Vault-13

HARTFORD FDS EXCHANGE TRADED HMOP

MUN OPORTUNITE · ETP · CUSIP 41653L503

69 institutional holders -3 vs Q4 2023
8,546,4568.5m shares reported held*
$332.0mreported value*
5 new 33 added 21 reduced 6 sold out net bought ≈ $4.7m (+121.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $38.84.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 54Q4 22: 58Q1 23: 60Q2 23: 63Q3 23: 68Q4 23: 72Q1 24: 6969Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202254
Q4 202258
Q1 202360
Q2 202363
Q3 202368
Q4 202372
Q1 202469

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 33 bought or addedQ4 22: 26 cut or sold outQ4 22Q1 23: 38 bought or addedQ1 23: 23 cut or sold outQ1 23Q2 23: 40 bought or addedQ2 23: 22 cut or sold outQ2 23Q3 23: 38 bought or addedQ3 23: 29 cut or sold outQ3 23Q4 23: 35 bought or addedQ4 23: 30 cut or sold outQ4 23Q1 24: 38 bought or addedQ1 24: 27 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20223326
Q1 20233823
Q2 20234022
Q3 20233829
Q4 20233530
Q1 20243827

Biggest buyers

Steward Partners Investment Advisory, LLC Added +436,695+436.7k
HighTower Advisors, LLC Added +152,857+152.9k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +148,149+148.1k
JANE STREET GROUP, LLC Added +65,794+65.8k
ENVESTNET ASSET MANAGEMENT INC Added +60,027+60.0k
Cetera Investment Advisers New +59,708+59.7k
NewEdge Advisors, LLC Added +48,654+48.7k
Naviter Wealth, LLC New +39,726+39.7k
ROYAL BANK OF CANADA Added +29,128+29.1k
Goldstein Advisors, LLC Added +22,501+22.5k

Biggest sellers

Raymond James Financial Services Advisors, Inc. Reduced -384,639-384.6k
AVANTAX ADVISORY SERVICES, INC. Reduced -240,575-240.6k
Amplius Wealth Advisors, LLC Reduced -119,096-119.1k
LPL Financial LLC Reduced -107,550-107.5k
Legacy CG, LLC Reduced -53,840-53.8k
Cetera Advisor Networks LLC Sold out -42,191-42.2k
Sepio Capital, LP Reduced -42,061-42.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -23,475-23.5k
BANK OF AMERICA CORP /DE/ Reduced -19,691-19.7k
Mariner, LLC Reduced -14,304-14.3k

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Raymond James Financial Services Advisors, Inc. 0.08% of their portfolio ST. PETERSBURG, FL 1,310,6611.3m $50.9m $50.9m 0.08% Reduced -384.6k -384,639
2 HighTower Advisors, LLC 0.07% of their portfolio CHICAGO, IL 1,126,9091.1m $43.8m $43.8m 0.07% Added +152.9k +152,857
3 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.03% of their portfolio MILWAUKEE, WI 865,095865.1k $33.6m $33.6m 0.03% Added +148.1k +148,149
4 Steward Partners Investment Advisory, LLC 0.21% of their portfolio STAMFORD, CT 480,445480.4k $18.7m $18.7m 0.21% Added +436.7k +436,695
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 438,023438.0k $17.0m $17.0m 0.00% Reduced -19.7k -19,691
6 Legacy Wealth Management, LLC 1.21% of their portfolio MEMPHIS, TN 423,304423.3k $16.4m $16.4m 1.21% Added +7.9k +7,899
7 Goldstein Advisors, LLC 2.77% of their portfolio Madison, WI 417,739417.7k $16.2m $16.2m 2.77% Added +22.5k +22,501
8 Gratus Capital, LLC 0.57% of their portfolio ATLANTA, GA 317,015317.0k $12.3m $12.3m 0.57% Added +14.6k +14,553
9 Legacy CG, LLC 3.99% of their portfolio PLANO, TX 283,614283.6k $11.0m $11.0m 3.99% Reduced -53.8k -53,840
10 AVANTAX ADVISORY SERVICES, INC. 0.08% of their portfolio DALLAS, TX 230,957231.0k $9.0m $9.0m 0.08% Reduced -240.6k -240,575
11 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 202,947202.9k $7.9m $7.9m 0.00% Reduced -107.5k -107,550
12 ERn Financial, LLC 1.34% of their portfolio MIDDLETON, WI 198,725198.7k $7.7m $7.7m 1.34% Reduced -1.9k -1,898
13 Bernardo Wealth Planning LLC 1.62% of their portfolio HARLEYSVILLE, PA 150,353150.4k $5.8m $5.8m 1.62% Added +993 +993
14 Wealthcare Advisory Partners LLC 0.18% of their portfolio WEST CHESTER, PA 144,203144.2k $5.6m $5.6m 0.18% Added +13.4k +13,441
15 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 137,374137.4k $5.3m $5.3m 0.02% Reduced -3.3k -3,336
16 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 114,123114.1k $4.4m $4.4m 0.00% Added +60.0k +60,027
17 Financial Planning & Information Services, Inc. 0.65% of their portfolio DE PERE, WI 111,394111.4k $4.3m $4.3m 0.65% Reduced -2.7k -2,725
18 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 105,061105.1k $4.1m $4.1m 0.01% Added +10.2k +10,157
19 Sterling Investment Counsel, LLC 1.78% of their portfolio Buffalo, NY 99,38299.4k $3.9m $3.9m 1.78% Added +3.1k +3,069
20 CONSILIO WEALTH ADVISORS, LLC 1.80% of their portfolio BELLEVUE, WA 98,85998.9k $3.8m $3.8m 1.80% Added +244 +244
21 Sepio Capital, LP 0.30% of their portfolio Salt Lake City, UT 89,56789.6k $3.5m $3.5m 0.30% Reduced -42.1k -42,061
22 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 80,21080.2k $3.1m $3.1m 0.00% Added +29.1k +29,128
23 Strid Group, LLC 0.52% of their portfolio NEWTOWN SQUARE, PA 74,89974.9k $2.9m $2.9m 0.52% Added +5.9k +5,862
24 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 71,41071.4k $2.8m $2.8m 0.00% Added +65.8k +65,794
25 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 65,29765.3k $2.5m $2.5m 0.01% Added +9.8k +9,824
26 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 63,26163.3k $2.5m $2.5m 0.00% Added +15.7k +15,654
27 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 59,70859.7k $2.3m $2.3m 0.01% New
28 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 54,19254.2k $2.1m $2.1m 0.02% Added +48.7k +48,654
29 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 53,56053.6k $2.1m $2.1m 0.01% Reduced -5.8k -5,751
30 Landmark Wealth Management, LLC 0.92% of their portfolio MELVILLE, NY 50,87250.9k $2.0m $2.0m 0.92% Added +2.2k +2,218
31 CENTRAL VALLEY ADVISORS, LLC 0.94% of their portfolio SACRAMENTO, CA 46,97247.0k $1.8m $1.8m 0.94% Added +4.4k +4,392
32 Amplius Wealth Advisors, LLC 0.19% of their portfolio BLUE BELL, PA 43,43943.4k $1.7m $1.7m 0.19% Reduced -119.1k -119,096
33 Mariner, LLC 0.00% of their portfolio Overland Park, KS 41,34841.3k $1.6m $1.6m 0.00% Reduced -14.3k -14,304
34 Naviter Wealth, LLC 0.25% of their portfolio LITTLE ROCK, AR 39,72639.7k $1.5m $1.5m 0.25% New
35 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 36,37036.4k $1.4m $1.4m 0.00% Added +7.3k +7,299
36 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 36,31036.3k $1.4m $1.4m 0.01% Reduced -10.9k -10,855
37 Avantax Planning Partners, Inc. 0.04% of their portfolio DUBUQUE, IA 33,27833.3k $1.3m $1.3m 0.04% Unchanged
38 Magnus Financial Group LLC 0.15% of their portfolio NEW YORK, NY 32,04732.0k $1.2m $1.2m 0.15% Added +1.1k +1,108
39 RiverFront Investment Group, LLC 0.03% of their portfolio RICHMOND, VA 29,11429.1k $1.1m $1.1m 0.03% Added +22.3k +22,324
40 Private Portfolio Partners LLC 0.22% of their portfolio PARAMUS, NJ 27,74327.7k $1.1m $1.1m 0.22% Added +51 +51
41 SIGNET FINANCIAL MANAGEMENT, LLC 0.15% of their portfolio PARSIPPANY, NJ 27,34727.3k $1.1m $1.1m 0.15% Reduced -189 -189
42 Westside Investment Management, Inc. 0.21% of their portfolio SANTA MONICA, CA 22,25022.2k $863.4k $863.4k 0.21% Added +3.0k +3,000
43 WEST MICHIGAN ADVISORS, LLC 0.27% of their portfolio HOLLAND, MI 21,24021.2k $825.0k $825.0k 0.27% New
44 Thrive Wealth Management, LLC 0.13% of their portfolio AUDUBON, PA 15,99816.0k $621.4k $621.4k 0.13% Reduced -5.7k -5,678
45 Madison Wealth Partners, Inc 0.22% of their portfolio MADISON, WI 15,41615.4k $598.8k $598.8k 0.22% Reduced -3.4k -3,389
46 HILL ISLAND FINANCIAL LLC 0.18% of their portfolio GRAND RAPIDS, MI 13,93713.9k $541.3k $541.3k 0.18% Added +2.2k +2,236
47 Capital Analysts, LLC 0.02% of their portfolio FORT WASHINGTON, PA 13,78713.8k $535.0k $535.0k 0.02% Reduced -329 -329
48 Capital Asset Advisory Services LLC 0.03% of their portfolio Williamston, MI 11,79811.8k $454.3k $454.3k 0.03% Reduced -2.0k -2,033
49 AXXCESS WEALTH MANAGEMENT, LLC 0.01% of their portfolio CARLSBAD, CA 11,79811.8k $458.2k $458.2k 0.01% Reduced -2.0k -2,033
50 GAMMA Investing LLC 0.09% of their portfolio FOSTER CITY, CA 10,84710.8k $421.3k $421.3k 0.09% Added +4.3k +4,348
51 VICUS CAPITAL 0.04% of their portfolio STATE COLLEGE, PA 10,69310.7k $415.3k $415.3k 0.04% Added +170 +170
52 Stonehearth Capital Management, LLC 0.19% of their portfolio DANVERS, MA 10,65910.7k $414.0k $414.0k 0.19% Reduced -6.3k -6,278
53 ARMSTRONG ADVISORY GROUP, INC 0.04% of their portfolio NEEDHAM, MA 10,50010.5k $408.9k $408.9k 0.04% Unchanged
54 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 9,6309.6k $374.0k $374.0k 0.01% Unchanged
55 COMERICA BANK 0.00% of their portfolio DALLAS, TX 8,8938.9k $345.4k $345.4k 0.00% Added +1.5k +1,530
56 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 7,0447.0k $273.6k $273.6k 0.00% Added +252 +252
57 Simplicity Wealth,LLC 0.01% of their portfolio SUMMIT, NJ 6,9607.0k $270.3k $270.3k 0.01% New
58 Bleakley Financial Group, LLC 0.01% of their portfolio PARSIPPANY, NJ 6,9607.0k $270.3k $270.3k 0.01% Added +930 +930
59 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 6,5126.5k $252.9k $252.9k 0.00% New
60 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 5,9906.0k $232.7k $232.7k 0.00% Reduced -6.6k -6,597
61 OneAscent Financial Services LLC 0.02% of their portfolio BIRMINGHAM, AL 5,7375.7k $223.0k $223.0k 0.02% Unchanged
62 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 3,7323.7k $145.0k $145.0k 0.00% Added +1.3k +1,328
63 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 2,8752.9k $111.7k $111.7k 0.00% Added +270 +270
64 Wagner Wealth Management, LLC 0.00% of their portfolio GREENVILLE, SC 260260 $10.1k $10.1k 0.00% Unchanged
65 ICA Group Wealth Management, LLC 0.00% of their portfolio DENVER, CO 8080 $3.1k $3.1k 0.00% Unchanged
66 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 55 $194 $194 0.00% Unchanged
67 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $34 $34 0.00% Unchanged
68 FMR LLC 0.00% of their portfolio BOSTON, MA 11 $39 $39 0.00% Unchanged
69 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged