Vault-13

HILLEVAX INC

COM · Common Stock · CUSIP 43157M102

55 institutional holders -7 vs Q1 2023
25,405,46925.4m shares reported held*
$436.6mreported value*
5 new 29 added 9 reduced 11 sold out net sold ≈ $17.2m (-999.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $17.19.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 51Q4 22: 56Q1 23: 62Q2 23: 5555Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202251
Q4 202256
Q1 202362
Q2 202355

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 35 bought or addedQ4 22: 11 cut or sold outQ4 22Q1 23: 32 bought or addedQ1 23: 21 cut or sold outQ1 23Q2 23: 34 bought or addedQ2 23: 20 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223511
Q1 20233221
Q2 20233420

Biggest buyers

DEERFIELD MANAGEMENT COMPANY, L.P. Added +495,541+495.5k
VANGUARD GROUP INC Added +412,033+412.0k
BlackRock Inc. Added +232,625+232.6k
T. Rowe Price Investment Management, Inc. Added +213,443+213.4k
DEUTSCHE BANK AG\ Added +98,198+98.2k
STATE STREET CORP Added +80,711+80.7k
GEODE CAPITAL MANAGEMENT, LLC Added +70,046+70.0k
ACUTA CAPITAL PARTNERS, LLC Added +56,414+56.4k
NORTHERN TRUST CORP Added +28,116+28.1k
Tekla Capital Management LLC New +27,000+27.0k

Biggest sellers

RA CAPITAL MANAGEMENT, L.P. Sold out -1,760,019-1.8m
PERCEPTIVE ADVISORS LLC Sold out -406,024-406.0k
BRAIDWELL LP Reduced -370,970-371.0k
BVF INC/IL Sold out -248,579-248.6k
HRT FINANCIAL LP Sold out -18,026-18.0k
SAMSARA BIOCAPITAL, LLC Reduced -10,588-10.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -10,539-10.5k
STATE OF WISCONSIN INVESTMENT BOARD Sold out -10,333-10.3k
Point72 Asset Management, L.P. Sold out -9,804-9.8k
STRS OHIO Sold out -9,000-9.0k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Frazier Life Sciences Management, L.P. 10.04% of their portfolio PALO ALTO, CA 9,781,4729.8m $168.1m $168.1m 10.04% Unchanged
2 DEERFIELD MANAGEMENT COMPANY, L.P. 1.22% of their portfolio New York, NY 3,329,2313.3m $57.2m $57.2m 1.22% Added +495.5k +495,541
3 Carlyle Group Inc. 1.12% of their portfolio WASHINGTON, DC 1,838,4861.8m $31.5m $31.5m 1.12% Unchanged
4 T. Rowe Price Investment Management, Inc. 0.02% of their portfolio BALTIMORE, MD 1,424,9351.4m $24.5m $24.5m 0.02% Added +213.4k +213,443
5 FRANKLIN RESOURCES INC 0.01% of their portfolio San Mateo, CA 1,284,5501.3m $22.1m $22.1m 0.01% Unchanged
6 BlackRock Inc. 0.00% of their portfolio New York, NY 1,270,4721.3m $21.8m $21.8m 0.00% Added +232.6k +232,625
7 BRAIDWELL LP 0.70% of their portfolio STAMFORD, CT 1,249,2461.2m $21.5m $21.5m 0.70% Reduced -371.0k -370,970
8 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 903,667903.7k $15.5m $15.5m 0.00% Added +412.0k +412,033
9 StepStone Group LP 2.15% of their portfolio La Jolla, CA 676,569676.6k $11.6m $11.6m 2.15% Unchanged
10 SAMSARA BIOCAPITAL, LLC 1.81% of their portfolio PALO ALTO, CA 599,274599.3k $10.3m $10.3m 1.81% Reduced -10.6k -10,588
11 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 592,130592.1k $10.2m $10.2m 0.00% Reduced -3.3k -3,344
12 QIMING U.S. VENTURES MANAGEMENT, LLC 10.10% of their portfolio BELLEVUE, WA 558,923558.9k $9.6m $9.6m 10.10% Unchanged
13 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 357,322357.3k $6.1m $6.1m 0.00% Added +70.0k +70,046
14 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 353,748353.7k $6.1m $6.1m 0.00% Added +80.7k +80,711
15 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 161,131161.1k $2.8m $2.8m 0.00% Added +28.1k +28,116
16 Ensign Peak Advisors, Inc 0.00% of their portfolio SALT LAKE CITY, UT 117,746117.7k $2.0m $2.0m 0.00% Unchanged
17 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 112,140112.1k $1.9m $1.9m 0.00% Added +9.3k +9,299
18 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 108,974109.0k $1.9m $1.9m 0.00% Added +98.2k +98,198
19 FRED ALGER MANAGEMENT, LLC 0.01% of their portfolio NEW YORK, NY 87,04387.0k $1.5m $1.5m 0.01% Unchanged
20 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 0.03% of their portfolio CHICAGO, IL 80,47880.5k $1.4m $1.4m 0.03% Reduced -789 -789
21 ACUTA CAPITAL PARTNERS, LLC 0.73% of their portfolio REDWOOD CITY, CA 63,07863.1k $1.1m $1.1m 0.73% Added +56.4k +56,414
22 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 62,43362.4k $1.1m $1.1m 0.00% Added +14.4k +14,378
23 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 39,96840.0k $687.0k $687.0k 0.00% Added +16.1k +16,066
24 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 30,81830.8k $529.8k $529.8k 0.00% Added +15.9k +15,853
25 ALPS ADVISORS INC 0.00% of their portfolio Denver, CO 28,81228.8k $495.3k $495.3k 0.00% Added +6.8k +6,839
26 Tekla Capital Management LLC 0.02% of their portfolio Boston, MA 27,00027.0k $464.1k $464.1k 0.02% New
27 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 26,57626.6k $456.8k $456.8k 0.00% Added +3.6k +3,570
28 Swiss National Bank 0.00% of their portfolio ZURICH, V8 21,20021.2k $364.4k $364.4k 0.00% Unchanged
29 TD Asset Management Inc 0.00% of their portfolio Toronto, A6 18,52818.5k $318.5k $318.5k 0.00% Unchanged
30 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 18,39018.4k $316.1k $316.1k 0.00% Added +4.7k +4,650
31 TUDOR INVESTMENT CORP ET AL 0.00% of their portfolio STAMFORD, CT 17,72417.7k $304.7k $304.7k 0.00% New
32 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 17,71917.7k $304.6k $304.6k 0.00% Added +2.8k +2,810
33 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 15,69315.7k $269.8k $269.8k 0.00% Added +611 +611
34 UBS Group AG 0.00% of their portfolio ZURICH, V8 15,26615.3k $262.4k $262.4k 0.00% Added +7.2k +7,248
35 MARTINGALE ASSET MANAGEMENT L P 0.00% of their portfolio BOSTON, MA 12,27912.3k $211.1k $211.1k 0.00% New
36 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 12,15012.2k $208.9k $208.9k 0.00% New
37 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 11,56511.6k $198.8k $198.8k 0.00% Added +2.9k +2,860
38 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 11,17311.2k $192.1k $192.1k 0.00% New
39 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 10,21610.2k $175.6k $175.6k 0.00% Added +1.8k +1,791
40 Legal & General Group Plc 0.00% of their portfolio London, X0 10,16110.2k $174.7k $174.7k 0.00% Added +5.0k +5,047
41 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 9,7139.7k $167.0k $167.0k 0.00% Reduced -2.8k -2,785
42 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 8,2058.2k $141.0k $141.0k 0.00% Added +5.1k +5,084
43 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 7,2347.2k $124.4k $124.4k 0.00% Added +6.6k +6,608
44 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 5,9996.0k $103.1k $103.1k 0.00% Reduced -2.9k -2,869
45 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 4,7794.8k $82.0k $82.0k 0.00% Added +1.1k +1,072
46 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 2,3882.4k $41.0k $41.0k 0.00% Reduced -199 -199
47 AMALGAMATED BANK 0.00% of their portfolio NEW YORK, NY 2,1892.2k $38.0k $38.0k 0.00% Added +220 +220
48 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 1,7531.8k $30.1k $30.1k 0.00% Added +781 +781
49 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 1,5721.6k $27.0k $27.0k 0.00% Unchanged
50 Metropolitan Life Insurance Co/NY 0.00% of their portfolio New York, NY 1,1981.2k $20.6k $20.6k 0.00% Added +287 +287
51 FEDERATED HERMES, INC. 0.00% of their portfolio PITTSBURGH, PA 1,1701.2k $20.1k $20.1k 0.00% Reduced -1.0k -1,025
52 China Universal Asset Management Co., Ltd. 0.00% of their portfolio SHANGHAI, F4 514514 $8.8k $8.8k 0.00% Added +62 +62
53 FMR LLC 0.00% of their portfolio BOSTON, MA 335335 $5.8k $5.8k 0.00% Reduced -679 -679
54 Daiwa Securities Group Inc. 0.00% of their portfolio CHIYODA-KU,TOKYO, M0 134134 $2.0k $2.0k 0.00% Unchanged
55 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged