HARMONY GOLD MINING CO LTD HMY
SPONSORED ADR · ADR · CUSIP 413216300 · ISIN US4132163001
Gold mining company in South Africa
- SectorMaterials
- IndustryGold and Silver Ores
- HeadquartersRandfontein, South Africa
- Founded1950
- Websiteharmony.co.za
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($327.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $9.17. Options: 12 managers hold calls ($10.8m notional), 10 hold puts ($6.8m).
Trends to Q2 2024
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 120 |
| Q4 2022 | 123 |
| Q1 2023 | 120 |
| Q2 2023 | 128 |
| Q3 2023 | 119 |
| Q4 2023 | 141 |
| Q1 2024 | 169 |
| Q2 2024 | 191 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 63 | 55 |
| Q1 2023 | 65 | 53 |
| Q2 2023 | 56 | 57 |
| Q3 2023 | 51 | 68 |
| Q4 2023 | 74 | 58 |
| Q1 2024 | 98 | 70 |
| Q2 2024 | 109 | 80 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2023 | $5.2m | $2.8m | 0.54 |
| Q4 2023 | $7.4m | $2.7m | 0.37 |
| Q1 2024 | $15.4m | $3.6m | 0.24 |
| Q2 2024 | $10.8m | $6.8m | 0.63 |
Biggest buyers
| ACADIAN ASSET MANAGEMENT LLC | Added | +977.1k |
| Tidal Investments LLC | Added | +717.0k |
| LORD, ABBETT & CO. LLC | Added | +714.3k |
| LAZARD ASSET MANAGEMENT LLC | Added | +662.9k |
| AQR CAPITAL MANAGEMENT LLC | Added | +610.0k |
| Man Group plc | New | +518.6k |
| BANK OF AMERICA CORP /DE/ | Added | +398.2k |
| Qube Research & Technologies Ltd | Added | +358.5k |
| Bridgewater Associates, LP | New | +299.6k |
| HRT FINANCIAL LP | New | +217.1k |
Biggest sellers
| MORGAN STANLEY | Reduced | -14.8m |
| VAN ECK ASSOCIATES CORP | Reduced | -8.3m |
| Condire Management, LP | Reduced | -3.9m |
| Kopernik Global Investors, LLC | Reduced | -2.7m |
| Mirae Asset Global Investments Co., Ltd. | Sold out | -1.3m |
| Lingotto Investment Management LLP | Reduced | -1.2m |
| RENAISSANCE TECHNOLOGIES LLC | Sold out | -1.1m |
| MACKENZIE FINANCIAL CORP | Reduced | -980.2k |
| SCHRODER INVESTMENT MANAGEMENT GROUP | Reduced | -559.4k |
| BNP PARIBAS FINANCIAL MARKETS | Reduced | -508.3k |
Biggest calls
| JPMORGAN CHASE & CO | Reduced | $3.6m391.0k shares |
| ROYAL BANK OF CANADA | Reduced | $2.1m225.0k shares |
| GROUP ONE TRADING LLC | Reduced | $1.7m187.5k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $849.1k92.6k shares |
| SIMPLEX TRADING, LLC | Reduced | $577.0k63.0k shares |
| CITADEL ADVISORS LLC | Reduced | $488.8k53.3k shares |
| IMC-Chicago, LLC | Reduced | $448.4k48.9k shares |
| WOLVERINE TRADING, LLC | Added | $366.8k40.0k shares |
| JANE STREET GROUP, LLC | Added | $348.5k38.0k shares |
| Squarepoint Ops LLC | New | $222.8k24.3k shares |
Biggest puts
| SIMPLEX TRADING, LLC | Added | $1.3m140.9k shares |
| JANE STREET GROUP, LLC | Added | $1.2m125.8k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $1.1m123.4k shares |
| GROUP ONE TRADING LLC | Reduced | $1.1m114.8k shares |
| CITADEL ADVISORS LLC | Added | $894.1k97.5k shares |
| D. E. Shaw & Co., Inc. | New | $736.4k80.3k shares |
| IMC-Chicago, LLC | Added | $348.5k38.0k shares |
| Cubist Systematic Strategies, LLC | New | $162.3k17.7k shares |
| PEAK6 Investments LLC | New | $13.8k1.5k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| VAN ECK ASSOCIATES CORP 13G · institution -1.2 pts · filed 2026-05-15 | 5.2% |
Insider purchases and sales in Q2 2024
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q2 2024.
Holders, Q2 2024
| Manager | Shares | Change |
|---|---|---|
| VAN ECK ASSOCIATES CORP 0.87% of their portfolio | 66.7m $611.5m | Reduced -8.3m |
| Lingotto Investment Management LLP 6.77% of their portfolio | 22.0m $201.6m | Reduced -1.2m |
| Polunin Capital Partners Ltd 17.10% of their portfolio | 10.9m $100.3m | Reduced -141.5k |
| Tidal Investments LLC 1.00% of their portfolio | 7.9m $72.8m | Added +717.0k |
| DIMENSIONAL FUND ADVISORS LP 0.02% of their portfolio | 7.9m $72.6m | Reduced -146.6k |
| BlackRock Inc. 0.00% of their portfolio | 5.7m $52.4m | Reduced -504.7k |
| AMERICAN CENTURY COMPANIES INC 0.02% of their portfolio | 3.3m $30.2m | Reduced -255.8k |
| Kopernik Global Investors, LLC 3.03% of their portfolio | 2.9m $26.9m | Reduced -2.7m |
| MORGAN STANLEY 0.00% of their portfolio | 2.7m $24.9m | Reduced -14.8m |
| Qube Research & Technologies Ltd 0.04% of their portfolio | 2.4m $22.0m | Added +358.5k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 2.2m $20.4m | Added +133.4k |
| ACADIAN ASSET MANAGEMENT LLC 0.05% of their portfolio | 1.9m $17.0m | Added +977.1k |
| LAZARD ASSET MANAGEMENT LLC 0.02% of their portfolio | 1.7m $15.2m | Added +662.9k |
| AQR CAPITAL MANAGEMENT LLC 0.02% of their portfolio | 1.6m $14.4m | Added +610.0k |
| WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio | 1.5m $13.9m | Added +82.1k |
| JANE STREET GROUP, LLC 0.01% of their portfolio | 1.5m $13.6m | Added +11.6k |
| Amundi 0.00% of their portfolio | 1.3m $12.2m | Reduced -100.6k |
| Russell Investments Group, Ltd. 0.02% of their portfolio | 1.3m $11.7m | Added +71.7k |
| NATIONAL BANK OF CANADA /FI/ 0.02% of their portfolio | 1.2m $11.1m | Reduced -144.5k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 1.2m $11.1m | Added +398.2k |
| Condire Management, LP 1.48% of their portfolio | 1.2m $11.0m | Reduced -3.9m |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.03% of their portfolio | 1.2m $10.8m | First filing |
| LORD, ABBETT & CO. LLC 0.01% of their portfolio | 901.1k $8.3m | Added +714.3k |
| CI INVESTMENTS INC. 0.03% of their portfolio | 783.4k $7.2m | Reduced -146.4k |
| MACKENZIE FINANCIAL CORP 0.01% of their portfolio | 762.8k $7.0m | Reduced -980.2k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 651.3k $6.0m | Reduced -198.2k |
| Connor, Clark & Lunn Investment Management Ltd. 0.02% of their portfolio | 622.1k $5.7m | Reduced -431.5k |
| U S GLOBAL INVESTORS INC 0.49% of their portfolio | 562.7k $5.1m | Reduced -191.6k |
| Man Group plc 0.01% of their portfolio | 518.6k $4.8m | New |
| Vontobel Holding Ltd. 0.02% of their portfolio | 509.1k $4.7m | Added +318 |
| Plancorp, LLC 0.19% of their portfolio | 468.2k $4.3m | Unchanged |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 442.5k $4.1m | Added +136.5k |
| SCHRODER INVESTMENT MANAGEMENT GROUP 0.00% of their portfolio | 374.6k $3.4m | Reduced -559.4k |
| PKO Investment Management Joint-Stock Co 0.41% of their portfolio | 364.7k $3.3m | Unchanged |
| Cetera Investment Advisers 0.01% of their portfolio | 341.0k $3.1m | Added +84.3k |
| Dorsey Wright & Associates 0.80% of their portfolio | 338.0k $3.1m | Reduced -5.7k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 312.8k $2.9m | Added +20.2k |
| UBS Group AG 0.00% of their portfolio | 303.5k $2.8m | Added +139.1k |
| Bridgewater Associates, LP 0.01% of their portfolio | 299.6k $2.7m | New |
| BARCLAYS PLC 0.00% of their portfolio | 299.3k $2.7m | Added +47.3k |
| AJOVista, LLC 7.07% of their portfolio | 267.2k $2.5m | Reduced -6.5k |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 262.0k $2.4m | Added +141.2k |
| SEI INVESTMENTS CO 0.00% of their portfolio | 255.1k $2.3m | Added +96.6k |
| GUGGENHEIM CAPITAL LLC 0.02% of their portfolio | 248.8k $2.3m | Reduced -23.8k |
| Trexquant Investment LP 0.03% of their portfolio | 237.2k $2.2m | Added +80.6k |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.02% of their portfolio | 232.3k $2.1m | Added +194.3k |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 219.4k $2.0m | Added +72.2k |
| HRT FINANCIAL LP 0.01% of their portfolio | 217.1k $2.0m | New |
| Kercheville Advisors, LLC 0.80% of their portfolio | 199.9k $1.8m | Added +105.7k |
| Aquatic Capital Management LLC 0.07% of their portfolio | 192.7k $1.8m | New |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 168.1k $1.5m | Reduced -15.8k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 154.6k $1.4m | Added +124.3k |
| Assenagon Asset Management S.A. 0.00% of their portfolio | 151.1k $1.4m | New |
| TWO SIGMA ADVISERS, LP 0.00% of their portfolio | 149.3k $1.4m | Reduced -50.9k |
| NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio | 146.2k $1.3m | Added +47.2k |
| Walleye Capital LLC 0.01% of their portfolio | 146.1k $1.3m | New |
| TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio | 146.0k $1.3m | Reduced -49.1k |
| ALPS ADVISORS INC 0.01% of their portfolio | 127.0k $1.2m | Reduced -4.1k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 124.6k $1.1m | Reduced -38.3k |
| Thrivent Financial for Lutherans 0.00% of their portfolio | 124.5k $1.1m | New |
| Invesco Ltd. 0.00% of their portfolio | 121.4k $1.1m | Added +62.1k |
| RITHOLTZ WEALTH MANAGEMENT 0.04% of their portfolio | 120.6k $1.1m | New |
| Graham Capital Management, L.P. 0.04% of their portfolio | 115.7k $1.1m | Added +47.5k |
| Jump Financial, LLC 0.02% of their portfolio | 107.1k $981.9k | Reduced -35.3k |
| SG Americas Securities, LLC 0.01% of their portfolio | 105.1k $964.0k | Reduced -3.8k |
| CLOVERFIELDS CAPITAL GROUP, LP 0.32% of their portfolio | 103.0k $944.9k | Reduced -34.4k |
| ExodusPoint Capital Management, LP 0.01% of their portfolio | 102.8k $943.0k | New |
| Vident Advisory, LLC 0.02% of their portfolio | 96.2k $881.7k | Added +16.6k |
| Squarepoint Ops LLC 0.00% of their portfolio | 93.5k $857.6k | Added +78.4k |
| CenterBook Partners LP 0.05% of their portfolio | 89.4k $820.1k | New |
| AdvisorShares Investments LLC 0.12% of their portfolio | 77.8k $713.7k | Reduced -1.9k |
| Qtron Investments LLC 0.10% of their portfolio | 77.6k $711.4k | Reduced -134.2k |
| DIVERSIFY WEALTH MANAGEMENT, LLC 0.09% of their portfolio | 76.4k $684.1k | First filing |
| B. Metzler seel. Sohn & Co. AG 0.01% of their portfolio | 71.4k $655.0k | Added +20.5k |
| SEGALL BRYANT & HAMILL, LLC 0.01% of their portfolio | 70.3k $644.7k | Added +3.5k |
| Atria Investments, Inc 0.01% of their portfolio | 67.9k $622.2k | New |
| TOWNSQUARE CAPITAL LLC 0.01% of their portfolio | 66.4k $609.2k | Reduced -1.3k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 66.0k $605.0k | Added +10.3k |
| Towarzystwo Funduszy Inwestycyjnych Allianz Polska S.A. 1.84% of their portfolio | 65.7k $602.5k | Reduced -55.0k |
| Freedom Investment Management, Inc. 0.05% of their portfolio | 65.0k $595.8k | Added +22.6k |
| Campbell & CO Investment Adviser LLC 0.05% of their portfolio | 64.3k $589.5k | Added +38.2k |
| MACQUARIE GROUP LTD 0.00% of their portfolio | 61.1k $561.0k | New |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 59.1k $541.5k | Reduced -8.6k |
| OMERS ADMINISTRATION Corp 0.01% of their portfolio | 58.1k $532.8k | New |
| Creative Planning 0.00% of their portfolio | 57.6k $528.4k | Added +9.9k |
| ATLAS CAPITAL ADVISORS INC. 0.06% of their portfolio | 51.3k $470.4k | Added +43.8k |
| SIMPLEX TRADING, LLC 0.01% of their portfolio | 46.5k $426.0k | New |
| Mariner, LLC 0.00% of their portfolio | 45.1k $413.6k | Reduced -4.7k |
| NORTHERN TRUST CORP 0.00% of their portfolio | 44.3k $406.1k | Added +5.9k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 42.9k $393.8k | Added +2.0k |
| PROFUND ADVISORS LLC 0.01% of their portfolio | 42.1k $385.9k | Reduced -5.1k |
| BAROMETER CAPITAL MANAGEMENT INC. 0.14% of their portfolio | 39.8k $365.1k | Reduced -9.8k |
| EAGLE ASSET MANAGEMENT INC 0.00% of their portfolio | 39.1k $358.9k | Added +36 |
| MARSHALL WACE, LLP 0.00% of their portfolio | 39.0k $357.6k | New |
| Paloma Partners Management Co 0.03% of their portfolio | 36.3k $332.9k | New |
| Pinpoint Asset Management Ltd 0.05% of their portfolio | 35.7k $327.0k | New |
| OLD MISSION CAPITAL LLC 0.01% of their portfolio | 34.1k $313.1k | Reduced -68.2k |
| Pictet Asset Management Holding SA 0.00% of their portfolio | 33.3k $305.5k | New |
| Pacer Advisors, Inc. 0.00% of their portfolio | 33.0k $303.0k | New |
| Symmetry Partners, LLC 0.02% of their portfolio | 32.8k $301.0k | Unchanged |