Vault-13

HARTFORD FDS EXCHANGE TRADED HMOP

MUN OPORTUNITE · ETP · CUSIP 41653L503

60 institutional holders +2 vs Q4 2022
6,961,5597.0m shares reported held*
$266.0mreported value*
6 new 32 added 19 reduced 4 sold out net bought ≈ $17.4m (+456.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $38.21.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 54Q4 22: 58Q1 23: 6060Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202254
Q4 202258
Q1 202360

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 33 bought or addedQ4 22: 26 cut or sold outQ4 22Q1 23: 38 bought or addedQ1 23: 23 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223326
Q1 20233823

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +151,708+151.7k
Kowal Investment Group, LLC Added +43,490+43.5k
Raymond James Financial Services Advisors, Inc. Added +41,971+42.0k
COMMONWEALTH EQUITY SERVICES, LLC Added +35,706+35.7k
JANE STREET GROUP, LLC New +29,997+30.0k
Legacy CG, LLC Added +27,755+27.8k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +24,264+24.3k
Financial Planning & Information Services, Inc. Added +23,716+23.7k
Legacy Wealth Management, LLC Added +20,454+20.5k
Goldstein Advisors, LLC Added +15,056+15.1k

Biggest sellers

Madison Wealth Partners, Inc Reduced -28,102-28.1k
ARMSTRONG ADVISORY GROUP, INC Reduced -20,028-20.0k
LPL Financial LLC Reduced -19,180-19.2k
Sigma Planning Corp Reduced -10,561-10.6k
Mariner, LLC Reduced -6,154-6.2k
HB Wealth Management, LLC Sold out -6,023-6.0k
OLD MISSION CAPITAL LLC Sold out -5,531-5.5k
Avantax Planning Partners, Inc. Reduced -5,180-5.2k
Cetera Advisor Networks LLC Reduced -3,835-3.8k
High Net Worth Advisory Group LLC Sold out -2,500-2.5k

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Raymond James Financial Services Advisors, Inc. 0.10% of their portfolio ST. PETERSBURG, FL 1,363,1981.4m $52.1m $52.1m 0.10% Added +42.0k +41,971
2 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.03% of their portfolio MILWAUKEE, WI 592,769592.8k $22.6m $22.6m 0.03% Added +24.3k +24,264
3 AVANTAX ADVISORY SERVICES, INC. 0.23% of their portfolio DALLAS, TX 500,435500.4k $19.1m $19.1m 0.23% Added +4.5k +4,528
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 499,018499.0k $19.1m $19.1m 0.00% Added +151.7k +151,708
5 Legacy Wealth Management, LLC 1.38% of their portfolio MEMPHIS, TN 404,133404.1k $15.4m $15.4m 1.38% Added +20.5k +20,454
6 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 371,014371.0k $14.2m $14.2m 0.01% Reduced -19.2k -19,180
7 Legacy CG, LLC 7.01% of their portfolio PLANO, TX 362,853362.9k $13.9m $13.9m 7.01% Added +27.8k +27,755
8 Goldstein Advisors, LLC 2.95% of their portfolio Madison, WI 350,863350.9k $13.4m $13.4m 2.95% Added +15.1k +15,056
9 Gratus Capital, LLC 0.81% of their portfolio ATLANTA, GA 276,843276.8k $10.6m $10.6m 0.81% Added +14.8k +14,783
10 ERn Financial, LLC 1.76% of their portfolio MIDDLETON, WI 209,181209.2k $8.0m $8.0m 1.76% Reduced -1.7k -1,714
11 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 165,333165.3k $6.3m $6.3m 0.01% Added +35.7k +35,706
12 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 155,677155.7k $5.9m $5.9m 0.02% Added +6.1k +6,105
13 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 130,143130.1k $5.0m $5.0m 0.00% Added +5.0k +5,010
14 CONSILIO WEALTH ADVISORS, LLC 2.73% of their portfolio BELLEVUE, WA 126,285126.3k $4.8m $4.8m 2.73% Added +8.0k +7,994
15 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 103,054103.1k $3.9m $3.9m 0.02% Added +6.6k +6,636
16 Willis Johnson & Associates, Inc. 0.46% of their portfolio Houston, TX 101,779101.8k $3.9m $3.9m 0.46% Added +320 +320
17 Amplius Wealth Advisors, LLC 0.56% of their portfolio BLUE BELL, PA 101,451101.5k $3.9m $3.9m 0.56% Added +585 +585
18 Madison Wealth Partners, Inc 1.84% of their portfolio MADISON, WI 95,57495.6k $3.7m $3.7m 1.84% Reduced -28.1k -28,102
19 Financial Planning & Information Services, Inc. 0.55% of their portfolio DE PERE, WI 74,10974.1k $2.8m $2.8m 0.55% Added +23.7k +23,716
20 Strid Group, LLC 0.60% of their portfolio NEWTOWN SQUARE, PA 70,75570.8k $2.7m $2.7m 0.60% Added +5.2k +5,220
21 Sepio Capital, LP 0.24% of their portfolio Salt Lake City, UT 68,68468.7k $2.6m $2.6m 0.24% Added +11.7k +11,676
22 Wealthcare Advisory Partners LLC 0.10% of their portfolio WEST CHESTER, PA 60,54860.5k $2.3m $2.3m 0.10% Added +12.3k +12,324
23 Mariner, LLC 0.01% of their portfolio Overland Park, KS 57,17657.2k $2.2m $2.2m 0.01% Reduced -6.2k -6,154
24 Bernardo Wealth Planning LLC 0.89% of their portfolio HARLEYSVILLE, PA 54,49754.5k $2.1m $2.1m 0.89% Added +1.4k +1,440
25 Kowal Investment Group, LLC 0.59% of their portfolio BROOKFIELD, WI 54,43154.4k $2.1m $2.1m 0.59% Added +43.5k +43,490
26 Quantitative Advantage, LLC 0.25% of their portfolio MINNETONKA, MN 45,42945.4k $1.7m $1.7m 0.25% Added +11.4k +11,408
27 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 45,00145.0k $1.7m $1.7m 0.01% Added +211 +211
28 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 41,39441.4k $1.6m $1.6m 0.00% Added +10.7k +10,709
29 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 41,03941.0k $1.6m $1.6m 0.01% Reduced -3.8k -3,835
30 Avantax Planning Partners, Inc. 0.06% of their portfolio DUBUQUE, IA 36,44236.4k $1.4m $1.4m 0.06% Reduced -5.2k -5,180
31 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 35,67335.7k $1.4m $1.4m 0.00% Added +961 +961
32 Landmark Wealth Management, LLC 0.72% of their portfolio MELVILLE, NY 33,82933.8k $1.3m $1.3m 0.72% Added +7.3k +7,269
33 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 33,42633.4k $1.3m $1.3m 0.02% Reduced -375 -375
34 Magnus Financial Group LLC 0.17% of their portfolio NEW YORK, NY 30,00130.0k $1.1m $1.1m 0.17% Added +2.7k +2,716
35 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 29,99730.0k $1.1m $1.1m 0.00% New
36 Capital Asset Advisory Services LLC 0.07% of their portfolio Williamston, MI 24,26824.3k $927.2k $927.2k 0.07% Reduced -395 -395
37 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 23,33123.3k $891.3k $891.3k 0.00% Added +12.4k +12,357
38 Thrive Wealth Management, LLC 0.22% of their portfolio AUDUBON, PA 22,34422.3k $853.7k $853.7k 0.22% Reduced -391 -391
39 Stonehearth Capital Management, LLC 0.35% of their portfolio DANVERS, MA 17,16417.2k $655.8k $655.8k 0.35% Reduced -2.0k -1,974
40 Private Portfolio Partners LLC 0.17% of their portfolio PARAMUS, NJ 16,11116.1k $615.5k $615.5k 0.17% Added +2.9k +2,883
41 ARMSTRONG ADVISORY GROUP, INC 0.07% of their portfolio NEEDHAM, MA 15,20015.2k $580.7k $580.7k 0.07% Reduced -20.0k -20,028
42 HILL ISLAND FINANCIAL LLC 0.22% of their portfolio GRAND RAPIDS, MI 14,08314.1k $538.0k $538.0k 0.22% Added +6.3k +6,263
43 Capital Analysts, LLC 0.03% of their portfolio FORT WASHINGTON, PA 13,94513.9k $533.0k $533.0k 0.03% Added +8 +8
44 RiverFront Investment Group, LLC 0.02% of their portfolio RICHMOND, VA 12,31212.3k $470.4k $470.4k 0.02% New
45 SIGNET FINANCIAL MANAGEMENT, LLC 0.08% of their portfolio PARSIPPANY, NJ 12,04212.0k $460.1k $460.1k 0.08% Reduced -534 -534
46 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 9,6309.6k $368.0k $368.0k 0.01% Reduced -1.9k -1,911
47 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 9,0739.1k $346.6k $346.6k 0.00% Reduced -1.7k -1,714
48 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 8,3728.4k $319.9k $319.9k 0.01% Reduced -10.6k -10,561
49 VICUS CAPITAL 0.03% of their portfolio STATE COLLEGE, PA 7,6727.7k $293.1k $293.1k 0.03% Reduced -1.3k -1,339
50 Gladstone Institutional Advisory LLC 0.02% of their portfolio Bedminster, NJ 6,6386.6k $253.6k $253.6k 0.02% Reduced -117 -117
51 WEST MICHIGAN ADVISORS, LLC 0.13% of their portfolio HOLLAND, MI 6,2156.2k $237.4k $237.4k 0.13% Reduced -136 -136
52 Simplicity Solutions, LLC 0.01% of their portfolio MINNEAPOLIS, MN 5,6065.6k $214.2k $214.2k 0.01% New
53 Bleakley Financial Group, LLC 0.01% of their portfolio PARSIPPANY, NJ 5,6065.6k $214.2k $214.2k 0.01% New
54 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 5,0865.1k $194.3k $194.3k 0.01% Added +3.5k +3,463
55 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,3852.4k $91.0k $91.0k 0.00% New
56 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,5161.5k $57.9k $57.9k 0.00% Reduced -1.2k -1,225
57 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 661661 $25.3k $25.3k 0.00% New
58 Wagner Wealth Management, LLC 0.00% of their portfolio GREENVILLE, SC 260260 $9.9k $9.9k 0.00% Unchanged
59 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 55 $0 $0 0.00% Unchanged
60 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged