HANCOCK JOHN PFD INCOME FD HPI
SH BEN INT · Closed-End Fund · CUSIP 41013W108
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $15.78.
Trends to Q4 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 59 |
| Q4 2022 | 65 |
| Q1 2023 | 62 |
| Q2 2023 | 60 |
| Q3 2023 | 59 |
| Q4 2023 | 58 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 36 | 22 |
| Q1 2023 | 21 | 34 |
| Q2 2023 | 23 | 26 |
| Q3 2023 | 23 | 21 |
| Q4 2023 | 28 | 22 |
Biggest buyers
| MORGAN STANLEY | Added | +121.1k |
| UBS Group AG | Added | +70.4k |
| ROYAL BANK OF CANADA | Added | +46.7k |
| TSP Capital Management Group, LLC | Added | +40.9k |
| Invesco Ltd. | Added | +30.4k |
| GUGGENHEIM CAPITAL LLC | Added | +30.2k |
| Shaker Financial Services, LLC | Added | +23.9k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | New | +19.6k |
| LEVEL FOUR ADVISORY SERVICES, LLC | Added | +14.7k |
| COMMONWEALTH EQUITY SERVICES, LLC | Added | +13.2k |
Biggest sellers
| OSAIC HOLDINGS, INC. | Reduced | -19.6k |
| Sowell Financial Services LLC | Sold out | -15.9k |
| Koshinski Asset Management, Inc. | Sold out | -15.4k |
| MCRAE CAPITAL MANAGEMENT INC | Sold out | -14.4k |
| Mariner, LLC | Sold out | -13.9k |
| Keystone Financial Group | Sold out | -12.9k |
| Atria Wealth Solutions, Inc. | Reduced | -11.9k |
| LPL Financial LLC | Reduced | -7.9k |
| BANK OF AMERICA CORP /DE/ | Reduced | -6.7k |
| HARBOR INVESTMENT ADVISORY, LLC | Reduced | -4.5k |
Insider purchases and sales in Q4 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q1 2022 | 0 | — | 0 | — | — |
| Q2 2022 | 0 | — | 0 | — | — |
| Q3 2022 | 0 | — | 0 | — | — |
| Q4 2022 | 0 | — | 0 | — | — |
| Q1 2023 | 0 | — | 0 | — | — |
| Q2 2023 | 0 | — | 0 | — | — |
| Q3 2023 | 0 | — | 0 | — | — |
| Q4 2023 | 1 | $11.0k | 0 | — | — |
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2023-10-12 | Ellison Noni L Director | Bought | $11.0k790 shares |
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q4 2023
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.00% of their portfolio | 968.7k $15.3m | Added +121.1k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 480.0k $7.6m | Added +46.7k |
| UBS Group AG 0.00% of their portfolio | 345.2k $5.4m | Added +70.4k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio | 250.3k $4.0m | Added +13.2k |
| Invesco Ltd. 0.00% of their portfolio | 236.5k $3.7m | Added +30.4k |
| GUGGENHEIM CAPITAL LLC 0.02% of their portfolio | 206.9k $3.3m | Added +30.2k |
| LPL Financial LLC 0.00% of their portfolio | 156.9k $2.5m | Reduced -7.9k |
| Advisory Resource Group 0.51% of their portfolio | 130.1k $2.1m | Reduced -647 |
| TSP Capital Management Group, LLC 0.62% of their portfolio | 113.5k $1.8m | Added +40.9k |
| Kestra Advisory Services, LLC 0.01% of their portfolio | 108.1k $1.7m | Reduced -3.0k |
| Fiera Capital Corp 0.00% of their portfolio | 77.3k $1.2m | Unchanged |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 77.1k $1.2m | Added +11.0k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 64.5k $1.0m | Reduced -19.6k |
| HighTower Advisors, LLC 0.00% of their portfolio | 42.0k $660.0k | Added +284 |
| Shaker Financial Services, LLC 0.26% of their portfolio | 40.1k $637.7k | Added +23.9k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 35.1k $553.0k | Added +11.1k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 34.6k $545.7k | Added +945 |
| NewEdge Advisors, LLC 0.00% of their portfolio | 32.0k $502.8k | Added +10.9k |
| Atria Wealth Solutions, Inc. 0.01% of their portfolio | 28.9k $455.7k | Reduced -11.9k |
| LEVEL FOUR ADVISORY SERVICES, LLC 0.02% of their portfolio | 26.8k $423.1k | Added +14.7k |
| Baird Financial Group, Inc. 0.00% of their portfolio | 23.8k $376.1k | Reduced -925 |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 21.2k $334.0k | Reduced -6.7k |
| Avidian Wealth Enterprises, LLC 0.02% of their portfolio | 21.0k $331.4k | Unchanged |
| Private Advisor Group, LLC 0.00% of their portfolio | 19.9k $313.7k | Added +1.2k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 19.6k $308.5k | New |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 19.4k $305.3k | Reduced -4.3k |
| B. Riley Wealth Advisors, Inc. 0.01% of their portfolio | 18.5k $293.4k | Added +1.4k |
| Selway Asset Management 0.12% of their portfolio | 18.1k $286.3k | Reduced -3.8k |
| McGlone Suttner Wealth Management, Inc. 0.05% of their portfolio | 14.8k $233.7k | Reduced -4.5k |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 13.3k $209.4k | Reduced -433 |
| HARBOR INVESTMENT ADVISORY, LLC 0.02% of their portfolio | 12.2k $192.5k | Reduced -4.5k |
| WEDBUSH SECURITIES INC 0.01% of their portfolio | 12.2k $192.0k | Added +1.9k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 11.4k $179.3k | Reduced -379 |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 10.7k $168.1k | Added +925 |
| Merit Financial Group, LLC 0.00% of their portfolio | 10.3k $163.0k | Added +1 |
| Geneos Wealth Management Inc. 0.00% of their portfolio | 3.4k $53.3k | Unchanged |
| Cullen/Frost Bankers, Inc. 0.00% of their portfolio | 3.1k $49.1k | Unchanged |
| Sound Income Strategies, LLC 0.00% of their portfolio | 2.1k $33.9k | Unchanged |
| CITY HOLDING CO 0.01% of their portfolio | 2.0k $31.6k | Unchanged |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 1.8k $28.7k | Unchanged |
| Global Retirement Partners, LLC 0.00% of their portfolio | 1.7k $26.9k | New |
| OPTIMUM INVESTMENT ADVISORS 0.01% of their portfolio | 1.7k $26.8k | Unchanged |
| Parallel Advisors, LLC 0.00% of their portfolio | 1.0k $15.8k | Unchanged |
| FSA Wealth Management LLC 0.01% of their portfolio | 951 $15.0k | New |
| Piscataqua Savings Bank 0.01% of their portfolio | 800 $12.6k | Unchanged |
| Advisory Services Network, LLC 0.00% of their portfolio | 700 $11.0k | New |
| Sanctuary Wealth Management, L.L.C. 0.01% of their portfolio | 697 $11.0k | Unchanged |
| PRIVATE TRUST CO NA 0.00% of their portfolio | 553 $8.7k | Unchanged |
| AlphaMark Advisors, LLC 0.00% of their portfolio | 481 $8.0k | Added +64 |
| Sugarloaf Wealth Management, LLC 0.00% of their portfolio | 385 $6.1k | Unchanged |
| Mariner Managed Account Solutions, LLC 0.00% of their portfolio | 304 $4.8k | New |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 184 $2.9k | New |
| WEBSTER BANK, N. A. 0.00% of their portfolio | 164 $2.6k | Unchanged |
| Gradient Investments LLC 0.00% of their portfolio | 150 $2.4k | New |
| COMERICA BANK 0.00% of their portfolio | 129 $2.0k | Reduced -1.4k |
| Householder Group Estate & Retirement Specialist, LLC 0.00% of their portfolio | 62 $0 | Unchanged |
| FMR LLC 0.00% of their portfolio | 1 $16 | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |