Vault-13

HARTFORD FDS EXCHANGE TRADED HTRB

TOTAL RTRN ETF · ETP · CUSIP 41653L305

87 institutional holders +7 vs Q1 2023
30,736,80730.7m shares reported held*
$1.0bnreported value*
14 new 38 added 25 reduced 8 sold out net bought ≈ $72.2m (+2.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $33.75.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 74Q4 22: 84Q1 23: 80Q2 23: 8787Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202274
Q4 202284
Q1 202380
Q2 202387

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 51 bought or addedQ4 22: 31 cut or sold outQ4 22Q1 23: 46 bought or addedQ1 23: 37 cut or sold outQ1 23Q2 23: 52 bought or addedQ2 23: 33 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225131
Q1 20234637
Q2 20235233

Biggest buyers

WMS Partners, LLC New +1,052,694+1.1m
CAPTRUST FINANCIAL ADVISORS New +369,704+369.7k
Fragasso Financial Advisors Inc Added +256,698+256.7k
BANK OF AMERICA CORP /DE/ Added +255,454+255.5k
LPL Financial LLC Added +127,415+127.4k
JANE STREET GROUP, LLC New +90,758+90.8k
Raymond James Financial Services Advisors, Inc. New +89,568+89.6k
Ascentis Independent Advisors Added +72,059+72.1k
WCG Wealth Advisors LLC Added +68,769+68.8k
Marshall Financial Group, LLC Added +59,726+59.7k

Biggest sellers

AE Wealth Management LLC Reduced -185,650-185.7k
Horizon Investments, LLC Reduced -159,589-159.6k
Arcadia Wealth Management, LLC Sold out -122,926-122.9k
Tidal Investments LLC Reduced -105,888-105.9k
STIFEL FINANCIAL CORP Reduced -83,700-83.7k
Rehmann Capital Advisory Group Reduced -64,950-65.0k
IRON Financial LLC Reduced -17,933-17.9k
TRUIST FINANCIAL CORP Reduced -12,203-12.2k
COLTON GROOME FINANCIAL ADVISORS, LLC Reduced -8,913-8.9k
MML INVESTORS SERVICES, LLC Sold out -8,355-8.4k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Hartford Funds Management Co LLC 47.81% of their portfolio WAYNE, PA 13,835,11913.8m $462.5m $462.5m 47.81% Added +8.2k +8,176
2 AE Wealth Management LLC 0.50% of their portfolio TOPEKA, KS 2,494,8742.5m $83.4m $83.4m 0.50% Reduced -185.7k -185,650
3 WMS Partners, LLC 2.77% of their portfolio TOWSON, MD 1,052,6941.1m $35.2m $35.2m 2.77% New
4 WCG Wealth Advisors LLC 3.98% of their portfolio LAS VEGAS, NV 1,018,9601.0m $34.1m $34.1m 3.98% Added +68.8k +68,769
5 Spire Wealth Management 1.36% of their portfolio MCLEAN, VA 802,272802.3k $36.8m $36.8m 1.36% Added +38.1k +38,086
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 786,137786.1k $26.3m $26.3m 0.00% Added +255.5k +255,454
7 Financial Planning & Information Services, Inc. 4.68% of their portfolio DE PERE, WI 758,837758.8k $25.4m $25.4m 4.68% Added +40.1k +40,074
8 Marshall Financial Group, LLC 8.63% of their portfolio Hunt Valley, MD 756,680756.7k $25.3m $25.3m 8.63% Added +59.7k +59,726
9 Horizon Investments, LLC 0.60% of their portfolio Charlotte, NC 624,537624.5k $20.8m $20.8m 0.60% Reduced -159.6k -159,589
10 Fragasso Financial Advisors Inc 2.21% of their portfolio SEWICKLEY, PA 617,145617.1k $20.6m $20.6m 2.21% Added +256.7k +256,698
11 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 511,075511.1k $17.1m $17.1m 0.03% Reduced -12.2k -12,203
12 UBS Group AG 0.01% of their portfolio ZURICH, V8 484,659484.7k $16.2m $16.2m 0.01% Added +13.8k +13,829
13 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 477,895477.9k $16.0m $16.0m 0.01% Added +43.0k +42,987
14 PFS INVESTMENTS INC. 0.26% of their portfolio DULUTH, GA 473,428473.4k $15.8m $15.8m 0.26% Added +35.9k +35,914
15 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 427,296427.3k $14.3m $14.3m 0.03% Added +36.2k +36,166
16 IRON Financial LLC 6.99% of their portfolio NORTHBROOK, IL 389,252389.3k $13.0m $13.0m 6.99% Reduced -17.9k -17,933
17 HOWARD FINANCIAL SERVICES, LTD. 3.09% of their portfolio DALLAS, TX 386,868386.9k $12.9m $12.9m 3.09% Added +18.3k +18,315
18 CAPTRUST FINANCIAL ADVISORS 0.05% of their portfolio RALEIGH, NC 369,704369.7k $12.4m $12.4m 0.05% New
19 Berger Financial Group, Inc 1.32% of their portfolio PLYMOUTH, MN 348,837348.8k $11.7m $11.7m 1.32% Added +30.4k +30,371
20 DAVENPORT & Co LLC 0.07% of their portfolio RICHMOND, VA 294,434294.4k $9.8m $9.8m 0.07% Added +29.2k +29,184
21 OneDigital Investment Advisors LLC 0.22% of their portfolio OVERLAND PARK, KS 294,374294.4k $9.8m $9.8m 0.22% Reduced -5.4k -5,375
22 TimeScale Financial, Inc. 2.12% of their portfolio DANVERS, MA 294,339294.3k $9.8m $9.8m 2.12% Reduced -5.3k -5,308
23 Brio Consultants, LLC 1.65% of their portfolio SAN FRANCISCO, CA 273,499273.5k $9.1m $9.1m 1.65% Reduced -6.5k -6,450
24 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 247,593247.6k $8.3m $8.3m 0.01% Added +127.4k +127,415
25 Great Point Wealth Advisors, LLC 2.47% of their portfolio BOSTON, MA 246,303246.3k $8.2m $8.2m 2.47% Added +53.4k +53,373
26 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 245,280245.3k $8.2m $8.2m 0.01% Reduced -5.5k -5,532
27 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 211,457211.5k $7.1m $7.1m 0.01% Added +690 +690
28 Mariner, LLC 0.01% of their portfolio Overland Park, KS 148,303148.3k $5.0m $5.0m 0.01% Added +10.2k +10,162
29 Ascentis Independent Advisors 1.35% of their portfolio DALLAS, TX 143,938143.9k $4.8m $4.8m 1.35% Added +72.1k +72,059
30 Strid Group, LLC 0.95% of their portfolio NEWTOWN SQUARE, PA 138,840138.8k $4.6m $4.6m 0.95% Reduced -400 -400
31 Simplicity Solutions, LLC 0.11% of their portfolio MINNEAPOLIS, MN 117,174117.2k $3.9m $3.9m 0.11% Added +11.6k +11,640
32 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 108,335108.3k $3.6m $3.6m 0.03% Added +20.9k +20,923
33 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 106,569106.6k $3.6m $3.6m 0.01% Reduced -7.9k -7,888
34 Rehmann Capital Advisory Group 0.28% of their portfolio LANSING, MI 92,01792.0k $3.1m $3.1m 0.28% Reduced -65.0k -64,950
35 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 90,75890.8k $3.0m $3.0m 0.00% New
36 Atria Wealth Solutions, Inc. 0.04% of their portfolio NEW YORK, NY 90,75390.8k $3.0m $3.0m 0.04% Added +7.4k +7,429
37 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 89,56889.6k $3.0m $3.0m 0.01% New
38 Kathleen S. Wright Associates Inc. 1.61% of their portfolio PITTSBURGH, PA 75,47275.5k $2.5m $2.5m 1.61% Added +2.2k +2,234
39 Kingdom Financial Group LLC. 2.18% of their portfolio PEORIA, AZ 66,51966.5k $2.2m $2.2m 2.18% First filing
40 B.O.S.S. Retirement Advisors, LLC 0.46% of their portfolio Lehi, UT 65,00165.0k $2.2m $2.2m 0.46% Reduced -4.3k -4,295
41 LifePlan Investment Advisors, Inc. 2.40% of their portfolio RALEIGH, NC 64,20864.2k $2.1m $2.1m 2.40% First filing
42 Tidal Investments LLC 0.06% of their portfolio Milwaukee, WI 60,49460.5k $2.0m $2.0m 0.06% Reduced -105.9k -105,888
43 CENTRAL TRUST Co 0.05% of their portfolio JEFFERSON CITY, MO 49,04549.0k $1.6m $1.6m 0.05% Added +11.5k +11,523
44 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 48,63748.6k $1.6m $1.6m 0.01% Added +7.1k +7,138
45 Laraway Financial Advisors Inc 1.30% of their portfolio SAINT CLOUD, MN 39,43339.4k $1.3m $1.3m 1.30% Reduced -2.2k -2,174
46 CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC 0.55% of their portfolio BETHLEHEM, PA 38,39838.4k $1.3m $1.3m 0.55% Unchanged
47 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 36,09736.1k $1.2m $1.2m 0.01% Reduced -1.9k -1,938
48 COLTON GROOME FINANCIAL ADVISORS, LLC 0.52% of their portfolio ASHEVILLE, NC 33,26433.3k $1.1m $1.1m 0.52% Reduced -8.9k -8,913
49 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 30,92830.9k $1.1m $1.1m 0.00% New
50 CreativeOne Wealth, LLC 0.02% of their portfolio OVERLAND PARK, KS 27,63027.6k $924.0k $924.0k 0.02% Added +12.4k +12,429
51 Slagle Financial, LLC 0.55% of their portfolio Edwardsville, IL 26,41326.4k $883.0k $883.0k 0.55% First filing
52 INSPIRION WEALTH ADVISORS, LLC 0.15% of their portfolio LIBERTYVILLE, IL 24,01224.0k $802.7k $802.7k 0.15% Reduced -275 -275
53 Tranquilli Financial Advisor LLC 0.47% of their portfolio Clinton, NJ 19,79019.8k $661.6k $661.6k 0.47% Added +3.0k +3,030
54 Foundations Investment Advisors, LLC 0.02% of their portfolio PHOENIX, AZ 18,17218.2k $607.5k $607.5k 0.02% New
55 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 16,90516.9k $565.1k $565.1k 0.01% Added +9.6k +9,591
56 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 16,84116.8k $563.0k $563.0k 0.00% Reduced -1.1k -1,067
57 Financial Advantage, Inc. 0.47% of their portfolio Columbia, MD 15,57015.6k $520.5k $520.5k 0.47% Unchanged
58 Retirement Planning Group, LLC 0.05% of their portfolio LEAWOOD, KS 14,08514.1k $470.9k $470.9k 0.05% Unchanged
59 Keel Point, LLC 0.06% of their portfolio HUNTSVILLE, AL 12,63312.6k $422.3k $422.3k 0.06% Added +3.1k +3,113
60 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 12,57912.6k $420.5k $420.5k 0.00% Added +104 +104
61 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 12,44412.4k $416.0k $416.0k 0.00% New
62 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11,36011.4k $379.8k $379.8k 0.00% New
63 Coombe, Bender & Co LLC 0.27% of their portfolio ELLENVILLE, NY 11,09511.1k $370.9k $370.9k 0.27% Reduced -598 -598
64 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 11,06311.1k $369.8k $369.8k 0.00% New
65 Fermata Advisors, LLC 0.32% of their portfolio SONOMA, CA 10,61110.6k $354.7k $354.7k 0.32% Reduced -775 -775
66 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 10,40010.4k $347.7k $347.7k 0.00% Reduced -83.7k -83,700
67 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 9,6449.6k $322.4k $322.4k 0.00% New
68 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 9,2469.2k $309.0k $309.0k 0.00% Reduced -7.3k -7,297
69 FOUNDERS FINANCIAL SECURITIES LLC 0.04% of their portfolio TOWSON, MD 8,4828.5k $283.6k $283.6k 0.04% Added +1.8k +1,757
70 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 8,3558.4k $278.0k $278.0k 0.00% Added +2.0k +1,951
71 Simplicity Wealth,LLC 0.17% of their portfolio SUMMIT, NJ 8,1818.2k $273.5k $273.5k 0.17% Added +894 +894
72 MSH Capital Advisors LLC 0.09% of their portfolio SCOTTSDALE, AZ 7,4777.5k $250.0k $250.0k 0.09% New
73 Intrua Financial, LLC 0.04% of their portfolio Houston, TX 7,1057.1k $237.5k $237.5k 0.04% Reduced -743 -743
74 Stonehearth Capital Management, LLC 0.12% of their portfolio DANVERS, MA 6,6736.7k $223.1k $223.1k 0.12% New
75 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 5,5725.6k $186.3k $186.3k 0.01% Added +1 +1
76 PRIVATE TRUST CO NA 0.02% of their portfolio CLEVELAND, OH 3,6903.7k $123.4k $123.4k 0.02% Added +1.7k +1,736
77 CREATIVE FINANCIAL DESIGNS INC /ADV 0.01% of their portfolio KOKOMO, IN 2,1232.1k $71.0k $71.0k 0.01% Added +141 +141
78 PFS Partners, LLC 0.03% of their portfolio MINE HILL, NJ 1,0611.1k $35.5k $35.5k 0.03% New
79 OLIVER LAGORE VANVALIN INVESTMENT GROUP 0.01% of their portfolio FLINT, MI 1,0331.0k $34.5k $34.5k 0.01% New
80 Gradient Investments LLC 0.00% of their portfolio ARDEN HILLS, MN 995995 $33.3k $33.3k 0.00% Unchanged
81 CWM, LLC 0.00% of their portfolio OMAHA, NE 580580 $19.0k $19.0k 0.00% Unchanged
82 First Horizon Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 126126 $4.2k $4.2k 0.00% Added +2 +2
83 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 9191 $3.0k $3.0k 0.00% Unchanged
84 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 8888 $3.0k $3.0k 0.00% Reduced -2.2k -2,199
85 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 6868 $2.3k $2.3k 0.00% Added +50 +50
86 FMR LLC 0.00% of their portfolio BOSTON, MA 55 $167 $167 0.00% Reduced -3 -3
87 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged