Vault-13

HARMONY GOLD MINING CO LTD HMY

SPONSORED ADR · ADR · CUSIP 413216300 · ISIN US4132163001

Gold mining company in South Africa

191 institutional holders +22 vs Q1 2024
166,567,341166.6m shares reported held*
$1.5bnreported value*
41 new 68 added 59 reduced 21 sold out net sold ≈ $279.6m (-30.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($327.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $9.17. Options: 12 managers hold calls ($10.8m notional), 10 hold puts ($6.8m).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 120Q4 22: 123Q1 23: 120Q2 23: 128Q3 23: 119Q4 23: 141Q1 24: 169Q2 24: 191191Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022120
Q4 2022123
Q1 2023120
Q2 2023128
Q3 2023119
Q4 2023141
Q1 2024169
Q2 2024191

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 63 bought or addedQ4 22: 55 cut or sold outQ4 22Q1 23: 65 bought or addedQ1 23: 53 cut or sold outQ2 23: 56 bought or addedQ2 23: 57 cut or sold outQ2 23Q3 23: 51 bought or addedQ3 23: 68 cut or sold outQ4 23: 74 bought or addedQ4 23: 58 cut or sold outQ4 23Q1 24: 98 bought or addedQ1 24: 70 cut or sold outQ2 24: 109 bought or addedQ2 24: 80 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20226355
Q1 20236553
Q2 20235657
Q3 20235168
Q4 20237458
Q1 20249870
Q2 202410980

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15m$20mQ3 23 calls: $5.2mQ3 23 puts: $2.8mQ3 23P/C 0.54Q4 23 calls: $7.4mQ4 23 puts: $2.7mQ4 23P/C 0.37Q1 24 calls: $15.4mQ1 24 puts: $3.6mQ1 24P/C 0.24Q2 24 calls: $10.8mQ2 24 puts: $6.8mQ2 24P/C 0.63
Numbers
QuarterCallsPutsP/C
Q3 2023$5.2m$2.8m0.54
Q4 2023$7.4m$2.7m0.37
Q1 2024$15.4m$3.6m0.24
Q2 2024$10.8m$6.8m0.63

Biggest buyers

ACADIAN ASSET MANAGEMENT LLC Added +977,142+977.1k
Tidal Investments LLC Added +716,976+717.0k
LORD, ABBETT & CO. LLC Added +714,296+714.3k
LAZARD ASSET MANAGEMENT LLC Added +662,865+662.9k
AQR CAPITAL MANAGEMENT LLC Added +609,971+610.0k
Man Group plc New +518,575+518.6k
BANK OF AMERICA CORP /DE/ Added +398,220+398.2k
Qube Research & Technologies Ltd Added +358,462+358.5k
Bridgewater Associates, LP New +299,570+299.6k
HRT FINANCIAL LP New +217,069+217.1k

Biggest sellers

MORGAN STANLEY Reduced -14,777,291-14.8m
VAN ECK ASSOCIATES CORP Reduced -8,327,908-8.3m
Condire Management, LP Reduced -3,903,325-3.9m
Kopernik Global Investors, LLC Reduced -2,721,632-2.7m
Mirae Asset Global Investments Co., Ltd. Sold out -1,311,545-1.3m
Lingotto Investment Management LLP Reduced -1,190,436-1.2m
RENAISSANCE TECHNOLOGIES LLC Sold out -1,090,513-1.1m
MACKENZIE FINANCIAL CORP Reduced -980,231-980.2k
SCHRODER INVESTMENT MANAGEMENT GROUP Reduced -559,440-559.4k
BNP PARIBAS FINANCIAL MARKETS Reduced -508,294-508.3k

Biggest calls

JPMORGAN CHASE & CO Reduced $3.6m391.0k shares
ROYAL BANK OF CANADA Reduced $2.1m225.0k shares
GROUP ONE TRADING LLC Reduced $1.7m187.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $849.1k92.6k shares
SIMPLEX TRADING, LLC Reduced $577.0k63.0k shares
CITADEL ADVISORS LLC Reduced $488.8k53.3k shares
IMC-Chicago, LLC Reduced $448.4k48.9k shares
WOLVERINE TRADING, LLC Added $366.8k40.0k shares
JANE STREET GROUP, LLC Added $348.5k38.0k shares
Squarepoint Ops LLC New $222.8k24.3k shares

Biggest puts

SIMPLEX TRADING, LLC Added $1.3m140.9k shares
JANE STREET GROUP, LLC Added $1.2m125.8k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.1m123.4k shares
GROUP ONE TRADING LLC Reduced $1.1m114.8k shares
CITADEL ADVISORS LLC Added $894.1k97.5k shares
D. E. Shaw & Co., Inc. New $736.4k80.3k shares
IMC-Chicago, LLC Added $348.5k38.0k shares
Cubist Systematic Strategies, LLC New $162.3k17.7k shares
PEAK6 Investments LLC New $13.8k1.5k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
VAN ECK ASSOCIATES CORP 13G · institution -1.2 pts · filed 2026-05-15 5.2% -1.2 pts 33.3m 2026-05-15

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VAN ECK ASSOCIATES CORP 0.87% of their portfolio NEW YORK, NY 66,688,55166.7m $611.5m $611.5m 0.87% Reduced -8.3m -8,327,908
2 Lingotto Investment Management LLP 6.77% of their portfolio London, X0 21,981,61122.0m $201.6m $201.6m 6.77% Reduced -1.2m -1,190,436
3 Polunin Capital Partners Ltd 17.10% of their portfolio LONDON, X0 10,942,06910.9m $100.3m $100.3m 17.10% Reduced -141.5k -141,500
4 Tidal Investments LLC 1.00% of their portfolio Milwaukee, WI 7,942,5037.9m $72.8m $72.8m 1.00% Added +717.0k +716,976
5 DIMENSIONAL FUND ADVISORS LP 0.02% of their portfolio AUSTIN, TX 7,920,1287.9m $72.6m $72.6m 0.02% Reduced -146.6k -146,623
6 BlackRock Inc. 0.00% of their portfolio New York, NY 5,717,4815.7m $52.4m $52.4m 0.00% Reduced -504.7k -504,743
7 AMERICAN CENTURY COMPANIES INC 0.02% of their portfolio KANSAS CITY, MO 3,291,8603.3m $30.2m $30.2m 0.02% Reduced -255.8k -255,803
8 Kopernik Global Investors, LLC 3.03% of their portfolio TAMPA, FL 2,933,8902.9m $26.9m $26.9m 3.03% Reduced -2.7m -2,721,632
9 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,713,7592.7m $24.9m $24.9m 0.00% Reduced -14.8m -14,777,291
10 Qube Research & Technologies Ltd 0.04% of their portfolio LONDON, X0 2,399,4552.4m $22.0m $22.0m 0.04% Added +358.5k +358,462
11 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 2,224,9852.2m $20.4m $20.4m 0.00% Added +133.4k +133,415
12 ACADIAN ASSET MANAGEMENT LLC 0.05% of their portfolio Boston, MA 1,853,6061.9m $17.0m $17.0m 0.05% Added +977.1k +977,142
13 LAZARD ASSET MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 1,663,0491.7m $15.2m $15.2m 0.02% Added +662.9k +662,865
14 AQR CAPITAL MANAGEMENT LLC 0.02% of their portfolio Greenwich, CT 1,567,5431.6m $14.4m $14.4m 0.02% Added +610.0k +609,971
15 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 1,514,1411.5m $13.9m $13.9m 0.00% Added +82.1k +82,058
16 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 1,486,5301.5m $13.6m $13.6m 0.01% Added +11.6k +11,567
17 Amundi 0.00% of their portfolio Paris, I0 1,307,4441.3m $12.2m $12.2m 0.00% Reduced -100.6k -100,584
18 Russell Investments Group, Ltd. 0.02% of their portfolio Seattle, WA 1,279,8441.3m $11.7m $11.7m 0.02% Added +71.7k +71,665
19 NATIONAL BANK OF CANADA /FI/ 0.02% of their portfolio MONTREAL, A8 1,215,5391.2m $11.1m $11.1m 0.02% Reduced -144.5k -144,502
20 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,206,4161.2m $11.1m $11.1m 0.00% Added +398.2k +398,220
21 Condire Management, LP 1.48% of their portfolio DALLAS, TX 1,196,6751.2m $11.0m $11.0m 1.48% Reduced -3.9m -3,903,325
22 MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.03% of their portfolio CAUSEWAY BAY, K3 1,175,9181.2m $10.8m $10.8m 0.03% First filing
23 LORD, ABBETT & CO. LLC 0.01% of their portfolio JERSEY CITY, NJ 901,066901.1k $8.3m $8.3m 0.01% Added +714.3k +714,296
24 CI INVESTMENTS INC. 0.03% of their portfolio TORONTO, Z4 783,434783.4k $7.2m $7.2m 0.03% Reduced -146.4k -146,416
25 MACKENZIE FINANCIAL CORP 0.01% of their portfolio TORONTO ONTARIO, A6 762,773762.8k $7.0m $7.0m 0.01% Reduced -980.2k -980,231
26 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 651,294651.3k $6.0m $6.0m 0.00% Reduced -198.2k -198,184
27 Connor, Clark & Lunn Investment Management Ltd. 0.02% of their portfolio VANCOUVER, A1 622,088622.1k $5.7m $5.7m 0.02% Reduced -431.5k -431,486
28 U S GLOBAL INVESTORS INC 0.49% of their portfolio SAN ANTONIO, TX 562,701562.7k $5.1m $5.1m 0.49% Reduced -191.6k -191,560
29 Man Group plc 0.01% of their portfolio LONDON, X0 518,575518.6k $4.8m $4.8m 0.01% New
30 Vontobel Holding Ltd. 0.02% of their portfolio ZURICH, V8 509,071509.1k $4.7m $4.7m 0.02% Added +318 +318
31 Plancorp, LLC 0.19% of their portfolio SAINT LOUIS, MO 468,156468.2k $4.3m $4.3m 0.19% Unchanged
32 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 442,461442.5k $4.1m $4.1m 0.00% Added +136.5k +136,500
33 SCHRODER INVESTMENT MANAGEMENT GROUP 0.00% of their portfolio London, X0 374,560374.6k $3.4m $3.4m 0.00% Reduced -559.4k -559,440
34 PKO Investment Management Joint-Stock Co 0.41% of their portfolio WARSAW, R9 364,700364.7k $3.3m $3.3m 0.41% Unchanged
35 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 340,954341.0k $3.1m $3.1m 0.01% Added +84.3k +84,258
36 Dorsey Wright & Associates 0.80% of their portfolio PASADENA, CA 338,038338.0k $3.1m $3.1m 0.80% Reduced -5.7k -5,667
37 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 312,824312.8k $2.9m $2.9m 0.00% Added +20.2k +20,232
38 UBS Group AG 0.00% of their portfolio ZURICH, V8 303,491303.5k $2.8m $2.8m 0.00% Added +139.1k +139,066
39 Bridgewater Associates, LP 0.01% of their portfolio Westport, CT 299,570299.6k $2.7m $2.7m 0.01% New
40 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 299,256299.3k $2.7m $2.7m 0.00% Added +47.3k +47,333
41 AJOVista, LLC 7.07% of their portfolio BOSTON, MA 267,215267.2k $2.5m $2.5m 7.07% Reduced -6.5k -6,518
42 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 262,049262.0k $2.4m $2.4m 0.00% Added +141.2k +141,207
43 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 255,143255.1k $2.3m $2.3m 0.00% Added +96.6k +96,577
44 GUGGENHEIM CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 248,778248.8k $2.3m $2.3m 0.02% Reduced -23.8k -23,797
45 Trexquant Investment LP 0.03% of their portfolio STAMFORD, CT 237,246237.2k $2.2m $2.2m 0.03% Added +80.6k +80,638
46 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.02% of their portfolio Stamford, CT 232,284232.3k $2.1m $2.1m 0.02% Added +194.3k +194,324
47 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 219,426219.4k $2.0m $2.0m 0.00% Added +72.2k +72,207
48 HRT FINANCIAL LP 0.01% of their portfolio NEW YORK, NY 217,069217.1k $2.0m $2.0m 0.01% New
49 Kercheville Advisors, LLC 0.80% of their portfolio San Antonio, TX 199,900199.9k $1.8m $1.8m 0.80% Added +105.7k +105,700
50 Aquatic Capital Management LLC 0.07% of their portfolio CHICAGO, IL 192,700192.7k $1.8m $1.8m 0.07% New
51 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 168,146168.1k $1.5m $1.5m 0.00% Reduced -15.8k -15,750
52 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 154,644154.6k $1.4m $1.4m 0.00% Added +124.3k +124,256
53 Assenagon Asset Management S.A. 0.00% of their portfolio SENNINGERBERG, N4 151,100151.1k $1.4m $1.4m 0.00% New
54 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 149,300149.3k $1.4m $1.4m 0.00% Reduced -50.9k -50,900
55 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 146,239146.2k $1.3m $1.3m 0.00% Added +47.2k +47,240
56 Walleye Capital LLC 0.01% of their portfolio NEW YORK, NY 146,090146.1k $1.3m $1.3m 0.01% New
57 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 145,973146.0k $1.3m $1.3m 0.00% Reduced -49.1k -49,127
58 ALPS ADVISORS INC 0.01% of their portfolio Denver, CO 126,962127.0k $1.2m $1.2m 0.01% Reduced -4.1k -4,130
59 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 124,583124.6k $1.1m $1.1m 0.00% Reduced -38.3k -38,312
60 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 124,468124.5k $1.1m $1.1m 0.00% New
61 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 121,357121.4k $1.1m $1.1m 0.00% Added +62.1k +62,102
62 RITHOLTZ WEALTH MANAGEMENT 0.04% of their portfolio NEW YORK, NY 120,635120.6k $1.1m $1.1m 0.04% New
63 Graham Capital Management, L.P. 0.04% of their portfolio ROWAYTON, CT 115,701115.7k $1.1m $1.1m 0.04% Added +47.5k +47,480
64 Jump Financial, LLC 0.02% of their portfolio Chicago, IL 107,081107.1k $981.9k $981.9k 0.02% Reduced -35.3k -35,346
65 SG Americas Securities, LLC 0.01% of their portfolio NEW YORK, NY 105,125105.1k $964.0k $964.0k 0.01% Reduced -3.8k -3,829
66 CLOVERFIELDS CAPITAL GROUP, LP 0.32% of their portfolio MINNEAPOLIS, MN 103,039103.0k $944.9k $944.9k 0.32% Reduced -34.4k -34,378
67 ExodusPoint Capital Management, LP 0.01% of their portfolio NEW YORK, NY 102,795102.8k $943.0k $943.0k 0.01% New
68 Vident Advisory, LLC 0.02% of their portfolio Alpharetta, GA 96,15296.2k $881.7k $881.7k 0.02% Added +16.6k +16,630
69 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 93,52093.5k $857.6k $857.6k 0.00% Added +78.4k +78,419
70 CenterBook Partners LP 0.05% of their portfolio GREENWICH, CT 89,43889.4k $820.1k $820.1k 0.05% New
71 AdvisorShares Investments LLC 0.12% of their portfolio BETHESDA, MD 77,82577.8k $713.7k $713.7k 0.12% Reduced -1.9k -1,870
72 Qtron Investments LLC 0.10% of their portfolio Boston, MA 77,58277.6k $711.4k $711.4k 0.10% Reduced -134.2k -134,160
73 DIVERSIFY WEALTH MANAGEMENT, LLC 0.09% of their portfolio SANDY, UT 76,35376.4k $684.1k $684.1k 0.09% First filing
74 B. Metzler seel. Sohn & Co. AG 0.01% of their portfolio FRANKFURT, 2M 71,42571.4k $655.0k $655.0k 0.01% Added +20.5k +20,489
75 SEGALL BRYANT & HAMILL, LLC 0.01% of their portfolio CHICAGO, IL 70,30070.3k $644.7k $644.7k 0.01% Added +3.5k +3,500
76 Atria Investments, Inc 0.01% of their portfolio Charlotte, NC 67,85567.9k $622.2k $622.2k 0.01% New
77 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 66,43366.4k $609.2k $609.2k 0.01% Reduced -1.3k -1,324
78 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 65,95966.0k $605.0k $605.0k 0.00% Added +10.3k +10,279
79 Towarzystwo Funduszy Inwestycyjnych Allianz Polska S.A. 1.84% of their portfolio WARSZAWA, R9 65,70065.7k $602.5k $602.5k 1.84% Reduced -55.0k -55,000
80 Freedom Investment Management, Inc. 0.05% of their portfolio SOUTH WINDSOR, CT 64,97365.0k $595.8k $595.8k 0.05% Added +22.6k +22,579
81 Campbell & CO Investment Adviser LLC 0.05% of their portfolio BALTIMORE, MD 64,28564.3k $589.5k $589.5k 0.05% Added +38.2k +38,250
82 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 61,12861.1k $561.0k $561.0k 0.00% New
83 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 59,05359.1k $541.5k $541.5k 0.00% Reduced -8.6k -8,550
84 OMERS ADMINISTRATION Corp 0.01% of their portfolio TORONTO, A6 58,10058.1k $532.8k $532.8k 0.01% New
85 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 57,62557.6k $528.4k $528.4k 0.00% Added +9.9k +9,859
86 ATLAS CAPITAL ADVISORS INC. 0.06% of their portfolio JACKSON, WY 51,29651.3k $470.4k $470.4k 0.06% Added +43.8k +43,776
87 SIMPLEX TRADING, LLC 0.01% of their portfolio CHICAGO, IL 46,47046.5k $426.0k $426.0k 0.01% New
88 Mariner, LLC 0.00% of their portfolio Overland Park, KS 45,10345.1k $413.6k $413.6k 0.00% Reduced -4.7k -4,685
89 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 44,28344.3k $406.1k $406.1k 0.00% Added +5.9k +5,869
90 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 42,94842.9k $393.8k $393.8k 0.00% Added +2.0k +2,035
91 PROFUND ADVISORS LLC 0.01% of their portfolio BETHESDA, MD 42,07942.1k $385.9k $385.9k 0.01% Reduced -5.1k -5,059
92 BAROMETER CAPITAL MANAGEMENT INC. 0.14% of their portfolio TORONTO, A6 39,81939.8k $365.1k $365.1k 0.14% Reduced -9.8k -9,800
93 EAGLE ASSET MANAGEMENT INC 0.00% of their portfolio ST PETERSBURG, FL 39,13939.1k $358.9k $358.9k 0.00% Added +36 +36
94 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 39,00039.0k $357.6k $357.6k 0.00% New
95 Paloma Partners Management Co 0.03% of their portfolio GREENWICH, CT 36,30036.3k $332.9k $332.9k 0.03% New
96 Pinpoint Asset Management Ltd 0.05% of their portfolio HONG KONG, K3 35,66435.7k $327.0k $327.0k 0.05% New
97 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 34,14934.1k $313.1k $313.1k 0.01% Reduced -68.2k -68,172
98 Pictet Asset Management Holding SA 0.00% of their portfolio CAROUGE, V8 33,31633.3k $305.5k $305.5k 0.00% New
99 Pacer Advisors, Inc. 0.00% of their portfolio Malvern, PA 33,03833.0k $303.0k $303.0k 0.00% New
100 Symmetry Partners, LLC 0.02% of their portfolio GLASTONBURY, CT 32,83332.8k $301.0k $301.0k 0.02% Unchanged