HIMAX TECHNOLOGIES INC HIMX
SPONSORED ADR · ADR · CUSIP 43289P106 · ISIN US43289P1066
Taiwanese fabless semiconductor manufacturer
- SectorTechnology
- IndustrySemiconductors & Related Devices
- HeadquartersTainan, Taiwan
- Founded2001
- Websitehimax.com.tw
- FilingsSEC EDGAR
137
institutional holders
+4 vs Q3 2022
27.7m
shares reported held*
$172.3mreported value*
27 new
40 added
35 reduced
23 sold out
net bought ≈ $71.8k (+11.6k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $6.21. Options: 15 managers hold calls ($26.0m notional), 13 hold puts ($10.1m).
Trends to Q4 2022
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 133 |
| Q4 2022 | 137 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $21.8m | $8.7m | 0.40 |
| Q4 2022 | $26.0m | $10.1m | 0.39 |
Biggest buyers
| Point72 Asset Management, L.P. | New | +1.3m |
| BlackRock Inc. | Added | +663.4k |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | Added | +617.2k |
| Point72 Hong Kong Ltd | New | +394.2k |
| STATE STREET CORP | Added | +363.8k |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | Added | +292.8k |
| Mitsubishi UFJ Asset Management Co., Ltd. | Added | +151.0k |
| Robeco Institutional Asset Management B.V. | New | +136.0k |
| RITHOLTZ WEALTH MANAGEMENT | Added | +118.2k |
| AE Wealth Management LLC | New | +85.1k |
Biggest sellers
| ACADIAN ASSET MANAGEMENT LLC | Reduced | -958.4k |
| MARSHALL WACE, LLP | Reduced | -819.5k |
| CapWealth Advisors, LLC | Reduced | -445.2k |
| CREDIT SUISSE AG/ | Reduced | -338.6k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | -299.9k |
| Qube Research & Technologies Ltd | Reduced | -277.3k |
| LAZARD ASSET MANAGEMENT LLC | Reduced | -199.6k |
| MORGAN STANLEY | Reduced | -183.9k |
| Russell Investments Group, Ltd. | Sold out | -172.7k |
| GOLDMAN SACHS GROUP INC | Reduced | -130.6k |
Biggest calls
| SIMPLEX TRADING, LLC | Reduced | $5.5m890.1k shares |
| GROUP ONE TRADING LLC | Reduced | $4.7m756.8k shares |
| CITADEL ADVISORS LLC | Added | $4.3m689.6k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $4.1m663.4k shares |
| Caption Management, LLC | Unchanged | $2.5m400.0k shares |
| Walleye Trading LLC | Reduced | $1.8m296.1k shares |
| JANE STREET GROUP, LLC | Reduced | $1.2m189.4k shares |
| UBS Group AG | Unchanged | $935.2k150.6k shares |
| IMC-Chicago, LLC | Reduced | $531.0k85.5k shares |
| PEAK6 Investments LLC | Added | $257.7k41.5k shares |
Biggest puts
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $4.7m756.6k shares |
| CITADEL ADVISORS LLC | Reduced | $1.9m312.5k shares |
| GROUP ONE TRADING LLC | Reduced | $1.6m250.7k shares |
| SIMPLEX TRADING, LLC | Added | $940.0k151.5k shares |
| JANE STREET GROUP, LLC | Reduced | $439.0k70.7k shares |
| Walleye Trading LLC | Added | $406.1k65.4k shares |
| Jefferies Financial Group Inc. | New | $62.1k10.0k shares |
| SUMMIT SECURITIES GROUP LLC | Unchanged | $31.0k5.0k shares |
| Parallax Volatility Advisers, L.P. | Reduced | $4.3k700 shares |
| Cutler Group LLC / CA | Reduced | $3.0k1.3k shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Insider purchases and sales in Q4 2022
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q4 2022.
Holders, Q4 2022
| Manager | Shares | Change |
|---|---|---|
| Yiheng Capital Management, L.P. 2.47% of their portfolio | 5.1m $31.8m | Unchanged |
| LAZARD ASSET MANAGEMENT LLC 0.03% of their portfolio | 3.2m $19.8m | Reduced -199.6k |
| ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio | 2.9m $18.2m | Reduced -120.9k |
| STATE OF WISCONSIN INVESTMENT BOARD 0.03% of their portfolio | 1.5m $9.1m | Unchanged |
| MARSHALL WACE, LLP 0.02% of their portfolio | 1.4m $8.5m | Reduced -819.5k |
| Point72 Asset Management, L.P. 0.03% of their portfolio | 1.3m $7.9m | New |
| STATE STREET CORP 0.00% of their portfolio | 1.0m $6.2m | Added +363.8k |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.09% of their portfolio | 872.7k $5.4m | Added +292.8k |
| BlackRock Inc. 0.00% of their portfolio | 834.7k $5.2m | Added +663.4k |
| CapWealth Advisors, LLC 0.61% of their portfolio | 833.0k $5.2m | Reduced -445.2k |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.01% of their portfolio | 832.2k $5.2m | Added +617.2k |
| Polunin Capital Partners Ltd 1.22% of their portfolio | 790.0k $4.9m | Reduced -6.9k |
| Mitsubishi UFJ Asset Management Co., Ltd. 0.01% of their portfolio | 687.0k $4.4m | Added +151.0k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio | 513.3k $3.2m | Reduced -299.9k |
| FIRST TRUST ADVISORS LP 0.00% of their portfolio | 468.9k $2.9m | Reduced -105.8k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 417.8k $2.6m | Reduced -2.3k |
| RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio | 408.6k $2.5m | Added +37.0k |
| Point72 Hong Kong Ltd 0.80% of their portfolio | 394.2k $2.4m | New |
| CREDIT SUISSE AG/ 0.00% of their portfolio | 376.4k $2.3m | Reduced -338.6k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 333.6k $2.1m | Reduced -31.8k |
| UBS Group AG 0.00% of their portfolio | 272.2k $1.7m | Reduced -127.4k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 257.4k $1.6m | Reduced -11.2k |
| RITHOLTZ WEALTH MANAGEMENT 0.08% of their portfolio | 237.0k $1.5m | Added +118.2k |
| Janney Montgomery Scott LLC 0.01% of their portfolio | 216.8k $1.3m | Added +29.7k |
| KENNEDY CAPITAL MANAGEMENT LLC 0.03% of their portfolio | 198.8k $1.2m | Reduced -55.8k |
| Qube Research & Technologies Ltd 0.01% of their portfolio | 169.8k $1.1m | Reduced -277.3k |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 151.6k $941.0k | Added +75.3k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 141.2k $876.7k | Added +45.2k |
| Robeco Institutional Asset Management B.V. 0.00% of their portfolio | 136.0k $844.4k | New |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 131.0k $813.0k | Added +71.6k |
| Clear Harbor Asset Management, LLC 0.10% of their portfolio | 125.5k $779.2k | Added +4.7k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 109.8k $682.0k | Reduced -2.0k |
| Jenkins Wealth 0.27% of their portfolio | 107.4k $666.7k | First filing |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 97.4k $604.0k | Added +4.9k |
| MORGAN STANLEY 0.00% of their portfolio | 97.3k $604.2k | Reduced -183.9k |
| AE Wealth Management LLC 0.00% of their portfolio | 85.1k $528.6k | New |
| Redwood Wealth Management Group, LLC 0.61% of their portfolio | 78.6k $487.9k | First filing |
| CAPITAL FUND MANAGEMENT S.A. 0.01% of their portfolio | 75.7k $470.1k | Reduced -1.6k |
| SIMPLEX TRADING, LLC 0.02% of their portfolio | 74.8k $464.0k | Added +4.9k |
| MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio | 69.2k $430.0k | Added +6.8k |
| SCOTIA CAPITAL INC. 0.00% of their portfolio | 58.2k $361.4k | Added +11.6k |
| ExodusPoint Capital Management, LP 0.00% of their portfolio | 50.3k $312.0k | Reduced -769 |
| Henry James International Management Inc. 0.15% of their portfolio | 50.2k $311.5k | Reduced -3.0k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 42.7k $264.9k | Reduced -6.8k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 42.4k $263.3k | Added +13.8k |
| GROUP ONE TRADING LLC 0.01% of their portfolio | 40.3k $250.0k | Reduced -64.3k |
| Creative Planning 0.00% of their portfolio | 39.8k $247.3k | Added +16.9k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 36.8k $228.2k | Reduced -130.6k |
| MAI Capital Management 0.00% of their portfolio | 34.5k $214.5k | Added +14.7k |
| CITIGROUP INC 0.00% of their portfolio | 34.5k $214.3k | Added +1.6k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 34.5k $213.0k | Added +965 |
| Squarepoint Ops LLC 0.00% of their portfolio | 33.3k $207.0k | New |
| ProShare Advisors LLC 0.00% of their portfolio | 31.0k $192.4k | Added +2.6k |
| Virtu Financial LLC 0.02% of their portfolio | 28.6k $178.0k | Reduced -68 |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 28.4k $176.5k | Added +242 |
| ARGA Investment Management, LP 0.01% of their portfolio | 28.2k $175.1k | Unchanged |
| Retirement Planning Co of New England, Inc. 0.11% of their portfolio | 26.8k $166.2k | Reduced -7.5k |
| Cornerstone Investment Partners, LLC 0.01% of their portfolio | 25.1k $156.1k | New |
| Bank of New York Mellon Corp 0.00% of their portfolio | 24.6k $152.8k | Added +6.7k |
| Caption Management, LLC 0.02% of their portfolio | 22.8k $141.7k | Added +20.0k |
| Vident Investment Advisory, LLC 0.01% of their portfolio | 22.5k $139.5k | Added +2.3k |
| Schonfeld Strategic Advisors LLC 0.00% of their portfolio | 21.0k $130.4k | New |
| QUADRANT CAPITAL GROUP LLC 0.01% of their portfolio | 20.8k $129.4k | Added +6.5k |
| D'Orazio & Associates, Inc. 0.03% of their portfolio | 20.2k $125.2k | New |
| Jefferies Financial Group Inc. 0.00% of their portfolio | 18.8k $116.7k | New |
| Quantbot Technologies LP 0.01% of their portfolio | 18.7k $116.4k | Added +16.8k |
| Alpine Global Management, LLC 0.04% of their portfolio | 18.6k $116.0k | New |
| Counterpoint Mutual Funds LLC 0.10% of their portfolio | 15.9k $98.9k | New |
| Kathmere Capital Management, LLC 0.02% of their portfolio | 15.9k $98.5k | New |
| LPL Financial LLC 0.00% of their portfolio | 15.8k $98.3k | Reduced -3.3k |
| NORTHERN TRUST CORP 0.00% of their portfolio | 15.8k $97.9k | Reduced -1.7k |
| TWO SIGMA ADVISERS, LP 0.00% of their portfolio | 15.6k $96.9k | Reduced -21.6k |
| Stiles Financial Services Inc 0.05% of their portfolio | 15.3k $95.1k | Unchanged |
| SVB WEALTH LLC 0.00% of their portfolio | 14.6k $90.8k | New |
| TWO SIGMA SECURITIES, LLC 0.01% of their portfolio | 14.3k $89.0k | Reduced -32.3k |
| BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio | 14.1k $87.5k | Added +1.6k |
| SIGNATUREFD, LLC 0.00% of their portfolio | 13.2k $81.9k | Added +7.5k |
| Mariner, LLC 0.00% of their portfolio | 12.6k $79.0k | Reduced -1.1k |
| Bayesian Capital Management, LP 0.01% of their portfolio | 12.6k $78.0k | New |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 12.5k $77.0k | Reduced -3.7k |
| ACADIAN ASSET MANAGEMENT LLC 0.00% of their portfolio | 12.4k $77.0k | Reduced -958.4k |
| Aspen Grove Capital, LLC 0.04% of their portfolio | 12.4k $77.1k | First filing |
| WINTRUST INVESTMENTS LLC 0.01% of their portfolio | 12.3k $76.0k | Unchanged |
| Integrated Wealth Concepts LLC 0.00% of their portfolio | 11.2k $70.0k | Added +1.0k |
| FOX RUN MANAGEMENT, L.L.C. 0.03% of their portfolio | 11.0k $68.3k | New |
| COMMERCE BANK 0.00% of their portfolio | 10.8k $66.8k | Unchanged |
| Cubist Systematic Strategies, LLC 0.00% of their portfolio | 10.7k $66.1k | New |
| CANTOR FITZGERALD, L. P. 0.00% of their portfolio | 10.1k $63.0k | Unchanged |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 6.5k $40.5k | Added +334 |
| Aquatic Capital Management LLC 0.00% of their portfolio | 5.7k $35.0k | Reduced -28.1k |
| Advisory Services Network, LLC 0.00% of their portfolio | 5.3k $33.2k | Reduced -14.2k |
| SUMMIT SECURITIES GROUP LLC 0.01% of their portfolio | 5.3k $33.0k | Reduced -14.5k |
| AlphaMark Advisors, LLC 0.02% of their portfolio | 5.0k $31.0k | Added +2.0k |
| Parallel Advisors, LLC 0.00% of their portfolio | 4.7k $29.2k | Added +1.5k |
| Leonteq Securities AG 0.00% of their portfolio | 4.4k $27.1k | New |
| Lindbrook Capital, LLC 0.00% of their portfolio | 4.3k $26.5k | Added +2.7k |
| US BANCORP \DE\ 0.00% of their portfolio | 3.7k $22.8k | Added +1.1k |
| Legal & General Group Plc 0.00% of their portfolio | 2.2k $13.7k | Unchanged |
| Allworth Financial LP 0.00% of their portfolio | 1.7k $10.5k | Unchanged |
| NewEdge Advisors, LLC 0.00% of their portfolio | 1.6k $10.0k | New |