Vault-13

HALOZYME THERAPEUTICS INC HALO 0.25 03.01.27

NOTE 0.250% 3/0 · US DOMESTIC · CUSIP 40637HAD1

59 institutional holders -4 vs Q1 2024
8,838,9668.8m shares reported held*
$810.2mreported value*
6 new 14 added 17 reduced 10 sold out net bought ≈ $9.1m (-1.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $91.66.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 50Q4 22: 57Q1 23: 66Q2 23: 68Q3 23: 67Q4 23: 66Q1 24: 63Q2 24: 5959Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202250
Q4 202257
Q1 202366
Q2 202368
Q3 202367
Q4 202366
Q1 202463
Q2 202459

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 21 bought or addedQ4 22: 26 cut or sold outQ4 22Q1 23: 32 bought or addedQ1 23: 27 cut or sold outQ2 23: 31 bought or addedQ2 23: 23 cut or sold outQ2 23Q3 23: 25 bought or addedQ3 23: 26 cut or sold outQ4 23: 18 bought or addedQ4 23: 30 cut or sold outQ4 23Q1 24: 22 bought or addedQ1 24: 25 cut or sold outQ2 24: 20 bought or addedQ2 24: 27 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222126
Q1 20233227
Q2 20233123
Q3 20232526
Q4 20231830
Q1 20242225
Q2 20242027

Biggest buyers

BlackRock Inc. Added +24,245,000+24.2m
Linden Advisors LP Added +20,890,000+20.9m
III Capital Management Added +12,270,000+12.3m
AQR Arbitrage LLC Added +9,325,000+9.3m
SHENKMAN CAPITAL MANAGEMENT INC Added +8,772,000+8.8m
VOYA INVESTMENT MANAGEMENT LLC Added +6,000,000+6.0m
BNP PARIBAS FINANCIAL MARKETS Added +4,643,000+4.6m
TENOR CAPITAL MANAGEMENT Co., L.P. Added +3,000,000+3.0m
Jefferies Financial Group Inc. New +2,260,000+2.3m
LAZARD ASSET MANAGEMENT LLC Added +983,000+983.0k

Biggest sellers

AMERIPRISE FINANCIAL INC Sold out -15,393,000-15.4m
CITADEL ADVISORS LLC Sold out -11,425,000-11.4m
WOLVERINE ASSET MANAGEMENT LLC Sold out -9,600,000-9.6m
JPMORGAN CHASE & CO Reduced -9,264,000-9.3m
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -7,500,000-7.5m
MILLENNIUM MANAGEMENT LLC Sold out -7,000,000-7.0m
D. E. Shaw & Co., Inc. Sold out -6,075,000-6.1m
Wellesley Asset Management Reduced -3,521,585-3.5m
FRANKLIN RESOURCES INC Sold out -3,437,000-3.4m
CAMDEN ASSET MANAGEMENT L P /CA Reduced -3,000,000-3.0m

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VOYA INVESTMENT MANAGEMENT LLC 0.18% of their portfolio ATLANTA, GA 190,275,000190.3m $182.3m $182.3m 0.18% Added +6.0m +6,000,000
2 Linden Advisors LP 0.78% of their portfolio New York, NY 97,600,00097.6m $93.2m $93.2m 0.78% Added +20.9m +20,890,000
3 CAMDEN ASSET MANAGEMENT L P /CA 2.15% of their portfolio Los Angeles, CA 74,673,00074.7m $71.2m $71.2m 2.15% Reduced -3.0m -3,000,000
4 Invesco Ltd. 0.01% of their portfolio ATLANTA, GA 60,010,00060.0m $57.2m $57.2m 0.01% Added +10.0k +10,000
5 Wellesley Asset Management 5.15% of their portfolio PORTSMOUTH, NH 50,814,41550.8m $48.6m $48.6m 5.15% Reduced -3.5m -3,521,585
6 Davidson Kempner Capital Management LP 0.79% of their portfolio New York, NY 50,000,00050.0m $47.7m $47.7m 0.79% Unchanged
7 LAZARD ASSET MANAGEMENT LLC 0.05% of their portfolio NEW YORK, NY 44,544,00044.5m $42.7m $42.7m 0.05% Added +983.0k +983,000
8 BlackRock Inc. 0.00% of their portfolio New York, NY 30,880,00030.9m $29.4m $29.4m 0.00% Added +24.2m +24,245,000
9 III Capital Management 1.25% of their portfolio BOCA RATON, FL 23,670,00023.7m $22.6m $22.6m 1.25% Added +12.3m +12,270,000
10 AVIVA PLC 0.06% of their portfolio LONDON, X0 21,190,00021.2m $20.1m $20.1m 0.06% Reduced -730.0k -730,000
11 CITIGROUP INC 0.02% of their portfolio NEW YORK, NY 21,068,00021.1m $20.1m $20.1m 0.02% Reduced -2.1m -2,065,000
12 TENOR CAPITAL MANAGEMENT Co., L.P. 0.27% of their portfolio NEW YORK, NY 18,000,00018.0m $17.2m $17.2m 0.27% Added +3.0m +3,000,000
13 SHENKMAN CAPITAL MANAGEMENT INC 1.43% of their portfolio NEW YORK, NY 17,141,00017.1m $16.6m $16.6m 1.43% Added +8.8m +8,772,000
14 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 17,095,00017.1m $16.3m $16.3m 0.00% Added +500.0k +500,000
15 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 14,737,00014.7m $14.0m $14.0m 0.00% Reduced -662.0k -662,000
16 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 13,762,00013.8m $13.1m $13.1m 0.01% Added +4.6m +4,643,000
17 VICTORY CAPITAL MANAGEMENT INC 0.01% of their portfolio San Antonio, TX 11,716,00011.7m $11.2m $11.2m 0.01% Reduced -428.0k -428,000
18 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 11,120,00011.1m $10.6m $10.6m 0.00% Reduced -9.3m -9,264,000
19 AQR Arbitrage LLC 0.24% of their portfolio Greenwich, CT 9,465,0009.5m $9.1m $9.1m 0.24% Added +9.3m +9,325,000
20 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.01% of their portfolio FRANKFURT AM MAIN, 2M 9,250,0009.2m $8.8m $8.8m 0.01% Unchanged
21 Verition Fund Management LLC 0.04% of their portfolio GREENWICH, CT 5,500,0005.5m $5.3m $5.3m 0.04% Added +500.0k +500,000
22 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 4,988,0005.0m $4.8m $4.8m 0.01% Reduced -7.5m -7,500,000
23 Calamos Advisors LLC 0.02% of their portfolio NAPERVILLE, IL 4,580,0004.6m $4.4m $4.4m 0.02% Unchanged
24 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 4,547,0004.5m $4.3m $4.3m 0.00% Reduced -29.0k -29,000
25 Sonora Investment Management Group, LLC 0.29% of their portfolio TUCSON, AZ 4,222,0004.2m $3.7m $3.7m 0.29% Unchanged
26 Man Group plc 0.01% of their portfolio LONDON, X0 3,100,0003.1m $2.9m $2.9m 0.01% Reduced -900.0k -900,000
27 TORONTO DOMINION BANK 0.00% of their portfolio TORONTO, ONTARIO, A6 3,000,0003.0m $2.9m $2.9m 0.00% Reduced -2.0m -2,000,000
28 SSI INVESTMENT MANAGEMENT LLC 0.22% of their portfolio Los Angeles, CA 2,962,0003.0m $2.8m $2.8m 0.22% Unchanged
29 PALISADE CAPITAL MANAGEMENT, LP 0.07% of their portfolio FORT LEE, NJ 2,586,0002.6m $2.5m $2.5m 0.07% Unchanged
30 FLOSSBACH VON STORCH SE 0.01% of their portfolio COLOGNE, 2M 2,350,0002.4m $2.2m $2.2m 0.01% Reduced -500.0k -500,000
31 Jefferies Financial Group Inc. 0.04% of their portfolio NEW YORK, NY 2,260,0002.3m $2.2m $2.2m 0.04% New
32 Amundi 0.00% of their portfolio Paris, I0 2,102,0002.1m $2.0m $2.0m 0.00% Reduced -200.0k -200,000
33 Lombard Odier Asset Management (Europe) Ltd 0.08% of their portfolio LONDON, X0 1,778,0001.8m $1.7m $1.7m 0.08% Unchanged
34 Penn Mutual Asset Management 3.15% of their portfolio Conshohocken, PA 1,555,0001.6m $1.5m $1.5m 3.15% Unchanged
35 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 1,411,0001.4m $1.3m $1.3m 0.00% Added +234.0k +234,000
36 BOOTHBAY FUND MANAGEMENT, LLC 0.04% of their portfolio NEW YORK, NY 1,325,0001.3m $1.3m $1.3m 0.04% Added +666.0k +666,000
37 CSS LLC/IL 0.05% of their portfolio CHICAGO, IL 703,000703.0k $667.6k $667.6k 0.05% Unchanged
38 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.00% of their portfolio Paris, I0 650,000650.0k $618.0k $618.0k 0.00% Unchanged
39 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 600,000600.0k $571.2k $571.2k 0.00% Unchanged
40 KBC Group NV 0.00% of their portfolio Brussels, C9 300,000300.0k $286.0k $286.0k 0.00% Unchanged
41 ABN AMRO INVESTMENT SOLUTIONS 0.01% of their portfolio PARIS CEDEX 008, I0 300,000300.0k $287.5k $287.5k 0.01% Unchanged
42 Union Investments & Development Ltd. 1.17% of their portfolio Tel Aviv, L3 200,000200.0k $191.0k $191.0k 1.17% Unchanged
43 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 193,000193.0k $184.0k $184.0k 0.00% Unchanged
44 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 150,000150.0k $143.0k $143.0k 0.00% Reduced -1.1m -1,050,000
45 Cutler Capital Management, LLC 0.04% of their portfolio WORCESTER, MA 110,000110.0k $104.9k $104.9k 0.04% New
46 &PARTNERS 0.00% of their portfolio NASHVILLE, TN 81,00081.0k $77.2k $77.2k 0.00% New
47 Argent Trust Co 0.00% of their portfolio NASHVILLE, TN 70,00070.0k $66.7k $66.7k 0.00% Unchanged
48 FORESIGHT CAPITAL MANAGEMENT ADVISORS, INC. 0.03% of their portfolio SALINE, MI 44,00044.0k $42.0k $42.0k 0.03% Unchanged
49 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 43,00043.0k $40.9k $40.9k 0.00% Reduced -223 -223
50 LAKE STREET ADVISORS GROUP, LLC 0.00% of their portfolio PORTSMOUTH, NH 38,00038.0k $36.2k $36.2k 0.00% Unchanged
51 CHOREO, LLC 0.00% of their portfolio ROCKFORD, IL 28,00028.0k $26.5k $26.5k 0.00% New
52 Goldstein Advisors, LLC 0.00% of their portfolio Madison, WI 14,00014.0k $13.3k $13.3k 0.00% Reduced -5.0k -5,000
53 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 13,00013.0k $12.0k $12.0k 0.00% Unchanged
54 COMERICA BANK 0.00% of their portfolio DALLAS, TX 10,00010.0k $9.5k $9.5k 0.00% Unchanged
55 Boussard & Gavaudan Investment Management LLP 1.07% of their portfolio London, X0 7,0007.0k $6.7m $6.7m 1.07% New
56 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 5,0005.0k $4.8k $4.8k 0.00% New
57 LAFFER TENGLER INVESTMENTS, INC. 0.41% of their portfolio Scottsdale, AZ 1,9662.0k $1.9m $1.9m 0.41% Reduced -141 -141
58 Candriam S.C.A. 0.00% of their portfolio STRASSEN, N4 400400 $381.1k $381.1k 0.00% Unchanged
59 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged