added +10.2k +10,236
25 Financial Advocates Investment Management 0.22% of their portfolio OLYMPIA, WA 58,76458.8k $3.0m $3.0m 0.22% Added +24.0k +23,974
26 SIMPLEX TRADING, LLC 0.14% of their portfolio CHICAGO, IL 56,13856.1k $2.8m $2.8m 0.14% New
27 Cetera Advisors LLC 0.05% of their portfolio DENVER, CO 55,70255.7k $2.8m $2.8m 0.05% Added +2.3k +2,344
28 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 55,36855.4k $2.8m $2.8m 0.01% Reduced -35.8k -35,789
29 Texas Yale Capital Corp. 0.15% of their portfolio ST. PETERSBURG, FL 51,57051.6k $2.6m $2.6m 0.15% Unchanged
30 Mutual Advisors, LLC 0.09% of their portfolio OMAHA, NE 41,19841.2k $2.1m $2.1m 0.09% Added +4.2k +4,183
31 SG Americas Securities, LLC 0.03% of their portfolio NEW YORK, NY 38,32038.3k $1.9m $1.9m 0.03% Added +32.7k +32,662
32 VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio San Antonio, TX 36,63036.6k $1.9m $1.9m 0.00% Reduced -18 -18
33 IFP Advisors, Inc 0.07% of their portfolio TAMPA, FL 36,06436.1k $2.5m $2.5m 0.07% Added +28.8k +28,754
34 GRIFFIN ASSET MANAGEMENT, INC. 0.26% of their portfolio New York, NY 34,56434.6k $1.8m $1.8m 0.26% Added +5.6k +5,601
35 CENTAURUS FINANCIAL, INC. 0.16% of their portfolio ANAHEIM, CA 32,90732.9k $1.7m $1.7m 0.16% Added +2.3k +2,265
36 Garden State Investment Advisory Services LLC 0.92% of their portfolio Red Bank, NJ 30,61230.6k $1.6m $1.6m 0.92% First filing
37 Old West Investment Management, LLC 0.93% of their portfolio Los Angeles, CA 29,25429.3k $1.5m $1.5m 0.93% Unchanged
38 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 27,79027.8k $1.4m $1.4m 0.01% Added +12.1k +12,085
39 Moors & Cabot, Inc. 0.10% of their portfolio BOSTON, MA 27,64527.6k $1.4m $1.4m 0.10% Reduced -357 -357
40 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.13% of their portfolio ORLANDO, FL 24,69524.7k $1.3m $1.3m 0.13% Added +14.5k +14,525
41 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 24,61424.6k $1.2m $1.2m 0.00% Reduced -353 -353
42 Kingsview Wealth Management, LLC 0.05% of their portfolio GRANTS PASS, OR 23,56423.6k $1.2m $1.2m 0.05% Added +1.0k +1,040
43 AdvisorNet Financial, Inc 0.12% of their portfolio MINNETONKA, MN 23,34923.3k $1.2m $1.2m 0.12% Added +2.4k +2,422
44 MGO ONE SEVEN LLC 0.11% of their portfolio Beachwood, OH 22,45922.5k $1.1m $1.1m 0.11% Reduced -279 -279
45 Round Hill Asset Management 0.70% of their portfolio PASADENA, CA 22,40722.4k $1.1m $1.1m 0.70% Reduced -381 -381
46 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 22,12922.1k $1.1m $1.1m 0.03% Added +2.9k +2,941
47 Jenkins Wealth 0.45% of their portfolio ENGLEWOOD, CO 21,99022.0k $1.1m $1.1m 0.45% First filing
48 PSI Advisors, LLC 0.56% of their portfolio TAMPA, FL 20,88520.9k $1.1m $1.1m 0.56% Reduced -837 -837
49 Charles Schwab Investment Advisory, Inc. 0.00% of their portfolio SAN FRANCISCO, CA 19,93319.9k $1.0m $1.0m 0.00% Added +1.2k +1,241
50 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 19,19019.2k $972.0k $972.0k 0.01% Added +7.0k +6,993
51 EMFO, LLC 0.92% of their portfolio WESTON, FL 18,03218.0k $913.3k $913.3k 0.92% Reduced -2.5k -2,477
52 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 15,88415.9k $804.5k $804.5k 0.00% First filing
53 Prime Capital Investment Advisors, LLC 0.03% of their portfolio OVERLAND PARK, KS 15,56715.6k $788.5k $788.5k 0.03% New
54 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 15,12015.1k $765.8k $765.8k 0.02% Reduced -274 -274
55 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 14,59614.6k $739.0k $739.0k 0.00% Added +5.0k +5,026
56 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 14,26514.3k $723.0k $723.0k 0.00% Added +422 +422
57 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 14,01314.0k $709.8k $709.8k 0.00% Reduced -2.7k -2,687
58 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 12,98013.0k $657.4k $657.4k 0.00% New
59 Apollon Wealth Management, LLC 0.05% of their portfolio MOUNT PLEASANT, SC 12,80412.8k $648.5k $648.5k 0.05% Added +801 +801
60 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 12,65212.7k $640.8k $640.8k 0.00% Added +291 +291
61 Prospera Financial Services Inc 0.03% of their portfolio Dallas, TX 12,46812.5k $631.5k $631.5k 0.03% Reduced -2.3k -2,316
62 Cladis Investment Advisory, LLC 0.32% of their portfolio BILLINGS, MT 11,70011.7k $592.3k $592.3k 0.32% Unchanged
63 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 11,37511.4k $576.1k $576.1k 0.01% Added +280 +280
64 Beacon Harbor Wealth Advisors, Inc. 0.18% of their portfolio VIRGINIA BEACH, VA 10,40010.4k $527.0k $527.0k 0.18% First filing
65 SVB WEALTH LLC 0.01% of their portfolio BOSTON, MA 10,14710.1k $513.9k $513.9k 0.01% New
66 Wealthspire Advisors, LLC 0.01% of their portfolio NEW YORK, NY 9,8469.8k $498.7k $498.7k 0.01% Added +398 +398
67 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 9,7879.8k $495.7k $495.7k 0.01% Added +976 +976
68 FORA Capital, LLC 0.08% of their portfolio MIAMI, FL 9,7679.8k $494.7k $494.7k 0.08% New
69 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 9,3849.4k $475.0k $475.0k 0.00% Added +1.5k +1,485
70 Carmel Capital Partners, LLC 0.32% of their portfolio SAN DIEGO, CA 9,2729.3k $469.6k $469.6k 0.32% Added +3.2k +3,162
71 OXFORD FINANCIAL GROUP, LTD. LLC 0.05% of their portfolio INDIANAPOLIS, IN 9,2599.3k $469.0k $469.0k 0.05% Added +1.0k +1,000
72 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 8,9408.9k $452.8k $452.8k 0.00% First filing
73 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 8,5988.6k $435.5k $435.5k 0.00% Added +798 +798
74 CIBC Asset Management Inc 0.00% of their portfolio TORONTO, Z4 8,4108.4k $426.0k $426.0k 0.00% Reduced -2.2k -2,183
75 Wedmont Private Capital 0.06% of their portfolio WEST CHESTER, PA 7,8187.8k $414.1k $414.1k 0.06% Unchanged
76 Evanson Asset Management, LLC 0.04% of their portfolio CARMEL, CA 7,6937.7k $389.6k $389.6k 0.04% Added +294 +294
77 DFPG INVESTMENTS, LLC 0.06% of their portfolio SANDY, UT 7,0947.1k $376.2k $376.2k 0.06% New
78 Samalin Investment Counsel, LLC 0.22% of their portfolio CHAPPAQUA, NY 7,0097.0k $355.0k $355.0k 0.22% Reduced -1.2k -1,221
79 Herold Advisors, Inc. 0.14% of their portfolio New York, NY 6,7606.8k $342.4k $342.4k 0.14% Added +316 +316
80 Cutler Group LLC / CA 0.04% of their portfolio SAN FRANCISCO, CA 6,5686.6k $332.0k $332.0k 0.04% New
81 FIRETHORN WEALTH PARTNERS, LLC 0.27% of their portfolio AUGUSTA, GA 6,2106.2k $314.5k $314.5k 0.27% Reduced -1.9k -1,882
82 Western Wealth Management, LLC 0.03% of their portfolio GOLDEN, CO 6,0846.1k $308.2k $308.2k 0.03% Reduced -2.0k -1,990
83 O'ROURKE & COMPANY, Inc 0.24% of their portfolio BOSTON, MA 6,0456.0k $306.0k $306.0k 0.24% Added +47 +47
84 Avidian Wealth Enterprises, LLC 0.02% of their portfolio Houston, TX 6,0086.0k $304.3k $304.3k 0.02% Added +157 +157
85 GSA CAPITAL PARTNERS LLP 0.04% of their portfolio LONDON, X0 5,9365.9k $301.0k $301.0k 0.04% New
86 COMERICA BANK 0.00% of their portfolio DALLAS, TX 5,8355.8k $310.0k $310.0k 0.00% New
87 GM Advisory Group, LLC 0.03% of their portfolio MELVILLE, NY 5,8315.8k $295.3k $295.3k 0.03% Added +60 +60
88 MOODY NATIONAL BANK TRUST DIVISION 0.03% of their portfolio GALVESTON, TX 5,6895.7k $288.0k $288.0k 0.03% Unchanged
89 Triumph Capital Management 0.15% of their portfolio DENVER, CO 5,5815.6k $282.7k $282.7k 0.15% New
90 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 5,5185.5k $279.5k $279.5k 0.00% Added +724 +724
91 Ameritas Advisory Services, LLC 0.01% of their portfolio Lincoln, NE 5,4495.4k $276.0k $276.0k 0.01% Added +1.4k +1,400
92 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 5,4025.4k $273.6k $273.6k 0.01% Reduced -462 -462
93 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 5,3385.3k $270.0k $270.0k 0.00% Added +662 +662
94 Paragon Capital Management Ltd 0.07% of their portfolio DENVER, CO 5,1275.1k $259.7k $259.7k 0.07% New
95 Sovereign Financial Group, Inc. 0.10% of their portfolio STAMFORD, CT 5,0755.1k $257.0k $257.0k 0.10% Unchanged
96 GABELLI FUNDS LLC 0.00% of their portfolio Rye, NY 5,0005.0k $253.2k $253.2k 0.00% Unchanged
97 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 4,8674.9k $246.5k $246.5k 0.00% Added +387 +387
98 Moloney Securities Asset Management, LLC 0.05% of their portfolio MANCHESTER, MO 4,8344.8k $244.8k $244.8k 0.05% Added +179 +179
99 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 4,8054.8k $243.4k $243.4k 0.00% New
100 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 4,7874.8k $242.0k $242.0k 0.01% Added +690 +690